...
Ul'ilON OF I!'IDIA & ANR.
P. K. ROY & ORS.
_November_ 9, 1967
[K. N. WA:-.'CHOO. C.J., R. s. BACllAWAT, V. RAMASWA~11.
G. K. MITTER AND K. S. HEGDE. JJ.J
_States Reor1:anisation_ _Act_ (37 _of_ 1956), _s._ _115(5)-Power_ _of_ _Cen1'a/_
_Ciovernment to_ _fix_ _sentority_ _of_ offu·~rs _in_ _rc-orgcl111'.H·d_ _Statt•\·-Prt·lin1i-_
_na,.y_ _work_ _done_ _hy_ _Stale_ _Govern1nent.}-/_ _f_ _i111proper_ dele~ation.
_Natural_ _J11sticl"--Application_ _of_ _rules-Depends_ _on_ _facts_ _of_ _each_
_case._
Respondents 1 to 13 were Assistant Engineer, in the State of Madhva
Pradesh before it "-'a-; ~organised under the States Reorganisation Act.
1956. After the formation of _the_ new Sta~ of \-ladhya Pradesh. thcv
continued to serve in th~ new State along with officers taken _O\.'Cr_ fron1
the absorbed States and regions. and. it became necessary to integrate
the service and to fix the _inti!r se_ seniority of the officers of the integrated
si:rvice. The Chief Secretaries of tbc various Slates that were to be
affected by the roorganisatioo had evolved certain general principles 1hat
!'hou!d be observed with regard to the integration ""·ork and the Government of India informed the State Governments that the work of inrcg,ration of -serviCL"S should be dealt v.·itb by the State Government<> _in_
1he light of those principle-;. Thercafll'f, the Stale Government published a provi~ional gradation list of the department to \\o'hich 1he rec.pondcnt.'\ tx.·longcd and notified, that any go\crnml'Ot ~rvant f·:clin~
aggriC"tcd was cnlitlcd to send his represco1ation to the ('entral Government. Representations v.·cre received from respondent-; 1 to 4, 6 and 7
and .some other officers. and th:>sc representations were sent by the State
Government to the Central Go..,·ernment for being dealt with in con~ulta
tioo with the Advisory Committee it had conc,titutcd for dealing _v._ _[1]_ _ith_
lhe representations from officers affected hy _the rcorgani'Sation. Since
the St.ah..· Government had prepared the lic,t on a basis different from thJt
!.uggest1..'\J hv the Central GO\.'Crnmcnt the latter dirt."'ClCJ that a revised !isl
5;hould IJC prepared on the b~is of the formula laid dov.11 by the C·.!ntral
Ciovcrnmcnt. Accordingly, the State (Jo..,·L·rnn1cnt [)C'flt a second Ji,t prcPlf;!d on the basis of that formula, <tnJ the ("cntral Go\-·emmcnt. _:n_
con...1:iult.1tion with the Ad,·isory Committee. cxan1ined both the li"-h .tnd
1h~ rerre5entations of ofticers already rC'Ccivc<l and decided th:it the
.-,L-cond gradation lis1· should be approvcJ subjcc1 to C4.'rtain modific,itton-..
and cert.:Un directions in the case of officers from the Mahakoshal region.
It wa ... further directed that as the rc-arran~emcot a~ per modificationc,
suggt.."h.'d v.·:tc; likely Ill 3fTect the rank-. l,f officer.. of other ~!!ion-.. thl'
entire list should he rcvicv.red in 1hc light ol dirccticm" f!t\'l'n hy the
('c.utral Govemm-ent. On 1his dircclion. the Stall' Governmt:'nt rcfi.\ed
the _lnt,·r_ _5('_ senioritv of officers fron1 the !\-1ahakoshal rL'gion. and thereafter. pr . **.** ..,,arcd the tlnal .~radation lic.t and published it.
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'Th.t., f\.~dcnt' thcrcup.cm filed tt v.·rit petition in the J-i'igh Co11rt
challenging the v;tlidit~· of the final !!f:tdation li~t on two ~round-. : ( 1)
thal the Y1nrk of intcf!ration was c_~clu-.iv~ly entrn ... tt"d to'thc Central
Government hv s. I IS ( 5) of the Stale-. Reorgani-.:irion Act anJ that tt~
final gr3i.1Jtion ·li-;t a:- puhli,hed,,_."" ilh:-gJI :1.0d _11/tra_ ~·ir1'.'i hec;H1.;c,"-tll1..T1..'
Y.'<ts L'!lprl"p .. :r delt:'gation of its po\l\.·ers and duties hy the Central Govern
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UNION OF INDIA _V._ p. K. ROY 187
**mcnt to the State Government,** **and;** **(2)** **in the circumstances** **of** **the**
**present case the respondents· should have been given another opportunity**
**of** **making a representation before drawing up the final gradation list.**
The High Court allowed the petition.
In apl'C'll to this Court.
