High CourtDivision BenchWrit petitions disposed of; petitions dismissed...

V.K. SRIVASTAVA & ORS. v. GOVT. OF U.P. & ANR.

Case / Petition Number:Writ Petition (Civil) No. 206 of 2007
Neutral Citation:[2008] 13 S.C.R. 24

Case Details & Bench

Court
High Court
Hon'ble Judges
  • K. G. Balakrishnan
  • P. Sathasivam
  • J. M. Panchal
Judgment Date
2008-09-04
Court Decision / Holding
Writ Petitions and Interlocutory Applications disposed of. The petitioners were permitted to withdraw the writ petition; the court held that the amended rules complied with the directions from All India Judges’ Association and that the 2008 recruitment process was in order. The petitions were dismissed as withdrawn without prejudice to the petitioners’ rights to pursue other remedies with regard to seniority.
Final Disposition
Writ petitions disposed of; petitions dismissed as withdrawn; permission to withdraw granted; rights to seek other remedies for seniority preserved.

Parties to the Case

Appellants / Petitioners

  • V.K. Srivastava & Anr.

Respondents

  • GOVT. OF U.P. & ANR. (the Government of Uttar Pradesh and another)

Case Synopsis & Summary

This Supreme Court judgment deals with recruitment to the Uttar Pradesh Higher Judicial Service (HJS) under the Uttar Pradesh Higher Judicial Service Rules, 1953, as amended in January 2007, aligning with the directions in All India Judges’ Association & Ors. v. Union of India (2002) that promotion to the HJS should be streamlined under the Shetty Commission framework. The Court recalls the pre- and post-amendment positions: historically 75% of vacancies were to be filled by promotion from Civil Judge (Senior Division) with 25% by direct recruitment from the Bar; the 2002 case introduced a two-track approach with objective testing and merit-based criteria. The 2007 amendments purportedly implemented a three-source recruitment structure: 50% by promotion from Civil Judges (Senior Division) on merit-cum-seniority with a suitability test, 25% by promotion on merit through a limited departmental examination, and 25% by direct recruitment from the Bar. The petitioners argued that the amendments (backdated to 21.3.2002) would prejudice vested rights, particularly for vacancies arising before that date. The Court, examining the 2008 recruitment data (including pre-2002 vacancies and the High Court’s lists), held that the amended rules complied with the directions and that the selection was proper; thus the petitions were dismissed as withdrawn, with rights reserved to seek other remedies in respect of seniority. The judgment emphasizes adherence to the All India Judges’ Association directive and objective testing for suitability, while noting the 2008 process satisfied those requirements.

Provisions of Law Cited

Uttar Pradesh Higher Judicial Service Rules, 1953U.P. Higher Judicial Service Rules, 1953 (amended 9 January 2007)All India Judges’ Association & Ors. v. Union of India & Ors., (2002) 4 SCC 247; 2002 (2) SCR 712Article 233 of the Constitution of IndiaArticle 32 of the Constitution of IndiaEffective date of amended rules: 21 March 2002

Legal Doctrines & Maxims

  • Merit-cum-seniority principle for HJS promotions
  • Merit through limited departmental competitive examination
  • Objective standard/measurable testing of suitability for higher judicial service
  • Fast-track promotion from Subordinate Judiciary as per All India Judges’ Association directions
  • 50–25–25 recruitment framework (promotion from Civil Judges on merit-cum-seniority; promotion on merit via limited examination; direct recruitment from Bar)
  • Shetty Commission recommendations and All India Judges’ Association directives

Submissions & Arguments

Contentions of Appellants / Petitioners

The petitioners argued that amending the Uttar Pradesh Higher Judicial Service Rules in 2007 to implement a three-source recruitment (50% by promotion on merit-cum-seniority with a suitability test, 25% by promotion on merit via limited competitive examination, and 25% by direct recruitment from the Bar) should not have retrospective effect, as vacancies arising before 21.3.2002 should have been filled under the unamended rules (which favored a larger proportion by promotion from Civil Judges). They contended that retrospective application prejudiced vested rights and changed the historical pattern of promotions (85% by promotion vs. 75% under amended rules). They also argued about the need for a clear, objective testing method and concerns over seniority in the feeder cadre.

