423
UNION OF INDIA
_v._
SANKAL CHAND HIMATLAL SHETH AND ANR.
_September_ 19, 1977
[Y. V. CHANDRACHUD, P. N. BHAGWATI, V. R. KRISHNA IYER, N. L.
UNTWALIA AND _S._ MURTAZA FAZAL ALI, JJ.J
_Practice and_ _Procedure-When_ _there has been a challenge to the_ _constitu-_
_llonality_ _of_ _an Act, compending,_ _of the /is cannot lull the Court into treating the_
_subject non-issue-Constitution_ _of_ _India,_ _1950-Art._ _136-Duty_ _of_ _Court in_ _an_
_appeal under._
_Interpretation_ _of_ _statutes-Interpretation_ _of_ _a Constitutional_ _provision-Rule_
_of_ _harimonious construction, essence of._
_Interpretation_ _of_ _statutes-Meaning_ _of_ _words-Rule_ _of_ _constructio11-_
_Must he excunined in its context and_ _in_ _the sense which the legislature_ _has·_ _in_
_view._
_).-_ _Interpretation_ _of_ _statutes-Interpretation_ _of_ _a constitutional_ _code-Legislatire_
_flistory_ _plus-Value_ _of_ _and consultation by Courts._
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_Constitution_ _of_ _India,_ 1950, _Art._ _222(1)-lnterpretation_ _of_ _Art._ 222(1)_Whether it i1nplies "consent"_ _of_ _a judge before_ _he_ _can be transfen'ed by_ _the_ D
_President_ _of_ _India froni one High Court to another-Wl1et'1er the transfer_
_·without his consent unconstitutional._
_Constitution_ _of_ _India,_ 1950, _Art._ _222(1)-Transfer_ _of_ _judge_ _fro111_ _one High_
_Court to another by the President_ _of_ _India--Con.'lent and basic material and_
_minimum requirements for consultation._
_Constitution_ _of_ _India,_ 1950, _Arts._ 50, 217(1) _and_ 222(1)-Scope _and_ _e[Ject_ E
_of_ the word "transfer'' occurring in the said Article._
_Constitution_ _of_ _India,_ 1950, _Article_ _222(1)-Whether_ _the transfer_ _of_ _a High_
_Court Judge_ _fro1n_ _one High Court to another without his consent_ _is_ _in violation_
_of_ _the principles_ _of_ _natuial justice._
_Bias, doctrine_ _of-Objection_ _by tlie Union_ _of_ _India to tile hearing, by_
_a special Bench,_ _of_ _the Writ Petition by High Court Judge against the order_ _of_
_his transfer to another Higli_ _Court-Propriety_ _of_ _the objections._ F
On May 27, 1976, the President of India issued a notification to lhe effect
"'In exercise of the powers conferred by clause (i) of article 222 of the Cons~
titution of India, the President after consultation with the Chief Justice of India
is pleased to transfer Shri Justice Sankalchand Himatlal Sheth, Judge of High
Court of Gujarat as judge of High Court of Andhra Pradesh with effect from
the date he assumes charge of his office." The notification was issued by the
Government of India in its Ministry of La\v, Justice and Company Affairs,
Department of Justice. Mr. Justice Sheth complied with the order of transfer G
and assumed charge of his office as a judge of Andhra Pradesh High Court,
but before doing so, he filed a Writ Petition No. 911 of 1977 in the Gujarat
High Court challenging the constitutional validity of the notification on the
following grounds :
1. The order was passed without his consent; such consent must
be necessarily implied under Article 222( 1) of the Constitution
and, therefore, the transfer of a judge from one High Court to
another High Court without his consent is unconstitutional; H
2. The order was passed in breach of the assurance given on
behalf of the Government of India by the then Law Minister
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424 SUPREME COURT REPORTS [1978] I S.C.R.
Shri A. K. Sen, while mQving the Constitution (15th Amendment) Act, 1963 and in the Lok Sabha that "So far as the High
Court Judges were concerned, they should not be transferred
excepting by consent". Mr. Sheth having accepted the Judgeship
of Gujarat High Court on April 23, 1969 on the faith of Law
Minister's assurance, the Governrnent of India was bound by
that assurance on the doctrine of promissory estoppel.
3. The order of transf1:!r mitigated against public interest the po\ver
conferred by Art. 222( 1) was conditioned by existence and
requirement of public interest and since the imDugned transfer
was not shown to have been made in public interest, it was _ultra_
_vires._ and
4. The order \Vas passed without effective consultation with the
Chief Justice of India. 'Consultation' under article 222(1)
means 'effective consultation' and since the pre-condition. of
article 222(1) that no transfer can be made without such con
sultation, was not fulfilied, the order was bad and of no effect.
The Writ Petition was heard by a special Bench of three Judges. They
unanimously rejected the challenge to the order of transfer on the ground of
promissory estoppel. _As_ regards the ground of consent J. B. Mehta and D. A.
Desai JJ. held that the order was not void for want of Mr. Sheth's consent _to_
his transfer. A. D. Desai J. however, took the view that the judge of a High
Court cannot be transferred without his consent. As to the ground of consultation with the Chief Justice of India, they unanimously held that there was
no effective consultation with the Chief Justice of India, though they arrived at
this conclusion by different processes of reasoning. A preliminary objection
raised by the Union of India to the three particular Judges hearing the matter
on the ground of bias was overruled. The High Court has granted to the
Union of India a certificate under Article 132 and 133(1) of the Constitution
of India to appeal to this Court.
The objection of bias was given up by the appellant and the contention as
regards promissory estoppel was not pressed by the Respondent petitioner in this
appeal. The Respondent petitioner, however, contended (i) that the power
conferred by Art. 222( 1) is, by necessary irnplication, subject to the precondition that the Judge, who is proposed to be transferred mus): consent to his transfer, the fundamental basis being, that judicial independence can be undermined
by vesting the power of transferring a judge in the executive and, therefore,
the transfer of High Court Judges from one High Court to another without
their consent is calculated to undermine the independence of the High Court
Judges and (ii) that, in order to uphold the independence of the judiciary
which is a basic feature of the Constitution, the Court has not only the power
but it is its plain duty to read into Art. 222( 1) a limitation which is not to be
found on the face of that Article. Elaborating the contention it was argued :
(1) The transfer of a Judge. in many a case, inflicts personal injuries on him. For example. a Judge transferred from one
High Court to another may have to maintain two establishments; if his wife or unmarried daughter is gainful1y employed,
she may be required to give up the employment; the education
of his children mav suffer; and above all, the lransfer of a permanent Judge disables him from practising not only in the
High Court to which he was initially appointed but in tbe
High Court or High Courts to which he may be subsequently
transferred. To empower the executive to inflict these injuries
on a Judge would gravely undermine the independence of the
judiciarv because, human nature being what it is. a large number of Judges would, consciously or unconsciously, be induced
to fall in line with the \Vishes and policies of the executive
government.
(2) It would be surprising anomaly that the transfer of subordinate
judges. as decided by the Supreme Court in several cases.
should be exclusively within the control of the High Court in
UNION _V._ S. H. SHETH 425
order to ensure that those judges are immune from the exercise A
of impropet pressures by the executive, whereas High Court
Judges themselves, for whose independence the Constitution
has made copious and elaborate provisions, should be left to
the mercy of the executive.
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(4)
The requirement of article 222(1) that the President must
consult the Chief Justice of India before transferring a Judge
does not answer the problem because, even though consultation with the Chief Justice is not a matter of formality, the
final word, in practice. always rests with the executive.
Assuming that the President's power to transfer a High Court
judge would be reduced to a dead letter if that power is made
to depend upon the Judge's consent, if the choice lay between
depriving numerous articles of the Constitution designed to
secure tht: independt:nce of lht: judiciary of their conlent and,
on the other hand, depriving article 222 ( 1) of _its_ practical
effect, the second alternative ought to and must be preferred.
_)_
(5) The oath which a Judge of the High Court has to take, as
prescribed by the Third Schedule, Clause VIII of the Constitution, that he will perform the duties of his office "without fear
or favour", an expression which was absent in the form ot the
oath prescribed by Schedule IV to the Government of India
Act, 1935, will not only become meaningless but will be
impossible to fulfil unless it was placed out of the po\ver of
the legislature or the executive to secure favours from a Judge
by putting him in fear of the injury which can easily be
inflicted upon him by transferring him from one High Court
to another.
(6) Even assuming that transfers of High Court Judges are necessary in the interests of national integration, it cannot be ignored that independence of the High Court Judges is the highe:st E
public interest, particularly in a federal or quasi-federal Constitution like ours and if there is a conflict of interest, the high
principle of the independence of the judiciary must prevail
over the amorphous concept of national integration.
(7) The transfer of a Judge from one High Court to another is.
subject to incidents like continuity· of service, in the nature of
a fresh appointment to the other Court. Since a person can.
not be appointed to a post without his consent, article 222(1) F
should be read as if it contains the words "with his consent"
after the words "transfer a Judge and before the words "from
one High Court to any other High Court". In other v.·ords,
"transfer", within the meaning of article 222(1) means a
consensual, not a compulsive shifting of a Judge from one
High Court to another.
(~) It is of the ·essence of judicial service that there is no masterand-scrvant relationship between a Judge and the Government.
The Judge cannot be asked by the Government to decide a
case in any particular way. Even the higher Couft, generally,
only corrects the Judge of the lower court-It does not con1mand him. Therefore, "transfer" in article 222 ( 1) does nut
have the same colour or content as in other services. The
concept of 'transfer" under that article is totally different. a
concept which must be construed harmoniously with the various
constitutional provisions which are enacted in order to secure
judicial independence. A non-consensual transfer will provide H
the executive with a potent v:eapon to punish the Judge who
does not toe its line and thereby destroy the independence of
the judiciary.
SUPREME COURT REPORTS [1978] 1 S.C.R.
Of Ilo word can one say that it is clear and unambiguous unless
one reads the whole document in which that word occurs.
"Transfer'', in the: context of the entire constitutional scheme
becomes a \l. [1] ord of doubtful import. If a vital constitutional
principle is going to be violated by putting a \Vide:r c0nstruction on that expression, it must receive a narro\v, restricted
meaning; and lastly.
Such a narrow interpretation will not deprive the article of its
practical efficacy or reduce it to a dead letter because, as a
matter of fact, nearly 25 judges were transferred with their
consent since the inception of the Constitution. It was, only
during the emergency, \Vhen every safeguard of liberty had
gone, that mass transfers of High Court Judges were resorted
to by the executive on grounds unconnected \Vith the requiren1ents tif public interest.
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The appe11ant union did not dispute that the greatest care ought to be tab.en
to preserve the independence of the judiciary which the constitution so
copiously protects. The appellant, however, contended : (i) that the won.l
"transfer" which occurs in Art. 222 ( 1) is not aB. expression of ambiguous
import, that there is no justification for reading the precondition of "consent"
in the article which is not to be found therein, and then even assuming for the
purposes of argument that a judge has to take a fresh oath before taking office
in the High Court to which he is transferred, "transfer" doesn't. inYolve a fresh
appointment and as such th1! consent of the judge to his transfer from one
lligh Court to another is no! necessary and (ii) the consultation with the Chief
Justice can be adequate safeguard against arbitrary transfers.
At the end of the argument on August 26, 1977, the appellant and Respondent arrived at a settlement viz.
"On the facts and circumstances on record the present government
does not consider that there was any justification for transferring
Justice Sheth from Gujarat High Court and propose to transfer him
back to that High Court On this Statement being made by th\!
teamed Attorney~General Mr. Seerva_i, counsel for Respondent No. 1
(Justice S. H. Sheth) v.lithdraws the \Vrit Petition with leave of the
Court".
Disposing the appeal by certificate in terms of that settlement, the Court :
HELD:
426
(9)
(10)
F _Per_ _n1ajority_ (P. N. Bhagwati and N. L. Untwalia, JJ, contra)
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1. There is no need or justification in order to uphold and protect the
independence of the judiciary for constn1ing Art. 222(1) to mean that a
Jud~e cannot be transferred from one High Court to another without his l..
consent. The power to transfer a High Court Judge is conferred by the COil<\titution in public interest and can be exercised in public interest only.
2. Art. 222( 1) casts an absolute obligation on the President to consult the
Chief Justice of India before transferring a Judge from one High Court to
another. This is- in the nature of a condition precedent to tbe actual tranifer
of the Judge. Consultation \Vithin the meaning of Art. 222(1) mfan5 full and
effective, not formal or unproductive consultation. [452 E-G]
_Per_ Chandrachud, J.
1. The normal rule of interpretation is that the words used by the Legislator5
are generally a safe-guide to their intention. Where the statute's meaning is
clear and explicit, words cannot be interpolated. What is true of the inte1·
pretation of an ordinary statute is not any the less true in the case of a
constitutional provision and the same rule applies equally to both. But, if
thi> words of an instrument are ambiguous in the sense that they can reasonably
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UNION _V._ S. H. SHETH 427
:bear more than one n1eaning, that is to say, if the words are semantically A
.ambiguous, or if a provision if read literally, is patently in,:ompatible with the
other provisions of that instrument, the Court would be justified in construing
the words in an ordinary manner which will make the particular provision
purposeful. If the provision is clear and explicit it cannot be reduced to a
nullity by reading into- it a meaning which it does not carry. That in essence· is
_lhe_ rule of harmonious construction. [441 B-D]
_Home Building, and Loan Association_ v. _Blaisdell_ 78 L. Edn. 413 (19341;
_·Griswold_ v. _Connecticut_ 14 L. Edn 2d, 510 ( 1965), _Massachusetts_ S. - _&_ _Insurance_ B
_Co._ (1956) 352 U.S. 128 (at p. 138); _West Minister Bank Ltd._ v. _Zang_ (1966)
A.C. 182 quoted with approval; S. _Naraya11aswan1i_ v. _C._ _Panneerselyan1_
A.l.R. 1972 S.C. 2284 & 2290 Followed; _M. Pentiah_ v. _Veemmallappa_ A.LR.
1961 S.C. 1107 (at p. 1115) Applied; _Seaford Court_ _Estates_ _Ltd._ v. _Asher_
1949 (2) All E.R. 155 (at p. 164) Inapplicable.
2. There is no need for justification in order to uphold and protect the
independence of judiciary for construing Art.· 222( I) to mean that the judge
cannot be transferred from one High Court to another with his consent. ]'he C
power to transfer a High Court Judge is conferred by the Constitution in
public interest and not for the purpose of providing the executive with a wca·pon to punish a judge who does not toe its line or who for some reason or the
other has fallen from its grace. The extraordinary power which the Constitution has conferred on the President by Art. 222( I) cannot be exercised in a
manner which is calculated to defeat _or destrOy in one stroke the object and
purpose of the various provisions conceived with such care to insulate the judiciary from the influence and pressures of the executive. [444 C-D, E] {)
3. Once it is appreciated that a High Court Judge can be transferred on the
ground of 'puhlic interest only the apprehension that the executive may use the
-power of transfer is for its own ulterior ends and thereby interfere with the
independence of judiciary loses its force. The hardship, embarrassment or
inconvenience resulting to a judge by reason of his being compelled to bP.comc
a liti!!ant in his own court cannot justify the addition of \vords to an Article
of the Constitution making his consent a pre-condition of his transfer. [445 A, B]
4. It is needless iri a broad sense to cut down the width of the words used
in Art. 222(1) by making the power of transfer dependent on the consent of
the judge himself. It is also needless in order to effectuate the object llf the
other constitutional provisions to read any ~uch li1nitation into that Article.
·The transfer of a High Court Jucfge without his consent will not damage or
destrC\)' the provisions contained in the Constitution for preserving the independence of the judiciary. [446 E-H. 447 Al
_R._ _M. D. Chanwbaugwalla_ v. _Unian_ _of_ _India,_ [1957] S.C.R. (930 at 936);
_Attorn·ey General_ v. _Prince Ernest Augustus_ _of_ _Hanover,_ [19571 A.C. 436, 460
61; _The River Wear Comn1issioners_ v. _William_ _Adannon_ _&_ _Ors._ 1876-7AC 743
(at 764, 767) Explained.
_5._ The fact that a judge who is transferred to another High Court has to
take a fresh oath before he assumes the charge of his office as a judge of the
High Court to which he is transferred does not support the argument that he
enters upon a new office as a result of a fresh appoinn1ent. T?e simple fact is
that the judge is transferred to another High Court, not appointed once over
again as a Judge of the High Court or even as a _judge of. the tiigh C~urt to
which he is transferred. The Government of India Act did not contain any
provision for the transfer of _?-_ _iudge. Th~t is why it pro~ided that the ~ffice
_of_ a judge shall be vacated either on _the 1udge ~e1ng appointed to .be a Judge
-of the Federal Court or on being appointed as a Judge of another High Court.
[447 G-H. 448 A, GJ
_M._ _P._ _V._ _Sundarararnir:r_ v. _State_ _of_ _Andhra_ _Pradesh_ [1958] SCR 1422
(at p. 1478), Followed.
6. Clause ( c) of Art. 217, itself makes a distinction bet~een appointment
~and transfer. They connote two distinct concepts and one 1s not _to_ be con
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428 SUPREME COURT REPORTS (1978] 1 S.C.R.
fused with the other. The technical rules of procedure governing service conditions cannot affect the interpretation of a substantive provision like the oae
contained in article 222(1) of the Constitution. [449 C, H, 450 Al
7. Whate.ver measures are required to be taken in order to achieve national
integration would ~e in public interest. Whether it is necessary to transfer
judges from one High Court to another in the interest of national integration
is a moot point. But that is a policy matter with which Courts are not i:oncemed directly. Considering the great inconvenience, hardship and possibly
a slur which a transfer from one High Court to another involves, the better view
would be to leave the judges untouched and take other measures to achieve
that purpose. [450 B-C]
_Observlllfion.-[lf_ at all on n1ature and objective appraisal of the situation
it is still felt that there should be a fair sprinkling in the High Court judiciary
of persons to be belonging to other States, that object can be more easily and
effectively attained by making appointments of Outsiders initially. [450 C-D]
8. Judges of the 1-ligh Court owe their appointment to the Constitution and
hold a position of privilege under it. There is a fundan1ental distinction in the
master and the servant relationship as is generally understood and the relationship between the Government and the High Court Judge. The judges of
the High Court are not the Government servants in the ordinary s1gn1ficat:on
o~ that expression. [450 H, 451 C]
9. Jn fact, that is why the Government cannot on its own, take a unilateral decision in regard to the appointment ·and transfer of High Court Judp:es.
[451 DJ
10. Article 222 ( 1 ) is in substance worded in similar terms as the 1st proviso to Article 124(2) and Art. 217(1). It casts an absolute obligation on the
President to consult the Chief Justice of India before transferring a Judge
from one High Court to another. That is in the nature of a condition precedent to the actual transfer of the Judge. In other words the transfer of a.
High Court Judge to another High Court can not become effective unless tile
Chief Justice of India is consulted by the President on behalf of the proposed
transfer. Indeed, it is euphemistic to talk in terms of effectiveness, because the
transfer of a High Court Judge to another High Court is unconstitutional uuless before transferring the Judge, the President consults the Chief Justice of
India. [452 E-G]
11. While consulting the Chief Justice the President must make the relevant
data available to him on the basis of \vhich he can offer to the President the
benefit of his considered opinion. If the facts necessary to arrive at a proper
conclusion are not made available to the Chief Justice. be must ask for then1
because in casting on the President the obligation to consult the Chief Justice
the Constitution at the same time must be taken to have imposed a duty on the
Chief Justice of India to express his opinion and nothing less than a full consideration of the matter on \Vhich he is entitled to be consulted. The fulfilment
by the President of his constitutional obligation to place full facts before the
Chief Justice and the performance by the latter of the duty to elicit facts which
are necessary to arrive at a proper conclusion are parts of the same process
.. u1d are complementary to each other. The faithful observance of these may
well earn a handsome dividend useful to the administration of justice. Consultation within the meaning of Article 222(1), therefore, means full and
effective, not formal or unproductive. consultation. [453 D-F]
12. Deliberation is the quintessence of consultation. That implies that each
individual case must be considered separately on the basis of its own facts.
Policy transfers on a wholesome basis which leave no scope for considering:
the facts of each particular case and which are influenced by one-sided governmental considerations are outside the contemplation of our coni>titution.
[454 A-Bl
_Rolls_ v. _Minister_ _of_ _Town and Country Planning_ (1948) 1 All E.R. lJ
C.A. and _Fletcher_ v. _Minister_ _of_ _Town and Country Planning_ (1947) All
E.R. 946. referred to.
j
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,
UNION _V._ S. H. SHETH 429
_R._ _Pushpam_ v. _State_ _of Madras,_ A.l.R. 1953 Mad 392 Approved;~- A
_Chandramouleshwar Prasad_ v. _Patna_ _/{igh_ _Court_ [1970] 2 SCR 666,
Applied. \
13. After an effective consultation with the Chief Justice of India, it is
open to the President to arrivC at a proper decision of the question whether a
Judge should be transferred to another High Court because, what the Constitution requires is consultation with the Chief Justice, not his concurrence with
t;he proposed transfer. But by and large, the opinion of the Chief Justice of B
India should be acc~pted by the Government of India. The Court will be
entitled to examine if any other extraneous circumstances have entered into the ·
verdict of the executive if it departs from the counsel given _by_ the Chief Justice
of India. [455 A-Bl
_15._ Consideration of the violation of the ·principles of Natural Justice for ~
the purposes of validation of a transfer is out of place in the scheme of Art. E
221(1). [456 D-E]
_Rei_ v. _Unh·ersity_ _of_ _Cambridge_ (1723). 1 Stn _551;_ _Ridge_ v. _Baldwin_ 1964
A.C. 40; _State_ _of_ _Orissa_ v. _Dr._ (Miss) _Binapani DPi_ A.I.R. -1967 SC 1269;
_A. K._ _Kraipak_ v. _Union_ _of_ _India,_ A.I.R. 1970 S.C. 150, referred to.
_Per_ Bhagwati J.
1. \Vhen questions of great constitutional importance have been raised F
affecting the independence of the judiciary and argued with great passion and
fervour in an appeal under Art. 136 of the Constitution, the Court ought. to
express its opinion on them, notwithstanding the fact that the appeal is disposed of in terms of the agreed formula arrived at between the parties at the
close of the arguments. [457 D-E]
2. \\'here the language of an eIJ.actment is plain and clear upon its· ·race
and by itself susceptible .to only one meaning. then ordinirily that meaning G
would have to be given by the court. The words of a statute must be und~r·
stood in the same sense which the Legislature has in view and their meaning
must be found not so much in a strictly· grammatical or etymological propriety of language nor. in its pooular use as in the subject or the occasion on.which they are used and the object to be attained. The words used in a statute
cannot be' read in isolation; their colour and content· are derived from their
context and, therefore, every word in a statute must be examined in its context.
Context means in its widest sense -in not only other enacting provi'\iono; of the
same statute but its pre::imb1e th~ existing state of th~ law. other statutf"S H
in _pari matt•ria_ and the mischief which .•.. •the statute was intended to remeJy."
The cont [0] xt is of the ereatre.t importance in the interpretation of the words
used in a statute .. [467 E-H]
_Shamrher_ _Singh_ v. _State_ _of-Punjab,_ [1975] 1 SCR [A.I.R. 1974 SC. 2192]
Reiterated & foIIowed.
14 . .Artic:le 222(1) postulates fair play and contains built-in safeguards irr
the interests of reasonableness. In the first place, the power to transfer _ a
High Court Judge can be exercised in public interest only. Secondly, the President is under an obligation to consult the Chief Justice of India which means
and requires that all the relevant facts must be placed before the Chief Justice.
Thirdly, the Chief Justice owes a· corresponding duty, both to the President and
to the Judge who is proposed to be transferred, that he- shall consider every
relevant fact before be tenders his opinion to the Preside'nt. In the discharge
of this constitutional obligation the Chief Justice would be within his rights.·
and indeed it -is his duty whenever necessary to elicit and ascertain further
facts either directly from the· judge concerned or from other reliable sources.
The executive~ cannot and ought not to establish rapport with the judges which
is the function and privilege of the Chief Justice.~ In substance and effect.
therefore, the judge concerned cannot have reason to complain of arbitrariness
or unfair play, if the due procedure is followed. (456 B-D]
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430 SUPREME COURT REPORTS [1978] 1 _S.C.K-_
_Town_ v. _Eisner,_ 245 U.S. 418, _Helvering_ v. _Gregory_ 69 F.{2)d 809; _Hey-_
_don's case_ (1584) 3 'Vir'. Rep. 16; 76 ER 637; _River_ _Wear Co1nn1issioners_ v~
_Adamson_ (1876-77) App. Cs 743 at 764 Referred to.
3. The power to transfer a Judge fron1 one High Court to another under
Art. 222(1) clause (1) can be exercised only in public interest and it would
be gross abuse of power to displace hin1 from his High Court and transfer him
to another High Court by way of punishment because he has decided cases
against the Government. It is a power conferred on the President to be
exercised in furtherance of public interest and not by way of victimisation for
inconvenient decisions given by a High Court Judge. [460 F~G]
HELD _(Contra)_
4. The transfer of a judge may be "consensual"' i.e. with consent or con1pulsory i.e., without consent, and the \\'Ord "transfer" according to its plain
natural meaning would include both kinds of transfer. Havin.!! regard to
manifest intent of the constitution-makers to secure the independe1ice of the
superior judiciary and the context and the setting of the provision in which
the word "transfer" occurs should be interpreted by giving a narrower meaning
limited only to consensual transfer. Two weighty reasons why the more limited
meaning should be preferred and transfer should be confined to consensual
transfer are : ( 1) ·the transfer of a judge from one High Court to another
would ordinarily inflict personal injuries on him and (ii) the transfer would
disable him from practising not only in the High Court to which he was originally appointed, but also in the High Court to which he-is transferred, so that
repeated transfers might prevent him from practising in a number of H.igh
Courts after his retirernent. [468 F-H, 469 D]
_S/Ja1nsher Singh_ v. _State_ _of_ _Punjab_ [1975] 1 SCR 874 Applied;
_State_ _of_ _West Bengal_ _&_ _Anr._ v. _Nripendranath_ _Bag.chi_ [1966] l SCR 771;
_State_ _of_ _Assan1_ v. _Ranga Mol11nmed_ _&_ _Ors._ [1967] 1 SCR 54 referred to.
_5._ On the terms of Art. 222, clause ( 1), the power of transfer is conferre<l on the President. \vhich means in effect and substance the executive,
since the President cannot act save in .accordance with the aid and advice of
the Council of Ministers. If on a proper construction of clause ( 1) of Art.
222, the power of transfer could be exercised by the executive and the High
Court Judge could be transferred _without Ids consent,_ it vvould be a highly
ciangerous power. [469 G-H, 470 A]
6. It is no doubt true that the words "without his consent" are not to be
found in clause (1) of Art. 222, but the \Vord "transfer" which is used there is
a neutral word which can mean consensual as vvell as compulsory transfer and
if the high and noble purpose of the Constitution to secure the independeni.:c
of the superior judiciary J:iy insulating it from all forms of executive control
or interference is to be achieved. the word "transfer" must be read in the
limited Sense of consensual transfer. [ 472 D-E}
_Massachusatts S._ _Jns11ra11ce_ _Co._ v. _U.S._ [1956] 352 U.S. 128 Referred to.
_State_ _of Assan1_ v. _Ra11ga_ _Mohn1mad_ _and_ _Ors._ [1967] 1 S.C.R. 454, Followed.
7. \.Vhen a judge is transferred to another High Court. he has to make and
subscribe a fresh oath of affirn1ation before the Governor of the State to which
he is transferred, before he can enter upon the office of a judge of that High
Court. Such appointment \!/Ould not become efft>ctive unless the judge who is
appointed makes and subscribes an oath or affirmation before the Governor.
And that would plainly be a matter within the volition of the judge. It is.
therefore, obvious that the volition of the judge who is t_ransferred is essential
for making the transfer effective and there can be no transfer of a judge of :i
High Court without his consent. [474 F~H]
8. It is true that there might he some cases \Vht're the dictates of public
interest might reQuire tranf;fer of a iudge from one High Court to anothPr. but
such cases by their very nature would be few and far between. It would not
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UNION _V._ S. H. SHETH 431
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be correct, on account of a few such cases, to concede power in the executive
to transfer a High Court Judge without his consent which would impinge on the
independence of the judiciary. (475 H, 476 A]
9. The transfer of an undesirable Judge may secure public interest and his
continued presence in the Court from where he is to be transferred may be an
evil, but it is necessary to put up with that evil in order to secure the longer
good which flows from the independence of the Judiciary. ~fhe public interest
in the independence of the judiciary must, therefore, clearly prevail and a
construction which subserves this higher public interest **m&st** **be** accepted (476
CD]
_Don_ _John Francis Douglas Liyantuige_ _&_ _Ors._ v. _The Queen_ [1959] 1 A.C.
259 Applied.
_(Concurring with Iyer,_ J.)
HELD:
10. According to the plain natural meaning of the words used in clause (1)
of Art. 222. it does appear that there is a limitation on the ex1~rcise _oi_ the power
of the President to transfer a judge from one High Court to another and it is th~t
there must be previous consultation with the Chief Justice of India. Unless
there is previous consultation with the Chief Justice of India, the exercise of
the power of transfer would be invalid. [467 C-D, 477 El
11. Art. 50 has been described as "the conscience of the Constitution'' **D**
which embodies the social philosophy of the Constitution and its basic under·
pinnings and values and it plainly reveals, without any scope for doubt or debate,
the intent of the Constitution.makers to immunise the judiciary· from any fora1
of executive control or interference. [465 E·F]
_Per_ Iyer J. (On behalf of Fazal Ali J. and himself).
1. Compounding of the _/is_ cannot lull the court into trea1ing the subject of
"transfer" of Judges under Art. 222, a non· issue. This court has no crystal
ball to foretell, nor radar to detect the possible interference with the judiciary
by the current or later Council of Ministers. Not to decide the issues squarely
raised in this appeal merely because of the appellant and the 1st respondent,
having exchanged assurances, if any, is to leave the jural area in twilight with
lamp in hand. Indeed the issues of semantics and modalities raised in respect
of Art. 222 and the fair play implied in its mechanics, where orders constitutionally draped, but challenged as expression of executive obliquity survive
even after the exit of this appeal. [479 B-C. 480 A-BJ
The highest court with constitutional authority to declare the law cann1.1t
shrink from its obligation because the _lis_ which has activised its jurisdiction has
justly been adjusted. Moreover full debate at the bar mut.t be followed by
fair judicative declaration. [503 G·H]
, _Don John Francis Douglas Liyanange_ v. _The Queen,_ [1967] I A.C. 259,
Followed.
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2. Statutory interpretation of one clause may, in a sense, affect the fascicu· **G**
lus of "judicial" clauses in the various parts of the constitution. Preceeding
to decide a constitutional dause in an organic code, juristic technique has to
be perceptive, spacious, creative, not aarrowly grammatic21l, lexicographically
pedantic or traditionally blinkered. (483 A-B, CJ
3. Legislative history plu~. within circumspect lim'ts. may be consulted by
courts to resolve ambiguities, warning themselves that the easy abuses of legislative history and like matrix material may lead to the vir.e of 1lccult uncertainty
and v,.·resting of legislative power from where it belongs. \>Yhilc under~tanding **H**
and in~erpreting a statute, _a fortiori_ a constitutional code, the roots of the past,
the foilage of the present and the seeds of the future must be within the ken
of the activist judge. [487 B-C, F]
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432 SUPREME COURT REPORTS [J 978) I S.C.R.
While it is true that judicial interpretation should not be imprisoned in
verbalism and words lose their thrust whe111 read in vacuo, the Court ~t
seaich ior a reliable scientific method of discovery rather than the speculative
quest for the spirit of the statutes and the cross-thoughts from h~gislatot 's lips
or Law Commission's pens. They edify but are not edictal. [ 488 B]
When the clauses of a Constitution to be construed are so cardinal · as to
atlect -lhe basic structure of the national charter viz. the independence of judi ·
ciary, tu dissect a constitutional provision meticulously as if it \Vere a cadaver
is to miss the life of the charter. To change the metaphor, then the arrow hits
a mark "the archer never meant". Words used designedly by trained draftsmen and aulhenticated by purposeful legislators must possess a mandate.