_Held_ : ( l) Even on the assumption that the task of integration was
exclusively entrusted to the Central Government, the High Court W"-' in
error in holding that there was imoroper delegation of its statutory power
by the Central Government. [200G]
In the present case the stel'S take~ by, the Central Government in the
matter of integration did not amount to any delegation of its essential
•tatutory functions, becaUSe it was the Central Government which laid
d°""1 the principles for integration. it was the Central Government
which considered the representations and passed final orders, and both
the preliminary and final gradation lists were prepared and published bv
the State Government under the direction and with the sanction of the
Ceneral Government. When the Centm! Government intimated that
the work of integration should be left to the State Government what w""
**meant was that only** **the** **preliminary work** **of** **preparation** **of** **the gradation**
List on the principles decided upon by the Central Government should be
left to the State Government concerned. Such work cannot be done by
**the** **Central Government itself as the necessary information regarding tho**
officers can be obtained and tabulated only by the States concerned, and.
there i• nothing in ss. II5 or 117 of the Act prohibiting the Central
Governm~t **in** **any way, from taking** **the** **aid and assistance** **of** **tr.e** **State**
**Go-.·crnment** **in** **the matter** **of** **effecting the integration** **of** **the services. The**
**principle** _**dele1:atus non potest delegare,**_ **cannot** **be** **held'** **to have been violat-**
**l.'d,** **if** **a statutory authority empowers a deleg:ite to undertake preparatory**
**work** **and to take an initial decision** **in** **matters entrusted to** **it** **but** retain~
**in** **it>** **own** **hands** **the** **power to** **approve** **or** **disapprove** **the** **decision** **after**
1t has been taken. In such a ""Se the decision will be held to have been
**validly made if the degree** **of** **control** **maintain""....d** **by the** **[1]** **authority is close**
enough for the decision to be regarded as the authority's own. [I98E-H;
!99D-G]
_**Pradyat Kui1uir Bose**_ **v.** _**The Hon'ble The**_ _**Chief .lusrice**_ _**of**_ _**the**_ _**Calcutta**_
_f{;Rfi_ _Court,_ [1955] 2 S.C.R. 1331, followed.
F _Board_ _of Education_ v. _Rice,_ [1911] A.C. 179. _Local_ _Government_ _Board_
v. _Arlid11e_ [1915] A.C. 120 and _Fowler_ _(John)_ _&_ _Co. (Leeds)_ v. _Duncan_
[!941] Ch. 450. referred to.
**H**
(2) The doctrine of natural justiec cannot b' imprisoned within the
'trait-jacket of a rigid formula and its application depend' upon the nature
of the jurl>diction conferred on the administrative authority, upon the
character of the rights of !00 persons affected, the icheme and policy
**of** ~, **"1tute- and** **other** **relevant** **circumstances** **disclosed** **in** **a** **particular**
**ca..e.** **In** **view** **of** **the** **$pedal** **circumstances** **of** **the present case the res-**
**tJOa<.lc:nts** **'ili'ere** **entitled** **to** **a** **se-.!Ond** **opportunity** **to make a representation**
**with regard** **to** **(a)** **the** _**inter se**_ **seniority list** **of** **the** **assistant engineers** **of**
the Mlhakoshal region prepared as per the directions of the Central
Government. and (b) the combined final gradation list. A' no such
opportunity wa.• furnished, the final list. so far as the category affected
**by tho direction5l given by the Central** **Government.** **wa.;:,** _**ultra,,;res**_ **and**
illegal and that part of the notification mu<t be quashed. [202D-O]
CIVIL APPEL LA TB JURISDICTION : Civil Appeal No. 618 of
1966.
188 SUPREME COURT REPORTS [1968] 2 ~CR
Appeal by special leave from the judgment and order dated A
April 29, 1964 of the Madhya Pradesh High Court in Misc.
Petition No. 3 71 of 1962.
_Niren De, Solicitor-General,_ - _V._ _A._ _Seyid_ _M11ha11wJ,_ _R._ _N._
_Sarlzthey,_ for _R._ _II._ _Dhebar,_ for the appellants.
_A._ _K._ _Sen,_ _Rames/nvar Nath_ and _Mahinder Narain,_ for **B**
resr.•ndents Nos. I. 3. 6, 10, 12 and 13.
The Judgment of the Court was delivered by
**Rartaswami,** **J.** This appeal is brought, by special leave. from
the judpnent of the ~adhya Pradesh High Court dated April 29.
1964 in Miscellaneous Petition No. 371 of 1962. By its judgment
the High Court held that the preparation of provisional gradation
li<>ts by the State of Madhya Pradesh under the relevant provisions
of the States Reorganisation Act, 1956 (Act 37 of 1956), hereinafter referred to as the "said Act". was unwarranted in law and
the final list published on April _G,_ 1962 prepared by the State
Government under instructions from the Central Government with
regard to the integration of oflicers of the Engineering Department
was illegal and _11/trn_ _rircs_ and must be qu<1'hcd by the grant of a
\\ **rit.**
The said Act was enacted to provide for the reorganisa1ion of
the States 0f India and for matter.s connected therewith and came
into force with effect from '.\/ovemhcr I. 1956. Bys. 9( I) of the
,aid Act th2rc 11 '" fonncJ a "new Staie·· ro be known as the State
of Ma<lhya Pradesh comprising the foll<' II ing tcrritork.s :
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"(a) !he 1crr!toric1 of the e\isting Slate of Madhya
Pr;1desh, except the di1tricts mentioned in clause
_(_ e) of sub-section _(_ J ) of section 8:
I b) the tcrritorie' of the e'isting Stale of Madhya **F**
Bharat, except Suncl tappa of Bhanpura lahsil
of !'v!andsaur district:
( c) Sironj sub-division of Kotah district in the
existing State of Rajasthan;
_(_ d) the territories of the existing State of Bhopal.
and
_(_ e) the territories of the cxistin~ State of Vindhya
Pradesh;"'.
