High CourtDivision BenchAppeal dismissed

Sunil Gupta v. Kirangirhotra

Case / Petition Number:Civil Appeal No. 4729 of 2007
Neutral Citation:2007 (10) SCR 827

Case Details & Bench

Court
High Court
Hon'ble Judges
  • S.B. Sinha
  • Harjit Singh Bedi
Judgment Date
2007-10-09
Court Decision / Holding
Appeal dismissed with costs. The Supreme Court held that a transferee during pendency of probate proceedings is not a necessary party and that citations should be limited to those who claim through or under the Will or deny or dispute its execution. The High Court’s order allowing impleadment was set aside. No orders were required in the contempt petition. The decision emphasizes that the dominus litis remains the court’s central actor and that joining transferees pendente lite is generally unwarranted.
Final Disposition
Appeal dismissed

Parties to the Case

Appellants / Petitioners

  • Sunil Gupta

Respondents

  • Kiran Girhotra
  • Raj Kumar (son of Har Bhagwan)
  • Daughters of Har Bhagwan
  • Other Respondents (Ors.)

Legal Representation & Advocates

Counsels for Petitioners

  • • Raju Ramachandran
  • • Meenakshi Arora

Counsels for Respondents

  • • O.P. Khadaria (for Mitter & Co.)
  • • Indra (Respondent No. 4, In-Person)

Case Synopsis & Summary

This is a civil appeal under the Succession Act, 1925, arising from probate proceedings concerning the estate of Har Bhagwan who died in 1997. Har Bhagwan executed a will on 09.09.1997; respondents (his daughters and others) sought probate in 2000. A rival Will dated 30.10.1997, allegedly by Raj Kumar, led to sale deeds by Raj Kumar in favour of Amit Pahwa, and eventually a sale to a successor of AP. No probate or objections were obtained in respect of the 30.10.1997 Will. Sunil Gupta, as successor of AP, sought impleadment in the probate proceedings, arguing for broader participation to avoid multiplicity of proceedings and to protect the transferee’s interests. The Delhi High Court set aside the impleadment order; the core question before the Supreme Court was whether a purchaser/ transferee of property belonging to a deceased testator should be impleaded as a party in probate proceedings, especially when the purchaser enters pendente lite. The Supreme Court held that a transferee during pendency is not a necessary party. Citations should be made only to those who claim through or under the Will or deny its execution. The Court emphasised that the plaintiff is the dominus litis and that joining a transferee pendente lite is generally unwarranted unless the party has substantive rights to the estate. It relied on Banwarilal Shriniwas, Seth Beni Chand, Bibi Zubaida Khatoon, Kasturi, and Dhannalal to illustrate the limits of party impleadment in probate, distinguishing the role of alienees and transferees in such proceedings.

Provisions of Law Cited

Succession Act, 1925 - Section 263Succession Act, 1925 - Section 283Succession Act, 1925 - Section 307Succession Act, 1925 - Section 211

Legal Doctrines & Maxims

  • dominus litis
  • transferee pendente lite

Submissions & Arguments

Contentions of Appellants / Petitioners

The appellant contends that in probate proceedings there is a risk of multiplicity and that the court's power to implead a party can extend to a transferee pendente lite if it helps resolve the probate matters without conflicting with the will’s execution. They rely on Banwarilal Shriniwas and Seth Beni Chand to argue that a purchaser of property forming subject-matter of the probate should be joined to avoid conflicting outcomes, especially where rights under the estate could be affected by the Will or its execution. They argue that impleadment would prevent undermining the probate process and ensure due notice to all interested parties.

Contentions of Respondents

The respondents submitted that a transferee pendente lite is not a necessary party to probate proceedings. Their position rests on the sound discretion of the court and the principle that the plaintiff in a suit is dominus litis; if the plaintiff chooses to take a calculated risk, the court should not compel joinder of alienees who lack immediate rights to the estate at issue. They relied on established authorities to argue that alienees or transferees, without a direct interest, need not be cited or joined, to avoid multiplicity and delay in probate actions.

Cited Precedents (6)

Case NameCitationTreatmentExplanation
Banwarilal Shriniwvas v. Kumari Kusum Bai and Ors., AIR (1973) MP 69AIR 1973 MP 69Partly Overruled / LimitedThe judgment refers to Banwarilal Shriniwas as a precedent on the role of transferees in probate, but notes a distinction that alienees may be transferees pendente lite, limiting Banwarilal’s broader application.
Seth Beni Chand (since Dead) Now by L.Rs. v. Smt. Kamla Kunwar and Ors., [1976] 4 SCC 554[1976] 4 SCC 554PositiveUsed as authority for the proposition that no citation need be issued to a person who had no right to the property before probate proceedings; influences interpretation of Banwarilal.
Bibi Zubaida Khatoon v. Nabi Hassan Saheb and Anr., [2004] 1 SCC 191[2004] 1 SCC 191PositiveDirectly supports that a transferee pendente lite cannot be impleaded without leave of the court.
Kasturi v. Iyyamperumal and Ors., [2005] 6 SCC 733[2005] 6 SCC 733PositiveCited for the dominus litis concept and the discretionary limits of joining parties in probate proceedings.
Dhannalal v. Kalawatibai & Ors., [2002] 6 SCC 16[2002] 6 SCC 16PositiveCited in support of the discretionary approach in probate and related rights of parties.
Indian Associates v. Shivendra Bahadur Singh & Ors., 104 (2003) DLT 820104 (2003) DLT 820Mentioned OnlyDelhi High Court observation cited to emphasize Will execution considerations but treated as mere persuasive authority.

