High Court of KeralaSingle JudgeWrit petition allowed; Ext.P2 set aside; petiti...

Viswanathan V. v. Kerala State Electricity Board Ltd.

Case / Petition Number:WP(C) No. 4515 of 2018

Case Details & Bench

Court
High Court of Kerala
Hon'ble Judges
  • Anu Sivaraman
Judgment Date
2019-04-01
Court Decision / Holding
Ext.P2 is set aside. The initiation of disciplinary proceedings against the petitioner was incompetent and unsustainable. The petitioner shall be paid retirement benefits without reference to Ext.P2. Appropriate steps shall be taken to release pensionary benefits within four months from the copy of this judgment.
Final Disposition
Writ petition allowed; Ext.P2 set aside; petitioner entitled to retirement benefits and pension to be released within four months of judgment.

Parties to the Case

Appellants / Petitioners

  • Viswanathan V.

Respondents

  • The Kerala State Electricity Board Ltd., Vyduthi Bhavan, Pattom, Thiruvananthapuram
  • The Chief Engineer HRM, Kerala State Electricity Board Ltd, Vyduthi Bhavan, Pattom, Thiruvananthapuram
  • The Executive Engineer, Kerala State Electricity Board Ltd., Office of the Chief Engineer (Distribution Central), Ernakulam
  • The Chief Engineer Distribution Central, Kerala State Electricity Board Ltd., Ernakulam

Legal Representation & Advocates

Counsels for Petitioners

  • • Sri. U. Balagangadharan
  • • Advocate for petitioner

Counsels for Respondents

  • • Sri. M.K. Thankappan, SC, KSEB Limited
  • • Senior Counsel for respondents (as per document)

Case Synopsis & Summary

Viswanathan V., a 56-year-old retired assistant engineer of KSEB, filed WP(C) No. 4515 of 2018 challenging Ext.P2, a charge memo issued on 13.06.2017, which purportedly initiates departmental proceedings for incidents dating back to 2007. The petitioner contends that pensionary benefits have been withheld on the ground of the pendency of disciplinary proceedings, and that initiation without prior sanction of the Kerala State Electricity Board Limited violates Rule 3(b) of Part III of the Kerala Service Rules (KSR). He submits that, since he had retired on 31.05.2017, the events underlying the charge memo occurred more than four years prior to retirement and thus cannot form the basis of valid departmental action. He relies on Xavier v. Kerala State Electricity Board (Full Bench) to argue that pre-retirement proceedings should be continued only for the limited purposes permitted by Rule 3 of Chapter 1, Part III KSR. The respondents contend that Rule 3(a) allows continuation after retirement for recovering losses and that initiation of proceedings after retirement may be permissible with government sanction, and that Ext.P2 was issued after retirement with some prior communications. The court analyzes Rule 3 of Part III KSR, including Rule 3(a) and 3(b), and concludes that Ext.P2 lacks prior sanction and concerns an event more than four years old, rendering initiation of disciplinary proceedings post-retirement invalid. Ext.P2 is set aside and the petitioner is entitled to retirement benefits, with pension disbursement within four months.

Provisions of Law Cited

Rule 3, Part III Kerala Service Rules (KSR)Rule 3(a), Part III KSRRule 3(b), Part III KSRExplanation to Rule 3, Part III KSR

Submissions & Arguments

Contentions of Appellants / Petitioners

The petitioner contends that Ext.P2 charge memo was issued without the prior sanction of the KSEB and relates to events in 2007, more than four years before retirement. He argues that Rule 3(b) of Part III KSR forbids such initiation without sanction and that post-retirement proceedings can only be continued for the limited purpose under Rule 3(a) to recover losses, not to initiate fresh action. He relies on Xavier v. Kerala State Electricity Board (FB) to support the limited scope of post-retirement proceedings, and stresses absence of prior sanction and the time-bar. He seeks quashing Ext.P2, release of pension, DCRG, CVP, leave surrender with interest, and a non-liability certificate if required.