Respondents I to 13 were Assistant Engineers in the er.stwhile
Stale of Madhya Pr~dcsh. The first four of them were appointed
'" such on probation from October 27. 1956 and the others had
been appointed as temporal)' Engineers. The rc;ponGents continued to serve in the n~w Stale and a new "Buildings, Roads and
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UNION OF 1NDIA _v._ P. K. ROY _(RamaSl\'illl!i,_ _l._ \ 189
A Irrigation Branch of the Public Works Department"" was constituted with the officers taken over from the absorbed States and
regions. The integration of the services became therefore necessary and a principle had to be evolved for integration. of the services and fixing _inter_ .1e seniority as several officers had been taken
over into the reconstituted branch. Section 115 of the said Act
B provided as follows :
"115. Provisions relating to other services :
(I) Every person who immediately before the
appointed day is serving in connection with the
affairs of the Union under the administrative
control of . the Ljeutenant-Governor or Chief
Commissioner in any of the existing States _of_
Ajmer, Bhopal, Coorg, Kutch and Vindhya
Pradesh, or is jerving in connection with the
affairs of any of the existing States of Mysore.
Punjab, Patiala and East Punjab States Union
and Saurashtra shall, as from that day, be deemed
to have been allotted to serve in connection
with tne affairs of the .successor State to that
existing State.
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(2) Every person who inunediately before the ap
pointed day is serving in connection with the
affairs of an existing State part of whose territo
ries is transferred to another State by the provisions of Part II shall, as from that day, provisionally continue to serve in connection with the
affairs of the principal successor State to that
existing State, unless he is required by general or
special order of the Central Government to
serve provisionally in connection with the affairs
of any other successor State.
( 3) As soon as may be after the appointed day, the
Central Government shall, by general or special
order, determine the succcs~or State to which
every person referred to in sub-section (2)
shall be finally allotted _hr_ service and the date
with effect from which such allotment shall take
effect or be deemed to have taken effect.
( 4) Every person who is finally allotted under the
provisions of sub-section ( 3) to a successor
State shall, if he is not already serving therein
be made available for serving in that successor
State from such date as may be agreed upon
between the Governments·· concerned. and in
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190 SUPRF.ME COURT REPORTS [ 1968] 2 S.C.R.
default of such agreement, as may be determined A
by the Central Government.
( 5) The Central Government may by order establish one or more Advisory Committees for the
purpose of assisting it in regard tcr
(a) the division and integration of the services
among the new States and the States of
Andhra Pradesh and Madras; and
(b) the ensuring of fair and equitable treat
B
ment to all persons affected by the provisions of this section and the proper consideration of any representations made by C
such persons.
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Section 116 provided for :he continuance of officers in the posts
they previously held and s. 117 empowered the Central Go\·ernment to give directions to the State Government in respect of their D
integration.
Section 1 I 7 enacts :
"The Central Government may at any time before
or after the appointed day give such directions to any
State Government as may appear to it to be necessary
for the purpose of giving effect to the foregoing provisions of this Part and the State Government shall
comply with such directions."
Subsequent to the passing of the said Act a meeting of the
Chief Secretaries of the various States that were to be affected by
the reorganisation was held at Delhi on May 18 and 19, 1956 at
the invitation of the Central Government. In this meeting certain
~ecisions were taken as to the general principles that should be
observed with regard to the integration work. By their letter No.
62/22/56 SR 11 dated April 3, 1957 (Annexure R-I of the
counter-affidavit) the Government of India informed the State
Governments that they had decided that the work of integration of
services should be dealt with by the State Governments in the
light of general principles already '.lecided in the meeting of the
Chief Secretaries. The State Governments were also informed
that the Central Government was constituting Advisory Committees for assisting them in dealing with the reprcsentatiotLs from
the officers affected by reorganisation. With regard to the prin·
ciple for detennining equation of posts and relative seniority the
following conclu~ions were reached at the conference of the Chief
Secretaries :
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UNION OF INDIA·-v. ' . P.:K. _ROY·.(Ramaswami,_ : J.)
191
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"It was agreed that in determining-the-equation of
posts, the following factors should be· borne in mind :(i) the nature and duties.of a post;
.(ii) .th,e responsibilities and powers exercised· by the
officer holding a post; the extent of territorial or
other charge held or responsibilities discharged;
the minimum qua:lifications, if.any, prescribed for '
reeruitment to the post;
the minimum qua:lifications, if.any, prescribed for '
- (~v) the salary of the post;·,
It was agreed that in determining relative seniority
as between two persons holding posts declared equivalent
to each other, and drawn from different States, the
following points should be taken into account :
(i) Length of continuous service, _whether tempo- __
rary. or permanent, in a particular grade; thls . -should exclude periods ·for which 'an appoint-· ;
ment is held in a purely stop-gap or· fortuitous
arrangement; (ii)_ age of the person; other factors being equal, for
instance, seniority may be determined on the
. basis of age. - - -
- _Note_ : It was also agreed that as far as possible, the·
_inter se_ seniority of officers drawn from _the same State
should not be disturbed."
Ily a notification dated May~20,' 1958 (Annexure R-2 of the
counter-affidavit) the Government of India constituted a Central
Advisory Committee under s. 115(5) of the said Act for the purpose of assisting the Central Government in dealing :with· the pro- _
blems arising out of the allocation and integration of the services.