- ~smm
_Attorney General_ v. _Prince Ernest Augustus_ _of_ _Hanover,_ [1957] A.C. 436
at 461; _Pine Hill Coal Co._ v. _United States,_ 259 U.S. 191, 196; _River_ W~ar
_Commissioners_ v. _Adamson,_ 2 App. Court 743 HL 1877; _Schegntan Bros_ v.
_Calvert Distillers Corpn._ 341, U.S. p. 384 395-397; _llertton_ v. _Phillipj_ 45 Del
156-70 A 2d 15 (1949); _A._ _P._ _Green Export Co._ v. _United States_ 285 F. 2d
383, 386, _Town_ _of_ _Menomine.r_ v. _Skubits_ 53 Wis. 2d 430, 437, Quoted with
approval, _State_ _of_ _Mysore_ v. _R. V. Bidap,_ [1974] 3 S.C.C. 337; _Dattatraya_
_Govind Mahajan_ v. _State_ _of_ _Maharashtra,_ [1977] 2 S.C.C. 548 refencd to.
4. To rewrite the Constitution by the art of construction, passionately
impelled by contemporary events, is unwittingly to distort the judicature scheme
our founders planned with thoughtful care and inset into words what plain
English and plainer context cannot sustain. Ample as judicial powers are they
must be exercised with the sobering thought _jus_ _dicer et non_ _jus_ _dare_ (to
declare the Jaw. not to make it). [501 C-D]
_5._ A mere convention bas1?d on several considerations can not be taken
as conclusive of the scope of the Article, when the Court interprets a ronstitutional provision. On an obvious interpretation of Art. 222, the concepi
of consent cannot be imported therein. By healthy convention normally the
consent of the Judge concerned should be taken, not so much as a cons~tu
tional necessity, but as a matter of courtesy in view of the high position that is
held by him. In cases where the judge does not consent and the public interest
compels, the power under Art. 222 can be exercised. [501 D-E]
6. The power of non-consentaneous transfer docs exist. Salutory safeguards to ensure judicial independence with concern for the A.11-lndia character
of the superior Courts in the context of the paramount need of national unity
and integrity and mindful of the advantages of inter-state cross-fertilisation
and avoidance of pernic:ousnes" were all in tiie calculations of the framers of
the Constitution. It is not possible to read the word "consent" in Art. 222 on
a construction of the plain and unambiguous language of the Article.
(497 G, 503 D·EJ
H
7. The impact of other Articles, the embrace of the independence creed, the
influence of administrative precedents and the explosive allergy to the plurality
of transfers which were not before the Court cannot be permitted to subjcctify
judicial construction to invite the comment "Thy wish was father ...... to
that thought". Charity to the capacity of the illustrations dead whose learned
toils and deliberate pens drafted Art. 222 behoves us not to stultify them in thei1
silent graves by slurring over the express language interpretatively co invent a
hidden veto power. [501 F-GJ
_Nokes_ v. _Don Caster Amalga1nated Collieries Ltd._ 1940 AC l 014 Re[erred
to.
8. Where the first principle of justice to 1the community is contradicted by
the continuance of a judge in a particular state,. the 'independence' prini..::iple
will have to be harmonised with the cause of compelling public interest.
Indeed the independence of the judiciary is itself a necessitous desideratum of
public interest and so interference with it is i.mpermisaible except where other
considerations of public interest are so strong and so exercised as not to militate seriously against the free flow of public justice. Such a balanced blend
UNION _V._ S. H. SHETH _433_
is the happy solution of a delicate complex, subtle, yet challenging issue which
bears on human rights and human justice. The power under Art. 222· is to be
exercised only exceptionally and in public interest; and where it becomes expedient and necessary in the public interest, especially of judicial administration,
effective consultation with the Chief Justice of India, as a _sine_ _qua_ _non,_ takes
care of executive intrusions. [ 491 G, H, 492 A, 500 G]
9. The terms "appointment" and "transfer'' as' used in the _Constitution are
not interchangeable conveying the same meaning. An analysis of Art. 217(1)
(c) shows that the constitutional provision makes a clear-cut distinction between 'appointment' and 'transfer'. [498 F, G, 499 A]
10. Strictly speaking, when a judge ·is transferred from one High Court _to_
another under the clear sanction of law, Ilamely, Art. 222( 1) of the Constitution, a fresh oath is not necessary. But even if on a li.beral. interpretatiQn
of Art. 219 such an oath inay· be necessary when a judge is transferred f101n
one High Court to another and before he enters 1n his new office as a 'transferee
judge, that, however, does not at all show that a judge cannot be transferred
\.Yithout his consent. [499 C-D]
11. The consultation, in order to fulfil its normative function in Art. 222( 1)
nilist be real, substantial and effective consultation based on full and proper
materials placed before_ the Chief Justice by the Government. The President
must communicate to the C·hicf Justice all the materials he has and the course
he proposes. The Chief Justice, in turn must collect necessary information
through responsible channels or directly acquaint himself with the requisite
data, deliberate on the inf.ormation he possesses and proceed in the interests
of the administration of justice to give the President such counsel of action
:as he thinks will further the public interest, especially the cause of the justice
system. Before giving his opinion, the Chief Justice of India may informally
ascertain from the judge concerned if he has any real personal difficulty or any
humanitarian ground on which his transfer may not be directed. Alth0ugh
the opinion of the Chief Justice of India may not be binding on the _Govern-_
ment, it is entitled to great weight and is normally to be accepted by the
Government because the power under Art. 222 cannot be exercised -.vhin1sically or arbitrarily. [501 G-H. 502 A-C]
_Chandran-1011/cshwar Prasad_ v. _Patna_ _HiRh_ _Court,_ fI970] 2 S.C.R. 666;
_Shanisher Sin1d1_ v. _State_ _of Punjab,_ A.LR. 1974 S.C. 2192 referred to.
_Per_ _UntwaUa_ _J._
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1. Once the important points of great constitutional and public in1porlance F
have been raL'>ed and argued. though the appeal under Art. 136 could be
allowed to stand disposed of fina1Jy on the basis of the consent order alor:e.
it is necessary and expedient for the Court to pronounce its judge1nent. [505 A-Bl
_Ardesldr Mania_ v. _Flora Sasoon_ 55 Indian Appeals 360, Followed.
Dissenting from the majority.
HELD:
2. The word "transfer" has been used in proviso _(_ c) of Art. 217 ( 1) and
Art. 222(1) because the transfer is from one High Court to another .ts a High
Court Judge and not to any superior Court. The effect of the transfer is to
make the judge transferred to vacate his office of a judge of the High Cou1t
from which he is transferred and to appoint him as a judge of the High Courl
of another State. [511 H. 512 A]
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3. A transferred judge cannot become a judge \Vithout taking his fresh
oath in accordance with Art. 219 and in the form prescribed in the Third H
Schedule. Nor can be compelled to vacate his office of the Judge of lhe High
Court to which he was initially appointed and assume office as a judge of
another High Court \Vithout his consent. [512 E, 5.13 E]
4-930 SCT/77
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434 SUPRE'.IE COURT REPORTS [1978] 1 s.c.R.
4. Public interest may require that he should be so appointed. But at the
san1e time public interest also demands non-interference with the independence
of the judiciary by not forcing a judge to vacate his office of the High Court
to which he ·was appointed and to accept the office of the Judge of the Supren1e
Court or the High Court without his consent. until and unless a special Ja\v or
procedure -has been made or prescribed guarding against any inroad on the
independence of the judiciary. [513 G-Hj
_Rondd_ v. _Wors}ey_ _1_ [1960] 1 A.C. 191; Quoted \Vith approval.
[Concurring with Chandrachud, l]
5. No order of transfer can be made by the Presidenl without the consuitation with the Chief Justice of India. Such a consultation is a condition pie·
cedent to the making of the order. All necessary f~cts in support of the proposed action of transfer must be communicated to him and all his doubts and
queries must be adequately answered by the Government. It will be open
to the Chief Justice of India, rather, he will be \vell advised to do so, to make
such inquiries and from such quarters as he may think fit and, proposes to
do in order to satisfy himself apropos the desirability, advisability and the
necessity of the proposed transfer. Jnquiries from any of his colleagues in tlte .
Supreme Court and especially the one coming from the High Court, a judge
\Vhich is proposed to be transferred as also from the concerned judge will be
highly beneficial and useful. Ordinarily and generally the vie\Vs of the Chief
Justice of India ought to prevail and must be accepted. The Governtnent,
ho\vever, is not bound to accept and act upon the advice of the Chief Justice.
It may differ from him and for cogent reasons may take a contrary vie'>v. In
other words, the advice is not binding on the Government invariably and as a
matter of compulsion in law. [506 B-D]
_Cfiandra111011lesfiwar_ _Prasad_ v. _Patna High Court and_ _Ors._ [1970] 2 S.C.R.
666; Applied.
6. To invoke the principle of natural justice in the case of transfer of a
Judge under Art. 222(1), if otherwise it is permissible to nlake the transfe1
without his consent \Vill be stretching the principle to a breaking point. [506-E]
CIVIL APPELLATE JURISDICTION: Civil Appeal No. 1486 of 1976.
From the Judgment and Order dated the 4th November, 1976 of
the Gujarat High Court in Special Civil Application No. 911 of 1976.
S. _V. Gupte,_ Attorney General, _R._ _P._ _Bhatt,_ _R._ _N. Sachthey_ and
_Miss_ _A._ _Subhashin;_ for the Appellant.
_H._ _M._ _Seervai, B._ _R._ _Agwwala_ and _.Tanendra_ _Lal,_ for Respondent
No. !.
ORDER
We have beard the learned Attorney-General and Mr. Seervai
fully on the various points arising in this appeal. We will deal with
the arguments of the learned counsel later by a considered judgment
or judgments. For the present we wiU only say that since we are informed that the parties to the appeal have arrived at a settlement, the
appeal shall stand disposed of in terms of that settlement. Those
terms are as follows :
"On the facts and circumstances on record the present
government do not consider that there was any justification
for transferring Justice Sheth from Gujarat High Court and
propose to transfer him back to that High Court.
UNION _v._ s. H. SHETH _(Chandrachud,_ _J.)_ 435
On this statement being made by the learned AttorneyGeneral, Mr. Seervai Counsel for respondent No. 1 (Justice
S. H. Sheth) withdraws the writ petition with leave of the
**Court."**
The following Opinions were delivered :
**A**
CHANDRACHUD, J. This appeal by certificate involves the ques- B
tion as to the constitutionality of a notification issued by the President
cl India on May 27, 1976 which reads thus:
"In exercise of the powers conferred by clause (l) of
Article 222 of the Constitution of India, the President after
consultation with the Chief Justice of India, is pleased to . c
transfer Shri Justice Sankalchand Himatlal Sheth, Judge of
the High Court of Gujarat, as Judge of the High Court of
Andhra Pradesh with effect f:rom the date . he assumes
charge of his office."
By a foot-note, Justice Sheth was "requested to take charge of his
duties in the Andhra. Pradesh High Court within four weeks from
the date of issue" of the notificatibn. The notification was issued by
the Government of India in its Ministry of Law, Justice and Company
Affairs, Department of Justice.
Mr. Sheth complied with the order of transfer and assumed charge
of his office as a Judge of the Andhra Pradesh High Court but before
doing so, he filed a writ petition, 911 of 1976. in the Gujarat High
Court challenging the constitutional validity of the notification on
the tallowing grounds :
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(1) The order was passed without his consent: such consent must be necessarily implied in article 222(1) of
the Constitution and therefore the transfer of a Judge
from one High Court to another High Court without his consent is unconstitutional; F
(ii) The order was passed in breach of the assurance
given on behalf of the Government of India by the
then Law Minister Shri A. K. Sen who, while moving the Constitution (15th Amendment) Act, 1963
said in the Lok Sabha that "so far as High Court
Judges were concerned, thcv should not be transferred
~xcepti~g by consen~". Mr. Sheth having accepted
1udgesh1p of the Gu1arat High Court on April 23,
1969 on the faith of the Law Minister's assurance,
the Government of India was bound by that assurance on the doctrine of promissory estoppel;
(iii) !he order of transfer mitigated against public
mterest. The power conferred by article 222(1)
was conditioned by the existence and requirement of
public interest, and since the impugned transfer was
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436 SUPREME COURT REPORTS [1978] 1 S.C.R.
A' ndt shown to have been made in public interest, it
was _ultra vires;_ and
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(iv) The order was passed without effective consultation
with the Chief Justice of India. 'Consultation' in
article 222(1) means "effective consultation" and
since the precondition of article 222 (1) that no
transfer can be made without such consultation was
not fulfilled, the order was bad and of no effect.
The Union of India was respondent 1 to the petition while
Shri A. N. Ray, Chief Justice of India, or his successor-in-office was
impleaded as respondent 2. The Union of India filed a counter-affidavit repudiating the factual allegations made by Mr. Sheth in his writ
petition and disputing the validity of his legal contentions. . The Chief
Justice of India did not file any affidavit and beyond appearing through
the Addi. Solicitor General, who also represented the Union Government, he took no part in the proceedings.
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The writ petition was heard by a special Bench of three Judges,
Justice J. B. Mehta, A. D. Desai and D. A. Desai. They unanimously rejected the challenge to the order of transfer on the ground
of promissory estoppel. As regards the first ground, J. B. Mehta and
D. A. Desai, JJ. held that the order was not void for want of
Mr. Sheth's consent to his transfer. A. D. Desai J., however, took the
view that the Judge of a High Court cannot be transferred without his
consent. The third and fourth grounds were treated together by the
learned Judges as two facets of the same contention and they held,
unanimously, that there was no effective consultation with the Chief
Justice of India. They arrived at this conclusion by different pro**cesses of reasoning** **into** **which** **it** **is** **unnccess•ary** **to** **go** **at** **this** **stage.**
J. B. Mehta J. voided the order of transfer on the ground that
Mr. Sheth was "never consulted or informed of even the proposal of
transfer as per the minimum requirement of natural justice and because it was not demonstrated .... by any material on record that
there was effective consultation of the Chief Justice of India as required by the mandatory provision of Article 222(1 )". A. D. Desai J.
held that the order was unconstitutional because it was passed without
Mr. Sheth's consent and secondly because it was passed "for a collateral purpose". The "discretionary power under article 222(1)" was,
according to the learned Judge, exercised "arbitrarily and unreasonably". D.A. Desai J. considered the matter by formulating these
questions : "Is the power of the President under Art. 222 unfettered?
What are the conditions for the exercise of such a discretionary
power ? Have these conditions been fulfilled ? What is the scope and
nature of consultation as envisaged by Art. 222(1)?" Referring to
the "mass transfers" of 16 Judges which were effected with "one
stroke", though each Judge may have had peculiar personal difficulties to contend with, and considering that the Union of India had failed
to disclose the "nature and content of the consultation" wilh the
Chief Justice of India, the learned Judge concluded that the consultation was not meaningful. He set aside the order observing, that "the
heau of the Judiciary does not appear to have taken into considera
i
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UNION _v._ s. H. SHETH _(Chandrachud,_ _J.)._ 437
tion •all the relevant data when he was consulted and therefore, it _is_
an inescapable conclusion ... that the transfer order for want of consultation as required by the Constitutiou is void".
The High Court has gmnted to the Union of India a certificate
under articles 132 and 133 ( 1) of the Constitution to appeal to this
Court. The Union Government has filed this appeal on the basis of
that certificate, impleading Justice S. H. Sheth as respondent 1 and
the Chief Justice of India as respondent 2.
During the hearing of the writ petition in the High Court, the
Union of India ra'sed an objection to the three particular Judges
hearing the matter on the ground of bias. That objection was overruled by the Court and fortunately, the learned Attorney-General
has spared us from having to consider that untenable contention by
stating that he does not want to cnnvas it. Since Mr. Seervai,
appearing on behalf of respondent 1, has not pressed the contention
as regards promissory estoppel, it is unnecessary to axamine that point
also.
Mr. Scervai put the point of consent in the forefront and wove
the brunt of his argument around it. Article 222(1) of the Constitution docs not speak of consent. It provides :
'"The President may, after consultation with the Chief
Justice of India, transfer a Judge from one High Court
to any other High Court."
But the learned counsel contends that the power conferred by the
article is, by necessary implication, subject to the precondition that
the Judge who is propesed to be transferred must consent to his
- transfer. The fundamental basis underlying this contention is that
judicial independence can he undermined by vesting the power of
transferring a Judge in the executive and therefore, the transfer of
High CourtJudges from one High Court to another without their
consent is calculated to undermine the independence of the High
Court Judges. In order to uphold the independence of the judiciary,
which is a basic feature of the Constitution, the Court has not only
the power but it is its plain duty to read into article 222(1) a limitation which is not to be found on the face of that article. This argument is elaborated thus :
(I) The transfer of a Judge, in many a case, inflicts
personal injuries on him. For example, a Judge
transferred fro~ one High Court to another may
have to m_amtam two establishments ; if his wife
or unmamed daughter is gainfully employed she
may b.e rcquir~d to give up the employment'; the
education of his children may suffer ; and above all,
the transfer of a permanent Judge disables him from
practisi~g not only in the High Court to which he
was m1tially appointed but in the High Court or ffigh
Courts to which he may be subsequently transferred.
To empower the executive to inflict these injuries on
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a Judge would gravely undermine the independence
of the judiciary because, human nature being what it
is, a large number of Judges would, consciously or
unconsciously, be induced to fall in line with the
wishes and policies of the executive government.
(2) It would be a surprising anomaly that the transfer of
subordinate judges, as decided by the Supreme
Court in several cases, should be exclusively within
the control of the High Court in order to ensure th:it
those judges arc immune from the exercise of improper
pressures by the executive, whereas High Court Judges themselves, for whose independence the Constitution has made copious and elaborate provisions,
should be left to the mercy of the executive.
(3) The requirement of article 222(1) that the President
must consult the Chief Justice of India before
transferring a Judge does not answer the problem
because, even though consultation with the Chief
Justice is not a matter of formality, the final world, in
practice, always rests with the executive.
( 4) Assuming that the President's power to transfer a
High Court Judge would be reduced to a dead Jetter
that power is made to depend upon the Judge's consent, if the choice Jay between depriving numerous
articles of the Constitution designed to secure the
independence of the judiciary of their content and, on
the other hand, depriving article 222(1) of its
practical effect, the second alternative ought to and
must be preferred.
(5) The oath which a Judge of the High Court has to
take, as prescribed by the Third Schedule, clause VIII
of the Constitution, that he will perform the duties of
**of** **his office "without** **fear** **or favour",** **an** **expression**
which was absent in the form of the oath prescribed by
Schedule IV to the Government of 'India Act, 1935,
will not only become meaningless but will be impossible to fufil unless it was placed out of the power of
the legislature or the executive to secure favours from
a Judge by putting him in fear of the injury which can
easily be inflicted upon him by transfcrreing him
from one High Court to another.
(6) Even assuming that transfers of High Court Judges
are necessary in the intersts of national integration. it
cannot be ignored that independence of the High
Court Judges is the highest public interest, particularly in a federal or quasi-federal Constitution like
ours and if there is a conflict of interest, the high
principle of the independence of the judiciary must
prevail over the amorphous concept of national integration.
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UNION _V._ s. H. SHETH _(Chandrachud,_ J.) 439
(7) The transfer of a Judge from one High Court to
another is, subject to incidents like continuity of
service, in the nature of a fresh appointment to the
other Court. Since a person cannot be appointed to
a post without his consent, article 222 (I) should be
read as if it contains the words "with his consent"
after the words "transfer a Judge" and before the
words "from one High Court to any other High
**Court".** **In other words, "transfer",** **within** **the**
meaning of article 222 ( 1) means a consensual, not a
compulsive shifting of a Judge from one High Court
to another.
(8) It is of the essence of judicial service that there is no
master-and-servant relationship between a Judge and
the Government. The Judge cannot be asked by
the Government to decide a case in any particular
way. Even the higher Court, generally only corrects
the Judge of the lower court-it does not command
him. Therefore, "transfer" in article 222(1) does
not have the same colour or content as in other
services. The concept of 'transfer' under that article
is totally different, a concept which must be construed harmoniously with the various constitutional
provisions which oare enacted in order to secure judicial independence. A non-consensual transfer will
provide the executive with a potent weapon to punish
the Judge who does not toe its line and thereby destroy the independence of the judiciary.
(9) Of no word can one say that it is clear and unambiguous unless one reads the whole document in which
that word occurs. "Transfer'', in the context of the
entire constitutional scheme becomes a word of
doubtful import. If a viral constitutional principle
is going to be violated by putting a wider construction
on that expression, it must receive a narrow, restricted meaning ; and lastly,
(10) Such a narrow interpretation will not deprive the
article of its practical officaey or reduce it to dead
letter because, as 'a matter of fact, nearly 25 Judges
were transferred with their consent since the inception of the Constitution. It was only during the
emergency, when every safeguard of liberty had
gone, that mass transfer of High Court Judges were
resorted to by the executive on grounds unconnected
with the requirements of public interest.
The learned Attorney-General does not dispute that the greatest
care ought to be taken to preserve the independence of the judiciary
which the Constitution so copiously protects. Nor does he join issue
on the question of hardship which a transfer ordinarily entails. He,
however, contends that the word 'transfer which occurs in article 222( I)
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440 SUPREME COURT REPORTS [1978] l S.C.R.
is not an expression of ambiguous import, that there is no justification
for reading the precondition of 'consent' in the article which is not to
be found therein and that, even assuming for the purposes of argument
that a Judge has to take 11 fresh oath beforn taking office in the High
Court· to which he is transferred, 'transfer' does not involve a fresh
appointment. Therefore, it is not necessary to obtain the consent of
the Judge to his transfer from one High Court to another. On the
question of consultation with the Chief Justice of India, the AttorneyGeneral did not labour at any length. Indeed, Mr. Seen•ai himself did
not expatiate on that question. The drift of the Union's submission is
that consultation with the Chief Justice can be an adequate safeguard
against arbitrary transfers. We will have to consider carefully the
question as to what the term 'consultation' comprehends, in order that
such a safeguard may be real and effective.
I will deal first with Mr. Seervai's contention that on a true construction of article 222 (I) of the C:onsJjtution, a Judge of a High Court
cannot be transferred without his consent. Since article 222(1) does
not provide that such consent is necessary, the argument raises the
question wheither one can still read into that- article words which are
not to be found in it. Statutory interpretation, with conflicting rules
ipulling in different directions, has become a murky area and just as a
case-law digest can supply an authority on o.lmost any thinkable pro··
position, so the new editions of old classics have collected over the
years formulas which can fit in with any interpretation which one may
choose to place. Perplexed by a bewildering mass of irreconcilable
dogmas, courts have adopted and applied to cases which come before
them rules which reflect their own value judgments, making it increasingly difficult to define with precision the extent to which one may look
beyond the actual words used by tlm legislature, for discovering the true
legislative purpose or intent. "Traditional overemphasis on the literal
**aspects** **of meaning has provoked today's** **reactionary** **undere1nphasis on**
them'', oays Reed Dickerson in his innovative work on "The lnterpre-tation and Application of Statutes"('), but "A wholesome resistance to
the excesses of literalism need not exaggerate the uncertainties of language nor distort the proper role or range of judicial discretion." (pag 4).
In the United States of America, Judges like George Sutherland and
Hugo Black have made fervent pleas that the Court must read the constitutional clauses literally. In _Home Building and Loan Association_
v. _Blaisdell(')._ Justice Sutherland in his dissenting opinion said
that "If the provisions of the Constitution be not upheld when they
pi'nch as well as when they comfort, they may as well be abandoned."
In _Griswold_ v. _Connecticut(")_ Justice Black, also in a dissent, said
that "one of the most effective ways of diluting or expanding a constitutionally guaranteed right is to substitute for the crucial word or
words of a constitutional gurantee another word or words more or
less flexible and more or less restricted in meaning." Other Judges
like Benjamin Cardozo have said that one draws precise meanin~
**H** **(I)** **Little,** **Br,)wn** **and C·Jm')any, B0ston; Tortonto.**
(2) 78 L. Ed. 413 (1934)
(3) 14 L.Ed.2d 510(1965)
Ed. 1975
_)._
\
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UNION _v._ s. H. SHETH _(Chandrachud,_ _J.)_ 441
from a document as vaguely worded as the Constitution only by first
reading values into its clauses. And by a famous formulation, Justice
Frankfurter said in _Massachusetts_ S. _Insurance Co._ v. U.S.(1) that "there
is no surer way to misread a document than to read it literally." But
this is not to be taken too literally. "The hard truth of the matter
is that American Courts have no intelligible, generally accepted, and
consistently applied theory of statutory interpretation."(")
The normal rule of interpretation is that the words used by the
legislature are generally a safeguide to its intention. Lord Reid in
_Westm111ster_ _Bank Ltd._ v. _Zang(_ _[3 ]_ _)_ observed that "no prmciple of
interpr.ctation of statutes is more firmly settled than the rule that the
Court must deduce the intention of Parliament from the words used
in the Act." Applying such a rule, this Court observed in S. _Nara-_
_yanaswami_ v. G. _Panneerselyam(")_ that "where the statute's meaning
is clear and explicit, words cannot be interpolated." What is true of
the interpretation of an ordinary statute is not any the less true in the
case of a constitutional provision, and the same rule applies equally
to both. But if the words of an instrument are ambiguous in the
sense that they can reasonably bear more than one meaning, that is
to say, if the words are semantically ambiguous, or if a provision, if
read literally, is patently incompatible with the other provisions of
that instrument, the court would be justified in construing the words
in a manner which will make the particular provision purposeful.
That, in essence is the rule of harmonious construction. In _M. Pentiah_
v. _Veeramal/appa(')_ this Court observed :
"Where the language of a statute, in its ordinary meaning
**and gra1nmatical construction leads to a manifest contradic·-**
tion of the apparent purpose of the enactment, ''r to some
**inconvenience** **or** **absurdity, hardship** **or** **injustice** **presuina-**
bly not intended, a construction may be put upon it which
modifies the meaning of the words, and even the structure of
**the sentence .** ... "
But, if the provision is clear and explicit, it cannot be reduced to a
nullity by reading into it a meaning which it does not carry and, there
fore, "Courts are very reluctant to substitute words h1 a statute or to
add words to it, and it has been said that they will only do so where
there is a repugnancy to good sense."( [5] ) In the view which I am disposed to take, it is unnecessary to dwell upon Lord Denning's edict in
_Seaford Court Estates Ltd._ v. _Asher(')_ that when a defect appears m
a statute, a Judge cannot simply fold his hands and blame the draftsman, that he must supplement the written word so as to give force and
life to the intention of the legislature and that he should ask himself the
question how, if the makers of the Act had themselves come across the
---------
(!) (1956)352U.S. 12sat 138.
(2) H. Hart, Jr. & A. Sacks, The Legal/Process 1201
**(tentative edition 1958), quoted at** **p.** **1 by Reed Dickerson,** as a Je~end. **to**
**Chapter** **l:** **"Is** **There** **a Problem?'',** **of"Thc** **tnterpretationand Apphc<:ltlon**
**of** **Statutes".**
(3) (1966) A.C. J 82.
(4) AIR 1972SC2284(at 2290)
(5) AIR 1961SC1107 (at 1115)
(6) (1949) 2 All E.R.155 (at p, 164)
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442 SUPREME COURT REPORTS [1978] **J** S.C.IL
A particular ruck in the texture of it, they would have straightened it out.
**l** may only add, though even that does not apply, that Lord Denning
wound up by saying, may be not by way of recanting, that "a Judge
must not alter.the material of which the Act is woven, but he ca11 ao.~
should iron out the creases."
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The sheet anchor of Mr. Seervai's argument is mat independence
of the judiciary is one of the cardinal features of our Constitution, that
the Constitution has made elaborate provisions to secure the freedom
of the judiciary from executive interfere-nee and that, if a High Court
Judge is allowed to be transferred without his consent, the independence
of the judiciary will be gravely imperilled and constitutional provision>
designed to protect that independence wi.11 be bcnuded of their meaning
and content. Transfer, according to the counsel, must therefore be
taken to mean consensual migration, as opposed to compulsive
shifting, of a Judge from one High Court to another. It is beyond
question that independence of the judiciary is one of foremost concerns
of our Constitution. The Constituent Assembly showed great solicitude for the attainment of tliat ideal, devoting more hours of debate to
that subject than to any other aspect of the judicial provisions : "If the
beacon of the Judiciary was to remain bright, the courts must' be above
reproach, free from coercion and from political influence". ( [1] ) Participating in the debate on judicial provisions, Jawahar Lal Nehru said
that is was important that the J:iigh Court Judges should not only be
first-rate but should be of the highest intergrity, "people who can sta11d
up against the executive government, and whoever come in their way."
Dr. Ambedkar, while winding up the debate on the judicial provisions,
said that the question as regards ihe independence of the judiciary was
"of the greatest importance" and that there could be no difference **of**
opinion that the judiciary had to be "independent of the executive"
C.A.D. Vol. 8 p. 297.
Having envisaged that the judiciary, which ought to act as a bastion
of the rights and freedom of the people, must be immune from the
influence and interference of the executive, the Constituent Assembly
gave to that concept a concrete form by making various provisions to
secure and safeguard the independence of the judiciary. Article 50 of
the Constitution, which contains a Directive Principle ol' State Policy,
!provides that the State shall take steps to separate the judiciary frcm
the executive in the public services of the State. The form of oath
prescribed by clause VIII, Third Schedule of the Constitution for a
Judge or a Chief Justice of the High Court requires him to affirm that
he will perform the duties of his office "without fear or favour. affec**tion or** **illwill."** **The** **words** **'\vithout fear or** **favour"** **were added** **bv**
the Constitution to the oath prescribed for Judges and Chief Justice:s
of High Court by the Fourth Schedule, clause 4 of the Government of
India Act, 1935. By article 202(3)(d), expenditure in respect of
the salaries and allowances of High Court Judges is charged on the
Consolidated Fund of each State. The pensions payable to High
Court Judges are charged on the Consolidated Fund of India under
~rticle 11_2:_(3J(d)(iii). By virtue of article 203(1), the salaries and
**(1) The Indir.n Constitut:on : Cornerstone** **of a Nation** **by** **Granville Austin**
(p, 164-165) Ed. 1972
.\
UNION _v._ s. H. SHETH _(Chandrachud,_ _J.)_ "443
allowances are not subject to the vote of the Legislative Assembly and, A
by virtue of article 113 (1), the pensions arc not subject to the vote of
the Parliament. The High Court Judges, by article 221 (1), are
entitled to be paid the" salaries which are specified in the Second Schedule to the Constitution. Evidently, such salaries cannot be varied
without an amendment of the Constitution. Further, under the pru"
visa to article 221 (2), neither the allowances of the Judge nor his rights
In respect of leave of absence or pension can be varied to his disadvan- B
tage after his appointment. The relevant part of article 211 provides
that no discussion shall take place in th~ legislature of a State with respect to the conduct of any Judge of a High Court in the discharg' ot
his duties. Article 21 S makes every High Court a court of record
and confers upon it all the powers of such a court including the power
I
to punish for contempt of itself. Judges of the High Court, by articles 217(1), hold their tenure until they attain the age of 62 and not at _C_
the pleasure of the President. Appointments of officers and servants
of a High Court are to be made under article 229 (I) by the Chief J ustice of the High Court or such other Judge or officer of the Court as !: "
may direct. By sub-clause (2) of that article, the conditions of service of officers and servants of a High Court shall, subject to the pro visions of any law made by the legislature of the State, be such as may
be prescribed by rules made by the Chief Justice of the Court or by I>
some other Judge or officer of the Court authorised by the Chief Jnstice.
Under clause ( 3), the administrative expenses of the High Court, including all salaries, allowances and pensions payable to or in respect of
the officers mid servants of the Court, are to be charged upon the
Consolidated Fund of the State.
These provisions, indisputably, are aimed at insulating the High E
Court judiciary, and even the officers and servants of the Court, from
the influence of the executive. Not content with that, the framers ot
the Constitution introduced a fasciculus of articles in Chapter Vl of
Part VI of the Constitution,, under the heading 'Subordinate Judiciary".