Contentions of Respondents

The respondents contend that Rule 3(a) permits continuation after retirement for recovering losses and that proceedings post-retirement may be allowed with government sanction. They argue Ext.P2 was issued after retirement with some communications and that events may be within permissible scope when sanctioned. They maintain that the Board adhered to applicable norms and procedures, and that disciplinary actions post-retirement can be valid under Rule 3, subject to sanction and the facts not being barred by the four-year limit.

Cited Precedents (4)

Case NameCitationTreatmentExplanation
Xavier v. Kerala State Electricity Board1979 KLT 80(FB)Mentioned OnlyCited by petitioner as supportive authority on limited post-retirement proceedings; court does not explicitly treat it as controlling, based on the extract.
K. M. Mohammed v. State of Kerala And Others1993 KHC 194Mentioned OnlyReferenced by petitioner; no explicit treatment by the court in the provided text.
V.M. Shamsuddin v. Union of India and Others2007(4) KHC 90Mentioned OnlyReferenced; no explicit treatment by the court in the provided text.
Kuttikrishnan v. State of Kerala1999(2) KLT 313Mentioned OnlyReferenced; no explicit treatment by the court in the provided text.

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Extracted Judgment Text

Exact text extracted from official judgment records.

## **IN THE HIGH COURT OF KERALA AT ERNAKULAM** ## **PRESENT** ## **THE HONOURABLE MRS. JUSTICE ANU SIVARAMAN** **MONDAY ,THE 01ST DAY OF APRIL 2019 / 11TH CHAITHRA, 1941** ## **WP(C).No. 4515 of 2018** ## **PETITIONER/PETITIONER:** ## **VISWANATHAN V.,** **AGED 56 YEARS, RETD. ASSISTANT ENGINEER, KERALA STATE ELECTRICITY BOARD LTD., RESIDING AT HOUSE NO. 5 KAIRALI NAGAR P.O., KUSUMAGIRI, KAKKANAD, ERNAKULAM, PIN-682030.** ## **BY ADV. SRI.U.BALAGANGADHARAN** ## **RESPONDENTS/RESPONDENTS:** - **1 THE KERALA STATE ELECTRICITY BOARD LTD., VYDUTHI BHAVAN, PATTOM, THIRUVANANTHAPURAM, REPRESENTED BY ITS CHAIRMAN, PIN-695 004.** - **2 THE CHIEF ENGINEER HRM, KERALA STATE ELECTRICITY BOARD LTD, VYDUTHI BHAVAN, PATTOM, THIRUVANANTHAPURAM, PIN-695 004.** - **3 THE EXECUTIVE ENGINEER, KERALA STATE ELECTRICITY BOARD LTD., OFFICE OF THE CHIEF ENGINEER (DISTRIBUTION CENTRAL), D.H. ROAD, ERNAKULAM, PIN-682 016. [CORRECTED] [THE EXECUTIVE ENGINEER, KERALA STATE ELECTRICITY BOARD LTD, OFFICE OF THE EXECUTIVE ENGINEER, ALUVA DIVISION, ERNAKULAM. ADDRESS OF R3 IS CORRECTED AS ABOVE AS PER ORDER DATED 03/04/2018 IN IA.5748/2018].** - **4 THE CHIEF ENGINEER DISTRIBUTION CENTRAL, KERALA STATE ELECTRICITY BOARD LTD.,D.H.ROAD, ERNAKULAM , PIN-682 016.** **BY ADV. SRI.M.K.THANKAPPAN, SC, KERALA STATE ELECTRICITY BOARD LIMITED** **THIS WRIT PETITION (CIVIL) HAVING BEEN FINALLY HEARD ON 01.04.2019, THE COURT ON THE SAME DAY DELIVERED THE FOLLOWING:** ## **W.P.(C) No.4515 of 2018** ## **-:2:-** ## **JUDGMENT** ## **This writ petition is filed, seeking the following prayers:** - _**“1. Call for the records leading to Ext.P2 and set aside the same by issuing writ in the nature of certiorari;**_ _**2. Writ in the nature of mandamus commanding the second respondent to sanction and disburse pension, DCRG, Commuted Value of pension and Leave surrender amounts immediately;**_ _**3. Writ in the nature of mandamus commanding the second respondent to issue Non Liability certificate to enable the petitioner to draw pension.**_ _**4. Writ in the nature of mandamus commanding the second respondent to pay interest at the rate of 12% for the delayed payment of pension, DCRG, Commuted value of pension with specific direction to recover the same from the persons responsible for the delay.**_ _**5. Declare that the petitioners are entitled get his pension, DCRG, CVP and leave surrender sanctioned and disbursed with interest without any further delay and no proceedings pursuant to Ext.P2 charge memo**_ ## **W.P.