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Union of India and Anr. v. F.H. Dubash

Case / Petition Number:Civil Appeal No. 503 of 2007
Neutral Citation:2007 (2) SCR 316

Case Details & Bench

Court
High Court
Hon'ble Judges
  • Dr. Arijit Pasayat
  • Lokeshwar Singh Pant
Judgment Date
2007-02-06
Court Decision / Holding
Appeal allowed; High Court’s decision set aside; no order as to costs.
Final Disposition
Appeal allowed; High Court order set aside; no costs.

Parties to the Case

Appellants / Petitioners

  • Union of India
  • Anr.

Respondents

  • F.H. Dubash

Legal Representation & Advocates

Counsels for Petitioners

  • • Vikas Singh
  • • A.S.G.
  • • Anuvrat Sharma
  • • Sanjay Kumar Singh
  • • Anil Katiyar

Counsels for Respondents

  • • Sanjay Kapur
  • • Shubhra Kapur
  • • Rajiv Kapur
  • • Arti Singh

Case Synopsis & Summary

This is an appeal concerning promotion to the rank of Rear Admiral in the Indian Navy. The respondent, who was ranked No. 2 in the merit list, challenged a Delhi High Court Division Bench judgment that held him eligible for promotion on the basis that two vacancies were available. The High Court’s view appeared to imply automatic promotion for the second-ranked officer when multiple vacancies existed. The appellants contend that Navy promotion norms, including Regulations for Navy Part III (Statutory) Chapter I, Navy Order (Special) 4/99, and Defence Ministry guidelines (Sept. 2000), require a carefully defined zone of consideration and adherence to an approach paper approved by the Chief of Naval Staff (CNS). The procedure allows for expansion of the panel when more vacancies are available, incorporating “fresh look” and “review” cases as well as additional batches to ensure equitable distribution of promotions across batches. The Court emphasizes that the CNS-approved approach papers and the relevant rules govern the process, and departures from them are not permitted. It is noted that two additional vacancies were included for 2005 and that five more officers from the next 18 months batch were considered to maintain fairness. The Supreme Court ultimately holds that the High Court’s reasoning was erroneous and allows the appeal, directing no costs."

Provisions of Law Cited

Regulations for Navy Part III (Statutory) Chapter IClause 10Clause 11Clause 13Navy Order (Special) 4/99Ministry of Defence Guidelines dated 25 September 2000Directorate Business Rules, 2001

Legal Doctrines & Maxims

  • Equitable distribution of vacancies
  • Zone of consideration
  • No departure from the procedure prescribed in the Approach Paper

Submissions & Arguments

Contentions of Appellants / Petitioners

The appellants argued that Navy Order (Special) 4/99 and the Defence Ministry guidelines govern promotion; when two vacancies exist, the zone of consideration expands beyond four officers to six. The Promotion Board’s use of the approved Approach Paper, inclusion of two additional vacancies for 2005, and consideration of five more officers from the next 18 months batch were in line with the norms to ensure equitable distribution among batches. There was no departure from procedure, and the High Court erred in treating two vacancies as automatic promotion for the second-ranked candidate. The Chief of Naval Staff’s fixed norms (two fresh look and two review cases, among others) were properly applied.

Contentions of Respondents

The respondent contended that with two vacancies available, the officer ranked No. 2 in merit was entitled to promotion within the zone of consideration; the High Court correctly found him eligible for promotion. The argument was that two vacancies should trigger automatic consideration for those at the top of the merit list within the extended zone, and the Navy’s rules and guidelines should be interpreted to permit promotion when vacancies existed; thus the High Court’s order should not stand.

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Extracted Judgment Text

Exact text extracted from official judgment records.