The provisions of Chapter VI, particularly articles 233( I) and 235,
gave rise to a spate of litigation between the State executives and High
Courts which had to be resolved by this Court by keeping in view the F
high purpose of the particular provisions. This Court held that the
scope and ambit of control vested in the High Courts under article 235
covers the entire spectrum of administrative control and is not confined
merely to general superintendence or to arranging the day-to-day work
of the subordinate courts. Thus, the 'control' envisaged by article
235 comprehends control over the conduct and discipline of District
Judges _(State of West Bengal_ v. _Nrindera_ _Nath_ _Bagchi(_ _[1]_ _);_ their further G
promotions and confirmations _(State of Assam_ v. _Kuseswar_ (') and
_Joginder_ _Nath_ v. _Union_ _of_ _India_ ('); disputes regarding their seniority
_(State of_ _Bihar_ v. _Madan_ _Mohan(');_ their transfers _(State of Assam_
v. _Ranga_ _Muhammad')(');_ the placing of their servioos at the disposal of
the Government for an ex-cadre post _(State of_ _Orissa_ v. _Sudhanm_
_Sekhar_ _Misra_ ('); considering their fitness for being retained in scn·icc
_(1)_ [1966] 1 SCR 77L
(3) AIR l975SC 514"
(5) [1967] I SCR 454.
(2) AIRl970SCl616"
(4) AIR 1976 SC 404
(6) [1968) 2 SCR l 54"
H
444 SUPREME COURT REPORTS (1978] 1 S.C.R.
and recommending their discharge from service _(Ram_ _Gopal_ v. _State_
_of_ _Madhya_ _Frudesh(_ [1] ); exercise of complete disciplinary jurisdiction
over them including initiation of clisciplinary inquiries _(Punjab_ _and_
_Haryana High Court_ v. _State of Haryana)_ (');and their premature retirement _(State_ _of_ _Haryana_ v. _lnder_ _Prakash)(')._ The last of the cases
in this line is the recent judgment of this Court in _Shanwsher Sin11h_ v.
_State of Punjab(')_ in which the learned Chief Justice, delivering the leading judgment, observed : "The members of the subordinate judiciary
are not only under the control of the High Court but are also under the
care and custody of the High Court. · "By a concurring judgment,
Krishna lyer J. said on behalf of Bhagwati J. and himself that fearless
justice is a prominent creed of our Constitution and that "the independence of the judiciary is the fighting faith of our founding document."
Unquestionably, the fundamental principle on which these constitutional provisions and decisions rest cannot be allowed to be violated
or diluted, directly or indirectly. But then the question is : ls there
any need or justification, in order to uphold and protect the independence of the judiciary, for construing article 222 ( I ) to mean that a
Judge cannot be transferred from one High Court to another
without his consent? I think not. The power to transfer a High
Court Judge is conferred by the Constitution in public interest and not
for the purpose of providing the executi.ve with a weapon to punish a
Judge who docs not toe its line or who, for some reason or the odicr,
has fallen from its grace. The executive possesses no such power
under our Constitution and if it can be shown-though we see the difficulties in such showing that a transfer of a High Court Judge is made
**in** **a given case for** **an** **extraneous** **reaso11,** **the** **exercise of** **thC** **power can**
appropriately be struck down as being vitiated by legal mala fidcs. The
extraordinary power which the Constitution has conferred on the President by article 222(1) cannot be exercised in a manner which is calculated to defeat or destroy in one stroke the object and purpose of the
various provisions conceived with such care to insulate the .iudicbry
from the influence and pressures of the executive. The power to punish
a High Court Judge, if one may so describe it, is to be found only in
article 218 read with articles 124(4) and (5) of the Constitution,
under which a Judge of the High Court can be removed from his office
by an order of the President passed after an address by each House of
Parliament, supported by a majority of the total membership of that
House and by a majority of not less than two-thirds of the members of
that House present and voting, has been presented to the President in
the same session for such removal, on the ground of proved misbehaviour or incapacity. Thus, if the power of the President, who has to
act on the advice of the Council of Ministers. to transfer a High Court
Judge under a:rticle 222(1) is strictly limited to cases in which the
transfer becomes necessary in order to subscrve public interest, in other
words, if it be true that the President has no power to transfer a High
Court Judge for reasons not bearing on public interest but arising out
of whim, caprice or fancy of the executive or its desire to bend a Judge
to its own way of thinking, there is no posGibility of any interference
(I) [1970] 1SCR472. (2) AIR t975SC61J.
(3) AIR 1976SC1841 (4) [1975] l SCR 814.
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UNION _v._ s. H. SHETH _(Chandrachud,_ _J.)_ 445
with the independence of the judiciary if a Judge is transferred without A
his consent.
Once it is appreciated that a High Court Judge can be transferred on
the· ground of public interest only, the apprehension that the executive
may use the power of transfer for its own ulterior ends and thereby intcrf cre with the independence of the jujdiciary, loses its force. It is
true that a challenge to an order of transfer under article 226 of the
Copstitution would involve much time and expense which a Judge can B
ill-afford. But it is. notorious that court proceedings involve time and expense which often exceed the capacity of the litigants. The hardship,
embarrasment or inconvenience resulting to a Judge by reason of his being compelled to become a litigant in his own court, cannot justify
the addition of words to an article of the Constitution making his consent a precondition of his transfer. In adding such words, V:•e will be
confusing our own policy views with the command of the Constitution. C
But. we hope and trust that in his fight against an overbearing executive,
the Judge wiH not be waging a lone or unequal battle. The ink on
recent history is still not dry and its pages contain a tribute to the gentlemen standing in black robes who, though small in number, championed public causes with a courage which dumbfounded even that world
in which Martin Luther King and Lord Coke had lived and died.In fact,
the"missionary zeal of Mr. Sheth's counsel is by itself enough assurance B
that Judges in distress, in their unequal contest with the executive, will
not fail to receive the assistance and attention of the illustrious at the bar.
·In this view of the matter, it is unnecessary to consider at any length
the decisions cited by Mr. Seervai in _R. M._ _D._ _Chamarbaugwalla_ v.
_Ui1ion_ _of_ _India('),_ _Attorney General_ v. _Prince Ernest Augustus_ _of_
_Hanover(')_ and _The River Wear Commissioner_ v. _William Adamsan_
& _Ors.(_ _[3]_ _)._
In _Chamarhaugwalla's case_ Cl the constitutionality of sections 4 and
5 of the Prize Competitions Act and the rqles made thereunder was
challenged on the ground that the definition of 'prize competition' included not merely competitions of a gambling nature but also those in which
success depended to a substantial degree on skill, thereby violating the
E
petitioners' fundamental right to carry on business under article 19 (1) F
(g) .of the Ctmstitution. It was held by this Court that on a proper
construction, the definition Of 'prize competition' took in only such competitions as were of a gambling nature and no others. Venkatarama
Ayyar J. delivering the judgment of the Constitution Bench, observed
that on a literal construction of the definition it was difficult to resist the
contention of the petitioners that the definition covered competitions
which depend to a substantbl degree on skill but the fact that the Court G
had to ascertain the intention of the legislature from the words acluallv
used in the statute did not mean that the decision must rest on the literal·
interpretation of t11e words in disregard of all other material : "To arrive
at the rool meaning, it is always necessary to get an exact conception of
the aim, scope and object of the whole Act". (p. 936}.
Jn _Prince Ernest Augustus of Hanover_ (supra) a great great grandson of Ernest, Duke of Cumberland, who succeded to the throne of H
(I) [1957] SCR930(at p. 936)
(2) [1957] A.C. 436(at pp. 460-461)
(3) [1876-77] A.C. 743 (at pp. 764-767)
446 SUPREME COURT REPORTS [1978] l S.C.R.
A Hanover in 183 7, sought a declaration that he was a British subject by
virtue of the statute of 1705, 4 Anne, c. 4. Viscount Simonds, accepting
the claim, said in his speech that "words, and particularly general words .•
cannot be read in isolation : their colour and content are derived from
their context. (p. 461).
**ln** _**River Wear Conunissioners,**_ **(supra) the Harbours,** Docks~ **and**
B Piers Act, 1847 enacted, broadly, that the owner of every vessel shall
be answerable to the under<akcrs for any damage done to the harbour by
such vessel or by any person employed about the same, and \hat the master or person having the charge of such vessel, through whose wilful
act or negligence any such damage is done, shall also be liable to m:ike
good the same. Lord Blackbum observed in his speech th<lt the golden
rule of construction was that one must "take the whole st,; tute together
c and construe it all together, giving the words their ordinary signification, unless when so applied they produce an inconsistency, or an absurdity or inconvenience so great as to convince the Court that the intention
could not have been to use them in their ordinary signification, and to
justify the Court in putting on them some other signification. which.
though less proper, is one which the Court thinks the words will bear."
(pp. 764-765).
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Experience shows that there are cases, though fortunately they arc
few and far between, in which the exigencies of administration necessitate
the transfer of a Judge from one High Court to another. The factic>us
local atmosphere sometimes demands the drafting of a Judge or Chief
Justice from another High Court and on the rarest of rare occasions
which can be counted on the fingers of a hand, it becomes necessary to
withdraw a Judge from a circle of favourites and non-favourites. The
voice of compassion is heard depending upon who articulates it. Thou~h
transfers in such cases are pre-eminently in public interest. it will he
impossible to achieve that purpose if a Judge cannot be transferred with**out his consent.** **His personal interest may lie in** **continuing** **in** **a Court**
where his private interest will be served best, whereas. public interest
**mav require that his moorings ought to be served** **to** **act** **as** **a reminder**
that "the place of justice is a hallowed place". Mr. Secrvai does see
the possibility of such a need but he contends that if the choice is between two alternative evils, we should prefer the construction which
wiJI not impair the efficacy of the various safeguards created by the
Constitution for unholding the independence of the judiciary and
reiect the other which will enable a Judge to be transferred in a
few isolated cases of the type described above. This argument loses
its force and validity in view of my holding that the transfer of a High
Since I have taken the view that a High Court Judge cannot be
transferred as a matter of punishment, as for example, for the views
which he bona fide holds and that his transfer, being conditioned by the
requirements of public interest, cannot be effected for an extraneous
purpose, it is unnecessary to extend to the instant case the ratio of these
decisions. It is needless, in a broad sense, to cut down the width of
the words used in article 222 ( 1) by making the power of transfer dependent on the consent of the Judge himself. It is also needless. in order
to effectuate the object of the other constitutional provisions, to read ""Y
such limitation into that article.
UNION _v._ s. H. SHETH _(Chandrachud,_ _J.)_ 44 7
<Court Judge without his consent will not damage or. destroy the provi- A
.sions contained in the Constitution for preserving the independence of
tne judiciary.
Mr. Secrvai relies upon a judgment of the House of Lords in
_Ronde/_ v. _Worslay(')_ where a litigant asked for damages for proicssional negligence from his counsel. On the question whether an
action for negligence lies against a barrister, it was held that the B
immunity of a barrister from an action for negligence at the suit of
:his client in respect of his conduct and management of a cause in
court was not based on the, absence of a contract between the barrister
.and client but on public policy and long usage in that, the interests
of administration of justice required that a barrister should be able
to carry out his duties to the court fearlessly and independently. Lord
Reid said in his speech that like so many questions which raised the C
public interest, a decision one way was likely to cause hardship to indi
viduals, while a decision the other way would involve disadvantage to
the public interest. The issue, according to the learned Law Lord,
therefore was whether the abolition of the rule of immunity would
probably be attended by such disadvantage to the public interest as
to make its retention clearly justifiable (p. 228). Lord Pearce
observed in his speech that to remove the immunity of a barrister from D
being sued for negligence would create a great injury to justice and,
therefore, the immunity should be upheld (p. 268) and that though
it would appear to some that rule of immunity creates many hardships for which there was no relief, yet the rule was consciously and
consistently adopted by the English courts, "in order that a greater ill
may be avoided, namely, the hampering and weakening of the judicial
process." (p. 270). The five judgments in _Ronde/(')_ show the E
anxiety of courts to overlook •an evil in order that a greater evil may
be avoided. But this consideration is not relevant for our purpose
since, in the view which I have taken, there is no question here of
choosing between alternate evils. The construction which I have
placed upon article 222(1) would facilitate the transfer of a High
Court Judge in appropriate cases, without doing any damage to the
provisions of the Constitution which are conceived in the interests of F
an independent judiciary.
The last limb of Mr. Secrvai's argument on the question of consent is that the transfer of a High Court Judge from one High Court
to another results in a fresh appointment of the Judge to the other
High Court and since a person cannot be appointed as a Judge with·OUt his consent, the transfer cannot be made save with the co~scnt of
the Judge. In support of this argument Mr. Seervai relics in the first G
place on the constitutional requirement that a Judge, upon being
transferred to another High Court, has to take a fresh oath. It is
quite correct that a Judge who is transferred to, another High Court
has to take a fresh oath before he assumes the charge of his office as
a Judge of the High Court to which he is transferred. But that does
not support the •argument that he enters upon a new office as a result
of a fresh appointment. The simple fact is. that a Judge is transferred H
to another High Court, not appointed once over again as a Judge of
(I) [l969J. J A.C.191 (at Jlp.228,268, 270)
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a High Court or even as a Judge of the High Court to which he is
transferred, The reason why he has to take a fresh oath upon being
transferred to another High Court is to be traced to the form of the
oath prescribed for High Court Judges under clause VIII, Third
Schedule of the Constitution. The form of oath prescribed by that
clause is "I, A.B., having been appointed Chief Justice (or a Judge)
of the High Court at (or of) . . . . do swear in the name of God/
solcnmly affirm that I will bear true faith and allegiance to the Constitution of India .... ". Since the oath is required to be taken by "
High Court Judge in his capacity as a Judge rif a named High Court,
it becomes necessary for him to take a fresh oath on being transferred to another High Court. The circumstances, therefore, that lhc
Judge takes a fresh oath does not support the inference that he goes
to another High Court under a new or fresh appointment.
It is imporront to notice that when a Judge is transferred from
one High Court to another, the President merely issues a notification
under article 222 ( 1) of the Constitution. He docs not issue a warrant
of appointment as he is required to do under article 217 ( 1), when a
person is initially appointed as a Judge of a particular High Court. It
is important further, that in the case of a new appointment the
President is required by article 21 7 (I) to consult the Chief Justice
of India, the Governor of the State, and in the case of appointment
of a Judge other than the Chief Justice, the Chief Justice of the High
Court. Article 222 (1) provides for one prescription only : Consultation with the Chief Justice of India. No one has ever suggested,
though that is not conclusive, that the transfer, being in the nature
of a fresh appointment, must comply with the requirements of article
217(1).
Relying upon the observations of Venkatarama Aiyar J. in _M._ _P._
_V. Sundararamier_ v. _State_ _of_ _Andhra Pradesh('),_ counsel argues that
the provisions of our Constitution have to be read in the light of the
Government of India Act, 1935 since the Constitution has adopted
the basic scheme of that Act. Clause ( c) of the proviso to section
222(2) of the Government of India Act provided that "the office of a
Judge shall be vacated by his being appointed to be a Judge of the
Federal Court or of another High Court". It is urged that since by
the Government of India Act, appointments to the Federal Court
were clubbed with the appointments to "another High Court" and
since the Judge's consent' was necessary in both cases. we should read
the corresponding provision of the Constitution _in_ clause (c) of the
proviso to article 217(1) to mean that the process of transfer of a
Judge from one High Court to another involves a fresh appointment.
It is impossible to accept this contention. The Government of India
Act did not contain any provision for the transfer of a Judge. That
is why it provided that the office of a Judge shall be vacated either on
the Judge being appojnted to be a Judge of the Federal Court or on
being appointed as a Judge of another High Court.
If anything, the learned Attorney-General seems to me t0 be justified in relying upon the legislative history of the provision regarding
(I) [1958] SCR 1422(ctp.1478)
,
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UNION _v._ s. H. SHETH _(Chatulrachud,_ J.) 44 9
transfer in order to repel Mr. Seervai's submission. The Government A
of India Act spoke of a Judge being "apointed" to be a Judge of another
High Court. Clause ( c) of the proviso to article 193 ( 1) of the draft
Constitution of India contained a similar provision to the effect that
"the office of the Judge shall be vacated by his being appointed by the
President to be a Judge of the Supreme Court or of any other High
Court". The draft Constitution too did not contain any provision for
transferring a High Court Judge. But the drafting Committee incor- B
porated a provision in article 222 ( 1) of the Constitution providing for
the transfer of a Judge from one High Court to another. Significantly,
the use of the expression 'appointed' was scrupulously avoided in that
behalf. Clause (c) of the proviso to article 217(1) reads to say that
"the office of a Jndge shall be vacated by his being _appointed_ by the
President to be a Judge of the Supreme Court or by his being _transferred_
by the President to any other High Court" (emphasis supplied). In this C
legislative background and seeing that clause ( c) itself makes a distinction between appointment and transfer, I find it difficult to accept the
contention that the two mean one and the same thing. Tuey connote
two distinct concepts and one is not to be confused with the other.
It may be stated that when the consent of a High Court Judge was
thought necessary, the Constitution has said so. Article 224A pro- D
vides that the Chief Justice of a High Court for any State may, with the
previous consent of the President, request any person who has held the
office of a Judge of a High Court to sit and act as a Judge of the High
Court for that State. The proviso to the article, which is relevant for
our purpose, says that nothing in the article shall be deemed to require
any such person as aforesaid to sit and act as a Judge of that High
Court, "unless he consents so to do". This consideration has, how- E
ever its own limitations and cannot be carried too far. A Judge of the
High Court cannot, surely, be compelled to work after retirement, which
explains the necessity for obtaining his consent. Even a Government
servant canno' be compelled to rejoin his duties after retirement. Much
less a High Court Judge.
Ftnally, in a reverse way, reliance is placed by the learned counsel F
on section 2(c) (iii) of the High Court Judges (Conditions of Service)
A.ct, 1954 which defines 'actual service' to include "joining time on
transfer from a High Court to the Supreme Court or from one High
Court to another ...... ". Clause 11 (b) (iii) of Part D of the Second
Schedule to the Constitution contains an identical provision. The
argument is that though it is unquestionable that a High Court Judge
can only be appointed, not transferred, to the Supreme Court, still these G
provisions equate 'transfer' with 'appointment' and therefore the two
expressions are used to convey the same meaning and are accordingly
interchangeable. I do not think that by reason of these provisions the
two expressions, transfer and appointment, can be taken to mean one
and the same thing. The provisions on wh;ch counsel rel!es pertain to
the conditiom of service of High Court Judges of which the intendment
is that as in the case of a H;gh Court Ju<lge transferred to another H;gh H
Court, so in the case of a HiQh Court Judge appointed to the Supreme
Court, actual service should include the jo;n;ng time, as if the Judge is
transferred to another Court. Such technical rules of procedure
5-930SCI/77
450 SUPREME COURT REPORTS [1978] 1 S.C.R.
A governing service conditions cannot affect the interpretation of a substantive provision like the one contained in article 222 ( 1) .
Two things remain to be considered on this aspect of the matter :
the requirement of national integration and the nature of relationship
between Government and the High Court Judges.
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~nother Bombay Judge who was hovering between life and death and
who, ultimately, succumbed to the strain of the transfer as stated by
Mr. Seervai.
On the other question, the rejection of Mr. Seervai's argument that
a Hi!):h Court Judge cannot be transferred without his consent, should
not be read as a negation of his argument that there is no master and
servant relationship between the Government and High Court Judges.
In general, the relationship of master and servant imports the existence
of power in the employer not only to direct what work the servant is to
do, but also the manner in which the work is to be done _(see_ Hal•bury's
Laws of England, Third Edition, Volume 25, page 447, para 871 and
the cases cited in foot-note _b)_ . A servant undertakes to serve his
master and to obey his reasonable orders within the scope of the duty
undertaken. The Government has no power or authority to d [1] rect
what particular work a High Court Judge must do and it can certainly
not regulate the manner in which he must do his work in the dischar~e
of his official functions. A High Court Judge is also not bound, nor
does he undertake, to obey an order of the Government within the
scope of his duties. Jud~e< of the High Court owe their apnointme~t
to the Constitution and hold a position of privilege under .it. Their
tenure is guaranteed .bv article 217(1) until thev attain the age of 62.
Their salary is protected by article 221 (1). They are entitled by
A' regards the first, no one can deny that whatever measures are
required to be taken in order to achieve national integration would be
in public interest. Whether it is necessary to transfer Judges from one
High Court to another in the interests of national integration is a moot
point. But that is a policy matter with which courts are not concerned
directly. Ono may, however, venture the observation that there are
numerous other ways of achieving national integration more effectively
than by transferring High Court Judges from one High Court to
another. Considering the great inconvenience, hardship and possibly a
slur, which a transfer from one High CoUFt to another involves, the
better view would be to leave the Judges untouched and take other
measures to achieve that purpose. If at all, on mature and objective
appraisal of the situation it is still felt t.hat there should be a fair sprinkling in the High Court judiciary of persons belonging to other States,
that object can be more easily and effectively attained by making
appointments of outsiders initially. I would only like to add that 'the
record of this case does not bear out the claim that any one of the 16
High Court Judges was transferred in order to further the cause of
national integration. Far from it. Nothing was to be gained by
transferring a Bombay Judge to Andhra Pradesh, who had less than
nine months left for retirement. And however pressilng the requirement of national integration may be, that could not have been achieved,
on any bone fide assessment of the situation, by transfetring to Calcutta
On the other question, the rejection of Mr. Seervai's argument that
a Hi!):h Court Judge cannot be transferred without his consent, should
not be read as a negation of his argument that there is no master and
servant relationship between the Government and High Court Judges.
In general, the relationship of master and servant imports the existence
of power in the employer not only to direct what work the servant is to
do, but also the manner in which the work is to be done _(see_ Hal•bury's
Laws of England, Third Edition, Volume 25, page 447, para 871 and
the cases cited in foot-note _b)_ . A servant undertakes to serve his
master and to obey his reasonable orders within the scope of the duty
undertaken. The Government has no power or authority to d [1] rect
what particular work a High Court Judge must do and it can certainly
not regulate the manner in which he must do his work in the dischar~e
/
I
UNION _v._ s. H. SHETH _(Chandrachud,_ _J.)_ 45 l
- claus~ (2) of that' article to such allowances and to such rights in respect of leave of absence and pension as may from time to time be determined by Parliament and, until so determined, to such allowances and
rights as are specified in the Second Schedule to the Constitution. By
the proviso to article 221 (2), neither their allowances nor their rights
in respect of leave of absence or pension can be varied to their disadvantage after their appointment; and they cannot be removed from
their office save by following the procedure prescribed by article 218
. read with articles 124(4) and (5). The very oath of office which
**r** they take in pursuance of article 219 and in accordance with the form
prescribed by clause VIII of the Third Schedule, requires them to
swear or affirm that they will perform the duties of their office "without
fear or favour" and that they will "uphold the Constitution and the
laws". "Without fear" is, primarily without fear of the executive; "with
I out favour" is, primarily, without expecting a favour from the executive
which notoriously commands a large patronage. And the pledge is
that they shall "uphold the Constitution and the laws", not the commallds of the executive. Thus, there is a fundamental distinction
_l_ betdwethen the 1?111sthie~ abnd servanht reGlationship as isdgeHin.erallCy understood
an e re 1at1ons p etween t e overnment an gh our! Judges.
They, the Judges of the High Court, are not Government servants in
the ordinary signification of that expression.
In fact. that is why the Government cannot, on its own, take a
unilateral decision in regard to the appointment and transfer of High
Court Judges. A Judge of the High Court can be appointed by the
President only after consultation with the Chief Justice of India, the
Governor of the State and the Chief Justice of the High Court; and he
can be txansferred from one High Court to another only after consul'a..__ lion with the Chief Justice of India. This consideration takes us to
the next question, as important as the one of consent which has been
just disposed of, as to what is the true meaning and content of 'consultation' provided for by article 222(1) of the Constitution.
The Constitution speaks of consultation by the President in three
sirnlltions in so far as judicial appointments are concerned. Article
124(2) provides that every Judge of the Supreme Court shall be
_:_ appointed by the President by warrant under his hand and seal "after ·
_,.,, consultation" with such of the Judges of the Supreme Court and of the
High Courts in the States, "as the President may deem necessary **for**
the purpose". The 1st proviso to article 124(2~ requi~es t~at in, 1!1e
ca~e of appointment of a Judge other than the Chief **J** ustlee, the Chief
Justice of India shall always be consulted''. Article 217 (I) provides
that every Judge of a High Court shall be appointed by the President
by warrant u~der his hand and seal, "after cons~ltation with the C~ief
Justice of India, the Governor of the State, and, m the case of appomt
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rnent of **a** Judge other than the Chief Justice, the Chief Justice of the
I High Court". By article 222(1), which is directly in issue,
"The President may, after consultation with the Chief
Justice <>f India, transfer a Judge from one High Court to any
other High Court".
452 SUPREME COlCRT REPORTS [1978] 1 s.c.R.
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de>oper into this point, it is necessary to notice the important distinction
which the Constitution has made in the matter of consultation under
article 124(2) on the one hand, and under the 1st proviso to that article
on the other. While appointing a Judge of the Supreme Court, the
President may consult such Judges of the Supreme Court and of the
High Courts as he may deem necessary for the purpose. As contrasted with the proviso, this provision shows that there is no obligation on
the President, while appointing a Judge of the Supreme Court, to consult any Judge or Judges of the Supreme Court or of the High Courts.
Since be may or may not consult. them, their opinion, in the event that
the President decides to consult them, cannot stand on the same footing as the opinion of the authorities whom the President is under an obliga- /
tion to consuhlt. Bhutbmorthe th~gh that,dsiJ;dce the Prehsident may or may . \:
not consu t t 1 em, e as e n t to ec1 e upon t e nature of consultafon, if at all he decides to consult them. The 1st proviso to article
12.4(2), which is in sharp contrast with it, says that in the case of
appointment of a Judge of the Supreme Court other than the Ch.ief
Justice, the Chief Justice of India shall always be consulted. The pro
Considering the importance which the Constitution gives to
appointments to the highest echelons of the State and Union judiciary,
it is hard to accept that the obligation which the Constitution imposes
upon the President to consult the authorities named in the particular
articles, casts no higher duty on the President than merely to convey
to them what he proposes to do and ob:ain their answer. Before we go
vi~o leaves no option to the President and casts 011 him a specific obligation that he shall always consult the Chief Justice of India in making
an appointment of a Judge of the Supreme Court. Article 217 (1)
casts a similar obligation on the President while appointing a Judge of
E the High Court, to consult the Chief Justice of India, the Governor of
the State, and, in the ca.<e of appointment of a Judge other than the _)..._
Chief Justice, the Chief Justice of the High Court. Article 222(1) is,
ii\ substance, worded in similar terms as the 1st proviso to article
124 (2) and article 217 (1). It casts an absolute obligation on the
President to consult the Chief Justice of India before transferring a
Judge from one High Court to another. The word "may" in article
F 222 ( 1) qualifies the last clause which refers to the transfer of a Judge
and not the· intervening clause which refers to consultation with the
Chief Justice of Ind;a. The President may or may not transfer a
Judge from one High Court to another. He is not compelled to do,o. ~
But if he proposes to transfer a Judge, he must consult the Chief Justice
of India before transferring the Judge. That is in the nature of a conG dition precedent to the actual transfer of the Judge. In other words,
the transfer of a H;gh Court Judge to another High Court cannot
b\'come effective un les< the Chief Justice Of India is consulted by the
President in behalf of the proposed transfer. Indeed, it is euphemistic
to talk in terms of effectiveness, because the transfer of a High Court
Judge to another Hi~h Conrt is unconstitutional unless, before transferring the Judge, the President consults the Chief Justice of India.
H
So far there is no difficulty, because it is nobody's case that the •
President can transfer a High Court Judge without consulting the Chief
Justice of India. Consultation then being obligatory, the question
which arises for consideration is : what exactly does the President have
UNION _v._ s. H. SHETH _(Chandrachud,_ J.) 453
to do in 1he discharge of his constitutional obligation to consult the
Chief Justice of India in the matter of the transfer of a High Court
Judge ? What is, in other words, the nature of the process involved
in what the Constitution conceives as consultation by the President
with the Chief Justice of India? What are its minimal requirement'?
Is it sufficient for the President to apprise the Chief Justice of ·:be pro
posed transfer and to await the reaction of the Chief Justice to the
proposal? Or, does consultation mean something more meaningful
than what may in practical terms be described as 'sounding' the Chief
Justice ? Is the Chief Justice entitled upon being consulted by •he
President, to ask for the relevant data to enable him to tender his con######,
sldercd opinion on the subject? These then are the important matters
for consideration.
Article 222(1) which requires the President to consult the Chief
Justice of India is founded on the principle that in a matter which concerns the judiciary vitally, no decision ought to be taken by the executive without obtaining the views of the Chief Justice of India who, by
training and experience, is in the best position to consider the situation
fairly, ~ompetently and objectively. But there can be no purposeful
consideration of a matter, in the absence of facts and circumstances on
lhe basis of which alone the nature of the problem involved can be
appreciated and the right decision taken. It must, therefore, follow
that while consulting the Chief Justice, the President must make the
relevant data available to him on the basis of which. he can offer to the
President the benefit of his considered opinion. If the facts necessary
to arrive at a proper conclusion are not made available to the Chief
Justice, he must ask for them because, in casting on the President the
obligation to consult the Chief Justice, the Constitution at the same
time must be taken to have imposed a duty on the Chief Justice to
expre£s his opinion on nothing less than a full consideration of the
matter on which he is entitled to be consulted. The fulfilment by the
President, of his constitutional obligation to pla.ce full facts before the
Chief Justice and the performance by the latter, of the duly to elicit
facts which are necessary to arrive at a proper conclusion are parts of
the same process and are c01:nplementary to each other. The faithful
observance of these may well earn a handsome dividend useful to the
administration of justice. Consultation within the meaning of article
222(1), ·therefore, means full and effective, not formal or unproductive,
consultation.
In Words and Phrases (Permanent Edition, 1960, Volume 9, page
3) to 'consult' is defined as 'to discuss something together, to deliberate'. Corpus Juris Secundum (Volume 16A, Ed. 1956, page 1242)
also says that the word 'consult' is frequently defined as meaning 'to
discuss sometbing together, or to deliberate'. Quoting _Rollo_ v. _Minis-_
_ter of Tawn and Country Planning(')_ and _Fletcher_ v. _Minister of Town_
_and Country Planning(_ _[2]_ _)_ Stroud's Judicial Dictionary (Volume l,
Third Edition, 1952, page 596) says in the context of the expression
"consultation with any local authorities" that "Consultation means
(I) [1948] l All E.R.13 C.A.
(2) [1947]2 All E.R. 946.
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454 SUPREME COURT REPORTS [19781 1 s.c.R.
that, on the one side, the Minister must supply sufficient information to
the lo~al authority to enable them to tender advice, and, on the other
hand, a sufficient opportunity must be given to the local authority to
tender advice". Thus, deliberation is the quintessence of consultation.
That implies that each individual case must be considered separately
on the· basis of its own facts. Policy transfers on a wholesale basis
which leave no scope for considering the facts of each particular case
and which are influenced by one-sided governmental considerations are
outside the contemplation of our Constitution.
_It_ may not be a happy analogy, but it is commonsense that he who
wants to 'consult' a doctor cannot keep facts up his sleeve. He does
so at his peril for he can receive no true advice unless he discloses facts
neces.>ary for diagnosis of his malady. Homely analogies apart, which
can be multiplied, a decision of the Madras High Court in _R. Pushpam_
_&_ _Anr._ v. _State_ _of Madras(')_ furnishes a good parallel. Section 43 (b),
Madras District Municipalities Act, 1920, provided that for the purpose
of election of Counciliors to a Municipal Council, the Local Government 'after consulting the Municipal Council' may determine the wards
in which reserved seats shall be set apart. While setting aside the
reservation made in respect of one of the wards on the ground that the
Local Government had failed to discharge its statutory obligation of
consulting the Municipal Council, Justice **K.** Subba Rao, **who** then
adorned the Bench of the Madras High Court, observed : "The word
'consult' implies a conference of two or more persons or an impact of
two or more minds in respect of a topic in order to enable them to
c•olve a correct, or at least, a satisfactory solution." fo order that the
two minds may be able to confer and produce a mutual impact, it is
essential that each must have for its consideration full and identical
facts, which can at once constitute both the source and foundation of
the final decision.