(C) No.4515 of 2018** ## **-:3:-** _**is liable to conducted;”**_ **2. Heard the learned counsel for the petitioner and the learned standing counsel appearing for the KSEB.** **3. The petitioner had retired from service as an Assistant Engineer from the Kerala State Electricity Board Limited on 31.05.2017. He submits that pensionary benefits have been withheld, on the ground that departmental proceedings have been initiated against the petitioner, by issuance of Ext.P2 charge memo. It is submitted that Ext.P2 charge memo has been issued without the specific prior approval of the Board and is issued in respect of incidents, which took place in the year 2007.** **4. The learned counsel for the petitioner would contend that the initiation of the disciplinary proceedings against the petitioner, is therefore completely unsustainable. Relying on the provisions of Rule 3(b) of Chapter 1 of Part III of the Kerala Service Rules(KSR). It is contended that, in case proceedings are initiated against the petitioner** **W.P.(C) No.4515 of 2018** ## **-:4:-** **after his retirement, such initiation should have the prior sanction of the Kerala State Electricity Board Limited. It is contended that the initiation of disciplinary proceedings is bad for the additional reason that the proceedings are initiated in respect of incidents, which occurred in the year 2007. The petitioner, having retired from service on 31.05.2017, the incidents based on which the charge memo was issued is relatable to an incident, which took place more than four years prior to the date of retirement, and as such, the departmental proceedings could not have been inititated, it is submitted.** **5. The learned counsel for the petitioner places reliance on the decision of the Full Bench of this Court in** _**Xavier v. Kerala State Electricity Board**_ **[1979 KLT 80(FB)] to contend that the disciplinary proceedings, which were initiated even prior to retirement should have been continued only for the limited purpose of Rule 3 of Chapter 1 of Part III KSR. It is stated that the respondents in spite of having filed a counter affidavit, have not** ## **W.P.(C) No.4515 of 2018** ## **-:5:-** **been able to produce any orders of prior sanction rendered by the Kerala State Electricity Board and that the proceedings are liable to be quashed on the said ground alone. The decision of this Court in** _**K. M. Mohammed v. State of Kerala And Others**_ **[1993 KHC 194],** _**V.M. Shamsuddin v. Union of India and Others**_ **[2007(4) KHC 90] and** _**Kuttikrishnan v. State of Kerala**_ **[1999(2) KLT 313] are also relied on by the learned counsel for the petitioner.** **6. A counter affidavit has been placed on record by respondents 1 to 4. It is contended in the counter affidavit that the petitioner had been issued with Ext.R4(a)communication on 28.11.2015 to which he submitted his reply on 26.12.2015. It is stated that, though the petitioner retired from service on 31.05.2017, provisional pension was sanctioned to him in June, 2018 and the petitioner had not been sanctioned the full retirement benefits on account of the pendency of the departmental proceedings initiated against him. It is stated that as per Rule 3(a), departmental proceedings shall be** **W.P.(C) No.4515 of 2018** ## **-:6:-** **deemed to be continued in the same manner as if the employee had continued in service for the purpose of Rule 3. It is stated that departmental proceedings could be instituted under Rule 3, even after retirement for the purpose of recovering any loss caused to the Government by the Government servant; but with the sanction of the Government and subject to the condition that it shall not be in respect of any event which took place four years prior to such institution. It is stated in the counter affidavit that in the instant case, all conditions of Rule 3, Part III KSR have been adhered.