A - ..... / - -~ ,, # UNION OF INDIA AND ANR. _v._ ## F.H.DUBASH FEBRUARY 6, 2007 --'>- l-c. [DR. ARIJIT PASA Y AT AND LOKESHWAR SINGH PANT A, JJ.] _Service Law-Promotion-Promotion of one officer-Officer at No. 2 in merit list claiming his promotion-Writ Petition-High Court holding that since there were two vacancies, officer at No. 2 also entitled to promotion-_ c _On appeal, held: Order of High Court not justified as the same was without consideration of the norms of promotion-Regulations for Navy Part 111 (Statutory) Chapter I._ In a Writ Petition filed by the respondent claiming promotion, High Court held that he was eligible for promotion as he was at serial No. 2 in the D merit list and two vacancies were available. Hence the present appeal. i- _, ## t Allowing the appeal, the Court. HELD: 1. There is nothing illegal in the procedure adopted. It was inter alia noted that while considering the matter on 24th August, 2004, two E additional vacancies of 2005 were taken into account keeping in view the guidelines issued by the Ministry of Defence in September, 2000 and five more "First Look officers" of next 18 months batch were included in the list for consideration in accordance with Naval Orders (Special) 4/1999 to ensure equal distribution of promotion factor amongst batches. The Chief of Naval Staff is required to approve the Approach papers prepared by the Personnel[F ] Branch of the Ministry of Defence. The paper laid down the procedure to be followed by the Board and to supply the information regarding the batches to be considered, number of officers to be selected and other policy decisions. The aforesaid procedure does not appear to have been departed from. [Para 12] (319-H; 320-A-B] G 2. High Court has lost sight of one relevant fact that if two vacancies are to be considered for filling up by the appellant, then the zone of consideration is six officers as against zone of 4 officers taken into account for filling up one vacancy. If the zone of consideration is in respect of two 315 H 316 SUPREME COURT REPORTS [2007] 2 S.C.R. A vacancies, then two more officers from within the zone of consideration for filling up the vacancy are to be considered. [Para 10] [319-B-C] 3. There appears to be no conflict between the Government guidelines dated 25.9.2000 and the policy of the equitable distribution of vacancies containing the Naval Order (Special) 4/99. The High Court seems to have B proceeded on the basis that when two vacancies were available on 18.6.2004, one vacancy should not have been released and the selection of the respondent was to be done automatically. This does not appear to be the correct approach to be adopted. The appellants have accepted that there is no conflict and the Navy Order (Special) 4/99 was to prevail. When all vacancies are made C available the llanel of officers for consideration has to be accordingly expanded. [Para 11] [319-F-G; E] CIVIL APPELLATE JURISDICTION: Civil Appeal No. 503 of2007. From the final Judgment and Order dated 7.2.2006 of the High Court D Delhi at New Delhi in W.P. No. 14467/2004. Vikas Singh, A.S.G., Anuvrat Sharma, Sanjay Kumar Singh and Anil Katiyar for the Appellants. Sanjay Kapur, Shubhra Kapur, Rajiv Kapur and Arti Singh for the E Respondent. The Judgment of the Court was delivered by DR. ARIJIT PASAYAT, J. 1. Leave granted. 2. The appellants call in question legality of the judgment rendered by F a Division Bench of the Delhi High Court allowing the writ petition filed by the respondent and· holding that the respondent was eligible for promotion to the rank of Rear Admiral. The High Court was of the view that there were two vacancies available and, therefore, the respondent who was eligible and at serial No.2 in the merit list was denied promotion. The order of the High G Court is challenged on the ground that the High Court has completely lost sight of the requirements of Navy Order 4/99. It is the case of the appellants that only one vacancy was under consideration by the Promotion Board and, therefore, only the officer who was at the first rank was appointed. In case the vacancies are more, particular modalities are to be adopted and in the zone of consideration respondent was placed lower. The High Court was not H ~ _I_ _f_ 317 U.0.1. _v._ F.H. DU BASH [PASA YAT, J.] _·--r_ ._ ... _·-<!_ justified in holding that merely because the respondent was ranked second in the merit list when the consideration was for one vacancy, he ought to have been appointed when two vacancies were considered by the Promotion Board. 3. It is pointed out that the normal procedure adopted is not disputed by learned counsel for the respondent that when consideration is for one post, two "fresh look" and two "review" cases are to be considered in terms[B ] of the Directorate Business Rules, 200 I. The promotion factors and the Government instructions have one objective i.e. one batch should not take advantage because of one year vacancy. Therefore, the cases of 1989, 1990 and 1991 come within the zone of consideration and that the consideration was not confined to one batch and that is why the zone of consideration was c expanded. The High Court's view is that since two vacancies were to be considered, the respondent automatically becomes entitled to promotion. By following the norms of zone of consideration if two vacancies are considered, he does not come into zone of promotion. In fact, three people were promoted taking into account the vacant posts. They were not parties before the High Court. Therefore, the High Court did not disturb them. It has not been D indicated in the High Court's order as to how its order can be implemented if there was no vacancy. Further, the High Court should not have interfered with the policy decision. It was the Chief of Naval Staff who had decided the norms. It is not the case of respondent that there _ma/a fides_ were involved. 