_In Chandramou/eshwar Prasad_ v. _Patna High Court_ & _Ors._ (2) a
question arose in an article 32 petition whether there was due compliance with article 233(1) of the Constitution which provides. that
appointments of persons to be, and the posting and promotion of, District Judges in any State shalJ be made by the Governor of the State
"in consultation with the High Court" exercising jurisdiction in relation
to such State. While holding that a Government notification appointir.g the petitioner as an officiating District and Sessions Judge was in
violation of article 233, a Constitution Bench of this Court obierved :
"Consultation or deliberation is not complete or effective
before the parties thereto make their respective points
of vi;0w known to the other or others and discuss and examine
the relative merits of their views. If one party mali:es a proposal to the other who has a counter proposal in his mind
which is not communicated to the proposer the direction to
give effect to the counter proposal without anything more,
(I) AIR 1953 Mad 392.
(2) [ 1970] 2 SCR 666.
_I_
UNION _v._ s. H. SHETH _(Chandrachud,_ _!.)_ 455
cannot be said to have been issued after consultation." A
(pages 674-675).
This then, in my judgment, is the true meaning and content of consultation as envisaged by article 222 ( 1) of the Constitution. After
an effective consultation with the Chief Justice of India, it is open to
the President to arrive at a proper decision of the question whether a
Judge should be transferred to another High Court because, what the
Constitution requires is consultation with the Chief Justice, not his concurrence wi!h the proposed transfer. But it is necessary to reiterate
what Bhagwati and Krishna Iyer JJ. said in _Shamsher_ _Singh_ (supra)
that in all conceivable cases, consultation with the Chief Justice of India
should be accepted by the Government of India and that the Court will
have an opportunity to examine if any other extraneous circumstances
have entered into the verdict of the executive if it departs from the counsel given by the Chief Justice of India. "In practice the last word in
such a sensitive subject must belong to the Chief Justice of India, the
rejection of his advice being ordinarily regarded as prompted by oblique
considerations vitiating the order." (page 873). It is hoped that
these words will not fall on deaf ears and since normalcy has now been
restored, the differences, if any, between the executive and the judiciary
will be resolved by mutual deliberation each, party treating the views of
the other with respect and consideration.
One of the learned Judges of the Gujarat High Court, J. B. Mehta,
J., has invalidated the order of transfer on the additional ground that
it was made in violation of the principles of natural justice, a consideration which in my opinion is out of place in the scheme of article 222 ( 1).
It is true tlrat the frontiers of natural justice principles are ever-expanding and judges are becoming increasingly conscious of the range of
possibilities of those principles. They are anxious to impress the fundamentals of fair procedure on all those who exercise authority over others,
statutory or otherwise. 'Natural justice' has a long history, one of the
outstanding instances being _Bentley's case_ ( [1] ) in which the Court of
King's Bench held in 1723, that the Cambridge University could not
deprive a great but unconventional scholar of his degrees without
hearing his explanation for his misconduct. In _Ridge_ v. _Baldwin('),_
the House of Lords voided the dismissal of a chief constable for unfitness, on the ground that no hearing was given to him. This Court in
_State_ _of_ _Orissa_ v. _Dr. (Miss) Binapani_ _Dei(')_ _and_ _A. K. Kraipak_ v.
_Union_ _of_ _lndia(_ _[4 ]_ _)_ stretched the doctrine to further limits. But as
observed by Hegde J: in _Kraipak_ ( [4] ), "the aim of the rules of natural
justice is to secure justice or to put it negatively to prevent miscarriage
of justice ....... What particuar rule of natural justice should apply to
a given case must depend to a great extent on the facts and circumstances of 'that case, the frame-work of the law under which the enquiry is held and the constitution of the Tribunal or body of persons
appointed for that purpose. Whenever a complaint is made before a
conrt that some principle of natural justice had been contravened the
(l) R. V. University of Cambridge (1723) I Str. 557.
(2) [1964] A.C. 40
(3) AlR 1967 SC 1269.
4) AlR 1970SC 150
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456 SUPREME COURT REPORTS [1978] l s.c.R.
court has to decide whether the observance of that rule was necessary
for a just decision of the facts of that case." (pages 156-157). The
underlying principle thus is that drastic powers are intended to be
exercised fairly, and fairness demands an opportunity at least to know
and meet the charge : "Absolute discretion, like corruption, marks the
beginning of the end of liberty."(')
Article 222( l) postulates fair play and contains built-in safeguards
in the interests of reasombleness. In the first place, the power to
transfer a High Court Judge can be exercised in public interest only.
Secondly, the President is under an obligation to consult the Chief
Justice of India which means and requires that all the relevant facts
must be placed before the Chief Justice. Thirdly, the Chlef Justice
owes a corresponding; duty, both to the Presidellc and to the Judge who
is proposed to be transferred, that he shall consider every relevant fact
before he tenders his opinion to the President. In the dischllrge of
this constitutional obligation, the Chlef Justice would be within his
rights, and indeed it is his duty whenever necessary, to t•licit and
ascertain further facts either directly from the Judge concerned or from
other reliable sources. The executive cannot and ought not to esl!lblish
rapport with the Judges which is the function and privilege of the
Chief Justice. In substance and effect, therefore, the Judge concerned
cannot have reason to complain of arbitrariness or unfair play, if the
due procedure is followed. I must add that Mr. Seervai did not argue
that the order of transfer is bad for non-complfance with the principles
of natural justice.
This concludes the discussion on the points involved in the appeal.
Unusually, in a matter of this importance, it is needless to work out the
final order because at the end of the arguments, on August 26, 1977,
the appellant and respondent I arrived at 11 settlement in the following
terms :
"On the facts and circumstances on record the present
government do not consider that there was any justification
for transferring Justice Sheth from Gujarat High Court and
propose to transfer him back to that High Court.
On this statement being made by the learned AttorneyGeneral, Mr. Seervai, Counsel for Respondent No. I (Justice
S.H. Sheth), withdmws the writ petition with leave of the
**Court."**
In view of this settlement, we passed the following order on that day:
"We have heard the learned Attorney-General and Mr.
Seervai fully on the various points arising in this appeal. We
will deal with the arguments of the learned counsel later by a
considered judgment or judgments. For the present we will
only say th>at since we are informed that the parties to the
>appeal have arrived at a settlement, the appeal shall stand
disposed of in terms of that settlement."
--
(!) **Douglas** **J.** **dissenting in** _**New York**_ **v.** _**United States,**_ **342** **U.** **S.** **882, 8 84**
(1951)
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UNION _v._ s. H. SHETH _(Bhagwati,_ J.) 457
To-day we have given our judgments in pursuance of this order.
BHAGWATI, J. This is an unusual case where a Judge of a High
Court has been compelled to seek justice in a court of law against
an unwarranted executive action. It raises questions of great constitutional significance affecting the entire High Court Judiciary. Can
a Judge of a High Court be transferred to another High Court by
the President, which in effect means by the Central Government,
under Art. 222, clause ( 1) of the Constitution without his consent ?
What is the true interpretation of this constitutional clause; does
it necessarily imply such consent ? And what is the meaning and effect
of the constitutional requirement that such transfer may be made by
the President "after consultation with the Chief Justice of India" ?
What is the scope and content of this consultation and what are its
basic essentials ? These are the questions that arise for determination in
this appeal and they have been argued before us with great passion
and fervour, not ordinarily seen in humdrum and routine cases, since
they admittedly raise issues of the gravest character affecting the
independence of the judiciary which is one of the cardinal features
of our Constitution sustaining the rule of law and infusing it with
life and meaning. The decision of these questions may not be strictly necessary for disposing of this appeal, since at the close of the
argument's an agreed formula was put forward on behalf of the
parties and in pursuance of this formula, the first respondent withdrew !lis petition, but having regard to the great constitutional
importance of these questions, I think the Court ought to express
its opinion upon them, now that they have been raised and fully
argued before us.
Tb.e first respondent Mr. Justice S. H. Sheth, who was a Judge
of the Gujarat High Court 'since 23rd April, 1969, was, by a Presidential Order dated 27th May, 1976, transferred "as Judge of the
High Court of Andhra Pradesh with effect from the date he assumes
charge of his office". The order was purported to be made by the
President in exercise of the powers conferred under Art. 222, clause F
( 1) of the Constitution. The first respondent immediately filed
Special Civil Application No. 911 of 1976 in the High Court of
Gujarat challenging the validity of this order and he joined the
Union of India as well as. the Chief Justice of India as partyrespondents to the petition. The petition was admitted and rule
issued by Mr. Jnstiee D. A. Desai on 16th June, 1976. The first
respondent did not apply for interim relief as he did not wish to G
continue to function as a Judge of the Gujarat High Court under an
interim order made by the Court, but he had filed the petition
_pro bona publico_ to assert and vindicate the independence of the
Judiciary, since his was part of a mass transfer of 16 High Court
Judges and it was said that more transfers were imminent. The petition was more in the nature of public interest litigation than private
litigation for personal gain. The 1st respondent merely asked for H
expedition and the hearing of the petition was accordingly fixed on
26th July, 1976. The questions raised in the petition being of great
importance, the Chief Justice of the Gujarat High Court constituted
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458 SUPREME COURT REPORTS [1978] I S.C.R.
a Special Bench consisting of Mr. Justice J. B. Mehta, Mr. Justice
A. D. Desai and Mr. Justice D. A. Desai, three of the senior most
judges of the High Court to hear the petition. The hearing commenced on 30th August, 1976 and the argument of counsel for the
1st respondent continued for the whole day. On the next day,
before the argument was resumed, a most extraordinary objection
was raised by Mr. Raman, the then Additional Solicitor General, on
behalf of the Union of India, which is the appellant before us. He
was also appearing for the ·second respondent, the Chief J ustiae of
India, but the objection raised by him was only on behalf of the
appellant. And that objection was that the appellant had heard that
some correspondence had taken place between the Chief Justice of
India and some of the Judges of the Gujarat High Court, including
the members of the Special Bench, in regard to transfers of High
Court Judges and that the case should not, therefore, be heard by
the Judges constituting the Special Bench. Since the ob,iection was
taken orally and was not in writing and Mr. Raman wanted further
instructions from the Government of India, the hearing was adjourned to 7th September, 1976. On the adjourned date Mr. RalllaD. was
not present, but the junior counsel stated that the Government of
India was pressing the objection, to which an answer was made on
behalf of the 1st respondent that the objection could not be enter
tained as it was not put in writing and it was not disclosed as to
what was the source of knowledge of the Government of India in
regard to the correspondence supposed to have taken place between
the Judges of the Gujarat High Court and the Chief Justice of India.
Since it was stated on behalf of the Government of India in the
course of the arguments that it had no knowledge of the contents of
this correspondence, the Special Bench adjourned the hearing of the
case and on 10th September, 1976 made an order stating that though
the letter addressed by the Judges of the High Court, including the
members of the Special Bench, to the Chief Justice of India was a
thighly confideneial communication, they and their colleagues who
were signatories to that letter, had no objection if the Chief Justice
of India, who was the addressee of the fetter, desired to produce it.
The privileg9 of confidentiality was thus, in all fairness, withdrawn by
the Judges of the High Court, who were signatories to this· letter,
but the Chief Justice of India chose not to produce it at the adJourned hearing of the petition on 20th September, 1976. And yet on
the basis of this letter, the Government of India. through its counsel,
maintained its objection that the Judges constituting the Special
Bench should not hear the case and filed a written submission to thnt
effect. There was considerable argument before the Special Bench in
regard to this objection, but it was overruled and the Special Bench·
decided to proceed with the hearing of the petition on merits. The
learned Attorney General, appearing on behalf of the Government
of India, did not press this objection before us and it is. therefore,
not necessary for me to consider it, but I cannot help remarking that
it was improper on the part of the Government of India to
raise ~uch an object!on and it betrayed lack of responsibility . on the
part of those who mstructed counsel to do so. In the first place,
it passes one's comprehension how the Government of India could
possibly raise an objection against three Judges of the Special Bench
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UNION _v._ s. H. SHETH _(Bhagwati,_ _!.)_ 45 9
hearing the petition against it, when the Judges themselves did not
feel embarrassed in hearing it. It can safely be presumed that a
High Court Judge who is the holder of a highly responsible office
under the Constitution and whose function it is, by the terms of his
oath, to administer justice "without fear or favour'', would be sensitive enough to realise that justice must not only be done but must
also appear to be done and if he feels, in the slightest measure, that
by reason of any conscious bias or prejudice he may not be able to
hold the scales of justice even or give an appearance of doing so,
he would not take up the case. No High Court Judge worthy of
his office would knowingly permit any cloud of bias or prejudice to
darken his understanding or to influence his decision. This is the
basic postulate on which rests the magnificent edifice of our system
of administration of justice and no one should be more conscious of
it, none should have greater faith in the impartiality of our superior
judiciary, than the Government, be it Central or State. The Government of India should have had the fullest confidence that if the
Judges constituting the Special Bench at all felt that they would not
be able to do justice hetweeri~ the 1st respondent and the Government
of India "without fear or favour" or to use the words of Edmund
Burke, adopt the "cold neutrality of an impartial Judge", they would
have themselves declined to hear the petition. The objection raised
by the Government of India amounted to nothing short of a suggestion that it did not have confidence in the impartiality of its own
judges. Moreover, the Act of the Government of India was all the
more reprehensible because the objection raised by it was based on
the most flimsy and tenuous material which it would not have required n moment's hesitation to dismiss as unworthy of consideration.
The objection was based solely on the letter addressed by some of
the judges of the High Court to the Chief Justice of India which,
according to the Government of India, it had not seen and of the
contents of which, it was admittedly not aware. It is difficult to
appreciate how even without knowing what were the contents of this
letter, the Government of India could raise an objection on the
basis of such letter. It was to my mind an act of impropriety on
the part of the Government of India. It would have been liable to
. the strongest condemnation even if it had proceeded from a private
party and much more so, must it be regarded when the Government
of India is party to it. I may also obServe that when the Government of India raised an objection against the judges of the Special
Bench hearing the petition on the basis of the letter addressed by
them to the Chief Justice of India. it would have been better if the
Chief Justice of India had produced the letter; particularly when the
privilege of confidentiality was withdrawn by its authors, for that
would have helped to clear the position of the three judges, instead
of leaving them in a situation where there might be some 'scope for
uninformed criticism arising out of ignorance of the true state of
affairs. The fact, however, remains that the Chief Justice of India
did not produce the letter and knowing full well that there was
nothing in the letter which would in any way effect their impartiality
or embarrass them in discharging their judicial function, the three
**judgeB** constituting the Special Bench rejected the objection and proceeded to consider the merits of the petition.
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The impugned order of transfer was challenged in the petition
principally on four grounds :
(i) that it was in violation of Art. 222, cl. (!) of the
Constitution as it was passed without the consent of
the petitioner; on a true construction of Art. 222, cl.
( 1) such consent must be necessarily implied in that
Article;
(ii) that it was invalid because effective consultation with
the Chief Justice of India was a condition precedent
to the exercise of the power of the President to pass
an order of transfer under Art. 222, cl. ( 1) and the
condition precedent had not been satisfied;
(iii) that it was invalid as it had been passed in breach of
assurance given on behalf of the Government of
India on the floor of Parliament on the faith of which
the 1st respondent had accepted judgeship, with the
result that the Government was bound by a promissory estoppel; and
(iv) that it was invalid because it militated against public
**interest.**
Though ground (iii) was urged before the Special Bench and it was
unanimously negatived, it was not reiterated before us on behalf of
the 1st respondent and hence we need not say anything about it. So
also ground (iv) was argued before the Special Bench and it was
urged that the transfer of the 1st respondent was by way of punishment for a judgment delivered by him against the Government and was
not in public interest for which alone an order of transfer could be
made by the President under Article 222, cl. (!), but this
contention too was not pressed before us on behalf of
the 1st respondent as a ground for invalidating the order
of transfer and it is, therefore, not necessary to consider
it. One thing is, however, certain that the power to transfer a
Judge from one High Conrt to another under Art. 222, clause (l)
can be exercised only in public interest and it would be gross abuse
of power to displace him from his High Court and transfer him to
another High Court by way of punishment because he has decided
cases against the Government. It is a power conferred on the
President to be exercised in furtherance of public interest and not
by way of victimisation for inconvenient decisions given by a
High Court Judge. Here, on the record, it does appear that
the transfer of the 1st respondent was punitive in character and was
not prompted by considerations of public interest. It was admitted
ly part of mass transfers of 16 High Court Judges and though a
suggestion was made by the Government of India in its aflidavit in
reply that the transfers were made with a view to strengthening
national integration by cutting at the barrier's of regionalism and
parochialism, the Government of India did nof choose to disclose the
principle on which these 16 High Court Judges were picked cinf for
"
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UNION _v._ s. H. SHETH _(Bhagwati,_ J.) 461
being transferred. It is indeed strange that the Government of
India should have selected for transfer, by and large, those High
Court Judges who had decided cases against the Government dnring
the emergency. I should have thought that when the 1st respondent
averred in so many terms that his transfer was by way of punishment
for deciding against the Government; the Government of India in its
aflldavit in reply should not have remained content merely with
denying this averment, but should have frankly and candidly come
forward with the reasons for which the transfer was affected and if
it was for achieving national integration, what was the basis on
which the I st respondent was picked out for the purpose of transfer.
That was the least which the Government of India could have done
when it was dealing with the holder of a high constitutional office
like a High Court Judge. But unfortunately, the Government of
India adopted a 'high and mighty' attitude and staked its defence
solely on the claim to unfettered power to transfer a High Court
Judge under Article 222, clause (I) and that does lend credibility
to the argument that the transfer was not made in public interest,
but was by way of punishment with a view to bringing pressure on
High Court Judges to fall in line with the views of the Government.
It is also difficult to understand why the news about the transfers of
High Court Judges 'should have been blacked out, if the transfers
were really in public interest. If the transfers were really in the
interest of national integration. the news about the transfers should
have been given the widest oublicity end thev should not have been
withheld from the press. Moreover the Government of India admitted before us at the clo'se of the arguments that the transfer of the
1st respondent was not justified. But, as pointed out above, it is
not necessary to come to a definite finding whether the transfer of
the 1st respondent was not in public interest since that contention was
not pressed before u·s.
So far as ground (i) is concerned, Mr. Justice A. D. Desai held
that, on a true construction of Art. 222, cl. ( **1),** a High Court Judge
could not be transferred without his consent and since in the present
case the transfer of the 1st respondent was admitted without his consent, the order of transfer was invalid. Mr. Justice **J.** B. Mehta and
Mr. Justice **D.** A. Desai, on the other hand, took a different view and
observed that the necessity of consent could not be implied in Art.
222, cl. (1) !llld want of consent on the part of the 1st respondent
did not have the effect of invalidating the order of tranfser against
him. All the three Judges were, however, agreed in regard to ground
(ii) and they held that effective consultation with the Chief Justice
of India was a condition precedent to the exercise of the power to
pass an order of transfer under Art. 222, cl. (1) and since there was
no material on record to show that there was such effective consultation wi•h the Chief Justice of India, the condition precedent was not
satisfied and the order of transfer was bad. The Special Bench, **oo**
t.his view, allowed the petition and struck down the order of transfer
as invalid. This order of the Special Bench is challenged in the
present appeal preferred after obtaining certificate from the High
**Court.**
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462 SUPREME COURT REPORTS [ 1978] 1 s.c.R.
A It will be apparent from what is stated above that only grounds
(i) and (ii) survive for consideration in this appeal. I shall presently examine these grounds, but before I do so, a few preliminary remarks in regard to the position of a High Court Judge under the Constitution would not be inapposite. Chapter V in Part VI of the Constitution deals with High Courts in the States. Art. 214 provides that
there shall be a High Court for each State and under Art. 216, it is
B laid down that every High Court shall consist of a Chief Justice and
such other judges as the President may from time to time Mem it
necessary to appoint. The mode of appointment and conditions of
the office of a High Court Judge are provided in Art. 217 and cl. (1)
of that Article, so far as material, reads as follows :
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"217 ( 1) Every Judge of a High Court shall be appointed by the President by warrant under his hand and seal
after consultation with the Chief Justice of India, the Governor of the State, and, in the case of appointment of a Judge
other than the Chief Justice, the Chief Justice of the High
Court, and shall hold office, in the case of an additional or
acting Judge, as provided in article 224, and in any other
case, until he attains the age of sixty-two years :
Provided that
( a) a Judge may, by writing under his hand addressed
to the President, resign his office;
(b) a Judge may be removed from his office by the
President in the manner provided in clause ( 4) of
article 124 for the removal of oa Judge of the Supreme
Court;
( c) the office of a Judge shall be vacated by his being
appointed by the President to be a Judge of the Supreme Court or by his being transferred by the President to any other High Court within the territory of
India."
Article 219 provides that every person appointed to be a Judge of
a High Court shall, before he enters upon his office, make and subscribe before the Governor of the State, or some person appointed in
that behalf by him, an oath or affirmation according to the forms set
out for the purpose in the Third Schedule. That form is Form VIII and
it runs _inter_ _alia_ as follows : "I A. B. having been appointed Chief
G Justice (or a Judge) of the High Court at (or of) ...... do swear in
the name of Go~ _I_ solemnly affirm that. ..... I will truly ·and faith0
fully and to the b •t rf mv ability, knowledge and judgment nerfnrm
the duties of my office without fear and favour, affection or illwi!L" It
may be pointed here that the words "without fear or favour", which
are to be found in 'he present Form of oath in Form VIII did not
figure in the form of oath prescribed in Schedule IV to the GoveruH ment of India Act, 1935 and they were an addition made by the
Constitntion. These words, of course, do not add anything to the
nature of the judicial function to be dischrrged bv the High Court
Judge because, even without them, the High Court Judge
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UNION _v._ s. H. SHETH _(Bhagwati,_ _!.)_ 463
would, by the very nature of the judicial function, have to perform the duties of his office without foor or favour, but they serve to
highlight two basic characteristics of the judicial function, namely,
independence and impartiality. Two propositions clearly emerge on
a consideration of these provisions read in the context of the constitutional scheme. The first is that the appointment contemplated
under these provisions is appointment of a person as a Judge of a
particular High Court and not as a Judge simpliciter. There is no
All-India Cadre of High Court Judges. Secondly, a Judge of the High
Court is not •a Government servant, but he is the holder of a constitutional office. He is as much part of the State as the executive Government. The State has in fact three organs, one exercising executive
power, another exercising legislative power and the third exercising;
judicial power. Each is independent and supreme within its allotted
sphere and it is not possible to say that one is superior to the other.
The High Court, constituted of the Chief Justice and other Judges,
exercises the judicial power of the State and is coordinate in position
and status with the Governor aided and advised by the Counsel of
Ministers, who exercises the executive power and the Legislative
Assembly together with the Legislative Council, if any, which exercisei; the legislative power of the State. Plainly and unquestionably,
therefore, a High Court Judge is not subordinate either to the executive or to the legislature. It would, indeed, be a constitutional heresy
to so regard him. He has a constitutional function to discharge, which
includes adjudication of the question whether the executive or the
legislature has over stepped the limits of its power under the Constitution. No doubt Art. 217, cl. (1) provides for appointment of a
person to the office of a High Court Judge by the President, which
means in effect and substance the Central Government, but that is
only laying down a mode of appointment and it does not make the
Central Gove=ent an employer of a High Court Judge. In fact a
High Court Judge has no employer : he occupies a high constitutional
office which is coordinate with the executive and the legislature.
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Now the independence of the judiciary is a fighting faith of our F
Constitution. Fearless justice is a cardinal creed of our founding
document. It is indeed a part of our ancient tradition which has
produced great judges in the past. In England too, from where we
have inherited our present system of administration of justice in its
broed and essential features, judicial independence is prized as a basic
value and so natural and inevitable it has come to be. regarded and so
ingrained it has become in the life and thought of the people that it G
is now almost taken for granted and it would be regarded an act of
in<anity for ruty one to think otherwise. But this has been accomplished a~er a long fight cnlminatinii in the Act of Settlement. 1688.
Prior to the enactment of that Act, a Judge in Fnirland held tenure at
the pleasure of the Crown and the Sovereign could dismiss a Judge at
his discretion, if the judge did not deliver judgments to his liking. No
less i11'1•trious a iudqe then Lord Coke was dismissed by Charles I B
fe>r hi• g]oriorn and courageous refusal to obey the King's writ _de_ _non_
proc~dendo _raga_ _inconsulto_ contending him to step or to delay oroceedings in his court. The Act of Settlement, 1688 put it out of the
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464 SUPREME COURT REPORTS [1978] J S.C.R.
A power of the Sovereign to dismiss a judge at pleasure by substituting;
'tenure during good behaviour' for 'tenure at pleasure,. The Judge
could then say, as did Lord Bowen so eloquently :
"These are not days in which any English Judge will fail
to assert his right to rise in the proud consciousness that
justice is administered in the realms of Her Majesty the
B Queen, immaculate, unspotted, and unsuspected. There
is no human being whose smile or frown, there is no Government, Tory or Liberal, whose favour or disfavour can
start the pulse of an English Judge upon the Bench, or move
by one hair's breadth the even eq1tipoise of the scales of
**justice.''**
c The framers of our Constitution were aware of these constitutional
developments in England and they were conscious of our great tradition of judicial independence and impartiality and they realised that the
need for securing the independence of the judiciary was even
greater under our Constitution than it was in England, because ours
is a federal or quasi-federal Constitution which confers fundamental
rights, enacts other constitutional limitations and arms the Supreme
D Court and the High Courts with the power of judicial review and consequently the Union of India and the States would become the largest
single litigants before the Supreme Court and the High Courts. Justice,
as pointed out by this Court in _Shamsher Singh_ v. _State_ _of Punjab,(')_
can become "fearless and free only if institutional immunity and autonomy are guaranteed". The Constitution-makers, therefore, enacted
several provisions designed to secure the independence of the superior
E judiciary by insulating it from executive or legislative control, I shall
briefly refer to these provisions to show how great was the anxiety
_af_ the constitution-makers to ensure the independence of the superior
judiciary and with what meticulous care they made provisions to that
end.
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Every judge of a High Court is entitled to hold office until he
attains the age of 62 years and unless he voluntarily resigns his office
or is removed from his office by the President in the manner provided
in clause (4) of Article 124 by a procedure analogous to impeachment
for proved misbehaviour or incapacity or he is appointed to be a
judge of the Supreme Court or is transferred to another High Court,
he cannot be removed from office. His security of tenme upto the
age of 62 years is guaranteed. Vide Article 217, clause (1). The
salary and allowances of a High Court Judge are charged on the
Consolidated Fund of the State under Article 202, clause (3) (d) so
that nnder Article 203 clause (1) they are not subject to the vote of
the Legislative Assembly, the object being that the legislature should
not be in a position to effect the independence of the Hi~h Court
judic;arv by exercising pressure through refusal to vote the salary and
other allowances. Similarly, the pension payable to a High Court
Judge is charged on •he Consolidated Fund of India under
Article 112, clause (3) (d) (iii) so that under Article 113,
(1) [197S] I S.C.R. 814, at ~76 .
UNION _v._ s. H. SHETH _(Bhagwati,_ _!.)_ 465
clause (I) it is not required to be submitted to the vote of Parliameat
and it is put out of the power of Parliament to refuse to vote pension
and thus hold out a threat of injury to a High Court Judge. Further,
under Article 221, clause (2) it is provided that "neither the allowances of a Judge nor his rights in respect of leave of absence or pension shall be varied to his disadvantage aftet his appointment''. Then
there is Article 211 which prohibits any discussion in the Legislature of a State with respect to the conduct of a Jµdge of a High
Court in the discharge of his duties. The High Court Judge is insulated from fear of criticism of his judicial acts by the LegisJat,uro which
is essentially a political assembly. This would enable a High Court
Judge to act fearlessly in administ•ering Justice in the discharge of his
duties. Article 215 confers upon the High Court a power to punish
for contempt of itself and thus protect itself against interference in
the course of administration of justice from whatever source it may
come. Form VIII in the Third Schedule which is the form of oath
prescribed for a Chief Justice or a Judge of a High Court also emphasises the absolute necessity for judicial independence if the oath
is to be observed, because it requires the Judge to swear that he will
perform the duties of his office "without fear or favour, affection ct
ill-will''. The independence of the High Court is also sought to be
reinforced by Article 229 which provides that appointments of
officers and servants shall be made by the Chief Justice or such other
Judge or officer as he may appoint, so that there is not even indirect
interference with judicral administration by the executive. And
hovering over all these provisions like a brooding omnipresence is
Article 50 which lays down, as a Directive Principle of State Policy,
that the State shall take steps to separate the judiciary from the executive in the public services of the State. This provision, occurring
in a chapter which has been described by Granville Austin as "the
conscience of the Constitution" and which embodies the social phi··
Iosophy of the Constitution and its basic underpinnings and values
plainly reveals, without any scope for doubt or debate, the intent of
the constitution-makers to immunise the judiciary from any form of
executive control or interference.
But this is not all. There are also other provisions in the Constitution which clearly disclose the anxiety of the constitution-makers to
secure !he independence of the judiciary. Chapter VI in Par_t VI of
the Conslitution deals with subordinate courts and, as poiuted out by
this Court in the _State_ _of_ _West Bengal_ and _Anr._ v. _Nripendranath_
_Bagchi(_ _[1]_ _),_ Article.s 233 to 237 which occur in this Chapter are designed to make the High Court the sole custodian of control over the Subordinate Jud;ciary, except in so far as exclusive jurisdiction is conferred up?n .the Governor in regard. to ap~ointment, posting and promotwn of D1stnct Judges. The question of mterpretation of these Articles
arose in _Nripendranath Bagchi's case(')_ where the point at issue was
as to which authority is entitled to exercise disciplinary Jurisdiction
over a member of Subordinate Judiciary-the High Court or the State
Government. This Court traced the history relating to the Subordinate
Judiciary and observed that "the history which lies behind the enact
(!) [1966] I S.CR. 771.
~-930SCI/77
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With these prefatory observations I may now go straight to the
interpretation of Art. 222, clause ( 1). Article 222 consists of two
clauses which read as follows :
"22(1) The President may, after consultation with the
Chief Justice of India, transfer a Judge from one High Court
to any other High Court.
(I) [1967] 1 S.C.R. 454.
ment of these Articles indicates that control was vested in the High
Court to effectuate a purpose, namely, the so.curing of the independence
of the Subordinate Judiciary and unless it included disciplinary control
as well, the very object would be frustrated" and held that disciplinary
jurisdiction is comprehended within the broad sweep of 'control' vested
in the High Court under Article 235 and hence the High Court alone
has disciplinary control over the Subordinate Judiciary. Then again,
in the _State_ _of Assam_ v. _Ranga Mahmmad_ & _Ors.,(')_ a question arose
whether transfer of a District Judge is within the exclusive power of
the High Court or the State Government is entitled to make such
transfer. The determination of this question depended upon the true
meaning of the word 'posting' in Article 233. Does 'posting' mean
stationing a person at a place so as to include transfer or is it limited
only to initial posting on appointment or promotion to a vacancy in
the cadre. If it is the former, transfer would be within the power of
the Governor under Article 233, but if it is the latter, transfer would
"nocessari!y be outside the power of tbe Governor and fall to be made
by the High Court as part of the control vested in it by Article 235".
This Court preferred the narrower meaning, since it was more in accord
with the constitutional policy of securing the independence of the Subordinate Judiciary and held that transfer of a District Judge is "a
matter of control of District Judges which is vested in the High Court"
under Article 235. It is apparent that under Article 233 to 237 the
'~ntrol over the Subordinate Judiciary in respect of transfer and disciplinary action is vested in the High Court to the exclusion of the State
Government for a purpose, and that purpose is the securing of judicial
independence. That is why Krishna Iyer, J., speaking on behalf of
himself and me, pointed out in _Shamsher Singh_ v. _State_ _of_ _Punfrih_
(supra), "the exclusion of executive interference with the Subordinate
Judiciary, _i.e.,_ grass-roots justice, can prove a teasing illu.,ion if the
control over them is vested in two masters, _viz.,_ the High: Court and the
Government, the latter being otherwise stronger". It will thus be seeri
that even with regard to the Subordinate Judiciary the framers of the
Constitution were anxious to secure that it should be insulated from
executive interference and once appointment of a Judicial Officer is
made, his subsequent career should be under the control of the High
Court and he should not be exposed to the possibility of any improper
executive pressure. If such was the concern of the constitution-makers
in regard to the independence of the Subordinate Judiciary, their
anxiety to secure the independence of the superior judiciary could not
have been any the less and it is this thought that must animate and
guide our interpretation of Article 222, clause ( 1) which confers on
the President power to transfer a Judge from one High Court to
another.