** **7. I have considered the contentions advanced. Rule 3 of Part III KSR permits the continuance of the disciplinary proceedings against a retired Government servant. The scope of the disciplinary proceedings after retirement, is confined to recovering any loss or withdrawing or withholding the whole or part of the pension. The proceedings, if any, initiated against an employee before retirement, can be continued for the limited purpose of Rule 3.** ## **W.P.(C) No.4515 of 2018** ## **-:7:-** **However, Rule 3(b) specifically provides that the departmental proceedings, if not instituted by the employee was in service, shall not be instituted save with the sanction of the Government and shall not be in respect of any event, which took place more than four years before such institution. It is further provided in the explanation to Rule 3 that, a departmental proceedings shall be deemed to be instituted on the date on which the statement of charges is issued to the employee or pensioner, or if the employee has been placed under suspension from an earlier date, on such date.** **8. In the instant case, though the learned standing counsel appearing for the KSEB would contend that a communication had been issued to the petitioner before his retirement, the institution of the departmental proceedings as against the petitioner was apparently only by Ext.P2 memo, which was issued on 13.06.2017. Going by the explanation to Rule 3, Part III KSR, the disciplinary proceedings can be seemed to be instituted only on the date of** **W.P.(C) No.4515 of 2018** ## **-:8:-** **Ext.P2. Ext.P2, memo of charges does not refer to any prior sanction having been issued by the Kerala State Electricity Board Limited for the initiation of disciplinary proceedings as against a retired employee. The memo of charges also reveals that it is issued in respect of an incident, which took place long prior to four years before the petitioner's retirement.** **9. In view of the fact that, Rule 3(b) specifically interdicts the initiation of departmental proceedings against a retired employee without the prior sanction of the Government (to be read as 'KSEBL' in the instant case) and since the proceedings are initiated in respect of incidents, which took place prior to four years of the date of retirement, I am of the opinion that the said proceedings cannot be sustained.** **10. Ext.P2 is therefore, set aside. It is declared that the initiation of the disciplinary proceedings as against the petitioner was incompetent and unsustainable. The petitioner shall be paid his** ## **W.P.(C) No.4515 of 2018** ## **-:9:-** **retirement benefits without reference to the initiation of the disciplinary proceedings as against the petitioner. Appropriate steps shall be taken to release the pensionary benefits due to the petitioner, within a period of four months from the date of receipt of a copy of this judgment. This writ petition is ordered accordingly.** **Sd/-** **ANU SIVARAMAN JUDGE** DST ## **W.P.(C) No.4515 of 2018** ## **-:10:-** ## **APPENDIX** ## **PETITIONER'S/S EXHIBITS:** **EXHIBIT P1** **A TRUE COPY OF NOTICE OF RETIREMENT ISSUED BY EXECUTIVE ENGINEER, KSEB LIMITED ALUVA DATED 31.05.2017.** **EXHIBIT P2 A TRUE COPY OF MEMO OF CHARGES ISSUED BY THE 4TH RESPONDENT DATED 13.06.2017.** **EXHIBIT P3 A TRUE COPY OF EXPLANATION OFFERED BY THE PETITIONER TO EXT. P2 CHARGE MEMO DATED 2.7.2017.** **EXHIBIT P4 A TRUE COPY OF LETTER DATED 28.11.2015 ISSUED BY EXECUTIVE ENGINEER, ERNAKULAM.** ## **RESPONDENTS' EXHIBITS** **EXHIBIT R4(A) TRUE COPY OF THE ORDER NO.EDE/GB1/CDRF/CC NO.234/13/DISCIPLINARY/2015-16/1455 DATED 28.11.2015.** **EXHIBIT R4(B) TRUE COPY OF THE REPLY SUBMITTED BY THE PETITIONER DATED 26.12.2015** **//TRUE COPY//** **P.A.TO JUDGE**