The functions of the Committee were : . . "(i) To advise the Central" Government in regard to
(ii)
To advise the Central" Government in regard to
the division and integration of members of the
·gazetted cadres of the State Services among the
new States and the States of Andhra Pradesh.~nd
Madras, and
~ --To make reco111111endations to .the Central Gov- .
ernment with.a view to enstire that fair and equitable treatment is given to the service personnel _
belonging to the Gazetted cadres of the State
Services who are affected by the State Reorgaqi- _
sation ·and to consider representations submitted ..
by them." - -
192 SUPREME COURT REPORTS [1968] _2_ SC.R.
As directed by the Central Government, the State Government
also appointed the necessary committees to undertake the prc'liminary work of integration. On September 12, 1959 a provisional
gradation list of the department to which the respondent> bclongee was published by the State Government by notilieation l\o.
3175-Integ. dated September 12, 1959. In the preamble attached
to the provisional list the principles (which were already approved
by the Central Government) on the basis of which the lish were
prepared, were set out. But there was a proviso to cl. ( 2) of the
preamble which said that .. where a service or cadre consi;ts of
compartments/ grades and where the normal method of recruitment to a higher compartment/grade is by promotion from a lower
compartment/ grade, continuous service will ordinarily be reckoned from the date of commencement of service in the lowest
compartment/grade, on a salary not below such limit as may be
specified in this behalf... Representations were received from
several officers including resj)Ondents 1 to 4, 6 & 7. These representation_s were sent by the State Government to the Central Government for being dealt with in consultation with the Advisory
Committee it had constituted. Thereafter a reference was made
by the State Government to the Central Government seeking its
directions regarding publication of the final lists. In reply thereto the Central Government conveyed its decision by a letter dated
November 11, 1959 to the following effect :
"I. The State Government should publish the final
common gradation list in its oflicial gazette following
the prescribed procedure:
2. The State Government will prefix to the notifica<ion publishing a common gradation list. a preamble on
the lines drafted by the Central Government;
3. The State Government was to be satisfied :
(a) that the provisional gradation list was prepared
after following the principles laid down by the
Central Government;
( b) that it was published in the official gazette;
(c) that an opportunity was afforded to the service
personnel to make representations;
( d) that the representations, if any, had been decided by the Central Government in consultation
with the Central Advisory Conunittee;
( e) that the decisions of the Central Government were
correctly incorporated in the final common
**gradation** **list."**
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UNION OF INDIA _v._ P. K. ROY _(Ramaswami,_ J.) 193
In their letter dated August 29, 1960 the Central Guvernment
pointed out that .the State Government had prepared the provisional gradation list not on the basis of continuous service in the
equated grade but on the basis of length of total service including
service in the lower grades. The State Government was therefore directed to prepare an alternative gradation list on the basis
of the conventional formula of continuous service in the equated
grade subject to maintenanee of _imer se_ seniority. The State
Governme_nt complied with this direction. In their letter dated
September 16, 1961 the Centr_al Government said that t1'e procedure adopted by the State Government for determining _inter_ _se_
seniority on the basis of length of total service in gazetted posts
could not be approved. On the contrary, the decision of the
Central Government was that _int.er_ _se_ seniority should be determined on the basis of continuous length of service, whether in a temporary or permanent capacity in the equated grade, and the second
list prepared by the State Government on that basis was approved
subject to two modifications, (i) The ranking of t.'J.e officers from
Bhopal region (Serial Nos. 60 tu 70) should be re-arranged as per
rankings given by the Union Public Service Commission. (ii) In
the case of officers from Mahakoshal region ( Ser:al Nos. 59 onwards) it was pointed out that the then S.tate of Madhya Pradesh
had not passed orders fixing the ranking of the said officers and
hence the ranking sholild be done by the State Government keeping in view the normal rule of fixing ranks with reference to date
of appointment on a substantive vacancy, whether on probation or
as confirmed officer. It was further directed that as the rearrangement as per modifications suggested was likely to affect the
ranks of officers of other regions the entire list should be reviewed
in the light of directions given by the Central Government. On
this direction of the Central Government, the _inter_ _se_ seniority of
the officers ofMahakoshal region was refixed by the State Government by its letter No. 1086/6216/XIX/E dated February 20,
1962. In the light of this list the provisional gradation list was
also reviseq. ~s already directed by the Central Government in
its letter dated November 11, 1959, the State Government published the final gradation list with the preamble attached to it stating
that the final list was being published by the Goven:ior in exercise
of powers conferred by the proviso to Art. 309 of the Constitution
and in accordance with the decisions of the Government vf India
under the provisions of s. 115(5) oL the said Act. The final
gradation list was published by the State Government on April 6,
1962.
The respondents thereafter moved the High Court of Madhya
Pradesh for grant of a writ under Art. 226 of the Constitution. The
validity of the final gradation list was challenged on the ground
that it was not made in accordance with the_ provisions of s. 115 ( 5)
SUPREME <;OURT REPORTS [1968) 2 S.C.R.