Contentions of Respondents

The respondents contended that the 2007 amendments were designed to implement, consistent with All India Judges’ Association v. Union of India, the prescribed framework and objective testing for suitability, thereby aligning with the Shetty Commission recommendations. They asserted that the amendments were in conformity with the directions of this Court and that the 2008 recruitment data demonstrated compliance with the amended rules. They argued that high courts are empowered to frame rules to give effect to the Court’s directives and that retrospective application was not accepted as causing prejudice given the overall scheme and the fact that the amended rules were implemented with reference to post-21.3.2002 vacancies and the actual recruitment exercise of 2008.

Cited Precedents (1)

Case NameCitationTreatmentExplanation
All India Judges' Association & Ors. v. Union of India & Ors.2002 (2) SCR 712; (2002) 4 SCC 247PositiveThis case set the framework for promotion to the Higher Judicial Service (HJS), directing reliance on merit-cum-seniority with a 25% merit-based path via a competitive examination and a 50% promotion path, and required the High Courts to implement reforms including objective testing. The present judgment expressly follows and applies these directives, confirming compliance with the directions.

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Extracted Judgment Text

Exact text extracted from official judgment records.

A r # [2008] 13 S.C.R. 24 ## V.K. SRIVASTAVA & ORS. _\I._ GOVT. OF U.P. & ANR. (Writ Petition (Civil) No. 206 of 2007) B SEPTEMBER 4, 2008 # **[K.G. BALAKRISHNAN, CJI, P. SATHASIVAM AND J.M. PANCHAL, JJ]** _Uttar Pradesh Higher Judicial Service Rules, 1953:_ c _Appointment to Higher Judicial Service_ - _Selections made in_ 2008 - _Rules as amended in_ 2007* _prescribing_ 50% _posts to be filled up by Civil Judge (Sr Division) on meritcum-seniority,_ 25% _on basis of limited competitive examination amongst eligible Civil Judges (Sr Division) and_ 25% _by_ D _direct recruitment from eligible members of Bar through competitive examination_ - _HELD: Recruitments of the year_ 2008 - _have been made complying with the Rules As regards vacancies prior to_ 2002, _the same were rightly filled up as per unamended Rules_ - So _far as remaining vacancies were con-_ E _cerned, selection lists have been prepared complying with the amended Rules_ - _Petitions disposed of accordingly_ _*All India Judges' Association_ & _Ors. vs. Union of India_ & _Ors. vs. Union of India_ & _Ors._ **2002 ( 2 ) SCR 712 =(2002) 4 sec 247 - referred to.** F ## **Case Law Reference** **2002 ( 2 ) SCR 712 referred to para 3** CIVIL ORIGINAL JURISDICTION: Writ Petition (Civil) No. 206 of 2007 G (Under Article 32 of the constitution of India) WITH W.P. (C) NOs. 36 of 2008, 236, 295 of 2007 and I.A. No. 1/07 In I.A. No. 204/07 in W.P. (C) No. 1022/89 H 24 25 ~ -1 ~ # V.K. SRIVASTAVA & ORS. _v._ GOVT. OF U.P. & ANR. Shail Kumar Dwivedi, A.A.G., Dinesh Dwivedi, S.R. Singh, Ajay Kumar Misra, Kavin Gulati, Avnish Pandey (forT. Mahipal), T.N. Singh, V.K. Singh, D.N. Dube, Abhisht Kumar, Rachana, Ravi Prakash Mehrotra, Garvesh Kabra, Deepti R. Mehrotra, Vijay Pratap Singh, Vandana Mishra, B.P. Singh, Vibha Dwivedi, Anil Kumar Jha, Anuradha Dubey Mishra, Vikram and P. Narasimhan for the appearing parties. A B The Judgment of the Court was delivered by _WP(C)No.3612008:_ 1. Learned senior counsel for the petitioners seeks per-[c ] mission to withdraw the writ petition. Permission sought for is granted. The writ petition is dismissed as withdrawn without prejudice to the rights of the petitioners to seek other appropriate remedies with regard to their seniority. W.P.(C)Nos.206/2007, 236/2007, 295/2007 & 1.A.N0.1 in _I.A. NO. 20412007:_ D 2. The petitioners in these writ petitions and Interim applications are members of the Uttar Pradesh Judicial Service. Writ Petition No.236/2007 and l.A.No.1/07 in l.A.No.204/2007 are filed by the U.P.Judicial Officers Association. E 3. In _All India Judges' Association&_ Ors. _Vs. Union of India_ & _Ors.,_ (2002) 4 SCC p.247, this Court has directed that promotion to the cadre of Higher Judicial Service should be F streamlined based on the recommendations of Justice Shetty Commission. Prior to the directions given by this Court for filling up the vacancies in the cadre of Higher Judicial Service there were only two sources i.e. one by promotion from the cadre of Civil Judge (Senior Division) i.e. the members of the Subordinate Judicial Service and the other by direct recruitment as[G ] per Article 233 of the Constitution of India from the members of the Bar. This Court felt that the members of the subordinate judiciary should also be given a fast track promotion and those who are more meritorious in service should be given an opportunity to compete for the posts of higher judicial services apart H F 26 SUPREME COURT REPORTS i [2008] 13 S.C.R. r c D E F G A from the