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UNION _v._ S. H. SHETH _(Bhagwati,_ _!.)_ 467
(2) When a Judge lias been or is so transferred, he shall,
during the period he serves, after the commencement of the
Constitution (Fifteenth Amendment) Act, 1963, as a Judge
of the other High Court, be entitled to receive in addition
to his salary such compensatory allowance as may be determined by Parliament by law and, until so determined, such
compensatory allowance as the President may by order fix."
There was an original clause (2) in Article 222 which was in almost
identical terms. It was omitted by the Constitution (Seventh Amend
ment) Act, 1956 but it was again introduced in its present form by
the Constitution (Fifteenth Amendment) Act, 1963. It provides for
payment of compensatory allowance to a Judge who has been transferred from one High Court to another. This clause has no material
bearing on the controversy in the present appeal, but it does postulate
that transfer of a High Court Judge would inflict an injury on him for
which, in all fairness, compensatory allowance should be paid to him.
Now, according to the plain natural meaning of the words used in
clause (1), it does appear that the only limitation on the exercise of
the power of the President to transfer a Judge from one High Co:irt
to another is that there must be previous consultation with the Chief
Justioe _df_ India and there is no explicit requirement that the transfer
may be made by the President only with the consent of the Judge. Bnt
the question is : can the requirement of consent be read into this
clause by necessary implication ? That would depend on the interpretation of the language of this clause in the light of the well recognised canons of construction. To that question I will now turn.
Now, it is undoubtedly true that where the language of an enactment is plain and clear upon its face and by itself susceptible to only
one meaning, then ordinarily that meaning would have to be given
by the Court. In such a case the task of interpretation can hardly be
said to arise. But language at best is an imperfect medium of expres
sion and a variety of significations may often lie in a word of expression.
It has, therefore, been said that the words of a statute must be understood in the sense which the legislature has in view and their meaning
must be found not so much in a strictly grammatical or etymological
propriety of language, nor in its popular use, as in the subject or the
occasion on which they are used and the object to be attained. It was
said by Mr. Justice Holmes in felicitous language in _Town_ v. _Eisner(')_
that "a word is not a crystal, transferant and unchanged; it is the skin
of a living thought and may vary weatly in colour and content accord
ing to the circumstances and the time in which it is used". The words
used in a statute cannot be read in isolation; their colour and content
are derived from their context and, therefore, every word in a statute
must be examined in its context. And when I use word 'context',
I mean it in its widest sense "as including not only other enacting
provisions of the same statute but its preamble, the existing state of
the law, other statutes in _pari_ _materia_ and the mischief which-the
statute was intended to remedy". The context is of the greatest importance in the interpretation of the words used in a statute. "It is
quite true" pointed out by Judge Learned Hand in _Helvering_ v.
_r(J)_ 245 U.S. 418.
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**468** SUPREME COURT REPORTS [ 1978] 1 S.C.R.
**A** _Gregory,(')_ "that as the articulating of a statute increase, the room fer
interpretation must contract; but the meaning of a sentence may be
more than that of the separate words, as a melody is more than the
notes, and no degree of particularity can ever obviate recourse to the
setting in which all appear, and which all collectively create." Again,
it must be remembered that though the words used are the primary,
and ordinarily the most reliable, source of interpreting the meaning :if
**B** any writing, be it a statute, a contract, or anything else, it is one of
the surest indexes of a mature and developed jurisprudence not to
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**H**
Now, transfer of a Judge may be consensual, i.e., with consent,
or compulsory, i.e., without consent, and the word 'transfer' according
to its plain natural meaning would include both kinds of transfer. But
the question is whether, having regard to the manifest intent of the
constitution-makers to secure the independence of the superior Judiciary
and the context and the setting of the provision in which the word
'transfer' occurs, should it be interpreted in its wider sense to include
compulsory transfer as 'well as consensual transfer, or it should be
given a narrower meaning limited only to consensual transfer. There
are, in my opinion, two weighty reasons why the more limited meaning
should be preferred and 'transfer' should be read as confined to consensual transfer.
In the first place, it cannot be seriously disputed that the transfer
of a Judge from one High Court to another would ordinarily inflict
personal injuries on him. He would be displaced from his original
(1) 69 F (2) (d) 809,
(2) (1584) 3 W. Rep. 16; 76 E.R. 637.
(3) (1876-77) App. Cs. 743at 764.
make a fortress out of the dictionary, but to remember that a statute
always has some purpose or object to accomplish, whose sympathelic
and imaginative discovery, is the surest guide to its meaning. The
literal construction should not obsess the Court, because it has only
_prima_ _facie_ preference, the real object of interpretation being to find
out the true intant of the law maker and that can be done only by
reading the statute as an organic whole, with each part throwing light
on the other and bearing in mind the rule in _Heydon's_ _case(')_ which
requires four things to be "discerned and considered" in arriving at the
real meaning : (1) what was the law before the Act was passed; (2)
what was the mischief or defect for which the law had not provided;
(3) what remedy Parliament has appointed; and ( 4) the reason of the
remedy. There is also another rule of interpretation which is equally
well settled and which seems to follow as a necessary corollary,
namely, where the words, according to their literal meaning "produce
an inconsistency, or an absurdity or inconvenience so great as to convince the Court that the intention could not have been to use them in
their ordinary signification", the Court would be justified in "putting
on them some other signification, which, though less proper, is one
which the Court thinks the words will bear". _Vide River_ _Wear_ _Com-_
_missioners_ v. _Adamson(')._ It is in the light of these principles of
interpretation that I must proceed to consider what is the trne meaning
and effect of cJ. (1) of Article 222: whether it permits transfer o[ a
Judge from one High Court to another, irrespective of his consent.
UNION _v._ s. H. SHETH _(Bhagwati,_ _J.)_ 469
home where he might have. spent a major part of his life and he might A
have to maintain two establishments involving him in considerable
extra expenditure. This was in fact admitted by Shri Asoke Sen, the
then Minister for Law, in the course of his speech on the floor of the
Lok Sabha on 30th April, 1963 when he said : "-it is very difficult
for a Judge who is rooted to one place to go on transfer so that in
most cases he may have to maintain his family in both the places and
his expenses will increase". The education of the children of the Judge B
might also be affected, if not disrupted for a time, particularly since
the medium of Instruction in schools and colleges in most States is the
regional language. The medical facilities also vary from State to State
and the State to which the Judge is transferred might not have the same
quality of medical services as his home State; So also the climate
of the other Slate might not agree with the health of the Judge and
he might be put to great hardship and hazard, as for example, wllere C
a Judge who is not accustomed to severe cold is transferred to the
High Court of Jammu & Kashmir or to the High Court of Himachal
Pradesh, or a Judge who is vulnerable to humid climate is ·sent to the
Calcutta High Court or to the High Court of Assam. If the Judge's
wife is engaged in a full time or part time employment in the State,
his transfer to another State might require the wife to give up her employment or the husband to stay apart from his wife at least for nine D
months in a year and the same would be true if the wife has set up
or inherited a business. Furthermore, the transfer would inflict an
additional disability on the Judge, in that, he would be disabled from
practising not only in the High Court to which he was originally appointed, but also in the High Court to which he is transferred so that
repeated transfers might prevent him from practising in a number of
High Courts after his retirement. It would also be highly inconvenient E
and expensive to the Judge to go to his home State on auspicious
occasions or in case of death or illness of some close relative, particularly where he is transferred to a distant High Court, as happened in
the case of a few of the 16 judges picked out for transfer. The compensatory allowance payable to the Judge in such a case would reimburse him only in respect of the expenditure on two establishments,
but the other injuries would, by their very nature, be incapable of com- F
pensation and, would cause hardship and suffering to the Judge and
the members of the family. It would, thus, be seen that the power
to transfer a Judge from one High Court to another is not an innocuous
power but it is a power the exercise of which would almost inevitably
inflict injuries on the Judge who is subjected to such transfer. That
is why Krishna Iyer, J., speaking on behalf of himself and me in
_Shamsher Singh's_ case (supra), pointed out that "sometimes a transfer G
can be more harmful than punishment" and this Court preferred to give
a narrow meaning to the word 'posting' in Article 233 so as to take the
power of transfer out of the reach of the executive and vest it exclusively in the High Court..
Now, it cannot be disputed that, on the terms of Article 222,
clause (1), the power of transfer is conferred on the President, which H
means in effect and substance the executive, since the President cannot
act save in accordance with the aid and advice of the council of ministers. If, on a proper construction of cl. (1) of Article 222, the power
470 SUPREME COURT REPORTS [1978] l S.C.R.
of transfer could be exercised by the executive and the High Court
Judge could be transferred _without his consent,_ it would be a highly
dangerous power, because the executive would then have an unbridled
charter to inflict injury on a High Court Judge by transferring him from
the High Court to which he originally agreed to be appointed to another High Court, if he d.ecides cases against the Government or delivers judgments which do not meet with the approval of the executive.
That would gravely u11dermine the independence of the judiciary, for
the High Court Judge would then be working constantly under a threat
that if he does not fall in line with the views of the executive or
delivers judgments is not to its liking, he: would be transferred, may
be to a far-off High Court. It must be remembered that though, by
and large, our Judges (and their number, I am sure, is quite large)
are made of sterner stuff and no threat of injury, however grave or
serious, would deflect them from doing their duty "without fear or
fav'our", some judges may, on account of threat of transfer, be induced, _albeit_ not consciously or deliberately, to do that which pleases
the executive to avert such injury, and if they are competent and
skilled in judicial craftmanship, it would not be difficult for them to find
arguments to justify their action in falling in line with the wishes of
the executive, because reason is a ready-enough advocate for the
decision, one, consciously or unconsciously, desire to reach.. One may
recall the brilliant fling of Sbri Aurobindo in his epic poem 'Savitri'
"An inconclusive play is Reason's toil;
Each strong idea can use her as its tool;
Accepting every brief sh~ pleads her case.
Open to every thought she cannot know."
This would not only have a demoralising effect on the High Court
judiciary, but it would also shake the confidence of the people in the
administration of justice in cases where the Government is a party.
It is no doubt true that previous consultation with the Chief Justice
of India is a condition precedent to the exercise df the power of transfer by the executive and, as I shall presently point out, this consultation is not a mere idle formality, but has to be real and substantial,
bnt even so I do not think it affords sufficient protection to the High
Court Judge against unjustified transfer by the executive. It is settled
Jaw that though consultation with the Chief Justice of India is obligatory, and as pointed out by this Court in another connection, the
opinion of the Chief Justice of India should be given t11e greatest
weight, it would not be strictly binding on the President, that is, the
executive, and for all practical purposes the final decision would rest
in the hands of the executive, so that in the ultimate analysis the High
Court Judge wonld, in the matter of transfer, remain directly nnder
the control of the executive. Moreover, there is no guarantee that
the Chief Justice of India, with whom consultation is made a constitutional imperative, would always be able to safeguard the interest of
the High Court Judge. In fact, the mass tranSfers of 16 High Court
Judges, including the 1st respondent, which took place in May-June
197 6 clearly demonstrate the inadequacy of the safeguard of previous
consultation with the Chief Justice of India. It is obvious, and recent
history has proved it beyond doubt, that it is dangerous to lodge unfettered power in the executive to inflict injury on a High Court Judge
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and the check of consultation with one single individual, howsoever A
highly he may be placed in the judicial heirarchy, is illusory and unreal. It is essential for free and independent judiciary that power
exercisable over it should uot be left wholly in the hands of the executive and it should not be enough merely to consult the Chief Justice
of India to get a charter to exercise the power in such manner as the
executive thinks fit. It would not be safe to entrust to the executive
or to one single individual, howsoever high and lofty, the power to B
inflict injury on a High Court Judge. Power, in order to obviate the
possibility of its abuse or misuse, should be broad based and div'ided
and it should be hedged in by proper safeguards. Bnt here, on the
interpretation cauvassed on behalf of the Government, the executive
would be free to inflict injury on a High Court Judge by transferring
him without his consent and there would be no effective checIC on the
exercise of such pcwcr by the executive. Of course, it is a basic prin- C
ciple of law that every power conferred by a statute must be exercised
reasonably with a view to effectuating the purpose for which the power
is conferred and the power of transfer conferred on the executive can
be exercised only in public interest to advance the cause of administration of justice and consequently, if the transfer of a High Court is
made for a co11ateral or improper purpose which does not subserve
the interest of administration of justice, it can be struck down as in- D
valid at the instance of the Judge who is transferred, but this remedy
would be meaningless and futile, because it would be almost impossible
for the High Court Judge to take legal proceedings for challanging the
transfer aad even if he takes such proceedings, it would be very difficult for him to establish that the transfer is prompted by a collateral
or improper purpose aud is not in public interest. The net result
would be that the High Court Judge would be without auy effective E
remedy and he would haw to submit to the transfer made by the executive, as did all the 16 judges affected by the mass transfers, barring
the 1st respondent, and that would most assuredly have the tendency
to undermine the irdependence of the High Court Judiciary.
Now, when the constitution-makers prized the independence of
the judiciary as a cardinal virtue and accepted it as an article of faith
necessary for infusing life and meaning in the rule of law and with
that end in view, made detailed provisions in the Constitution, with the
greatest care, insulating the High Court Judiciary from executive influence or interference in any form. It is inconceivable that they
should hdve left a loophole and conceded power to the executive to
inflict injury on a High Court Judge by transferring him without his
consent, so as to wipQ out th~ effect _df_ the other prov'isions and denude
them o( meaning an~ content. Let us recall the passionate eloquence
of the constitution-m8kcrs in support of the independence of the
judiciary while debating the provisions in the Draft Constitution relating to the superior Judiciary. Was it uot said in the course of the
debate in the Constituent Assembly in words aglow with conviction
and paos1on : "If the beacon of the judiciary is to remain bright,
courts must be abo~e rc;:roach, free from coercion and from political
influence '?" And, did fawaharlal Nehru not say in his unimitable
way that it was most important that the High Court Judges should
be men of the highest integrity, "people who can stand against the
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472 SUPREME COURT REPORTS [1978] l S.C.R.
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executive government anJ whoever come in their way". Did not every
speaker vie with the other to assert that the judiciary must be free
from executive influence or pressure and judicial independence was
of the greatest importance ? Such was the great anxiety and solicitude
of the constituiion-maker> for the independence of the judiciary and
it is di1licult to believe that with all this overweening concern for
judicial independence, the constitution-markers could have intended to
enact a provision which has the tendency and effect to imperil the
independence of the judiciary, particularly when they took care to
introduce. in the Constitution elaborate provisions concrctising the
concept of independence of the judiciary. It also seems highly anomalous that the transfer of Subordinate Judges should be wholly within
the control of the High Court in order to insulate them from improper
executive pressure, while the transfer of High Court Judges, for whose
independence most elaborate provisions have been made in the Constitution, should be left in the hands of the executive. It is impossible
to imagme that the Subordinate Judiciary should have been intended
to be rrutected from executive interforence or pressure but not the
High Court Judiciary. If the anxiety of the constitution-makers was
to secure the independence of the Subordinate Judiciary by putting
it out of the power of the executive to transfer a. Subordinate Judge,
it can safely be presumed that they were equally, if not more, solicitaus to safeguard the independence of the High Court Judiciary and
they could not have intended to leave to the executive the power to
transfer a High Court Judge without his consent. It is no doubt true that
the words "without his consent" are not to be found in clause ( 1) of
Article 222, but the word 'transfer' which is used there is a nautral
word which can mean consensual as well as compulsory transfer and
if the High and noble purpose of the Constitution to secure that independence of the superior Judiciary by insulating it from all forms ot
execullve control or interference is to be achieved, the word 'transfer'
must be read in the limited sense of consensual transfer. It must be
remembered that when the Court interprets a constitutional provision,
it breathes life into the inert words used in the founding document.
The problem before the Constitution Court is not a mere verbal problem. "Literalness'', observed Frankfurter, J., "may strangle meaning" and he went on to add in _Massachusatts_ S. & _Insurance Co._ v.
_U.S.(1)_ that "there is no surer way to misread a document than to
- rend 1l literally." The Court cannot interpret a provision of the Cons
titulkn by making "a fortress out of the dictionary". The significance
of a constitutional problem is vital, not formal _:_ it has to be gathered
not simply by taking the words and a dictionary, but by considering
the purpose and intendment of the framers as gathered from the context and the setting in which the words occur. The difficulty of gathering the true intent of the law giver from the words us,ed in the statute
wos expressed by Holmes, J., in a striking and epigrammatic fashion
wl,en he said _:_ "Ideas are not often hard but the words are the devil",
and this difficulty is all the greater when the words to be construed
oc:ur in a constitutional provision, for, as pointed out by Cardozo, J.,
I.he process of constitutional interpretation is in the ultimate analysis
one of reading values into its clauses. I would, in the circumstances,
(l) (1956) 352 U.S.128,
UNION _v._ s. H. SHETH _(Bhagwati,_ J.) 473
unhesitatingly read the word 'transfer' in clause ( l) of Article 222 A
as confined to consensual transfer in order to give effect to the paramount intention of the constitution-makers to safeguard the independence of the superior Judiciary by placing it out of the reach of the
power of the executiye. I am fortified in this approach by the high
authority of the decision of this Court in _Ranga Mahammad's_ case
(supra) which was an analogous case, where a limited meaning was
given lo the word 'posting' in Article, 233 so as to be confined only Btu initial postmg on appointment or promotion, with a view to a
effectuating the constitutional policy of securing the independence of
the Subordinate Judiciary.
1
This view, which I am taking, is also supported by the scheme and
lc.nguage of the relevant constitutional provisions. It may be noticed
that the basic postulate underlying these constitutional provisions is
that a person is appointed as a judge _of a_ _particular_ _High_ _Court_ and
not a High Court judge simpliciter. There is no All-India cadre of
High Court judges. When a person is appointed a Judge of a particular
High Court, he has to make or subscribe an oath or affirmation before
the Governor of the State and then only he assumes charge of his office
and becomes a Judge of that High Cm.ut. He is then entitled to continue to occupy the office of Judge of that High Court until he attains
the age of 62 years, subject to three provisos, of which the first two,
which provide for resignation and removal, are immaterial and the third
is that his office shall be vacated by his "being appointed by the President to be a Judge of the Supreme Court or his being transferred by the
President to any other High Court within the territory of India". Now
under the Government of India Act, 1935 also there was a similar
provision in proviso (c) to su!J...section (2) of section 200, but this
provision employed a slightly different phraseology and provided
that the office of a High Court Judge shall be' vacated "by his being
appointed to be a Judge of the Federal Court or of another High
Court." Neither in proviso (c) nor in any other provision of the
Government of India Act, 1935 was the word 'transfer' used and
there was also no specific provision in that Act conferring power to
transfer a High Court Judge. The power to transfer a High Court
Judge was expressly conferred for the first time under the Constitution
and it was provided that the office of a High Court Judge shall be
vacated by his being transferred to another High Court. The question
is whether the use of the word 'transfer' in the Constitution makes
any difference to the position which obtained under the Government
,,f India Act, 1935. There is one difference which is obvious and it
is that, whereas nnder the Government of India Act, 1935, it was
only when appointment to another High Court was made by the
Governor-General by following the procedure prescribed for making
such appointment, that the Judge vacated his office as judge of the
original High Court, the position under the Constitution is that
appointment of a Judge to another High Court can be made by transfer
and such appointment would not have to go through the procedure
prescribed for a new appointment. Transfer of a Judge under the
Constitution is a mode of appointment to the High Court to which
the Judge is transferred. This becomes patently clear if it is borne
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474 SUPREME COURT REPORTS [1978] 1 S.C.R.
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in mind that when a Judge is transferred to another High Court, he
has to make and subscribe a fresh oath or affirmation before the
Governor of the State to which he is transferred, before he can enter
upon the office of Judge of tlrat High Court and that oath or affirmation has to be in Form VIII in the Third Schedule. The Judge who
is transferred is, therefore, by the modality of transfer, appointed as
a Judge of the High Court to which he is transferred and he becomes
B
a Judge of that High Court only when he makes or subscribes an oath
or affirmation before the Governor of that Smte. It is only then that
the transfer of the Judge from one High Court to another is complete
and he ceases to be a Judge of the High Court from where he is
transferred. It could not have been intended by the constitutionmakers that a Judge of a High Court should vacate his office and
c cease to is made and before he makes be a Judge of tlrat High Court or subscribes an oath as soon as an order of transfer or affirmation
before the Governor of the State and assumes charge of his office as
Judge of the High Court to which he is transiferred. That would
bring about a hiatus in service which could never !rave been contemplated by the constitution-makers. The act of assumption of office of
Judge of the High Court to which the transfer is made must necessarily be simultaneous in point of time with the act of vacating the
D office' of Judge of the High Court from where the transfer is made.
In fact, the latter event completes the process of transfer oand produces
the former consequence. It may also be noted that though proviso
(c) to clause (1) of Article 217 speaks of the office of Judge of a
High Court being vacated by his being _appointed_ to be a Judge of
the Supreme Court, clause (11) (b) o1' the Second Schedule refers to
such appointment as "transfer from a High Court to the Supreme
E Court". This clearly shows that the word 'transfer' is used by the
constitution-makers in the mechanical sense of going from one post
to another and not in the sense in which it is ordinarily used where
there is transfer from one station to another within the same cadre.
Even appointment of a High Court Judge to the Supreme Court is
regarded as transfer to the Supreme Court. I have, therefore, no doubt
that when a Judge is transferred from one High Court to another, he
is appointed to the High Court to which he is transfered and it is only
when he assumes charge of the office of Judge of that High Court by
making and subscribing an oath or affirmation before the Governor
of the State, that he ceases to be a Judge of the High Court from
where he is transferred. Now, it is difficult to believe that the constitution-makers could have ever intended that appointment of a Judge
to a High Court or to the Supreme Court could be made without his
G consent. How would such appointment become effective unless the
Judge who is appointed makes and subscribes an oath or affirmation
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before the Governor, in case of appointment to the High Court and
before the President, in case of appointment to the Supreme Court.
And that would plainly be a matter within the volition of the Judge.
It is, therefore, obvious that the volition of the Judge who is transferred is essential for making the transfer effective and there can be no
H transfer of a Judge cif a High Court without his consent. This is the
position which emerges clearly from a consideration of the conspectus
of the relevant constitutional provisions.
:•
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UNION _v._ s. H. SHETH _(Bhagwati,_ _!.)_ 4 75
It was, however, contended on behalf of the Government that this
narrow interpretation of the provision in clause ( 1) of Article 222
permitting transfer only with consent would stultify the power of
transfer conferred on the President and rob it of its practical content, because by and large no High Court Judge would give his consent to transfer to another High Court. But this apprehension does
not appear to be well founded because the history of almost a quarter
of century after the commencement of the Constitution shows that
·during this period no less than 25 High Court Judges were transferred ·
with their consent in exercise of the power conferred under this con·stitutional provision and it did not remain dormant or sterile. The
.annexure appended to the affidavit in reply filed by R. Vasudevan,
Deputy Secretary to the Government of India, Ministry of Law,
Justice and Company Affairs gives the list of these 25 High Court
Judges, some of whom were transferred as Chief Justices lllld others
as puime Judges. Then a question was posed on behalf of the
Government as to why was it necessary at all to enact a provision like
cl. ( 1) of Article 222, if transfer under it could be made only with
the consent of the Judge. But the answer to this question is simple :
a judge appointed to a particular High Court could not be transferred
to another High Court even with his consent, unless there was a
constitutional provision authorising such transfer and hence this
provision had to he enacted in clause ( 1) of Article 222. Moreover,
consultation with the Chief Justice of India was intended to ensure, as
far as possible, that the executive should not be able to show favour
to a High Court Judge by transferring him, of course with his consent
which might be readily given, to a bigger or more convenient High
Court or to a High Court where prospects of judicial preferment might
be brighter for the Judge. It would be as much destructive of judicial
independence to allow the executive to hold out blandishment or
show favour to a High Court Judge as to put it within the power of
the executive to inflict injury on him and consultation with the Chiefl
Justice of India was intended to act as a check upon it. I think it was
Mr. Justice Jackson who said that "judges are more often bribed by
their ambition and loyalty than by money". The Chief Justice of
India was, therefore, entrusted with the duty to ensure that no favour
was shown by the executive in transferring a Judge from one High
Court to another so as to place him in a more advantageous position,
unless interest of the administration of justice demanded it. Then,
it was urged that if such a narrow view was taken as regards the
meaning and content of the word 'transfer' in clause (1) of Art. 222,
it would become impossible to transfer a Judge whose continuance in
a particular High Court to which he is appointed is undesirable on
account of doubtful integrity, improper conduct or undue involvement
with lawyers 'and members of the public. Would that not be prejudicial to the interest of administration of justice and hence detri
m~ntal to public interest ? Does public interest not require that such
a Judge should be transferred to another High Court so that he may
be put out of harm's way ? Then why sho;Ild the power to transfer
such a Judge be denied altogether, for that would in effect be the
JlOSition, if transfer were not possible without the consent of the
Judge. Now, it is true that there might be some cases where the
dictates of public interest might require transfer of a Judge from one
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476 SUPREME COURT REPORTS [J 978] 1 S.C.R.
High Court to another, but such cases, by their very nature, would be
few and far between and I do not think that it would be right, on
account of a few such cases, to concede power in the executive to
transfer a High Court Judge without his consent which would impinge
on the independence of the judiciary. Here there is a competition
between two categories of public interest. One is the public interest
in seeing that a High Court Judge does not continne to remain at a
place where he is polluting the pure fountain of justice and the other
is the public interest in securing the independence of the High Court
judiciary from executive control or interference. The latter public
interest clearly outweighs the former and if the court has to choose
between the two, the latter must obviously be preferred to the former.
The transfer of an undesirable Judge may secure public interest and
his continued presence in the court from where he is to be transferred
may be an evil, but it is necessary to put up with that evil in order
to secure the larger good which flows from the independence of the
judiciary. I cannot accept a construction which sacrifices the independence of the judiciary in order that it should be possible to
transfer a few undesirable judges. The relative benefit to the public
interest by transferring a few unworthy incumbents of the office of
High Court Judgeship is insignificant compared to the injury to the
public interest of the people of India in the independent administration of justice. The public interest in the independence of the judiciary must, therefore, clearly prevail and a construction which subserves this higher public interest must be accepted. The judgment
of the court in constitutional issues is essentially a value-judgment
and it has to balance competing values and choose between them,
having regard to the comparative importance or value of the public
interest that will thereby be promoted or impaired. The constitution·
makers have declared in no uncertain terms that one of the most
fundamental public interests shall be fearless justice by an independent judiciary and that public interest must determine the choice of
the court and persuade the court to accept a construction which promotes that public interest rather than impairs it.
It is no doubt true that by this interpretation, the power of the
executive to transfer a High Court Judge would be considerably
circumscribed, but the power being of such nature and character that
its improper exercise can gravely imperil the independence of the
judiciary which is one of the fore-most concern of the Constitution,
it has to be limited in order to prevent its possible abuse or misuse.
It is often said by courts that the entrustment of power in the hands of
high functionaries of State is itself a gurantee against its abuse, but
we have seen in our own times that this power of transfer has been
abused by the highest in the land and the socalled safeguard of consultation with the Chief Justice of India has proved to lie of no avail.
And, as pointed out by the Judicial Committee of the Privy Council
in _Don John Francis Douglas_ _Livana11e_ _&_ _Ors._ v. _The_ _Queen(')_ :
"What is done once, if it be allomed, may be done again". It is a
terrifying thought, a frightful possibility, which cannot be allowed to
i:_e~ur if iudicial construction can help avert it. Lord Action said with
(1) 11959] I A.C. 259.
UNION _v._ s. H. SHETH _(Krishna Iyer,_ _J.)_ 477
a profound sense of history : "Power corrupts and absolute power A
corrupts absolutely". The history of the development of supremacy
of the rule of law has been a constant struggle between assertion of
power on the one hand and efforts to curb and control it on the other.
The interpretation which has found favour with me places a limitation
on the vast power reposed in the executive and this limitation is
necessary-indeed it is fully jusfitied by all recognis:d canons of
construction-in order 'that the superior Judiciary may be free from B
executive influence or pressure. Of course, this view would render it
almost impossible to transfer an undesirable Judge from one High
Court to another, but for that, the remedy is not to read the power
conferred on the executive as a power exercisable without the consent
of the hdge but to create an independent authority which is not controlled by the executive and where power is exercised by a plurality of
hands and to vest the power of transfer in such independent autho- C
rity so that it may objectively and impartially examine each individual
case of proposed transfer on merits and decide whether the transfer
should be made or not and where such provision is made, the consent
of the Judge may be specifically dispensed with.
## '
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That takes me to the next question as to what is the nature and
content of "consultation with the Chief Justice of India" which is an
essential prerequisite before exercising the power of transfer under
cl. (I) of Art. 222. On this question, I find myself so entirely in
agreement with what has been said by my learned brother
Krishna Iyer in his judgment that I do not think I can usefully add
anything to it. I wholly endorse what he has said on this point and
bold that unless there is previous consultation with the Chief Justice of
India of the kind indicated by him in his judgment, the exercise of
the power of transfer would be invalid.
This brings me to the close of my judgment. It is not necessary
to work out the final order in the case in accordance with the view
taken in the judgment in regard to the two points raised before us,
since as already pointed out in the beginning of the judgment, the
parties settled the matter between them after the arguments were
ended and we accordingly passed an order on August 26, 1977 disposing of the appeal in terms of the settlement. Since, however, there
was full debate before us and elaborate arguments were advanced on
the two points arising for consideration, we decided to give a considered judgment dealing with both the points. This judgment sets
out my conclusions on the two points and gives my reasons for reaching those conclusions.
KRISHNA IYER, J.-A Judge assailed his transfer by the President
of India from one High Court to another on the ground of violation of
mandatory norme, and sought and got 'nor-transferability' justice
from his peers. The Union of India, aggrieved by the statement of
law and assessment of fact, has attacked this verdict. Such is the
case, capsulated in a couple of sentences but canvassed by counsel at
erudite length, the subject of justice to Jndges being virgin and the
theme of 'lawful illegality' being amenable to imaginative submis
sions.
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478 SUPREME COURT REPORTS [1978] 1 S.C.R ..
Two disturbingly vital, potentially portentous problems of Summit Power, are on the brief agenda of constitutional adjudication before us in this appeal by certificate. Despite the diverse points and
extreme positions explored at length by the High Court, the case, in
its crux and conscience, lends itself to decisive determination by
seeking answers to a few interrogations. If the twin questions, which
we will presently formulate, are to be satisfactorily settled, the role
of judge power and the immunity of the judiciary must be studied
with _aware_ allegiance to the Scheme and Sweep of the Constitution
with insightful homage to, the soul of the Paramount Parchment and
with sociological appreciation that our economic and political order,.
of which the legal order is but a juridical reflection, is sharply pluralist. The apparatuses of activiBt Justice, working under such societal
strains and stresses and charged with engineering progressive change
through the law, may have to enjoy more than traditional functional
freedom. For, in a dynamic democracy, with goals of transformation set up by the Constitution, the Judge, committee to uphold the
founding faiths and fighting creeds of th" nation so set forth, has to.
act heedless of executive hubris, socio-economic pressures and diehard obscurantism. This occupational heroism, professionally essential, demands the inviolable independence woven around the judiciary
by our Constitution. Perfection baffies even the framers of a Constitution, but while on statutory construction of an organic document
regulating and coordinating the relations among instrumentalities, the
highest Court must remember that law, including the _suprema lex,_ is
a principled, pragmatic, holistic recipe for the behavioral needs and
norms of life in the raw--Of individuals, instrumentalities and the
play of power and freedom. We strike these deeper prefatory notes
since the authorities involved are the President of India, symbolising
the executive power of the Union (virtually vested in the Cabinet),
the Chief Justice of India who ii;, in a way, the head of the Indian
Justice System and repository of certain strategic functions in the
operation of the constitutional complex of checks and balances, and
a Judge of a High Court, the victim of alleged abuse of 'transfer'
power and bearer of the cross for the higher judiciary. The tum for
similar 'transferal' treatment may come tomorrow for others too unless
the constitutional calculus is authoritatively spelt out by this Court
under Article 141. The pathology of power may unpredictably
show up unless correctional vigilance makes its constant curial presence felt.