·of Lh<'. said Act but in contrav.ention of that provision. It was also
alleged ihat in so f<tr as th" State Qoven1ment, in drawing up the
final gradation Jg;_t, follo'ijed a principle different from 1 the one
followed in prcpa,rjng'thc.provj>ional gradation list on the basis of
w)lich representatiop~ were. invitecl; the State G9vemment i)ad in
" ·effect denied the right of representation tp the •. p,ersons. aifected
thereby. The writ petition v..;as allowed by th,e High Court_.which
·quashed the notification dated April 6, 1962 (Annextrre 1 to the
writ petition) publishing the final grad.ation. list of the establish·
.ment of "Buildings, Roads and Irrigation" in the P,ublic Works
Department and fur.ther directed the Central Government "to
con~plete the work of the integration of the services in the iJfor~aid
Department in conformity wit!\ the .provisiqns of sub-s .. _(_ _5)_ of
s. _Vi_ 5 of the States Reorganisation Act, 19.56"
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Th·e first question _tp_ ;be c9nsidcred in this ap~al is whether the
High Court wus right in taking the view tliat ihe work o(.integra1ion was exclusively entrusted to the Central Governnien.t by
s. I J.5 (,5J of.tlip.,said A.ct_ and tbat the final gradation list p~1{1ished
,Qn ~pnl (). 1962 was illegal,and· _ultra_ _virer_ as the delega:t19n of
iLs powers an,d d.utics by the Centr<tl Government tq the State Gpv.ernment in r~gard to integration was noi in accordance with law.
con~plete the work of the integration of the services in the iJfor~aid
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Under· A re'.' \ 62 of the Constitution it is provided as follows :
.. ·162'. ·Subject to the provisions of this Constitution,
"the executive power of a State shall extend to the.
matters with respect to which the Legislature of the State
'has power to make Jaws : ..
. Pr~vided that ip. any matt~r wiih respect to whicli the
Legislature of a State and. J>arliaipent lj,ave power to
make laws, the exe'cµtive power qf,the State shall be sub. jec,t to .. and }imited,.by, lhe' e,xecµtive power expressly
•conferred by)J:iis Constitution . or by any law made by
Parlia!T1ent upop the Union q~ ·autl)orities thereof."
·As regards the matters ill respect of which the Legislature of a
State has the pow'er to •make Jaws, item 42 iri List II of the
Seven}h Schedule to the Constitution speeifies "State Public· Ser· . G
vices", and under the provisions of Art. 162, the executive power
·of the State extends to• Spte Public Services: 'This power is, haw
·cver, subject. 10 the other provisions pf the Constitution. Article
'J09' states :,,,
''Subject to.,thc provisions of Jhis Constitution., Ac~
of the appropriate Legislature 11,rny regulate the recruit
ment. and c.011di.tions of service.1of P<;rsons appointed, to _<_
public services <1nd -posts in conpection with tlje affairs
<Of the Union or of any State :,
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UNION OF INDIA _v._ P. K. ROY _(Ramaswami,_ J.) 195
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Provided that it shall be competent for the President
or snch person as he may direct in the case of :IBrvices
and posls in connection with the affairs of the Union,
and for the Governor of a State or such person as he may
direct in the case of services and posls in connection with
the affairs of the State, to make rules regulating the recruionent, and the conditions of service of persons appo'inted, to such services and posts until provision in that
behalf is made by or under ~.n Act of the appropriate
Le:gislature under this article, and any rules so made
shall have effect subject to the provisions of any such
**Act."**
Under this Article, the Governor of a State is empowered in the
case of services and posls in connection with the affairs of the
State, to make rules regulating t11e recruitment and conditions of
service of persons appointed to such services and posls until provision in that behalf is made by or under an Act of an appropriate
Legislature. Article 2 of the Constitution enacts that Parliament
may by law admit into the Union or establish, new States on such
terms and conditions as it thinks fit. Article 3 of the Constitntion
states that Parliament may by law-( a) form a new State by separation of territory from any State or by uniting two or more States
or parts of States or by uniting any territory to a part of any State;
By· virtue of the power 'lllder Art.- 4 the. said Act \YaS enacted. On
behalf of the appellanls the Solicitor-General put forward the argument that the power of integration is not e.xclusively conferred
upon the Central Government under s. 115(5) of the said Act.but
the power of the State Government in the matter of integration ·
under Art. 162 read with Entry 42, List II remains unaffected
except to the extent that the State Government must carry out the
directions of Central Government in the matter of integration. The
opposite view-point was presented by Mr. Asoke Sen on behalf of
the respondents. It was contended 'hat under s. 115(5) of the
( b) increase the area of any State; ( c) diminish the area of any
State; (d) alter the boun<laries of any State; (e) alter the name
of any State. Article 4 provides as follows :
" ( 1 ) ·Any law referred to in article 2 or article 3
shall contain such provisions for the amendment of the
First Schedule and the Fourth Schedule as may be necessary to give effect to the provisions of the law and may
also contain such supplemental, incidental and consequential provisions (including provisions as to representation in Parliament and in the Legislature or Legislatures of the State or States affected by such law) as Par-,
liament 111ay deem necessary.
,,
196 SUPREME COURT REPORTS (1968] 2 S.C.R.
saiJ Act the Central Government was g:1en, by necessary implica
llon, the exclusive power to integrate and the word "allotment" in
s. 115 ( 3) & ( 4) carries with it the necessary power of fusion and
intei,'Tation. We do not propose. for the purpose of the present
case, to decide which of these view-points as to the interpretation
of s. 115(3), s. 115(4) ands. 115(5) of the said Act is correct.