4. According to learned counsel for the respondent, the High Court has[E ] taken note of the fact that there were two vacancies which could have been considered at the time of initial consideration. Therefore, the respondent who was at serial no.2 in the merit list should have been automatically appointed. \' ,,,r, 5. A few provisions in the Regulations for Navy Part III (Statutory) F Chapter I need to be noted. Clause I 0 reads as follows: "Before each Promotion Board, an Approach paper is to be prepared by the Personnel Branch and approved by the CNS. The paper will broadly lay down the procedure to be followed by the Board. It will provide information regarding batches to be considered, G number of officers to be selected based on a long term perspective and other important policy decisions as applicable. No departure from the procedure stipulated in the Approach Paper will be permitted .. without prior approval of the CNS." 6. The selection procedure is provided in Clause 11. The same reads as H 318 SUPREME COURT REPORTS [2007] 2 S.C.R. ..... A follows: "Number of officers to be considered: The following guidelines will apply with regard to the number of officers to be considered:- (a) Selection to the rank of Vice Admiral: The number of officers to B be considered for promotion to the rank of Vice Admiral will be decided by the Board based on the seniority wise distribution of officers and the number of vacancies available in the higher rank. c D E (b) Selection to the rank of Rear Admiral and below: For promotion to the rank of Rear Admiral and below, officers of each branch will be divided into half-yearly batches depending on their seniority, i.e. officers of Ist January to 30th June seniority forming one batch and of !st July to 31st December seniority forming the other. The number of half-yearly batches to be considered on a particular occasion will be decided on the basis of the long and short term requirements of the Services and the number of vacancies likely to become available. NOTE: The select list of a particular year will be divided into two bate.hes, i.e. Select List A & B corresponding to the six monthly batches considered in that year. The officers belonging to a particular batch list will be considered together for promotion irrespective of their date of confirmation in the rank Select List A and B will be used only for the purpose of confirmation in the higher rank, as a batch." j _.:,_ >- 7. The number of officers to be considered is of considerable importance in the present dispute. The relevant prescriptions are in Clause 13. The same read as follows: F G "The officer, not placed in Select List for promotion to higher rank will be considered for promotion upto three times in each rank." 8. Before each Promotion Board, the number has to be fixed and the Chief of Naval Staff has to fix the number. As noted above, the ChiefofNaval Staff had fixed the norms as follows: _Vacancies Area of consideration_ I. Two fresh look cases Two review cases 2. Four fresh look cases Two review cases .., , _'r_ . H 319 U.0.1. v. F.H. DUBASH [PASAYAT,J.] A _>._ 3. Seven fresh look cases Two review cases 9. It is to be noted that review number remains constant at two. There is no dispute that initially the Chief of Naval Staff decided that there was one vacancy. 10. It is to be noted that the High Court has lost sight of one relevant B fact that if two vacancies are to be considered for filling up by the appellant, then the zone of consideration is six officers as against zone of 4 officers taken into account for filling up one vacancy. If the zone of consideration is in respect of two vacancies, then two more officers from within the zone of consideration for filling up the vacancy are to be considered. By order dated C 10.3.2006 this Court had directed that the process as directed by the High Court is to continue, but no final decision can be taken. It was indicated by way of an affidavit that the exercise was undertaken and in the said exercise six officers were considered and the respondent in the promotional list prepared by the appellants is at serial No.4 and accordingly he does not come within the first two names for promotion as Rear Admiral if only two vacancies are D taken into consideration. The first and second persons in the merit list are amongst the three persons who were promoted in the selection by the Promotion Board dated 24.8.2004. 11. The High Court seems to have proceeded on the basis that there was a conflict between the Ministry of Defence Guidelines dated 25th E September, 2000 and Navy Order (Special) 4/99 issued by the Chief of the Naval Staff. The appellants have accepted that there is no conflict and the Navy Order (Special) 4/99 was to prevail. It is to be noted that when all vacancies are made available the panel of officers for consideration has to be accordingly expanded. There appears to be no conflict between the Government F guidelines dated 25.9.2000 and the policy of the equitable distribution of vacancies containing the Naval Order (Special) 4/99. The High Court seems to have proceeded on the basis that when two vacancies were available on 18.6.2004, one vacancy should not have been released and the selection of the respondent was to be done automatically. This does not appear to be the correct approach to be adopted. G 12. The High Court found fault with the procedure adopted i.e. considering one vacancy on 18.6.2004 and two vacancies in the New Board convened on 24th August, 2004 thereby considering cases of five more officers. There is nothing illegal in the procedure adopted. It was inter alia H 320 SUPREME COURT REPORTS 12007] 2 S.C.R. - A noted that while considering the matter on 24th August, 2004, two additional vacancies of 2005 were taken into account keeping in view the guidelines issued by the Ministry of Defence in September, 2000 and five more "First Look officers" of next 18 months batch were included in the list for consideration in accordance with Naval Orders (Special) 4/1999 to ensure equal distribution - B of promotion factor amongst batches. The Chief of Naval Staff is required to approve the Approach papers prepared by the Personnel Branch of the Ministry of Defence. The paper laid down the procedure to be followed by the Board and to supply the information regarding the batches to be considered, number of officers to be selected and other policy decisions. The aforesaid procedure does not appear to have been departed from. The.refore, - C the High Court's approach is clearly erroneous and deserves to be set aside which we direct. The appeal is allowed but without any order as to costs. Appeal allowed. ## K.K.T. J