G
H
We may mention here that as the arguments were drawing to a
close, there was a rapproachement move, the political party now in
office at the Union le'vel reportedly having repeatedly stated at the·
'hustings' -to borrow the words of Shri Seervai, counsel for the
_1st respondent-;-that 'transfers' of High Court judges effected by·
its predecessor-m-power would be cancelled. Pursuant to this
policy a statement was made by the learned Attorney General, concurred in by Shri Seervai, that the 1st respondent was proposed to be·
re-transferred by the President of India and that consequently the
relief prayed for was in substance being conceded. Every dispute
that ripens into a fruitful, consensual, resolution, ends happily, ancf
so, we should have made short shrift of the litigation on a welcome,
UNION _v._ s. H. SHETH _(Krishna Iyer,_ _J.)_ 479
compromise. But we heard couusel on the points covered by the **A**
judgment uuder appe'al and so deal with them in fairness to the forensic submissions, the Bench of the High Court and the community at
large. Where, uuder our adversary system, ·a critical constitutional
question arises, whose decision may,· perhaps, mark the water-shed
. between flexible judges and fearless justice, the quality of a litigation
is transformed, the particular parties recede and the collective community (we, the People of India) figures invisibly as the beneficiary **B**
of the law to be laid down by the final Court. And so, the compom1ding of the _lis_ cannot lull us into treating the subject of 'transfer'
of judges uuder Article 222 a non-issue. This Court has no crystal
ball to foretell, nor radar to detect the possible executive interference
with the independence of the judiciary by the current or later council
of ministers. We affirm the utmost reverence for the hnman dignitaries in high office but remind ourselves of Lord Action' caveat about **C**
power and its tendencies when it is released from the checks and
balances thd founding fathers have forged. Nor can hortations be
cognised by the Court because of the common distance between
rhetoric and reality, romantics and pragmatics. An independent
judiciary as pivotal to democracy is a euphoric proposition and yet,
may not, by itself ward off infliction of subtle indignities and little
neglects by the Ex~utive on judicial personnel who often smart under **D**
invidious distinctions. The supremacy of the judiciary as a senior
branch of the State in the important field of justice is a social philosophy, acceptance of which may involve many changes in the way
judges at various levels are dealt witli vis-a-vis comparable categories
in the executive branch including Ministers. Of course, we should
make it clear that no claim to be an _imperium_ in _imperio_ can bo
extended to the judiciary or, for that matter, to any other instrumen- **E**
tality uuder the Constitution. Nor should Judges be independent of
broad accountability to the nation and its indigent and injustice-ridden millions. Moreover, the judicial branch has a responsibility,
within its allotted sphere, for the fulfilment of the social, economic
and political pledge registered in the Constitution which "We, the
People of India" expect to be redeemed. Professor Friedman stared
the correct position : **F**
I
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"In the modem democratic society the Jndge must steer
his way between the scylla of subservience to Government
and the charydis of remoteness from constantly changing
social pressures and economic needs.-Law in a Changing
Society (W. Friedmann)."
The wider amplitnde and profouud implications of judicial independence may have to be eX:patiated upon a little later, but snffice
ir to say, that most Constitutions of the world, Socialist and Capitalist,
have made it axiomatic that Judges shall be free and fair and fearless
**in** professional functions. Those who denied it once or doubt it now
may live to do it reverence from experience.
What falls for consideration in the present appeal is a closer
**look** at the provision for judicial transfers and the content of ''consultation' as set out in the text and context of our Constitution. The
**G**
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480 SUPREME COURT REPORTS [1978] 1 S.C.R.
A construction of Article 222 has to be attempted in this larger setting
since it has a grave import for our country's progress in many respects. Not to decide these issues squarely raised in this appeal merely because of the appellant and the 1st respondent having exchanged
assurances, if any, is to leave the jural area in twilight with lamp in
hand. Indeed, the issues of semantics and modalities raised in respect of Article 222 and the fairplay implied in its mechanics, where
B orders constitutionally draped but challenged as expression of executive obliquity, surv'ive even after the exit of this appeal. W~, therefore, proceed to formulate the points pressed and discuss the pros
and cons.
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Before that, the facts brevi manu. The 1st respondent (petitioner
before the High Court) was appointed a Judge of the High Court of
Gujarat as early as 1969. According to the Judge, for suspiciously
inscrutable nJas.,ns he was transferred by the President of India in
exercise of his power under Article 222 in consultation with the
Chief Justice of India as recited in the order itself. The Judge felt
injured and his misgivings were accentuated by the fact that an
unusual number of unwilling Judges from various High Courts were
subjected to cross-country transfers, verdicts adverse to the Government on 'Emergency' issues being the apprehended ground for such
traumatic hostility. The petitioner-Judge cba)lenged the vires of
the Presidential Order and a Full Bench of the High Court held the
transfer void. The Union 'of India ha.s appealed. Unfolding the
circumstances and exposing the essentials; the learned Attorney General, appearing for the appellant, side··stepped the fringe issues and
zeroed in on the core questions.
Before formulating precisely the points on which counsel joined
issue, we may state that Shri Seervai gave up the plea of promissory
estoppel which had been unsuccessfully urged by him before the High
Court. He also stated that the ground of natural justice having been
breached, in the sense that the proposal for transfer and the grounds
thereof should have been put to the judge concerned, was being abandoned by him although he staked his case on a taller contention that
transfer of judges without their consent was unconstitutional. The
surviving submissions alone need be itemised.
The first emphatic argument of Shri Seervai, which had been concurrently negatived at the High Court level by all the judges on the
Full Bench, is that a proper construction of Article 222. (I), having
realistic regard to the setting and scheme of the Constitution, leads
necessarily to the conclusion that 'consultation' with the Chief Justice
of India has, as its inescapable component, the securing of the transferee judge's consent to the transfer. The second submission, which
led to an equally serious debate at the bar, turned on the textual
connotation and contextual content of 'transfer' the meaning, measure
and materiality of the expression 'consulation', the pertinence and
impertinence of considerations governing the exercise of 'transfer
power' over judges under Article 222. What are the modalities,
parameters, normae and mechanics of Article 222 so that the purpose of the provision may be fairly, not oppressively, executed by the
President, af!er consulting the Chief Justice?
UNION _v._ s. H. SHETH _(Krishna Iyer,_ J.) 48 !
Before we enter on a discussion of these crucial questions, we A
may record the fact that the learned Attorney General agreed that
'consultation',. as contemplated in Article 222, was a high constitutional requirement demanding substantial compliance and not dismissible as an empty formality. It was also conceded by the Attorney General that transfer of judges should be an exception and resorted to only in public interest. Nor was there any dispute about
the competence of the Court under Article 226 to exercise its power B
of judicial review of the Presidential action if there was present any
reason within the range of non-consultation, illusory consultation,
ulterior purpose or non-application of the mind and the like which
may be condensed into (a) breach of the requirements of Article
222; or ( b) malafide use of the power thereunder.
We are mindful that, in the present case, the power of judicial c
review over administrative action has to be exercised with circumspection and on substantial material-since the authorities are the
President (i.e., the Central Cabinet) and the Chief Justice and the
·adversely affected _dramatis personae_ are judges of the highest courts
in the States. Even so, the play must be according to the script and
if there is serious deviance, this Court, with responsibility to pronounce upon the law of the land, shall not shrink from it a wee bit, D
If the elXamination of the validity of the administrative action exposes
breach of a fundamental provision, albeit by the highest, or mala
fide exercise, however nobly motivated, in either case, the act becomes _non est._ Public power is a lofty trust to be lawfully operated
and, if private impulses or public aberrations play upon the exercise,
the court shall quash the lawless fiat. 'A government of laws and not
of men' being our basic constitutional theory, absolutism, even benig- E
nant, is anathema and administrative action has to be legitimated by
legality. 'Be you ever so high, the law (of the Constitution) is above
you'. When this Court, di~charging its responsibility under Article
141, places an authoritative construction on a spinal provision with
impact on the basics of our constitutional dynamics, it may shake
or shape the executive/judicative equation, catalyze the constitutional
checks and balances and canalyze the free flow of justice. And, F
if this Court quails or fails, the nation, in the short run or long run,
travails. We must state, in considering the conditions of service of
the judiciary, we may not be fettered by the past. Nor are British
traditions the best nor colonial legacies lustrous, as American and
Swiss experiences for instance show. Again, what worked well for
half a century may work ill later. The point is that some grounds
which appeal to the President as of high pertinence and priority may G
be allergic to some judges or statesmen; but in a pluralist society,
afflicted with medieval cleavages and modem cravings, striving to
develop rapidly into a vibrant democracy, the scale of values and the
meaning of meanings may vary; and govermnental radicalism, if any,
needed for socio-economic justice to the millions or subduing divisiveness in the nation may not be voided by judicial review of State
policy on the score of unpalatable uncoventionality. Some of the H
thought processes bearing on relevance and irrelevance of considerations relating to transfer of iudges, as set out in the rejoinder affidavit and as articulated by Shri Seervai in his puissant submissions
7-930SCI/77
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482 SUPREME COURT REPORTS [ 1978] 1 S.C.R.
A of impassioned conviction, induce this observation. We do not
elaborate save to say this. On policy and strategy the President is
the judge. On power and limitations, the judga presides. ·
Even so, the creed of judicial independence is our constitutional
'religion' and, if the Executive use Article 222 to imperil this basic
tenet, the Court must 'do or die'. For, when curial justice or judiB cial freedom is jeopardised by unconstitutional action, what survives?
So a balance must be struck. Subject to the major premise or nonnegotiabile promise of non-fuiterference with judicial personnel by
methods traumatic or temptational, tlm rule is clear. The Court
could not, ev'1!1 if it would, project its pet aversions to reject progressive policies of AdministratiOJ! even relating to the judiciary; and
the Court would not, even if it could, hesitate to hang any overt or
C covert juggling with the justice system by any hubristic Executive.
And when criteria for transfers of ju.dges are put forward by the
President which may upset past practices we must, as democrats,
remember Learned Hand who once said that the spirit of liberty is
'the spirit which is not too sure that it is right'. That great judge was
'fond of recalling Cromwell's statement : 'I beseech ye in the
bowels of Christ, think that ye may be mistaken'. He told a Senate
D Committee, 'I should like to have that written over the portals of
every church, every school and every court-house, and may I say
of eJVery legislative body in the United States. I should like to have
every court begin 'I beseech ye in tl1e bowels of Christ, think that
we may be mistaken'. (Yale Law Journal, Vol. 71; 1961 November
part).
E
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Now to the legal challenges canvassed, freed as we are from the
need to make factual findings, thanks to the concessual decretal position. The first problem formulated by us above revolves round
onr constitutional philosophy and the construction of the language of
Article 222. 'Philosophy i's a battle against betwitchment of our intelligence by mean's of language' said L. Wittgenstein, in his "Philosophical Investigations'. Mindful of the high sensitivity area of judicial independence _versus_ executive interference, it may be said, as
was done by counsel on both sides in this case, that the inviolability
of judicial freedom is an obvious value,_ at once sacred and strategic,
but the words of Oliver Wendell Holmes cannot be lost on us : "It
is sometimes more important to emphasize, the obvious than to elucidate the obscure."
G We straight go into statutory construction which is of great
moment. Article 222 is not the only provision where 'consultation'
is obliqated with reference to the judiciary by the Constitution. For
example, the appointment of jndges of the Supreme Court involves
the constitutional necessity of 'consultation' as stipulated in Article
124: so also the appointment of iudges of High Courts (Article 217).
Coming further down to the subordinate judiciary-h1deed, the comH mon man is more concerned as consumer of eqnal justice at the
hands of the local conrts of the country-Article 233 mandatei; 'Con
snlmfon' bv the Governor of the State with the High Court concerned. We do not seek to be exhaustiv'e, bnt exemplify that the
UNION _v._ s. H. SHETH _(Krishna Iyer,_ _!.)_ 483
independenoo-imperative _vis-a-vis_ the courts is effectuated by the
consultative component in any decision seriously affecting the appointment, conditions of service and kindred matters b.earing on the judi·
ciary at various levels. The pervasive importance of our ruling on
the question before us is thus clear. Statutory interpretation of one
clause may, in a sense, affect the fasciculus of 'judicial' clauses in
the. various parts of the Constitution. We are free to concede, how
,ever, that the extent, nature and process of consultation may vary
to a degree, depending on the responsible levels, high functionaries,
other protective provisions and like factors. Whether it extends to
consent of the judge concerned is another matter we have to decide,
as Sri Seervai has been at great pains to 'proselytise' us to his viewpoint, if we may appreciatively put it that way.
Proceeding to decid(l a constitutional clause in an organic code,
our juristic technique has to be perceptive spacious, creative, not
narrowly grammatical, lexicographically pedantic or traditionally
blinkered, informed by Lord Denning's picturesque words :
"Law does not stand still. It moves continually. Once
this is recognised, then the task of the Judge is put on a
higher plane. He must consciously seek to mould the law
so as to serve the needs of the time. He must not be a
mere mechanic, a mere working mason, laying brick on
brick, without thought to the overall design. He must be
an architect--thinking of the stmcture as a whole-bni!dihg
for society a system of law which is strong, durable and
just. It is on his work that civilised society itself de**pends."**
(Denning, M. R. Foreward to the Supreme Court of India
(A socio-legal critique of its juristic techniques)-by
Rajeev Dhavan.
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Shri Seervai drew our attention to the constellation of provisions
which served as 'bands off judges' clauses. This armour has counterparts in the Government of India Act, 1935. For instance, to borrow **F**
from the 1st respondent's neat statement of the case,
"(a) Judges of the High Court hold their tenure not at the pleasure
of the President ):mt till they attain the age of 62 years: Article 217
(1): [Sec. 220(2), G.I. Act, 35].
# **t**
(b) Their salaries and allowances are charged on the Consolidated Fund of the State: Article 203(3) (d) [Sec. 78(3) (d)
**G.I.** Act, 35] so that under Article 203(1) they are not subiect to a
vote of the Legislative Assembly: [Sec. 79 (1), G.I.Act, 35]
(c) The pensions of High Court judges are charged on the
Consolidated Fund of India: Art. 112 (3) (d) (iii) [Sec. 33 (3)
(d), GI.Act, 35] so that under Article 113 (3) such pensions are
not subject to the vote of Parliament. fSec. 34 (1 ), G.I. Act, 35].
Further. under Article 221 (2), "neither the allowance of a jud•e nor
**Iii&** rights in respect of leave of absence or pension are to be varied to
**G**
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484 SUPREME COURT REPORTS [1978] l s.c.R.
A his disadva11tage after his appointn1e11t" [Sec 221, proviso, G.I. Act,
35] Since the salaries payable to the judges are prescribed by Schedule
II of the Constitution, they could not be varied without an amendment of the Constitution.
( d) Article 211 prohibits any discussion in the Legislature of a
State with respect to the conduct of any judge of the Supremo Court
B or of a High Court _in_ _the discharge_ _of_ _his duties_ (Emphasis supplied) : [Sec. 40 (1), G.I. Act, 35]
( e) Article 215 confer upon the High Court a power to punish 1
for contempt of itself.
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(f) The provisions of Article 211 show that the judges are protected from criticism of their judicial acts from the Legislature, which
is a political assembly, and the provisions of Article 215 show that
the High Court has power to protect itself against interference in the
course of admiuistratiou of justice from whatever quarter it may
come.
(g) Under the general law of Civil liability (Tort) words spok~n
or written in the discharge of his judicial duties by a judge of the High
Court are :lbsolutely privileged and no action for defamation can lie
in respect of such words. This absolute immunity is conferred on the
judges on the ground of public policy, namely, that they can thereby
discharge thier duty fearlessly.
\
(h) The form of oath prescribed in the 3rd Schedule for a Chief
Justice, or a Judge of the High Court emphasises the absolute necesE sity for judicial independence if the oath is to be adhered to, because
it requires the judge to swear that he will. perform the duties of his
office _"witlwut_ _fear_ _or favour,_ affection or illwill." ( Emphasis supplied). These words have been added to the form of the judge's
oath prescribed by the G.J. Act 35, Schedule IV, 2.
(i) The independence of the High Court is emphasised by Article
229 which provides that appointments of officers and servants shall
F be made by the Chief Justice or such other judge or officer as he may
appoint.
(j) Article _50,_ which is a directive of State Policy, directs
the State to take steps to separate the judiciary from the executive, in
the public services of the State, thus emphasising the need of securing
the judiciary from interference by the executive.
G These provisions do not stand alone. Chapter V of Part VII of
the Constitution deals with High Courts in the States. Chapter VI
deals with subordinate Courts and Articles 233 and 235, as judicially
interpreted provide that in respe<:t of promotion, transfer and dis- ~
ciplinary action, the subordinate judiciary are under the full control '
of the High Court and not of the executive government in order to
secure judicial independence. Originally, th~ Constitution used the
H word "posting" in Article 235. In order to preserve judicial independence the word "posting" was interpreted to mean an original
appointnlent and not to include a transfer : _Ranga Mahommad's case_
(1967) 1 S. C. R. 454. This interpretation was accepted by Parlia
r.
_j_
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UNION _v._ s. H. SHETH _(Krishna Iyer,_ J.) 485
ment when it inserted Article 233A which was inserted by the Con- A
stitntion 20th Amendment Act, 1960, validating certain appointments
and recognizing the distinction between "posting" and "transfer" in
snb-clause (a) (ii) of Article 233A."
These muniments highlight the concern of the founding fathers
for judicial insulation, a sort of Monroe doctrine. Against this
background we must read Article 222. The doctrinal basis is clear. B
Are the words also clear ? If yes, no difficulty presents itself, if no,
actual legislative history and accepted constitutional theory, it is con
tend~d, may form part of extrinsic aid, as a tool to remove ambiguity.
This plunges us into the problematics of constitutional interpretation.
The detailed debate av the bar on canons of statutory construction
persuades us to essay a consideration of their essentials to the extent c
necessary here. It is neither an illogical nor a starting proposition
that one of the components of understanding and interpretation in
Jaw as in art is the content within and without the Act or work in
which the particular words in question appear. British judicial
thinking is reflected in many rulings one of which may be referred
to here. Viscount Simonds in _Attorney-General_ v. _Prince-Ernest._
_Augustus_ _of_ _HaJ10ver_ (1957 AC 436) stated at p. 461 : D
"For words, and particularly general words, cannot be
**read** **in** **isolation :** _**their colour and content**_ _**are**_ _**derived**_
_from their context._ So it is that I conceive it to be my
rigbt and duty to examine every word of a statute in its
context, and I use 'context' in its widest sense, which I
have already indicated as including not only other enacting
provisions of the same statute, but its preamble, the existing
state of the law other statutes in _pari_ _materia,_ and the
mischief which I can, br those and other legitimate means,
discern the statute was intended to remedy.
E
Since a large and ever-increasing amount of the time of
the courts has, during the last three hundred years, been
spent in the in.terpretation and exposition of statutes, it is F
natural enough that in a matter so complex the guiding
principles should be stated in different language and with
such varying emphasis on different aspects of the problem
that support of high authority may be found for general
and apparently irreconcilable propositions. I shall endeavour not to add to their number, though I must admit to a
consciousness of inadequacy if I am invited to interpret G
any part of any statute without _a knowledge_ _of_ _its context_
_in_ _the fullest sense_ _of_ _that word."_ (Emphasis supplied)
Lord Normand expressed the idea thus, at p. 465 :
"In order to discover the intention of Parliament it is
proper that the court should read the whole Act, inform H
itself of the legal context of the Act, including Acts so related to it that they may throw ligbt npon its meaning, and
of the factual context, such as the mischief to be remedied,
A.
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486 SUPREME COURT kEPORTS [1978] 1 S.C.R.
and those circumstances which Parliament had in view, including in this case the death of the last of Quen Anne's
Children and the state of the family of the Princess Sophia.
It is the merest commonplace to say that words abstracted
from context may be meaningless or misleading."
Primarily, the key to the opening of every law is the reason and spirit
of the law-it is the _animus_ _imponenlis-the_ intention of the lawmaker, expressed in the law itself, taken as a whole. We must also
notice that not much is gained by the caution that where a word is
ambiguous extraneous aids can be used, because an _ex_ _facie_ unambiguous word may acquire one of many alternative shades of
meaning given a statutory setting. John Dewey is right (as quoted
by Reed Dickerson) :
"Dewey, although conceding that 'no term has logical
force save in distinction from and relation to other terms',
adds:
"This statement is not contradicted by the fact that all
familiar words carry some meaning even when uttered in
isolation ........ (T) heir meaning is potential rather than
actual until they are linked to other words. If the words
sun, parabola, Julius Caesar, etc., are uttered, a line of
direction is given to observation or discourse. But, the
objective of the direction is indeterminate until it is distinguished from alternative possible terminations, and is thus
identified by means of relation to another term."
(J. Dewey, Logic : The Theory of Inquiry 349 (1938)
Emphasis in original).
(p. 50, Dickerson)
As Allen points out, words are meaningless in isolation although it
may be offset by a footnote thought that even when read out of specific
F context, particular words and phrases retain much of the flavour of
their usual associations. rn view of these divergences 'it is a delicate
business to base speculations about the purpose or construction of a
statute upon the vicissitudes of its passage. (Holmes J in _Pine Hill_
_Coal Co._ v. _United_ _States:_ 259 U.S. 191, 196). Even so, we agree
with the emphasis laid by Shri Seervai on the ruling in _River Wear_
_Commissioners_ v. _Adamson_ (2 App. Cas. 743, HL 1877) :
G
" .... (W)e are to .... (give) the words their ordinary
signification, unless when so applied they produce an inconsistency, or an absurdity or inconvenience so great as to
convince the Court that the intention could not have been
to use them in their ordinary signification, which though
less proper, is one which the Court thinks the words
H will bear."
This Court has, veered to the view that whatever is logicaJly relevant is legaJly look-at-able. Se•e : _State_ _of_ _Mysore_ v. _R._ _V._ _Bidap_
UNION _v._ s. H. SHETH _(Kri§hna Iyer,_ !.) 487
(1974) 3 SCC 337 and _Dattaraya Govind Mahajan_ v. _State_ _of_ A
_Maharashtra_ (1977) 2 SCC 548. Truth is not a cloistered virtue but
carefully to be located. The universe of meaning is not a soundproof system nor a noisy babel. We have guidelines, not rituals. The
rule is not, always literality, for that sounds like bigptry. Nor is it
whatever the interpreter chases, like historicity, sociology, contextuality and a host of fancy-dress fashions, for that will create unwarranted va:riances and supersede the law-maker by a side-wind. B
Words used designedly by trained draftsmen and authenticated by
purposeful legislators, must possess a mandate, a meaning and a
1
mission. That is its sense.
Therefore, we are inclined to the view that legislative history plus,
within circumspect limits, may be consulted by courts to resolve
ambiguities, warning themselves that the easy abuses of legislative C
history and like matrix material may lead to the vice of occult uncertainty and wresting of legislative power from where it belongs.
(See Reed Dickerson Ch. 10 on 'The Uses and Abuses of Legislative
History). The history of events transpiring during the process of
enacting an act has generally been the first extrinsic aid to which
courts hive turned in attempting to construe an ambiguous act,
(Sutherland$ 48.04). It may be reasonable to accept the statement of D
Mr. Justice Jackson in _Schwegmann Bros_ v. _Calvert Distillers Corp._
(341 U.S.384, 395-397) :
'
,
"By and large, I think our function was well stated by
Mr. Justice Holmes : 'We do not inquire what the legislature meant; we ask only what the statute means." ... And
I can think of no better example of legislative history that is
unedifying and unilluminating than that of the Act before us."
(Dickerson, p. 163)
Similar is Frankfurters' three-fold imperative to students : " ( 1) Read
the statute; (2) Read the statute, (3) Read the statute!" Attributed
to H Friendly Benchmarks 202 (1967-Dickerson, p. 217).
We have said enough to indicate that an attempt to be exhaustive
about the canons of interpretation and application of statutes is a
journey through a jungle. Nevertheless, while understanding and interpreting. a statute, _a fortinri_ a constitutional code,: the roots of the past,
the folrage of the present and the seeds of the futnre must be within
the ken of the activisit judge. Curtis has contended that, consistently
with the ascertained meaning of the statute, a court should be able to
shake off the dust of the past and plant its feet firmly in the present :
" ... The legislature which passed the statute has adjourned and its members gone home to their constituents or
to a long rest from all law-making. So why bother about
what they intended or what they would have done? Better
the prophetic than arch~ological, better deal with the future
thll!l with the past, better pay a decent respect for a future
legISlature than stand in awe of one that has folded np its
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488 SUPREME COURT REPORTS [1978] 1 s.c.R.
A papers and joined friends at the conntry clubs or in the
**cemetry** ... "
[C. Curtis, A Better Theory of Legal Interpretation, 3
Vand L. Rev. 407, 415 (1950), rephrased in It's Your Law
_54,_ _55_ (1954)] (Dickerson, p. 245)
B While we agree that judicial interpretation should not be imprisoned in verbalism and words lose their thrust when read in vacuo,
we must search for a reliable scientific method of discovery rather
than the speculative quest for the spirit of the statute, and the crossthoughts from legislators' lips or Law Commissioner's pens. They
edify but are not edictal.
C In _Hutton_ v. _Phillips,_ the Supreme Court of Delaware threw use
ful light on the use of contextual and environmental background to
correct construction of statutes :
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" ... (Interpretation) involves far more than picking
out dictionary definition of words or expressions used. Consideration of the context and the setting is indispensable properly to ascertain a mC'a.11ing. In saying that a verbal expression is plain or nnambiguous, we mean little more than
that we are convinced that virtually anyone competent to
nnderstand it, and desiring fairly and impartially to ascertain its signification, would attribute to the expression in its
context a meaning such as the one we derive, rather than any
other; and would consider any different meaning, by comparison, strained, or far-fetched, or unusual, or unlikely.
... Implicit in the finding of a plain, clear meaning of
an expression _in_ _its context,_ is a finding that such meaning
is rational and 'makes sense' in that context."
[45 Del. 156-70 A. 2d 15 (1949)]
"An explanatory tale should not wag a statutory dog" (Attributed to
Jones, C.J. in AP. Green Export Co., v. United States, 284 F. 2d
383, 386) (Dickerson, p. 137). True. But 'the meaning of some words
in a statute may be enlarged or restricted in order to harmonize them
with the legislative intent of the entire statute .... It is· the spirit ....
of the statute which should govern over the literal meaning ... '
(Hanley, J., in Town of Menominee v. Skubits. _53_ Wis. 2d 430, 437)
(Dickerson p. 198). Labels like strict or liberal construction or totems like 'context'. 'spirit', 'cognitive' and 'creative' do not solve the
problem. The only way we may scientifically approach the interpretutive problem raised in this case is to show deep reverence to the
lovely sum-up by Benjamin Cardozo :
"We may figurn the task of the judge, if we please, as
the task of a translator, the reading of signs and symbols
given from without. None the less we will not be set men
to such a task, unless they have absorbed the spirit, and
UNI01' _v._ s. H. SHETH _(Krishna Iyer,_ J.) 489
have filled themselves with a love, of the language they must A
**read."**
. (The Nature of th~ Judicial Process : Yale University Press)
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To set the record straight we must reiterate what Craies !ms stated
with classical purity :
"If the words of the statute are themselves precise and
unambiguous, then no more can be necessary than to expound those words in their ordinary and natural sense. The
words themselves alone do in such a case best declare the
intention of the lawgiver.
Where the language of an Act is clear and explicit, we
must give effect to it, whatever may be the consequences,
for in that case the words of the statute speak the intention of the legislature".
(Statute Law 6th Edition, p. 66)
Our basic task now is simplified because the issues and themes
·that have fallen for discussion demand an application to the concrete
situation of the general principles bearing on statutory construction
we have put down in variegated colours. But, before that, in the
spirit of what we have. S"aid, we may refer to a fundamental consideration which must be regarded almost as inspirational in the art
of interpretation of a Constitution when the clauses to be construed
are so cardinal as to affect the basic structure of the nation>al charter,
viz., the independence of the judiciary. ·To dissect a constitutional
·provision meticulously as if it were a cadaver is to miss the life of the
charter· we are expounding. To change the metaphor, then the
arrow hits a mark 'the archer never meant'.
Shri Seervai set tremendous store by the contention that Article
217(1), proviso (c), Article 222 and a family of 'judicial' articles
dealing with the superior court judges, including the items in schedule
III relating to Form of Oath prescribed for judges, highlight the
sacrosanct character of the infra-structure constructed by the Constitution as the delivery system of justice. The Chapter on 'subordinate
judiciary' was also touched upon.
. Shri Gupte, the learned Attorney General, assured the Court that
he and his client were second to none in upholding the independence
of the judiciary but contended that the doctrine could not be pressed
in its extreme form to undermine a clear power vested in the Presi
dent. To do so would be to defeat the intent and purpose of the
Article by the covert process of construction. Indeed, he went on
to state that there was no contradiction between the power to transfer,
under Article 222,. and the insulation of the judiciary from the tanirurns and allurements of the Executive. This controversy takes us to
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490 SUPREME COURT REPORTS [1978] **l** S.C.R.
the pivotal role of judicial independence in our constitutional scheme
and its impact on the terms of Article 222( 1).
We have not the slightest doubt that, having regard to the enormous undertakings a Welfare State, such as is envisioned ill. our
Constitution, has to launch upon, government and government controlled institutions becomes litigants in a variety of ways in the
courts of the country. And, if a litigant has, in another capacity,
power of transfer over the Court, the situation is •apt to become
murky unless the constitutional lines for the play of that power are
clearly drawn and the highest Court in the land holds the Executive
wit?in the leading strings of constitutional limitations. Power, Execulive power m enormous measure, vests in the President, and in the
Cabinet system and in the parliamentary model of the Weslininster
type, the legislature often accepts the lead of the Council of Ministers.
Naturally, the two branches of the State so intertwined may present
a concentration of power the use of which has to be carefully monitored so that justice to the citizen as against the State, justice to the
S~ate as against the Union and justice to the community where men in .
high office are arraigned, may not fail in court. The confidence of
the people in the fearless, flawless administration of justice is of a
supreme importnnce for the survival of democracy and the progress
of the nation.
We noW1 move on to the doctrinal debate and a valid resolution of
the rival views. The spiritual value of· a free judiciary for a civilised
human order is symbolised in the imperative _Fiat Justicia_ and inscribed in ancient Indian _Neeti Shastras._ To us of. a constitutional culture
rooted in the supremacy of justice-social, economic and political-and
subjected to colonial in justice before we became free, independence
of the judiciary is no speculative nicety nor sweet novelty but a dear
creed to defend liberty. But this noble precept must be perceived as
part of and not paramount to the ensemble of values which makes a
people free. It is not as if judicial independence is an absolute end
overriding the people's well-being. 'Nothing is more certain in a
modem society', declared the U.S. Supreme Court at mid-century,
'than the principle that there are no absolutes'. The world of law,
like that of physics, was perceived only as the relativity of one value
compared with another." (Schwartz, p. 269-70). This relativity is
**inevitable** **in** **a changing society like** **ours.** **Even in America** **'the**
old justice in the economic field (affirmed John Dewey) consisted
chiefly in securing to each individual his rights of property or contracts. The new justice must consider how it can secure for each
individual a standard of living, and such a share in the values of
civilisation as shall make possible a full moral life." (Schwartz, p.
271). The nostalgic image of celestial justices wearing 'independent'
ermine, unsullied by the dusty soil 'where the tiller is tilling the
hard ground and where the pathmaker is breaking stones' will be rebuffed by Justice, social aud economic, with the reproof in the Gitanjali : 'Put off thy holy mantle . . . come out of thy meditations . . . Meet him and stand by him in toil and in sweat of thy brow'. The· **i**
point is that Deliverance of. the People is the basic vision; Justice fills.
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UNION _v._ s. H. SHETH _(Krishna Iyer,_ _!.)_ 491
that vision with life when, in terms of the Institutes of Justinian, it
'is the constant and perpetual wish to render to every man his due';
and independence of the justices is a necessary means to that endless
end and, contrary thereto, if Judges declare for themselves socially
untenable 'independence' of the interests of 'the People of India' the
picture gets distorted. This perspective illumines the nation's charter
which invests judges with power._ To idealise independence of the
judges beyond the profile of the Constitution is to self-colonise our
country's life-style. And, Bejamin Cardozo has, with beautiful bluntness, expressed how the sub-conscious forces and social philosophies
of judges hold their minds captive :
"Judges cannot escape that current any more than other
mortals. All their lives, forces which they do not recognize
and cannot name, have been tugging at them-inherited
instincts, traditional beliefs, acquired convictions; and the
resultant is an outlook on life, a conception of social needs
a s~nse, in James' phrase, of 'the total push and pressure of
the cosmos' which, when reasons are nicely balanced, must
determine where the choice shall fall."