We shall assume in favour of the respondents that s. 115(3),
s. 115(4) ands. 115(5) read together confer exclusive power on
the Central Government in regard to integration. Even on that
assumption we do not agree with the finding of the High Court
that there was improper delegation of its statutory powers and
duties by the Central Government. that there has been a violation
of the provisions of s. 115 ( 5) of the said Act or that the final
gradation list published by the notification dated April 6, 1962
is illegal and _11/tra_ _vires._
Generally speaking, the work of integration requires the formulation of principles on which the work has to be carried out,
the actu"I preparation of preliminary gradation lists in accordance
with the principles so settled, the publication of the list~ together
with the principles upon which they have been compiled, the invi
tation of representations by the persons affect¢ thereby, the
consideration of representations and decisions upon those representations, and the publication of the final gradation list incorporating the decisions of the Central Government on the representations submitted. In the present case, there is no dispute that the
Central Government laid down in their letter dated April 3, 1957
the principles with regard to the equation of po~s and determination of relative seniority as between two persons holding posts declared equivalent to each other and drawn from different
States. It also appears that the Central Government appointed
two ad\lisory committees for dealing with representations
from the service personnel affected by the reorganisation. As
directed by the Central Government in their letter dated
April 3, 1957, the State Government also appointed two
committees for the purpose connected with integration. There
after, the State Government prepared a provisional list fixing the
_i111er_ _se_ seniority of officers who had come into the cadre from
different regions. The list wa~ published and it w::.~ notified that
·any Government servant feeling aggrieved by the provisional list
was entitled to send his representation to. the Central Government.
The principle ur-:in whic~ the IL~t was prepared was published and
it was notified that the principle was subject to. any sub.~quent
- moJification at the direction of the Central Government. Repre
sentations were thereafter received from officers including respondents I to 4. 6 & 7. The representations were sent to the Central
Government to he dealt with in consultation with the advisory
committees that were constituted. On a consideration of these
representations the Central Government directd the State Gov
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TJNION OF INDIA _v._ P. K. ROY _(Ramaswami,_ !.) 197
ernment to forward the alternative list prepared on the basis of
the conventional formula laid down by the Central Government.
As already observed, the State Government had proposed that
seniority should be fixed on·the basis of continuous service including that in the lower grade, but the Central Government had directed that continuous service in the equated grade alone should be
taken into account for fixing the seniority subject only to the
maintenance of _inter se_ seniority of the officers coming from several integrating regions. The Government of India therefore directed that revised list should be prepared on the basis of this formula.
Accordingly, the State Government sent a second list prepared 9n
the basis of the conventional formula, _viz.,_ continuous service in
the equated gr~ le subject to maintenance of _inter_ _se_ seniority.
The Central Government thereafter in consultation with the
advisory committee examined both the lists and after taking
into account the representations made, conveyed to the State
Government its decision by its memorandum dated September 16,
1961 with regard to the preparation of the final gradation list.
The decision thus communicated may be summarised as follows :
( 1) _Inter_ _se_ seniority should be detennined only on the basis of
continuous length of service, whether in a temporary or permanent
capacity in the equated grade, (2) the second gradation list prepared according to this principle and forwarded to,the Central
Government was approved subject to certai'l modifications in the
equations and the changes proposed in accordance with. the decisions on the individual representations. As regards _inter_ _se_
seniority of the Mahakoshal officers, the Central Government
stated in paras 9 & 10 of the letter :
"9. In respect of the Mahakoshal officers shown
from serial No. 59 onwards it is seen that no formal
orders were issued by the Madhya Pradesh Government
prior to 31st October, 1956 fixing the rank of each
officers. While approving the notification confinning
an officer, it was customary in old Madhya Pradesh to
issue order regarding the rank which he would obtain in
the seniority list. In respect of the confirmation orders
issued during October, 1956, it appears that no such
orders were issued. If the present ranks in the Combined Gradation List were to be accepted, it would mean
that some of the officers who were not selected by the
Public Service Commission of the old Madhya Pradesh
for permanent posts would be senior to those selected
and placed on probation as early as 1953. The nonnal
practice adopted in such cases would appear to be to
arrange the names of the officers in the order of appointment to a substantive vacancy whether on pr0ba
tion or as a confirmed officer. In respect of officers
198 SUPREME COURT REPORTS (1968] _2_ S.C.R.
appointed to substantive vacancies with effect from the
~ame date, the normal practice was to arrange the names
on the ba1is of length of continuous service. Where a
departure from this principle wa1 intended. specific
orders were issued or the names arranged in t.he desired
sequence in the confirmation orders itself.
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I 0. A re-arrangement of the names of the Bhopal
and Mahakaushal officers in the manner indicated abov<'
is a matter concerning the respective parent State seniority lists. However, a re-arrangement of the names of
these officers would have repercussions on the ranh of
officers from other regions. It is, therefore, suggested
that tho entiro matter may be reviewed by the State
Government in the light of the position stated in the two
pm:eding paragraphs and the necessary changes carried
out in the Combined Gradation List."
In accordance with this direction .r.he State Government prcparc-tl
the _inter se_ seniority list of Mahakoshal officers (Annexure R-.14)
dated February 20, 1962. On the basi.1 of this list the final gra·
dation list was prepared by the State Government and published
on April 6, 1962.
In our opinion, the procedure adopted in this case docs not
contravene the provisions of s. 115 ( 5) of the said Act. because
it was the Central Government which laid down the principle:-. tor
integration. it was the Central Goverrunent which corlsideroo the
representations and pa1scd fin;,! orders, and both the preliminary
and final gradation lists were prepared and published by the State
Government under the direction and with the sanction of the Ceutral Go,·ernment. It is manifest that there has been no delegation by the Central Government of any of its essential function'
entrusted to it under the statute. It wa1 pointed out by Mr.