ordinary channel of promotion on seniority. To give opportunity to the subordinate judicial officers from getting early promotion to the Higher Judicial Service, this Court has directed that 25% of the vacancies of Higher Judicial Service shall be filled up by a competitive examination and the Civil Judge (SeB nior Division) who are in the feeder category shall be given an opportunity to get such promotions. Keeping in view, the following direction was given by this Court: " ..... At the same time, we are of the opinion that there has to be certain minimum standard, objectively adjudged, for officers who are to enter the Higher Judicial Service as Additional District Judge and District Judges. While we agree with the Shetty Commission that the recruitment to the Higher Judicial Service i.e. the District Judge cadre from amongst the advocates should be 25 per cent and the process of recruitment is to be by a competitive examination, both written and _viva voce,_ we are of the opinion that there should be an objective method of testing the suitability of the subordinate judicial officers for promotion to the Higher Judicial Service. Furthermore, there should also be an incentive amongst the relatively junior and other officers to improve and to compete with each other so as to excel and get quicker promotion. In this way, we expect that the calibre of the members of the Higher Judicial Service will further improve. In order to achieve this, while the ratio of 75 per cent appointment by promotion and 25 per cent by direct recruitment to the Higher Judicial Service is maintained, we are, however, of the opinion that there should be two methods as far as appointment by promotion is concerned : 50 per cent of the total posts in the Higher Judicial Service must be filled by promotion on the basis of principle of merit-curnseniority. For this purpose, the High Courts should devise and evolve a test in order to ascertain and examine the legal knowledge of those candidates and to assess their continued efficiency with adequate knowledge of case- H 27 V.K SRIVASTAVA & ORS. _v._ GOVT OF U.P. & ANR. B - '! law. The remaining 25 per cent of the posts in the service A shall be filled by promotion strictly on the basis of merit through the limited departmental competitive examination for which the qualifying service as a Civil Judge (Senior Division) should be not less than five years. The High Courts will have to frame a rule in this regard. As a result of the aforesaid, to recapitulate, we direct that recruitment to the Higher Judicial Service i.e. the cadre of District Judges will be : > 1 (a)50 per cent by promotion from amongst the Civil c Judges (Senior Division) on the basis of principle of meritcum-seniority and passing a suitability test; _-f_ (b) 25 per cent by promotion strictly on the basis of merit through limited competitive examination of Civil Judges (Senior Division) having not less than five years' qualifying [) service; and (c) 25 per cent of the posts shall be filled by direct recruitment fro111 amongst the eligible advocates on the basis of the written and viva voce test conducted by E respective High Courts; (2) Appropriate rules shall be framed as above by the High Court as early as possible," --" ,., 4. This Court has stated that the quota for promotion to the Higher Judicial Service Is 50 per cent from amongst the[F ] Civil Judges (Senior Division) on the basis of principle of merit" cum-seniority and 25 per cent strictly on the basis of merit through limited competitive examination anq 25 per cent by direct recruitment 5. Subsequent to this decision, the Government of Uttar[G ] Pradesh, in consultation with the High Court, has amended the U.P.Higher Judicial Service Rules on 9th January, 2007. Prior to the amended rules, for filling up _the vacancies of Higher Judicial Service there were only two sources i.e. 85 per cent of H 28 SUPREME COURT REPORTS [2008) 13 S.C.R. r A the posts would be filled up by promotion based on the principle of seniority-cum-merit and 15 per cent of the vacancies were to be filled up by direct recruitment from the members of the Bar. After the judgment of this Court in All India Judges' Association Case (supra}, rules were framed to make it in accorB dance with the directions given by this Court. Thus, there were three sources of recruitment i.e. (i)50 per cent of the vacancies are to be filled up by promotion from Civil Judges (Senior Division) on the basis of principle of merit-cum-seniority and passing a suitability test;(ii) 25 per cent by promotion strictly on the c basis of merit through a limited competitive examination of Civil Judges (Senior Division) having not less than five years qualifying service; and (iii) by direct recruitment from amongst the advocates of not less than seven years experience. Though these rules were notified on 9th January, 2007 it was specifiD cally stated that the amended rules would come into effect from 21.3.2002. It may be noted that the judgment of this Court in All India Judges' Case (supra) was pronounced on 21.3.2002. 