(Nature of the Judicial Process, p. 12)
This divagatory discussion is, in a sense, fundamental to the resolution of the conftict between the broader presentation of the problem
by the learned Attorney General and the relentless philosophical insistence of Sree Seervai. Why ? E_xecutive interference is one menace.
J_udicial prepossessions and prejudices wearing liberal masks, may be
another. Mob and media hysteria can be a third. The Roman
Emperor did not dictate the injustice of crucifixion which Pontius
Pilate decreed. Nor was the Dred Scott decision, which dehumanised
the black millions, the product of unfree justices. And yet, history
has pronounced with blood these independent judges guilty.
The truth is that at a time of Hamlet's choice of "To .be or not to
be" for hundreds of millions of Indian humans, independent justice
has a paramount 'public interest' connotation. Within this larger
framework of common-weal, and conducive to that object, we must
conceive the ideology of the independence of the judiciary. Once
this major premise granted, 'hands off judges' is too sacred to be
sacrified. For corrosion of the court's authority conscientiously to
adjudicate, undaunted by executive displeasure or other forms of pressure, is the subversion of the surest institutional guarantee of life,
liberty and the pursuit of happiness.
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We agree broadly with the learned Attorney General that where
the first principle of justice to the community is contradicted by the
CO?-tii:uance_ of the judge in a p~rticular State, the 'independence
pnn~1p!<i will have to be h~rmomzed with the cause of compelling
public_ mterest. Indeed, the mdependencc of the judiciary is itself a H
necessitous desideratum of public interest and so interference with it
is impermissible except where other considerations of public interest
are so strong, and so exercised as not to militate seriously -against the
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492 SUPREME COURT REPORTS [1978] I S.C.R.
free flow of J?Ublic justice. Such a balanced blend is the happy solut10n of a d~licate, complex, subtle, yet challenging issue which bears
on human nghts and human justice. W c agree with Sri See~vai that
the plea that some judges are corrupt and therefore the Executive
must have the power to put any judg~ out of a State is a remedv
t_ha'. ~ggra_vates the malady. It is a balancing of evils. And, if
JUdicral. vice at tha.t level is negligible and gently manageable, why
tcmponse on a pnceless value? A few scapegraces among justices
cannot be an alibi for making the whole judicature scapegoat.
The nature of the judicial process is such that under coercive winds
the flame of justice flickers, faints and fades. The still small, voice is
smoothened by subjective tribulations and anxieties and, if coerced,
trembles to objectify law and justice. The true judge is one whose
soul is beyond purchase by threat or temptation, populadty or prospects. To float with the tide is easy; to counter the counterfeit current
is uneasy. And yet the judge must be ready for it, if needed. By
habit and training, by the open process of 'adversary' hearing and
ordinary obligation for written reasoning, by the moral fibre of his
peers and elevating tradition of his profession, the judge develops a
stream of tendency to function 'without fear or favour, affecti0:1 or ill**V.'ill',** **taking** **care,** **of** **course,** **to** **outgro'v** **his** **prejudices** **and** **weaknesses,**
to read the eterual verities and enduring values and to project and promote the economic, political and social philosophy of the Constitution
to uphold which his oath enjoins him. But it is sense to treat the
person who wears the robes as human, with failings and falterings and
affected by the 'total push and presssure of the cosmos'. And so.
environmental protection of the judicial echelons from Executive i11fluence, by transfer or other deterrent, is in public interest. But to
promote the community's conc•ern for impeccable litigative i usticc.
policy-oriented transfer of judges after compliance with constitutionally
spelt-out protocols may not be ruled out.
It was right of Sri Seervai to have spread the canvas wide· since the
appreciation of this pivotal issue of the judge"s _matier_ and methods
demands acceptance of the broader bearings and constitutional culture.
We here construe not merely Article 222 but lay down the larger Jaw
of the Constitution. We must first understand that judges have been
assigned, by the _suprema lex,_ an independent sentinel's duty. To
defeat this role subtly or crudely is to rob the Constitution of a vital
value. So it is that we must emphatically state a judge is not a government servant but a constitutional functionary. He stands in a different category. He cannot be equated with other 'services' although
for convenience certain rules applicable to the latter may, within limits.
apply to _the_ former. Imagine a judge's leave and pension being made
precariously dependent on _the Executive's pkasure. To make the
government-not the State-the employer of a superior court judge is
to unwrite the Constitution. To conclude on this branch, we cannot
tear off the text of Article 222 and put it under a microscope but must
master the scheme and setting and describing the meaning beyond the
political sunrises and sunsets of passing seasons. Indeed, the spiritual quiet and spiritual quest of the judge's toils lies here. We may
listen to Chid Justice Hidayatullah 'B chastening words :
UNION _v._ s .. 11. SHETH _(Krishna Iyer,_ _!.)_ 493
"One must, of course, take note of the synthesised authorita- A
tive content or the moral meaning of the underlying principle of the prescriptions of law, but not ignore the historic
evolution of the law itself or how it was connected in its
changing moods with the social requirements of a particular
**a:ge.!'::.:**
Sri Scervai called attention to other articles, the form of oath pres- **B·**
cribed for judges, the need for oath while assuming office on transfer
etc., to support his main plea. We do not think that this submission ad**l**
vances his case further. Even so, we will briefly examine the merits of
the submission. 'Transfer', according to Sri Seervai, is used in this
Chapter, as taking colour from 'appointment'. Appointment to a post I
or otfice can be only by consent and so, if transfer partakes of the ele- '
ment of appointment, consent of the transferee is necessary. C
In 'service' vocabulary, familiair to the Constitution framers, the
concepts of appointment and transfer are clear. But Shri Seervai
took as through many articles to suggest that either 'transfer' was nsed
in the company of 'appointment' or in such other milieu as to limit the
former to cases of consent transfer. He also invoked the rule of
_noscitem socii_ to impart a consentaneous flavour to 'transfer'. Captivating, not convincing, is our short comment.
The basic assumption, with which, in the abstract, no one can
quarrel, is that appointments can be made not by conscription but by
willingness of the appointee, and founded or this concept attempt was
made to bring in the component of 'appointment' in every 'transfer'.
Article 216 was pressed into service to make out that a High Court
consisted of a Chief Justice and only such other judges as were appointed. TI1erefore, if a trainsferee judge was to become part of the High
Court he had to be _appointed._ Article 217 was read to suggest with
special reference to proviso (e) to Article 217(1) that even as the
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otfice of the judge of a High Court shall be vacated by his being
_appointed_ to be a judge of the Supreme Court-this could be done only **F**
with the consent of the judge concerned since nobody could be forced
into judgeship of the Supreme Court-so also, vacancy could be caused
by _transfer_ to any other High Court only if it were with consent. A
case of transfusion of sense, as it were. It was further stressed lhat
Article 219 stipulated the necessity for oath of office being taken before a judge entered upon his office. Such an oath was taken with
special reference to the High Court where he was becoming a judge. G
Therefore, on transfer to another State High Court a fresh oath was
necessary and the form of oath spoke of appointment, not transfer. From
this it. was sought to be inferred that a judge, on transfer, had to be
_appointed_ to another High Court. A few more of snch somewhat
finical instances were picked out, and scalllled at the micro-level to
broad-base the theory that 'transfer' in the scheme of Chapter VI Part
V covered only such shifts as were concurred in l;ly the transferee. H
Having given close thought to the thesis, presented with an eye on
~~•Judicial Metho~~ rls by M. Hidayatllllab, C.J.at p. 45
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detail and woven into a fine web, we are not inclined to agree that the
plain meaning of transfer under Article 222 can be whittled down in
the manner suggested. To be subtle may not always be to be sound.
The learned Attorney-General explained tbat Article 216 merely set
,out the constitution of tbe court as including the Chief Justice and such
,otber judges as the President chose to appoint. The contradistinction
between 'appoint' and 'transfer' did not arise in tbe situation. Likewise, proviso (e) to Article 217 (1) covered two separate categories
and two separate situations giving rise to vacancy in the Office of Judge
of a High Court. The first was when a High Court judge was ap·
pointed to tbe Supreme Court; the second was when he was transferred
to any other High Court. To telescope, the two to deduce the com·
mon element of consent was to mix up two distinct categories without
any warrant. On tbe otber hand, the use in tbe Constitution of the
two words 'appoint' and 'transfer' separately brings into bold relief
the distinction between tbe compulsory process of transfer and the
voluptary acceptance needed for an appointment The learned Attorney-General was inclined to urge tbat technically a fresh oatb was not
even necessary when a judge was transferred from one High Court to
another. Perhaps tbe form of oath specifies tbe High Court and,
therefore, a transfer may necessitate a second oatb witb reference to the
transferee High Court. Even so, that does not tell upon the construe.lion of the expression 'transfer'.
A few otber factors contradicting the notion that fresh appointment was implied in every transfer were highlighted by the learned
Attorney-General. Minor verbal vagaries, [see Schedule II Part
IV (11)] even if discovered were inconsequential where the thrust
of the particular provision was strengthened by other considerations.
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If tbe transfer of a judge is tantamount to his _de nova_ appointment, a second time, tbere should be consultation with the Chief
Justice and the government of tbe State to which he is transferred.
Article 222 does not visualise such second consultation and neither
side has a case tbat such protocol was adhered to ever before. Nor
is a fresh warrant of appointment issued. Secondly, tbe Government
of India Act, 1935 and the draft Constitution did not provide for
transfer of judges but only their appointment in any otber High Court.
Then why did the makers of the Constitution deliberately depart
specially to include the provision for transfer unless it be that it was
meant to vest this additional power in sharp contrast to tbe earlier
limited power to appoint in another High Court? Thirdly, whenever consent of tbe judge is contemplated, it is specifically st~ted e.g.,
Art. 224A, and its omission in Article 222 is a pointer to the nonconsensual sense. And when a constitutional provision, introduced
by desi!!ll and unambiguous in 'service' terminology, falls for construction, instruction about the setting is useful but interpretation by the
judges to undo what was done by the autbors is not right. We agree.
At this sta~e we may read and decode tbe concerned Article and
deal witb the matter in greater detail.
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UNION _v._ s. H. SHETH _(Krishna_ _Tyer,_ _J.)_ 495
Article 222 of the Constitution runs thus :-
'Transfer of a Judge from one High Court to another :
(1) The President may, after consultation with the
Chief Justice of India transfer a Judge from one
High Court to another High Court.
(2) When a Judge has been or is so transferred, he shall,
during the period he serves, after the commencement
of the Constitution (Fifteenth Amendment) Act,
l 963, as a Judge of the other High Court, be entitled
to receive in addition to his salary such compensatory
allowance as may be determined by Parliament by
law and, until so detennined, such compensatory allowance as the President may by order fix.".
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The key words in this Article are 'consultation' and 'transie.r'.
What is consultation, dictionary-wise and popular parlance-wise? It
implies taking counsel, seeking advice. An element of deliberation
together is also read into the concept. "To consult" is te> apply to
for guidance, direction or authentic information, to ask the advice of- **D**
_as_ to consult a lawyer; to discuss something together; to deliberate."
_Hewey_ v. _Metropolitan Life lns. Co._ 62 A. 600,602,100 Ne. 523
**The** **word** **"'consult"** **means to seek** **the** **opinion** **or** **advice of another;**
to take counsel; to deliberate together; to confer; to apply for information or instruction. _C.I.R._ _v._ _John_ A. _Wathen_ _Distillery_ _Co.,_
C.C.A. 147 F. 2d 998, 1001 .......... "Consult" means to seek
opinion or advice of another, to take counsel; to deliberate together; E
to confer; to deliberate on; to discuss; to take counsel to bring about;
devise; contrive; to _ask_ advice of; to seek the information of; to apply
to for information or instruction; to refer to. _Teplitsky_ v. _City_ _of_
_New_ _York._ 133 N.Y.S. 2d 260, 261"-Words and Phrases-Permanent Edition-Volume 9 Page 3
# **r**
Stroud's Law Lexicon defines 'consultation' thus :
CONSULlATION, [New Towns Act, 1946 (9 & 10
Geo. 6, c. 68), s. 1(1)], "consultation with any local authorities." "Consultation means that, on the one side, the Minister must supply sufficient information to the local authority
to enable them to tender advice, and, on the other hand, a
sulticient opportunity must be given to the local authority to
tender advice'' per Bucknill, L.J., in _Rollo_ v. _Minister_ _of_
_Tuwn and Country Planning,_ [1948] l All E.R. 13 C.A.; see
abo _Fletcher_ v. _Minister_ _of_ _Town and Country Planning_
[1947] 2 All E.R. 949. '
We consult a physician or a lawyer,. an engineer or an architect, and
thei:eby we mean not .casual but serious, deliberate seeking of informed
advice, competent guidance and considered opinion. Necessarily all
the materials in the possession of one who consults must be unreser~ed
Iy placed before the consultee. Further, a reasonable opportunity for
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getting information, taking other steps and getting prepared for tendering effective and meaningful advice must be given to him. The consultant, in turn, must take the matter seriously since the subject is of
grave importance. The parties affected are high-level functionaries
and the impact of erroneous judgment can be calamitous. Therefore,
it follows that the President must communicate to the Chief Justice all
the material he has and the course he proposes. The Chief Justice, in
turn, must collect necessary information through responsible channels
or directly, acquaint himself with the requisite data, deliberate on . the"
infonnation he possesses and proceed in the interests of the admm1stration of justice to give the President such counsel of action as he
thinks will further the pnblic interest, especially the cause of the justice
system. However, consultation is different from consentaneity. They
may discuss but may disagree; they may confer but may not concur.
And in any case the conserrt of the Judge involved is not a factor specifically within the range of Article 222.
The expression 'transfer', as we have already indicated, in the context of service jurisprudence is not limited to consensual transfer. A.
transfers B. when he has the power to shift him from one place to
another or from one position to another. Intrinsically, in its transitive
use, it does not imply the consent of the transferee. Of course, in
appropriate cases such consent may be a justifiable course or desirable
in the circumstances. We may visualise situations where seeking the
consent of the potential transferee may be a self-defeating operation.
We need not explore these aspects but may conclude that terminologically or in the spirit of the provision, it is not right to insist that 'transfer' has, as one of its components the consent of the transferee or even
of the Chief Justice of India. The risk of rejecting the mature and
specialised counsel of the Chief Justice is not far to seek.
It would be seen that there is absolutely no provision in thi,s
Article requiring the consent of the Judges of the High Court before
transferring them from one High Court to another. Indeed, if the
intention was that such transfers could be made only with the consent
of the Judges then we should have expected a proviso to Article 222 ( 1)
in some snch terms as :
"Provided no Judge shall be transferred from one High
Court to another without his consent."
The absence of such a provision shows that the founding fathers of the
Constitution did not intend to restrict the transfer of Judges only with
their consent. It is difficult to impose limitations on the constitutional
provisions as contained in Article 222 by importing the concept of
consent which is conspicuously absent therefrom. It has already been
poin.ted out above that the Government of India Act, 1935 did not
contain any provision for transfer which was effectuated by appointing
a. Judge of one High Court as a Judge of another High Court. The
draft Constitution also contained no such provision for transfer but
when the Constitution was finally passed it seems to us that it must have
dawned on the founding fathers of the Constitution who were men of
learning and foresight, eminent jurists and legal luminaries, 'that every
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UNION _v._ s. H. SHETH _(Krishna Iyer,_ _J.)_ 497
' possible situation of conceivable contingency must be covered and pro- A
vided for. It was therefore that an express provision for transfer of
- · Judges was incorporated in Article 222(1) of the Constitution.
There is yet another aspect of the matter. As indicated above, the
Attorney-General fairly conceded that the transfer of Judges under
Article 222 was an unusual step and could be made only in public
interest which would include compelling administrative exigencies, B
interest of the Judges themselves and such other factors. If consent is
imported in Article 222 so as to make it a condition precedent to transfer a Judge from one High Court to another then a Judge, by withholding consent, conld render the power contained in Article 222 wholly
ineffective and nugatory. It would thus be impossible to transfer a
Judge if he does not give his consent even though he may have great
personal interests or close associations in his own State or by his con- C
duct he brings about a stalemate in the judicial administration where
the Chiel Justice would become more or less powerless. In our
opinion, the founding fathers of the Constitution could not have contemplated such a situation at ill. That is why Article 222 was meant
to take care of such contingencies. It was suggested by Mr. Seervai
that if a Judge misbehaved, he could be impeached according to the
provisions of the Constitution rather than transferred by way of punish- D
ment. This argument fails to consider the practical aspects of the
matter. It is not every misbehaviour or misconduct which may be
sufficient to impeach a Judge and indeed it would be difficult to prove
such misconduct or misbehaviour in the manner provided by the Constitution in a large variety of cases. Principled pragmatism is the soul
of policy. The very fact that by withholding consent the Judge 1s m a
position to reduce Article 222 to a dead letter so as to deprive it of E
potency, clearly shows that the Constitution-makers never intencted to
make redundant provisions.
Viscount Simon, L.C. in the case of _Nokes_ v. _Doncaster_ _Amalga-_
_mated. Ccllieries Ltd._ 1940 A.C. 1014 observed as follows :
"If the choice is between two interpretations, the narrower
of which would fail to achieve the manifest purpose of the F
legislation, we should avoid a construction which . would
reduce the legislation to futility and should rather accept the
, bolder construction based on the view that Parliament would
Ieg;slate only for the purpose of bringing about an effective
result."
l:;or these reasons it is not possible for us to read the word 'consent' in
·Article 222 on a construction of the plain and unambiguous languag~ of G
the Article. As earlier noticed it was contended by Mr. Seervai that
the Constitution contains provisions in order to show the independence
of the judiciary and if we implv consent in Article 222 it will be in
keeping with the spirit of the Constitution. We are, however, unable
to agree with this argument. A provision empowering the President
!@ transfer a Judge from one High Court to another can in no way be
regarded as marring the independence of the judiciary, given the gloss H
we have given to it. It will be noticed that the power under Article
222 is hedged in by several safeguards. Jn the first place, the power
8-930SCI/77
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rests in such a high authority as the President who acts on the advice
of the Council of Ministers; secondly, the power can be exercised only
in consultation with the Chief Justice of India who is the highest judicial authority of the country. We have already indicated that consultation as contemplated by Article 222 is not an empty rituial or an idle
formality but 1s a matter of moment aru:I must be fully effective. We
shall advert to this aspect later. In view of the valuable safeguards
laid down by the Constitution itself, the argument of Mr. Seervai that
the power is capable of being misused cannot compel us to interpret
Article 222 by ignoring the well settled rules of interpretation and as has
been said, by playing the role not of a Judge but of a legislator.
It was then argued by Mr. Seervai that just as in Article 217 (1)
which provides for appointment of a High Court Judge cor:sent of the
Judge is not expressly mentioned in the Constitution, but has to be
implied because no Judge can be appointed without his consent, on a
parity of reasoning the same should be said of Article 222 ( 1) . The
argument, however, suffers from a serious fallacy. In the first place,
there is a well recognised distinction between appointment and tram··
fer. Appointment means an initial entry into service for the first time
and no body can be compelled to joint or enter a particular service
against his consent. In these circumstances, therefore, appointment
in the very nature of things implies express consent of the appointee.
The same cannot be said of a transfer after a person is appointed to a
service because transfer is an incident of service. Once a person has
entered service he is bound by the conditions imposed either by the Service Rules or the Constitutional provisions. No person after having
joined the service can be heard to say that he shall not be transferred
from one place to another in the saroe service without his consent.
Having accepted the service the functionary has no choice left in the
administrative action that can be taken by empowered authorities,
namely, transfer from one place to another, assignment of work and
likewise. Thirdly, it would appear that Article 217 under which a
Judge is appointed appear in the Cons.tjtution well before Article 222.
A Judge of the High Court when he accepts an appointment is fully
aware of Article 222 under which he can be trausferred from one !ligh
Court to another and if being fully conscious of Article 222 he accepts
the appointment as a Judge, of the High Court he cannot be heard to
,say that he cannot be transferred without his consent. In these circumstances, therefore, we are unable to agree with Mr. Seervai that the
terms appointment and transfer as used in the Constitution are interchangeable terms conveying the same meaning. On the other hand,
Article 217 (1) (c) runs thus :
"The office of a Judge shall be vacated by his being appointed
by the President to be a Judge of the Supreme Court or by his
being transferred by the President to any other High <;amt
within the territory of India."
It would be seen that in this constitutional provision the words
"app<iinted" and ''transferred" have been used separately conveying
different connotitions; and if the Constitution makers had used these
two terms in the said subject in different contexts it cannot be argued
,. (
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UNION _v._ s. H. SHETH _(Krishna Iyer,_ !.) 499
that these two terms are interchangeable. On the other hand, an analysis of Article 217 (1) (c) shows that the constitutional provision
makes a clear-cut distinction between appointment a:nd transfer. Similar arguments were also advanced by the respondents regarding the
requirement of an oath as contained in Article 219 and it was contended that because a transferee Judge has to take an oath, it is really
an appointment and not a transfer. Article 219 merely requires a
person who is so appointed as Judge of the High Court to make and
subscribe oath before the Governor of the State, or some person appointed in that behalf by him. Technically speaking, once a Judge has
taken an oath of appointment as a Judge of the High Court he continues
to be a Judge until he attains the age of sixty-two years or is removed,
resilms or dies. The oath taken bv him continues until these contingencies. Thns, when a Judge is tra)nsferred the office which he vacates
is not the entire office of the High Court Judge but only that part of the
office which he had been holding as a Judge of a particular Court.
Strictly speaking, therefore, when a Judge is transferred from one High
Court to another under the clear sanction of law, namely, Article 222 (1)
of the Constitntion a fresh oath is not necessary. But even if on a
liberal interpretation of Article 219 such an oath may be necessary
when a Judge is transferred from one High Court to another and before
he enters in his new office as a transferee Judge, that, however, does
not at all show that a: Judge cannot be transferred without his consent.
Again, there are clear indications in the scheme of the Constitution
itself to show that a distinction is sought to be made between appointment and transfer as pointed out above, and even the need to take
consent, and when, was resent to the mind of the makers of the Constitution. For instance, Article 224A is a provision for appointment of
retired Judges. The proviso expressly enjoins that a Judge shall sit
and act as a Judge of the High Court with his consent. The proviso
to Article 224A runs thus:
"provided that nothing in tip§ Article shall be deemed to
require any such person as aforesaid to sit and a<:t as a Judge
of that High Court unless he consents so to do."
The reason for insisting on consent is that a retired Judge cannot be
0mpelled to work as an ad hoc Judge against his consent because,
after having retired from service, he ceases to be a Judge of the High
Court and is not bound by the conditions of service. On the other
hand, in Article 127 which provides for appointment of a sitting Judge
of the High Court to act as an ad hoc Judge of the Supreme Court,
there is an express provision in the shape of clause ( 2) of Article 12 7
making it incumbent on the sitting Judges to attend the sittings of the
Supreme Court. Here the consent of the sitting Judge of the High
Court is not needed. Qause (2) of Article 127 runs thus :
"It shall be the duty of the Judge who has been so designated,
in priority to other duties of his office to attend the sittings of
the Supreme Court at the time and for the period for which
his attendance is required, and while so attending he shall
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A have all the jurisdiction powers and privileges, and shall discharge the duties, of a Judge of the Supreme Court."
Mr. Seervai sought to ma;ke a distinction on the ground that the
word 'request' appearing in Article 127 clearly shows that the Judge
must give his consent before he can be asked to work as an ad hoc
Judge. In our opinion, such as interpretation is not possible. The
B word 'request' has been used as a matter of courtesy because the previous consent of the Presid~t of India, is taken by the Chief Justice of
India and then a request is made to the sitting Judge concerned. It
is only in this ~ontext that the word 'request' has been used but the
language of clause (2) of Article 127 is clear that the sitting Judge,
after a request is made to him, has no option in the matter but to act as
an ad·hoc Judge of the Supreme Court. Indeed, if according to the subC mission of Mr. Seervai the word 'request' appearing in Article 127 (I)
would include consent then clause (2) would have become redundant.
The words "it shall be the duty of the Judge who has been so designated" clearly imposes a statutory obligation on the Judge to accede to
the request made by the Chief Justice under Article 127 of the Constitution. It wonld thus appear that the Constitution itself specifies
'consent' where it is intended and omits it when unnecessary. If,
D therefore, the Constitution-makers intended that under Article 222 a
Judge ca:nnot be transferred from one High Court to another without
his consent then it should have been expressly so mentioned in the
Constitution. Against this background if we approach the problem
by interpreting Article 222 the absence of the word "consent" in Article 222 or in any other provision (requiring consent of the Judge before his transfer) clearly shows that the transferee's consent is not withE in the purview of Article 222.
It was then argued that in the case of the subordinate judiciary the
power of transfer is vested in the High Court whereas in the case of
IHigh Court Judges it is vested in the. executive authority, namely, the
President acting on the advice of the Council of Ministers and thus if
Article 222 conld be utilised without the consent of the Judges when
F the Judges of the High Courts wonld be worse off than the members of
the subordinate judiciary. This argument, though attractive, fails to
take into consideration certain important factors. In the first place,
in the case of the subordinate judiciary transfer being one of the usual
incidents of the service and being a usual feature which has to take
place from time to time the power vests in the High Court. As already
indicated, the power under Article 222 is to be exercised onlv excepG tionally and in public interest; and where it becomes expedient and
necessary in the public interest, especially of judicial administration,
effective consultation with the Chief Justice of India, as a _sine qua_
_non,_ takes care of executive intrusions.
Lastly, it was submitted that during the last 25 years ·the Government had itself interpreted Article 222 as implying consent and a large .,
H number of Judges who were transferred during this period were trans- _(_
ferred only with their consent. _A_ schedule to the petition gives
details of such Judges. Reliance was placed on the speech of Mr.
Asoke Sen where he had said that a healthy convention should be
UNION _V._ S. H_ SHETH _(Krishna [yer,_ /_) 501
set up not to transfer judges from one High Court to another without A
their consent. It was thus argued that those who were in charge of
the working out of the Constitution had themselves interpreted Article 222 so as to imply consent of the Judge before transferring him
from one High Court to another.
>.,
A table of judges transferred with their consent was furnished,
hopefully to drive home the plea that the working of Art 222 for a
silver jubilee span of years acknowledged that consent of. the transferee was a necessary component. Two comments nullify this wishful
thinking. A long-held, wholesome convention is a tribute to the
wisdom of the President and his advisers and the Chief Justice, but
. cannot amend the sure import of the provision by hindsight. Secondly,
closely analysed each such transfer has benefited immediately the Judge
concerned. His consent, in such a situation, can never be a guide to
control the clear intendment of the article reflected in its unambiguous
terms. To re-write the Constitution, by the art of construction,
passionately impelled by contemporary events, is unwittingly to distort
the judicature scheme our founders planned with thoughtful care and
to wish into words that plain English and plainer context cannot
sustain. Ample as judicial powers are, they must be exercised with
the sobering thought _jus dicere et rwn jus dare_ (to declare the law,
not to make it). Moreover, Mr. Seervai himself agreed that when we
interpret a constitutional provision, a mere convention based on
several considerations cannot be taken as conclusive of the scope of
the Article.
We are therefore clearly of the view that on an obvions interpretation of Art. 222, the concept of consent cannot be imported therein.
By healthy convention, normally the consent of the Judge concerned
should be taken, not so much as a constitutional necessity but as a
matter of courtesy in view of the high position that is held by him.
But there may be cases where, if the Judge does not consent and the
pnblic interest compels, the power nuder Art. 222 can be exercised.
If we may tersely sum up, the impact of other Articles, the embrace of the 'independence' creed, the influence of administrative precedents and the explosive allergy to the plurality of transfers which
are not before the Court, cannot be permitted to subjectify judicial
construction to invite the comment 'Thy wish was father, .... to that
thought'. Charity to the capacity of the illustrious dead whose
learned toils and deliberate pens drafted Art. 222 behoves us not to
stultify them iu their silent graves by slurring over the express language interpretatively to invent a hidden veto power.
The next point for consideration in this appeal is as to the nature,
ambit and scope of consultation, as appearing in Art. 222 (1) of the
Constitution, with the Chief Justice of India. The consultation, in
order to fulfil its normative function in Art. 222(1), must be a real,
substantial and effective consultation based on full and proper materials placed before the Chief Justice by the Government. Before
giving his opinion the Chief Justice of India would naturally take
into consideration all relevant factors and may informally ascertain
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A from the Judge concerned if he has any real personal difficulty or
any humanitarian ground on which his transfer may not be directed.
Such grounds may be of a wide range including his health or extreme
family factors. It is not necessary for the Chief Justice to issue formal notice to the Judge concerned but it is sufficient-althongh it
is not obligatory-if he ascertains these facts either from the
Chief Justice of the High Court or from his own colleagues
B or through any other means which the Chief Justice thinks safe, fair
and reasonable. Where a proposal of transfer of a Judge is made
the Government must forward every possible material to the Chief
Justice so that he is in a position to give an effective opinion. Secondly,
although the opinion of the Chief Justice of India may not be binding
on the Government it is entitled to great weight and is normally to
be accepted by the Government because the power under Article 222
C cannot be exercised whimsically or arbitrarily. In the case of
_Chandramouleshwar Prasad_ v. _Patna High Court_ & _Ors.(')_ while interpreting the word "consultation" as appearing in Article 233 of the
Constitution this Court observed as follows :
"Consultation with the High Court under Article 233
is not an empty formality. So far as promotion of officers
to the cadre of District Judges is concerned the High Court
is best fitted to adjudge the claims and merits of persons to
be considered for promotion . . . . . . We cannot accept this,
Consultation or deliberation is not complete or effective
before the parties thereto make their respective points of
view known to the other or other's and discuss and examine
the relative merits of their views. If one party makes a
proposal to the other who has a counter proposal in his mind
E
which is not communicated to the propser the direction
to give effect to the counter proposal without anything more,
cannot be said to have been issued after consultation."
In _Samsher Singh's case_ (') one of us has struck the same chord.
It must also be borne in mind that if the Government departs from the
opinion of the Chief Justice of India. it has to justify its action by giving
F cogent and convincing reasons for the same and, if challenged, to prove
to the satisfaction of the Court that a case was made out for not accepting the advice of the Chief Justice of India. It seems to us that the
word 'consultation' has been used in Article 222 as a matter of constitutional courtesy in view of the fact that two very high clignataries are
concerned in the matter, namely, the President and the Chief Justice
of India. Of course, the Chief Justice has no power of veto, as Dr.
G Ambedkar explained in the Constituent Assembly.
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The dangers of arbitrary action or unsavoury exercise has been
minimised by stra;ght-jacketing of the power of transfer. Likewise,
the high legal risk of invalidation of any Presidential order made in
the teeth of the Chief Justice's objection, runs in an added institutional
protection. For it is reasonable for the court before which a Judge's
transfer is challenged, to take a skeptic view and treat it as suspect
if the Chief Justice's advice has been ignored. And, in the light of
(ll [1970] 2 SCR 666.
(2) AIR 1974 SC 2192.
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UNION _v._ s. H. SHETH _(Krishna Iyer,_ _J.)_ 503
the protective responsibility lying on the shoulders of the Chief Justice
in filling the bill as a constitutional consultant and the chance of
successful challenge, if the consultation proves a futility from either
eud, the judges of the H gh Court can enjoy all reasonable immunity.
The monitoring mechanism will work well. And, where it does uot,
the Court, sitting in review of the action challenged (we hope these
occasions will be rare and judicial demolition of presidential orders
extremely few) will remember that the highest constitutional functionaries have an accountability to the justice constituency, i.e., the
nation, that transfer is an exception but not totally banned and that
a vicious or wayward judge caunot expect better justice or au independent judge of probity better immunity than is provided in the
Constitution which binds him.
The speech of Shri A. K. Sen (Law Minister), the 14th Report of
the Law Commission of India opposing and resolutions of the bar in
1967 favouring transfers of judges are neither here nor there. Nor
can the heroic chapters of British judicial history directly assist to
interpret. Each nation has its developmental course and derives
inspiration from several sources. And the Court must decide on the
basis of the Constitution as it is.