Asoke Sen that in its letter dated April 3, 1957 the Central Government had intimated that the work of integration should be left
to the State Government. But what was meant by that icttcr
was that only the preliminary work of preparation of the grada
tion list1 on the principles decided upon by the Central Government should be left to the State Governments concerned. It b· - G
clear that such work cannot be done by the Central Governn :nt
itself since the necessary information regarding the officers can be
obtained. and tabulated only by the States concerned. It wa.'
also pointed out by Mr. Asolce Sen tbat the preparation of the prn
visional and the iinal gradation lists by State Government constituted a delegation by the Central Government. We do not think
there is any substance in this argument. It is not disputod that
the provisional and the final gradation lists were prepared by th~
State Government on the principles laid down by the Ccntrnl
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UNION OF INDIA/V. P. K. ROY _(Ramaswami,_ J.) 199'
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Government itself subject to one change in the matter of determining seniority and the provisional gradation list was sent for approval of the Central Government together with representations made
by the officers concerned for being dealt with and decided upon
by the Central Government. The priilciple of the maxim _"dele-_
. _ga111s. non palest de/egare"_ has therefme no application to th.:
~eneral sense does not imply a parting with statutory powers ry
the authority which grants the delegation, but points rather to the·
conferring of an authority to do things which otherwise that administrative authority would have to do for itself; If, however, the
administrative authority named in the statute has and retains in
its hands general control over the activities of the person to whom
it has entrusted in part the exercise of its statutory power and the
control exercised by the administrative authority is of a substantial degree, there is in the eye of law no "dele~ation" at all and the
maxim _"de/egatus non palest de/egare"'_ does not apply [See _Fowler_
_(John)_ _&_ _Co. (Leeds)_ v. _Duncan](')._ In other words, if a sta•·
tutory authority empowers a delegate to undertake preparatory
work and to take an initial decision in matters entrusted to it but
ietaim· in its own hands the power to approve or disapprove the
de<::ision after it has been taken, the decision will be held to have
been validly made if the degree of control maintained by the autho
rity is close enough for the decision to be regarded as the authority's own. In the context of the facts found in the present case·
we are of opinion that the High Court was in error in holding that
there ha' been an improper delegation of its statutory powers and
duties by the Central Government and that the final gradation list
dated April 6, 1962 was therefore _ultra vires_ and illegal. Even
on the assumption that the ta<;k of integration was exclusively entrusted to the Central Government. we arc of the opinion that the
steps taken by the Central Government in the present case in the·
matter of integration did not amount to any delegatipn of its essential statutory functions. There is nothing in ss. 115 or 117 of
the said Act which prohibits the Central Government in any way
from taking the aid and assistance of the State Government inthe matter of effecting the integration of the service.,. So long as
the act of ultimate integration is done with the sanction and appro-.
val of the Central Government and so long as the Centr.al Government exercises general control over the activities of the State
Government in the matter. it cannot be t.eld that there has been
any violation of the principle _"de/egatus non palest de/egare"._ For·
instance, it was observed by this Court in _Pradvat Kumar Bose_ v.
_The Hon'b/e The Chief Justice_ _of_ _Calcutta High_ _Court(')_ :
present case. The maxim deals with the extent to which a statutory authority rnay permit another to exercise a discretion entrusted by the statute to itself. It is true that delegation in its
(I) [!941] Ch. 450. (2) [1955] 2 S.C.R. 1331, 1345:
_200_ SUPREME COURT REPORTS [I 968] 2 S.C.R.
"It is well-recognised that a staulory functionary
exercising such a poy;cr cannot be,;aid to have delegated
his functions merely by deputing a responsible and compelcnl ofticial 10 cnyuire and report. That is the ordinary mode of exercise of any administrative power. What
car,ol be cklcgatcd except where the law >pecifically
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provides-is the ultimate responsibility for the exercise
of such power:·
As pointed out by the House of Lords in _Board_ _of_ _Education_ v.
_Rice('),_ a functionary who has to decide an administrative matter.
of the nature involved in this case, can obtain the material on which
he is to act in such manner as may be feasible and convenient,
provided only the affected party "has a fair opp0rtunity to correct
or contradict any relevant and prejudicial material". The same
principle was reiterated by Lord Chancellor in _Local_ _Gorernmcnt_
_Board_ v. Arlhif~e( ') in the following passage:
"My Lords. 1 concur in this view of the position of
an administrative body to which the decision of a question in dispute between parties has been entrusted. The
result of its enquiry must, as I have said, be taken. in the
absence of directions in the statute to the contrary. to be
intended to be reached by its onJinary procedure. In
the case of t'1e Local Government Board it is not doubtful what this procedure is. The Minister at the head of
the Board is directly responsible to Parliament like other
Ministers. lie is responsible not only for what he himself does but for all that is done in his department. The
volume of work entru.sted to him is very great and he
cannot do the great bulk of it himself. He is expected
to obtain his materials vicariously through his officials.
and he has discharged his duly if he sees that they obtain
these materials for him properly. To try to extend his
duty beyond this and to insist that he and other members
of the Board should do everything personally would be
to impair his efficiency. Unlike a Judge in a Court he
is not only at liberty but is cornpelled to rely on the
assistance of his staff.""
We accordingly reject the argument of Mr. Asoke Sen on this
aspect of the case and hold that the High Court was in error in
holding tha: t'1ere was an improper delegation of its statutory
power by the Central Government under s. 115 ( 5) of the said
Act.