6. The grievance of these petitioners is that these rules which have been published on 9th January, 2007 should not have E been given retrospective effect and since retrospective effect had been given to these rules, it has seriously prejudiced the rights of the petitioners. According to these petitioners, the vacancies of DistrictJudges which had arisen prior to 21.3.2002 should have been filled up on the basis of unamended rules F and the recruitment which had taken place based on the amended rules has affected the vested rights of the petitioners. It is argued that had these vacancies been filled up on the basis of the unamended rules, at least some of the petitioners would have got promotion as of right and not based on the principle of G merit-cum-seniority which is incorporated in the amended rules. It was also argued that prior to the commencement of these rules 85 per cent of the vacancies could have been filled up by promotion from the cadre of Civil Judges (Senior Division) to the post of District Judges whereas as per the amended rules only 75 per cent of the Civil Judges (Senior Division) would get H V.K. SRIVASTAVA & ORS. _v._ GOVT. OF U.P. & ANR. 29 1 an opportunity to get promotion to the Higher Judicial Service. A It was further argued that when service rules for selection for appointment were amended it would always take place prospectively and retrospective effect shall not be given so as to prejudice the vested rights of the candidates. 7. We do not find much force in the contention advanced[B ] by the petitioners especially in view of the information furnished by the High Court as regards the recruitment that had taken place in the year 2008. Prior to 20.3.2002, there were 22 posts of District Judges that could be filled up and out of these 22 posts of District Judges if the 85 per cent was taken as per the[c ] then existing rules, 19 posts had to be filled up by promotion from the cadre of Civil Judges (Senior Division) and three posts had to be filled up by recruitment from the Bar. Also there were 328 vacancies to be filled up and we are told that the selection process had already been over and the High Court has recomD mended for appointment of 245 candidates. The break-up of the candidates as per the selection, which is mentioned by the High Court is as follows : ..... .,.., 170 candidates had to be given promotion based on the E principle of "merit-cum-seniority" from the Civil Judges (Senior Division) to fill up 50 per cent of vacancies and all the 170 vacancies had been proposed to be filled up and for the 25 per cent of promotion of Civil Judges (Senior Division) based on merit none was found suitable and these 76 posts also were added to the 50 per cent and _the total number of 245 candiF dates in the cadre of Civil Judges (Senior Division) had been now proposed to be promoted to the cadre of District Judges and 82 direct recruits of District Judges have been selected from the bar and that also is proposed to be appointed and a total of 286 candidates have been included in the list of candiG dates who are to be promoted. 8. Learned senior counsel appearing for the petitioners had also contended that prior to the amendment of these rules, the promotion to the cadre of District Judges was based on the H 30 SUPREME COURT REPORTS [2008] 13 S.C.R. A principle of "seniority-cum-merit" and now as per the amended rules, pursuant to the directions of this Court, the principle has now been changed to "merit-cum-seniority" and this has seriously affected the rights of the members of the Civil Judges (Senior Division). However, learned senior counsel appearing B for the State of Uttar Pradesh has contended that in the process of promotion, merit alone was not being given importance. Even if the principle of merit-cum-seniority has to be applied the principle is that if the candidates are eligible for promotion to the cadre of District Judges the seniority in the feeder catC egory has to be maintained as regards 50 per cent of the promotions are concerned. Of course, in the case of 25 per cent promotions, the test must be rigorous as held by this Court and the promotion under the 25 per cent category of Civil Judges (Senior Division) to the category of District Judges be strictly D on merit and that too subject to the rigorous selection and such candidate may supersede some of their colleagues in the feeder category i.e. Civil Judges (Senior Division). Going by the information submitted by the High Court regarding the 2008 selection, we are satisfied that the rules have been complied with. Of course, as regards other objections, if any, we are not expressE ing anything on merits as the recommendation itself is not under challenge before us. Resultantly, we do not find any merit in these writ petitions and the applications and the same are disposed of accordingly. F R.P. Writ Petitions and Interlocutory Applications disposed of.