Logamachy may confuse, philosophy may illumine, teleology
may shed interpretative sheen. We have considered the design, the
source, the impact and the engineering aspects of Article 222. At the
end of the journey we feel clearly that the power of non-consentaneous
transfer does exist. Salutary safeguards to ensure judicial indepen
dence with concern for the All-India character of the superior courts E
in the context of the paramount need of national unity and integrity
and mindful of the advantages of inter-state cross-fertilisation and
avoidance of provincial perviciousness were all in the calculations of
the framers of the Constitution. A power is best felt by its aware presence and rare exercises.
We have earlier stated that the appeal has happily ended by consensus. The deeper constitutional issues have been · considered and
answered by us, responding to our duty under Article 141 and to
avoid future shock to the cardinal idea of justice to the justices. Sri
Seetvai drew our attention to the course adopted by the Judicial Committee did in _Don John Francis Douglas Liyanage_ v. _The Queen_
(1967 I. A.C. 259). The highest court with constitutional authority
to declare the law cannot shrink from its obligation because the jis
which has activised its jurisdiction has justly been adjusted. Moreover, full debate at the bar must be followed by fair judicative declaration. Now that the law is settled, _ad_ _hoc_ operations must be
abandoned in favour of known finer normae. The 1st respondent
has, fighting for a cause, won the battle and the war. The appellant,
venerating the constitutional creed, has gained its object of getting the
battle lines drawn clear and of delineation of the _dharma_ concretising
the zones of the President and the Chief Justice in the delicate function of transfer of High Court judges. Avoiding callous under-esti
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A mation and morbid exaggeration, we mnst realise that the independence of the judiciary is vital but is only an inset in, the larger picture
of the nation's free, forward march.
UNTWALIA, J.- -On or about the 27th May,. 1976 about 16 Judges
including some Chief Justices of the various High Courts were transferred by the President of India from one High Court to another. It 1
B is saitl that it was so done after consultation with the Chief Justice of
India. One of the Judges transferred was Shri Justice Sankalcharnl
Himatlal Sheth, a Judge of the High Court of Gujarat. He was transferred to the High Court of Andhra Pradesh. The notification transferring him reads as follows :
### 1
India. One of the Judges transferred was Shri Justice Sankalcharnl
Himatlal Sheth, a Judge of the High Court of Gujarat. He was transferred to the High Court of Andhra Pradesh. The notification transferring him reads as follows :
c
"In exercise of the powers conferred by clause ( 1) ofj
Article 222 of the Constitution of India, the President after
consultation w~th the Chief Justice of India, is pleased to
transfer Shri Justice Sankalchand Himatlal Sheth Judge of
the High Court of Gujarat, as Judge of the High Court of
Andhra Pradesh with effect from the date he assumes charge
of his office."
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Shri Justice Sheth challenged the order of his transfer by a writ
petition filed in the Gujarat High Court. In pursuance of the order,
however, he joined the Andhra Pradesh High Court and did not ask
for any sfay. His writ petition was heard by a Special Bench of
three Judges, who by a unanimous order, although for some varying
reasons given in their separate judgments, declared the transfer order
dated May 27, 1976 as illegal, invalid and _ultra vires._ They issued
_mandamus_ against the Union of India, the first respondent in the
writ petition, to treat the said order as of no legal effect and to desist
from giving effect or continuing to give effect to it. The Union of
India filed the present appeal by certificate of the High Court granted
under Articles 132 and 133(1) of the Constitution of India. The
Judge concerned is Respondent No. 1 in this appeal. Shri A,iit
Nath Ray, the then Chief Justice of India, who was also made a party
resr 'ndent in the writ petition, is respondent No. 2 in the appeal.
_.I._ S. V. Gupte, Attorney General of India for the appellant and
Si - ~rvai, learned counsel for Respondent No. 1 (hereinafter to be
catled the respondent) advanced very able, learned and exhaustive
argnments but ultimately asked us to pass an order in the appeal in
terms as agreed to between them. On the conclusion of the hearing
of the appeal we recorded our order on the 26th of August, 1977,
the agreed terms of which are as follows :
"On the facts and circumstance!;' on record the present
Government do not consider that there was any justification
for transferring Justice Sheth from Guiarat High Court and
propose to transfer him back to that High Court.
On this statement being made by the learned Attorney
General, Mr. Seervai, Counsel for Respondent No. 1
Justice S. H. Sheth) withdraws the writ petition with
leave of the Court."
.,.
UNION _v._ s. H. SHETH _(Untwalia,_ _!.)_ 505
The appeal thus could be allowed to stand di~posed of finally. on
the basis of the consent order alone but cons1'denng that the pomts
involved in it were of great public importance we thought it necessary
and expedient to pronounce our judgment on the same. We
accordingly do so today.
A
The Judicial Committee of the Privy Council in the case of B
_Ardeshir_ _Mama_ v. _Elora_ _Sassoon_ (' [1] ) had a.dopted a similar course
ahnost under similar circumstances. Lord Olanesburgh, in delivenng
the judgment of their Lordships, observed as follows at page 366 :
I
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"In his argument before the Board counsel for the respondent placed his view of the matter in the forefront of his
argument and it was fully dealt with by Mr. Upjohn in his
reply for the appellant. In these circumstances their Lordships think, that whether or not this appeal can be di'sposed
of without further reference to it, they ought to express their
views upon so important a question of practice now that it
has been raised and fully argued. In such a matter certainty is more important than anything else. A rule of practice, even if it be statutory, can when found to be inconvenient be altered by competent authority. Uncertainty in
such a matter is at best an embarrassment and may at its
worst be a source of injustice which, in some cases, may be
beyond judicial remedy. Accordi'ngly, in this judgment,
their Lordships will deal with all the matters in controversy
to which they have referred, irrespective of the question
whether the last of them of necessity now calls for determination at their hand".
Broadly speaking, only two or three points require our careful
consideration and adjudication. Several points were urged before
the High Court but Mr. Seervai candidly stated before us that he did
not want to pursue and press the question of promissory estoppel and
the principle of violation of natural justice before making the order
of transfer. He, however, submitted with great emphasis that the
power of transfer under Article 222(1) of the Constitution could
not be exercised or made effective without the consent of the Judge
concerned. In the context of the high pedestal and the independence
of the judiciary enshrined in our Constitution and some of the relevant
articles the transfer envisaged was a consensual transfer and not a
unilateral order of transfer forcing a Judge to go from one h'igh
Court to the other. Counsel further submitted that the consultation
with the Chief Justice of Indi'a spoken of in the article aforesaid cannot be a mere formal or nominal consultation just by way of an
empty formality. It mnst be real and effective after placing all1
materials before the Chief Justice of India in support of the proposed
action of fransfer by the President. There is no gain saying the fact
that the power conferred on the President is not to be exercised by
(1) 55 !ndian Appeals, 360.
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A him in his discretion but it has got to be exercised on the advice of
the Council of Miniliters or the Ministers concerned. In other words,
the order of transfer is, in substance and effect, an action of the
Central Government.
My learned brother Chandrachud, J. has dealt with the point of
consultation with the Chief Justi\::e of India elaborately and in great 1
B details. Largely and generally I respectfully agree with his views
expressed in this regard. I may, however, add, even though it may
be a repetition, that no order of transfer can be made by the President - 1
without the consultation with the Chief Justice of India. Such a
consultation is condition precedent to the making of th(: order. All
necessary facts in suppon of the proposed action of transfer must be
communicated to him and all his doubts and queries must be adequaC tely answered by the Government. Ordinarily and generally the
views of the Chief Justice of India ought to prevail and must be
accepted. The Government, however, as rightly conceded by
Mr. Seervai, is not bound to accept and act upon the advice of the Chief
Justice. It may differ from him and for cogent reasons may take a
contrary view. In other wordls, as· held by this Court in the case of
_Chandramouleshwar Prasad_ v. _Patna High Court_ _&_ _Ors.(_ _[1]_ _)_ the advice
B is not binding on the Government invariably and as a matter of
compulsion in law. Although the deci•sion of this _Court_ in _Chandra-_
_mouleshwar Prasad' s_ case was with reference to the interpretation of
Articles 233 and 235 of the Constituti'On, on principfe there is hardly
any difference.
To invoke the principle of natural justice in the case of transfer
E of a Judge nuder Article 222(1) if otherwise it is permissible to
make the transfer without his consent, will be stretching the principle,
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to a breaking point. It will lead to many unpractical, anomalous
and absurd results and will have inevitable repercussions in the order
of transfers made in other branches of service either under the Union
or the States. The only thing one may say is that it will be open
to the Chief Justice of India, rather, he will be well-advised to do
so, to make such inquiries and from such quarters as he may think,
fit and proper to do in order to·. satisfy himself _apropos_ the desirability,
advisability and the necessity of the proposed transfer. Inquiri'es
from any of his colleagues in the Supreme Court ood especially from
the one coming from the High Court, a Judge of which is proposed to
be transferred as also from the concerned Judge will be highly beneficial and useful.
In terms there is nothing indicated in Article 222(1) as to what
could be the basis of and the grouncls on which an order of transfer
can be made. It was, however, accepted by all concerned that the
transfer can be made only in public interest or on the ground of
public policy which sometimes has been characterised by eminont
jurists as an unruly horse. A definition of these terms in a strait
jacket or an exhaustive list of matters of public Interest is neither feasible nor advisable. In answer to my query the learned Attorney
In terms there is nothing indicated in Article 222(1) as to what
could be the basis of and the grouncls on which an order of transfer
can be made. It was, however, accepted by all concerned that the
transfer can be made only in public interest or on the ground of
public policy which sometimes has been characterised by eminont
(I) [19701 2 S.C.R., 666.
'
UNION _v._ s. H. SHETH _(Untwalia,_ !.) 507
General was good enough to give a few examples, namely, ( 1) that a
pamcular Judge 1'S not pulling on well with tne Chief Justice and his
colleagues in the High Court; (2) that any other High Court andl
especially a small one, needs the services of a Judge proficient in
a particular branch of law; and ( 3) the general pubhc policy of the
Govermnent of India declared from tinle to time has been that
for the purpose of national integration an appreciable number of Judges
in a particular High Court should be from other States, so on and so
forth. There may also be a necessity of a transfer of a Judge on the
ground that a Judge is not of good behaviour such as not bemg above
board in the matter of integrity and honesty, being either corrupt or
showing favour to a section of the members of the Bar, or he is a
casteist or parochial in his approach in the administration of justice or
the judiciary in the State. It would be undoubtedly in the public
interest to send him from one High Court to another. This· may not
completely put a stop to hils misdeeds but may minimise them appreciably. Such a transfer, however, as also the transfer on the ground
that he is not pulling on well with the Chief Justice or his colleagues
in the High Court will be punitive in character. Apart from thti
other difficulties, which I shall be presently discussing, in the way of
translating into action such a transfer in public interest, I may just
indicate here, that in such: a situation the action being punitive in
character may not possibly avoid the application of the princi<ples of
natural justice. Setting up of an impartial Commi~tee or Tribunal
for deciding snch cases of transfer ma,y be necessary in order to maintain the independence of the judici'ary. When an order of transfer,
is challenged by the Judge concerned in an appropriate legal proceeding tremendous diflicultie!I will have to be faced in the matter of judging as to what extent the materials can be disclosed in court, how far
the Government will be able to claim priviftege from disclosure, how
will be judged the truth or otherwise of the allegations made. At
this stage I am not focussing my attention on these matters for the
purpose of deciding any of the questions posed so far but I am doing
so with the object of expressi'ng my considered view on the question
as to whether a transfer can be made without the cons'ent of the Judge
concerned or not. The purpose of national integration, if otherwise
it is a goodi thing to be achieved, or the need of particular High Court
for a Judge possessing a particular type of proficiency or some such
grounds of public interest can well be achieved at the time of the initial
appointments; as for example, a member of the Bar practising in a
particular High Court may be appointed at the very threshold, if
he so agrees to be appointed, a Judge of another High Court so that
arter retirement he may come back and resume his practice in the
High Court whert> he was so doing. I shall, perhaps, be crossing
my permiS:sible limits if I embark 'to write an essay or a thesis on the
various aspects of the needs of such public interest high-lightinq the
minus points also in them, nor will it serve anv useful purpose. These
are mqtters of policy decision entirely within the reahn of the governmental power.
I. however, cannot check myself from pointing out one more socitlled example of public interest said to be i'II the alleged justification
of the order of transfer. I need not elaborately refer to all the facts
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508 SUPREME COURT REPORTS (1978) l S.C.R.
which are in the records of this case to justify the hints which I am
going to throw hereafter. The provision for compensatory allowance made in clause (2) of Article 222 was deleted in 1956 but
was re-mtroduced in the year 1963 when Shri A. K. Sen was the Law
Minister of the Government of India. From his speech quoted in
the judgment of the High Court as also from other facts given in the
counter of the Union Government it is clear that although several
transfers were made during the period o[ about 25 years since the
advent of the Constitution, invariably as a matter of prudence, if not
as a matter of rule, they were done with the consent of the Judge concerned. Mr. Sen in his speech also laid stress on this aspect of the
matter. What led, all of a sudden, the then Central Government
during the time of emergency in the year 1976 to suddenly transfer
as many as 16 Judges from one High Conrt to the other. How did the
necessity of public interest sprout so suddenly which led the Government to make this mass transfer ? Allegations with reference to
the particular examples were made in the writ petition of the respondent to show that by and large only those Judges were picked up
for transfer who during the period of emergency had delivered judgments which were not to the liking of the then Government. These;
allegations were controverted in the counter of the Union Government. Truth or otherwise of the facts alleged were perhaps not
justiciable in the case, or in any event, could not be adjudicated upon.
But one thing is certain which I would venture to say, and perhaps
not unjustifiably or by crossing the permissible limits, that the order
of transfer of so many Judges at one and the same time created a
sense of fear and panic in the minds of the Judges and others throughout the country and led them to suspect strongly that the orders of
transfers were made by and large in cases of Judges who had shown
exemplary courage and independence even during the period of emergency in delivering judgments which were not the liking of the men
in authority, including the judgments in many MISA cases. I am
not concerned to say here whether the judgments delivered were right
or wrong. No body can say that a Judge is liable to be transferred'
because he has delivered a wrong judgment. But one thing is cer'tain, and I again take courage to say so with the utmost responsi•bility that the panic created had shaken the very foundation and the
structure of the independence of the judiciary throughout the country.
In a democratic set up of our country, as enshrined in the Constitution, the judiciary, in one sense is not " structure of a very big magni<tude, but surely it is like a watching tower above all the big structures
of the other limbs of State. From the top of its respective towers,
the highest judiciary either by it in the S•ate or in the Centre keeps a
watch like a sen.tine! on the functions of the other limbs of the State
as to whether they are working in accordance with the Jaw and tbe
Constitution, the Constitution being supreme. Jfistory of the world
in some countries is not wanting in examples to illustrate and indicate
tho! those wishing to deviate from democracv do not always like and
reT;<h the watching of their actions bv the sentinels; calcufoterl and
desi~ned attempts were made to erode the structure of the tower bit
bv h;t. There have been and may be several methods to clo so.
One of them ma)' be, if there is any truth in it, to transfer Judges who
J
UNION _v._ s. H. SHETH _(Untwalia,_ J.) 509
do not toe the line of the Government in power or fall in the current A
of their philosophy. How dangerous will it be to permit such a
thing by granting of a bald and unbridled power to the Central Government to achieve 'such an object ? I may add that the safet))
valve of the effective consultation with the Chief Justice of India may
not prove to be sufficiently effective to check up this tendency of the
executive. There may be several methods of setting at naught the
check of the safety valve. It needs no elaboration. B
To some extent the remarks made by me above are illustrated by
the tenns of the consent order itself. Democratic franchise brought
about a change in the Government and 'the present Government categorically say that they "do not consider that there was any justification for transferring Justice Sheth from Gujarat High Court and propose to transfer him back to that Hi'gh Court." One is merely left
to conjecture what public interest led the previous Government to
transfer Shri Justice Sheth; which the present Government found to
be unjustified. Snpposing there is a change of Government again
then Justice Sheth may be transferred again. Are the Judges, thus,
to be treated like a pack of tobacco to be transferred from one place
to another at the sweet-will of the Government?
In the background set out above I now come to the real grip of
the matter as to whether a transfer can be made without the consent
of the Judge concerned under Article 222 (1) whi'Ch reads thus :
"222. _Transfer_ _of_ _a judge from one High_ _Court_ _to_
_another,-(!)_ The President may, after consultation with
the Chief Justice of India, transfer a Judge from one High E
Court to any other High Court."
There are no words of limitation either express or implicit in the Arti_f:le.;_ nor do I think that Mr. Seervai is quite accurate and correct in
pressing into service the canons of interpretation laid down in some of
the cases viz., _The River_ _Wear_ _Commissioners_ v. _William Adamson(')_
and _R._ _M._ _D._ _Chamarbaugwalla_ v. _The Union_ _of_ _lndia(_ _[2]_ _)._ There F
are cases and cases, one line taking the view that no words may be
added to or subtracted from the statute while interpreting it. If it has
a plain and unambignons meaning it must be adhered to. If there is
any ambiguity it may be resolved on principles well-known and fully
established. Them is another line of cases taking the view that the
Courts should try to understand the real intention of the Legislature
and the trne meaning of the words used. In such cases the history of G
the legislation, its purpose, context and the object to be achieved were
pressed into service for interpreting it even though the words nsed in
the statute were not ambiguous or uncertain. But I am of the view
that this line of reasoning will not solve the difficulty of interpreting
Article 222 in the manner suggested by Mr. Seervai. The key to the
solution lies in the various Articles of the Constitution itself. It is of
a different kind. That key has to be discovered and found out, of H
(I) [1876-77] 2A.C. 743,
(2) [1957] S.C.R. 930,
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510 SUPREME COURT REPORTS [1978] 1 s.c.R.
A course, in the backgrouud of the various salient and the highest principles of maintaining the independence of the judiciary as far as it is permissible to do so within the terms of the Constitution. There is no
All Iudia cadre of High Court Judges in our couutry. Of and on there
has been a talk or debate in this regard. Whether it will be advisable
to do so or not is a very controversial matter and I refrain from expressing any opinion of mine on this issue as it is neither advisable nor **B** necessary to do so.
Section 200 of the Govermnent of India Act, 1935 provided for the _**.,4**_
establishment and constitution of a Federal Court consisting of a Chief **1**
Justice and certain nmnber of other Judges. Under sub-section (3)(a) a Judge of a High Court (leaving aside the details) was qualified
for the appointment as a Judge of the Federal Court. Under section 200
C a High Court consisted "of a Chief Justice and such other **Judges ·as**
the Governor General may from time to time deem it necessary **to**
appoint". Under sub-section (2) every Judge of a High Court was
entitled to hold office until he attained the age of 60 years but it was
subject to three provisos mentioned therein : (a) a Judge could resign
his office; (b) He could be removed from his office on the ground of
ntis-behaviour or of infirmity of mind or body etc; ( c) the office of the
**D** Judge stood vacated "by his being appointed to be a Judge of the
Federal Court or of another High Court". Neither in proviso (c) nor
in any other section of the Government of India Act was the word
r"transfer" used or such a power conferred in terms on the Governor
General.
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Now let me examine the relevant provisions of the Constitution of
India. Article 124 provides for the establishment and constitution of
the Supreme Court as consisting of a Chief Justice of India and certain
number of other Judges. A Judge of the Supreme Court is appointed
uuder clause (2) of Article 124. He holds office uutil lie attains the
age of 65 years subject to two provisos, viz., (a) resigua ti on and (b)
removal. A Judge of the High Court is qualified to be appointed as
a Judge of the Supreme Court uuder clause (3) (a). Under clauses
( 4) and (5) a Judge of the Supreme Court may be removed on the
grouud of proved misbehaviour or incapacity.
As I have said above, there is no All India cadre of High Court
Judges. Article 214 says "there shall be a High Court of each State".
According to Article 216 "Every High Court shall consist of
a Chief Justice and such other Judges as the President may from time
to time deem it necessary to appoint". Appointment and conditions
of the office of a Judge of a High Court are provided for in Article 217
which clearly indicates that a qualified person is appointed a~ a Judqe
of particular High Court in a 'particular State at the threi;hold. He
is entitled to hold office as a Judge of that High Court nntil he attains
the age of 62 years. But this is subject to three exceptions mentioned
in the proviso appended to clause (1) of Article 217. Provisos (a) and
(b) respectively deal with the resignation from the office of a Judge
by his voluntary action and his removal from office in the manner provided in clause (4) of Article 124 as in the cases of the remo,al of a
UNION _v._ s. H. SHETH _(Untwalia,_ J.) 511
Judge of the Supreme Court. Proviso ( c) is important and is as
follows :
"the office of a Judge shaJI be vacated by his being
appointed by tlie President to be a Judge of the Supreme
Co11rt or by his being transferred by the President to any
other High Court within the territory of India."
Article 222 ( 1) confers power on the President to transfer. Before
I.make, my comments it is necessary to read Article 219 winch says :
"Every person appointed to be a Judge of a I:ligh Court
shall before he enters upon his office, make and subscribe
befo;e the Governor of the State, or some person appointed
in that behalf by him, an oath or affirmation according to the
form set out for the purpose in the Third Schedule."
Similarly, in the case of a Supreme Court Judge it has been provided
in clause ( 6) of Article 124 :
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"Every person appointed to be a Judge of the Supreme
Court shaJl, before he enters upon his office, make and sub- _D_
scribe before the President, or some person appointed in that
behalf by him, an oath or affirmation according to the form
set out for the purpose in the Third Schedule."
The important thing to notice is that if the office of a Judge is vacated
by his resignation or removal, there is no question of his re-entering the
office of a Judge either of the Supreme Court or the High Court; E
but if the office is vacated under proviso (c) of Article 217 then on
appointment as a Judge of the Supreme Court he has to re-enter and
occupy that office in accordance with Article 124 (6). What is the
effect of the office of a Judge being vacated by his transfer to any other
High Court? Does it stand vacated as soon as the order of transfer is
made ? Or, is it vacated when he assumes office as a Judge of the
Ffig!I <;\">\lrt _t.9_ which he is O:ansferred? Proviso ( c) provid.es for the F
vaeation of the office of a Judge of the High Court from which he is
transferred but Article 222 does not make any provision for re-entering
office or occupying it as a Judge of the different High Court to which
he is transferred. The only mode and the procedure left for that purpose is to be found in Article 219 and no where else. The mere order
,of transfer does not make him a Judge and a member of the High Court
to which he is transferred. There is no such condition of service or G
office. of a Judge provided for in the Constitution or in any other law.
Appomtment as a Judge to the Supreme Court and transfer to another
''High Court within the m~ning of pro~iso ( c), in my opinion, are in
substance on the same footing. Appomtment of a High Court Judge
~o be a Jll:dge of the Supreme Court is not a mere act of transfer as it
1s. an appo~ntment to ':1- higher Court. Yet for the contin\lity of the service, pension, trave!hn!( allowance etc. it has been treated as a trans- H
fer o~ the Judge from the High Court to the Supreme Court for heinr
.. appom~ to the latter . Court. The word "transfer" has been used
m proviso ( c) of Article 217 (1 ) and Article 222 (1) because the
512 SUPREME COURT REPORTS [1978] l s.c.R.
A transfer is from one High Court to another as a High Court
Judge and not to any superior Court. But yet the effect·of the transfer is to make the Judge transferred to vacate his office of a Judge of
the High Court from which he is transferred and to appoint him as a
Judge of the High Court of another State. For the purpose of continuity
of service, pension, travelling allowance etc., there is hardly any difference between the case of appointment of a High Court Judge to
B the Supreme Court, and transfer to another High Court.
I may lend further support to the view expressed above, as rightly
pointed out by Mr. Seervai, from the two matters in the Schedules to
the Constitution. Clause ll(b) of Part D Olf the S¥Cond Schedule says :
"Actual service" includes
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(ii) joining time on transfer from a High Court to the
Supreme Court or from one High Court to another.
It is plain that the joining time on transfer in both the cases will keep
the Judge transferred either to the Supreme Court or to the High Court,
a Judge of the High Court from which he is transferred until he assumes
D charge of his office on appointment as a Judge of the Supreme Court or
of another High Court. The form of oath or affirmation to be made
by the Judge of High Courts as prescribed in the Third Schedule clearly
indicates that under Article 219 the Judge takes the oath on his being
appointed to be a Judge of a particular High Court aud not of any
High Court in India. To me it appears, and I say at the cost of repetition, that a transferred Judge cannot become a Judge of the High Court
E to which he is transferred without taking his fresh oath in accordance
with Article 219 and in the form prescribed in the Third Schedule. It
was appointed out by the Attorney General that if it was so then the
requirement of consultation with the Governor of a State and the Chief
Justice of the High Court to which a Judge is transferred in accordance
with clause ( 1) of Article 217 was also necessary but there is no such
provision in Article 222. To me it appears that it may be a lacuna
F or this may not have been thought quite necessary. But that does not
take away the effect of Article 219.
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In _State of Assam_ v. _Ranga Mahammad and Ors_ ('). Hidayatullah,
J., as he then was, delivering the judgment on behalf of a Constitution
Bench, with reference to the interpretation of Articles 233 and 235
pointed out at page 460.
"In the same way the word 'posting' cannot be understood in
the sense of 'transfer' when the idea of a!'pointment and pro.motion is involved in the combination. In fact this meaning
is quite out of place because 'transfer' operates at a stage
beyond appointment and promotion."
The above passage would lend support the view that transfer operates
at a stage beyond appointment. But then, a vital distinction has to
~~(1) [1967] 1 S.C~~ .R. 454,
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UNION _v._ s. H. SHETH _(Untwalia,_ J.) 513
be noticed between the language of the various Articles in Chapter V
of Part VI mentioned above and Article 233 occurrin~ in Chapter YI
of that Part. The said Article in terms uses the words :- ·
"Appointments of persons to be, and the posting and promotion of, district Judges in any State ............ "
The appointment, therefore, is to the post of a District Judge in a particular State and not for holding the office of a District Judge in a particular District. Similarly, there are other All India Services, such as
in the Income Tax Department, in the Income Tax Appellate Tribunal.
in the Customs Department etc. where the appointments are to the All
India cadre in a particular service. In such a service orders of tronsfers are made transferring a particular officer from one place to another.
Jn terms it does not require vacating his office of the post in a parti
~ular place and assumption of it in another place in any prescribed
form or special manner. The mere order of transfer brings about
both the results. In the case of High Courts, however, they being the
courts of record and the highest courts in the federal structure of our
Constitution in their respective States, the founding-fathers adopted a
different scheme. Although they made a departure in providing fer
transfer of a Judge from one High Court to another in Article 222 from
the provisions of the Government of India Act, in substance, they did
not do so, as they did not prescribe any mode for the transferred
Judge acquiring his office of a Judge of the High Court to which he is
transferred. The provision apparently conferring this bald power on
the President seems to have been made just for the purpose of keeping
it so on the Statute Book and not for the purpose of utilizing it in the
manner jt was done in the year 1976. In my considered judgment
it could not be so utilised. It may well be that public interest in
some cases does require and necessitate the transfer of a Judge from
one High Court to another but it is strange to think that a Judge could
be compelled to vacate his office of the Judge of a High Court to which
he was initially appointed and assume office as a Judoe of another Hieh
Court without his consent. If this view was possible to be taken 'in
the case of transfer, it was all tl1e more reasonable to do sn in the case
of appointme.nt of a High <;ourt Ju~ge to be a Judge of the Supreme
Court. Articles dealing with appomtments of Judges either to the
High Court or t~ the Supreme Court do not, in terms, require the consent of the appomtee, yet no body has suggested so far nor could anv
body do so with any semblance of justification that a Judge of the Hi~h
Court can be appointed a Judge of the Supreme Court without his
consent. Public. interest .m~y require that he should be so appointed.
But at the same time pubhe mterest also demands non-interference with
the indepencience of the judiciary by not forcing a Judoe to vacate his
office of a Judge of the High Court to which he was appointed and to
ac.cept th~ office of a J.udge of the Suprel_l1e Court or the High Court
without his cons.ent, unttl and unle~s a spec1~l law or procedure has heen
made or prescnbed guarding agamst any inroad on the independence
of the judiciary.
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514 SUPREME COURT REPORTS [1978] J S.C.R.
I am tempted to adopt the reasoning of Lord Reid and Lord Pearce
given in the quotations of their speeches in the case of _Ro11del_ v. _Wors-_
_ley(')._ Quoting Lord Justice Fry at page 229 Lcrd Reid has said:
"The rule of law exists, not because the conduct of those
persons ought not of itself to be actionable, but because if
their conduct was actionable, actions wouJd be brought
against judges and witnesses in cases in which they had not
spoken with malice, in which they had not spoken with
falsehood. It is not a desire to prevent actions from being
brought in cases where they ought to be maintained that has
led to the adoption of the present rule of law; but it is the
fear that if the rule were otherwise, numerous actions would
be brought against persons who were merely discharging
their duty. It must always be borne in mind that it is not
intended to protect malicious and untruthful persons, but
that it is intended to protect persons acting bona fide, who
under different rule would be liable, not perhaps to verdicts
and judgments against them, but to the vexation of defending
**actions."**
Lord Pearce has quoted at page 269 a passage from the speech of Lord
Earl of Halsbury, L.C., which runs as follows :
"It is very obvious that the public policy which renders
the protection of witnesses necessary for the administration
of justice must as a necessary consequence involve that which
is a step towards and is part of the administration of justicenamely, the preliminary examination of witnesses to find out
what they can prove. It may be that to some extent it
seems to impose a hardship, put after all the hardship is not
to be compared with that which would arise if it were impossible to administer justice, because people would be afraid to
give their testimony."
I am not concerned to examine in the case whether the law in India
in this regard is exactly the same or not but I felt tempted to quote
those passages to show that there may be necessity and justification on
the ground of public interest or policy for the transfer of Judges from
one High Court to another, although it may be few and far between or
even punitive in character, but to do so without the consent of the
Judge concerned will bring about devastating results and cause damM.e
to the tower of judiciary and erosion in its independence. If adequate
safeguards are provided for to examine individual cases on merits by
an impartial and independent body, the matter may he different.
Learned Attorney General argued that to impose the condition of
consent in the power of transfer en grafted in Article 222 is a clenia \ of
the power itself. I do not accept this ·submission to be quite correct.
It is tantamount to merely circumscribing the power i11 a narrow limit
and putting restrictions npon it. If the scheme of the relevant articles
(1) [196911A.C.,191.
,
UNION _v._ s. H. SHETH _(Umwalia, J.)_ 515
of the Constitution alluded to by me above warrant such a view, as it
does, in the interest of the independence of the Judiciary, I for one.
would cast my vote in its favour as my judicial conscience does not permit me to allow the executive to temper with the independence of the
judiciary in this fashion. I would try to prevent it if it is possible to
do so on justifiable, valid and reasonable grounds.
I would end my judgment by quoting a memorable passage from
the judgment of Lord Pearce in the case of _Don John Franws Douglas_
_Liyanage_ & _Ors._ v. _The Qeen_ (') at page 291 :
"If such Acts as these were valid the judicial power could
be wholly absorbed by the legislature and taken out of the
hands of the judges. It is appreciated that the legislature
had no such general intention. It was beset by a grave
situation and it took grave measures to deal with it, thinking,
one must presume, that it had power to do so and was acting
rightly. But that consideration is irrelevant, and gives no
validity to acts which infringe the Constitution. What is
done once, if it be allowed, may be done again and in a lesser
crisis and less serious circumstances. And thus judicial
power may be eroded. Such an erosion is contrary to the
clear intention of the Constitution. In their Lordships' view
the Acts were ultra vires and invalid."
I am conscious of the fact that I am not dealing with the vires, nor
could I do so, of the provisions of the Constitution contained in Article
222. But I have extracted the above passage with the purpose of
laying stress on the words "what is done once, if it be allowed, may be
done again and in a lesser crisis and Jess serious circumstances". If
the Constitution allows it, let it be done. We cannot prevent it. But
if such a situation is possible to be restrained by the rules of construction and interpretation of tl1e various articles of the Constitution, "e
shall be failing in our duty if we do not do so in the larger interest of
our country and the preservation of the democracy.
(I) [1967] I A.C, 259.
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