We proceed to consider the next contention raised on behalf
-of the respondents that in any event they ~hould have been 2iv-~n
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'JNION OF INDIA _v._ P. K. ROY _(Ramaswami,_ _!.)_ 201
A a second opportunity to make a representation regarding : ( 1)
_inter_ .~e seniority list of the Assistant Engineers of the former
MahaKoshal region prepared on February 20, 1962, Annexure
**R-14,** and (2) the final _-inter se_ seniority list published on April
6, 1962. '¥ith regard to the _inter_ _se_ seniority list it was pointed
out by Mr. Asoke Sen that in paragraphs 9 and 1 0 of its letter
dated September 16, 1961, Annexure R-7, the Central Govem**B** ment noticed that no formal orders were issued by the State of
Madhya Pradesh prior to October 31, 1956 fixing the rank of the
Mahakoshal officers from serial No. 59 onwards. It was customary in the old State of Madhya Pradesh that the Government
issued .orders regarding .the rank of the officers while making a
notification confirming the officers. It was pointed out that if the
C present rank in the combined gradation list was to be accep<ed it
would mean that some of the ..Jfficers who were not selected by the
Public Service Commission of the old Madhya Pradesh for permanent posts would be senior to those selected and placed on probation as early as 1953. The normal practice adopted in such
cases would appear to be to arrange the names of the officers in
the order of appointment to substantive vacancy, whether on pro0
bation or as confirmed otlicer. It was suggested by the Central
Government that the entire matter should be reviewed by the State
Government in the light of the procedure stated in paragraphs 9
and 10 of the letter and necessary changes should be carried out
in the combined gradation list. In view of the directions containE ed in.this letter the State Government prepared an _inter se_ seniority
list of the Assistant Engineers of the Mahakoshal region in their
letter dated February 20, 1962. It is not disputed on behalf of
the respondents that this order of seniority was reflected in the
final gradation list published on April 6, 1962; but the contention
of the respondents is that no opportunity was given to them to
make a representation against the _inter_ _se_ seniority list dated
F February 20, 1962, though Mr. Asoke Sen conceded that he' bad
no quarrel with the principles upon which the list was prepared.
Learned Counsel, however, said that the principles were wrongly
applied in particular cases and th~ respondents should have been
given an opportunity of making a representation with regard to the
_inter_ _se_ seniority list dated February 20, 1962. With regard ·to
G the final gradation list published on April 6, 1962 the contention
of Mr. Asoke Sen was that the basis upon which the "assumed date"
was given in column No. 6 was not set out either in that notifi,
cation or in the principle specified in the preliminary gradation
list. On this point the Solicitor-General said that the final gradation list was prepared and the "assumed date" in cc;lumn No. 6
**H** wa-; inserted on the principle of "kicking down". It was also
pointed out by the Solicitor-General that in the Conference cf the
Chief Secretaries it had been agreed that in detem1ining inter-State
seniority the principle to be. taken into account was length of
10 SDp. C.1./67-14
**:!O 2** SUPRHIE COl!RT REPORTS [1968] _2_ S.CR
continuous service, whether temporary or permanent in a particular grade. The argument was stressed that the principle co&Jd be
appl~ed only on the basis of .. kicking down" and that principle was
1mphc1t m lhe preparallon of the final grndation lbt. We arc.
however, not qt;itc sure whether the Solicitor-General is ri~ht in hi'
contention on this point. We think thal the final gradation Ji,t
could have been prepared on the ba.>is of the principle agreal upon
in the conference of lhe Chief Se..:rctaries both on the method of
.. kicking clown .. and the alternativ"e method of "kicking up". It
is nowhere stated either in the prcliminary gradation list or in the
tinal gradation list that the principle of "kicking down" was adopt_ed_ in preference to the alternative principle. It was argued by
Mr. Asoke Sen that in regard to both these matters the respondents have a right of representation and the final gradation list
should have been published after giving them further opportunity
to make a rcpre'l!ntation. Nonnally speaking, we should have
lhought that one opportunity for making a representation against
the preliminary li;r published would have been sutlicient to sati,fy
the requirement> of law. But lhc extent and application of lhe
doctrine of natural justice cannot be imprisoned within lhc strailjacket of a rigid fom1ula. The application of the doc1rinc depend'
upon the nature of the juri,diction conferred on the administrative
authority. upon lhe character of the rit:hh of the persons affected,
the scheme and policy of the \tatute and other rdcvant cit-cum.'tanccs disclo.,cd in the particular case (Sc~ the decision of thb
Coun in _Shri_ _Bhaf?Y."<in_ _and_ _Anr._ v. _Ram_ _Chaid and_ _Anr.(_ _[1]_ _)._ In
view of the >J>l'Cial cin:umstanccs of th·! pr..:sent case we think that
the respondents were entitled to an opportunity to make a repre
sentation with regard to the two points urged by Mr. A 'oke Sen
before L~e Jina! gradation list was published. As no such opportunity was furnished to the respondents with regard to these tw<•
matters we hold that th~ combined final gradation list .dated April
6, 1962. so far as categllry 6 i' concerned. is _ultra_ _!'ires_ and illegal
and that part of the noti"ication alone mu.st be quashed by grant
of a writ in the nature of _ccrtiomri._ The rest of the notification
of lhe State Government dated April 6, 1962 with regard to other
categories will stand unaffected. So far as cate~ory No. 6 i' concerned, the Central Goverruncnt is directed to give an opportunity
tc> the respondents to make a representation in regard to the twn
point' mentioned in this paragraph and thereafter take steps tn
finalise and publish the list in accordance with law.
We accordingly modify the order of the High Court and allow
lhis appeal to the extent indicated above. There will he no ordL·r
wilh regard to costs in thi' Court.
V.P.S. _Appeal_ _al/owrd_ _in_ '"'''
**11** **·ri965J** **JS.** **C.R.** :?I~. "'"''
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