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Extracted Judgment Text

Exact text extracted from official judgment records.

_)_ A # SUNILGUPTA # _v._ KIRAN GIRHOTRA AND ORS. ## OCTOBER 9, 2007 B ## [S.B. SINHA AND HARJIT SINGH BEDI, JJ.] _Succession Act, 1925-ss. 263 and 283-Probate proceedingsJmpleadment of_ purc~aser _of property belonging to testator as a necessary party-Entitlement of-Held: Transferee of property during_ C _pendency of proceedings is not a necessary party-Citation are necessary to be made to only of those who, claim through or under the Will or deny or dispute execution thereof-On facts, purchaser and! or his predecessor, of the property forming subject matter of Will, took risk of the result of the probate proceedings before purchasing_ D _properties, as such is not a necessary party-Thus, purchaser not entitled to be impleaded in the probate proceedings._ HB executed a Will on 09.09.1997. Respondent-HB's daughters filed application for grant of probate. Sons ofHB filed objections E thereto. Son RK submitted another Will of HB, allegedly executed on 30.10.1997. RK executed sale deeds in favour of AP with regard to the properties forming subject matter of grant under the Will. '"' Neither probate nor objection from other legal heirs was obtained in respect of Will dated 30.10.1997. AP entered into sale agreement in respect of the properties. Appellant, successor of AP filed F application for impleadment in the probate proceedings. Application was allowed. However, High Court set aside the order. Hence the present appeal. _)_ Dismissing the appeal, the Court G HELD: 1 A transferee of a property during the pendency of a proceeding is not a necessary party. Citations are necessary to be made to only of those who, _inter alia,_ claim through or under the Will 827 H 828 SUPREME COURT REPORTS [2007] 10 S.C.R. - A or deny or dispute the execution thereof. Citation should be conspicuously displayed on a notice board. Even otherwise ordinarily a transferee pendent lite without leave of the court cannot be impleaded as a party. Further, plaintiff in the suit is the dominus litis. If he intends to take a calculated risk in the matter, the court may - B not exercise its discretionary jurisdiction. (Paras 13, 17, 20 and 21] [832-G; 833-C; 834-C-D] - 2.1. Sons of late HB had entered Caveats. Their objections - would be considered in the probate proceedings. RK is not only opposing grant of probate in favour of the respondents in respect of - C the Will dated 09.09.1997; but he himself is said to be claiming under a Will executed by late HB on 30.10.1997. RK evidently was aware of the proceedings. If a proceeding had been initiated for grant of probate, appellant and/or his predecessor, AP would be deemed to have notice thereof. Before purchasing the properties, AP and - D consequently the appellant had taken a calculated risk. In a situation of this nature, he is not a necessary party. He took the risk of the result of the probate proceedings. His apprehensions that RK may not take any interest in the litigation cannot by itself be a ground for interfering with the impugned judgment. It is speculative in nature. - E More so, the appellants are only the speculators who had purchased litigated properties. - (Paras 12, 14, 16 and 17] [832-E-F; 833-B, C, D; 833-A] 2.2. High Court in its impugned judgment has noticed that the _y_ F attesting witnesses of the Will had already been examined. If the appellant is impleaded as a party, the clock would be put back. [Paras 14] [832-H] - _Banwarilal Shrinilms_ v. _Kwnari Kusum Bai and Ors.,_ AIR (1973) - MP 69; _Seth Beni Chand (since Dead) Now by L.Rs._ v. _Smt. Kamla_ - G _Kunwar and Ors.,_ [1976] 4 SCC 554; _Bibi Zubaida Khatoon_ v. _Nabi Hassan Saheb and Anr.,_ [2004] 1 SCC 191; _Kasturi_ v. _Jyyamperumal and Ors.,_ [2005] 6 SCC 733; _Dhannalal_ v. _Kalawatibai and Ors.,_ [2002] 6 SCC 1 and _Indian Associates_ v. _Shivendra bahadur Singh & Ors.,_ 104 (2003) DLT 820, referred to. H SUNILGUPTAv. KIRANGIRHOTRA[SINHA,J.] 829 _)_ B CIVIL APPELLATE JURISDICTION: Civil Appeal No. 4729 of A 2007. From the Judgment and final Order dated 31.08.2006 & 13.11.2006 of the High Court of Delhi at New Delhi in Civil Misc. (Main) No. 285 of2006 & Review Petition No. 393 of2006 respectively. ## WITH Contempt Petition (C) No. 270/2007. Raju Ramachandran and Meenakshi Arora for the Appellant. O.P. Khadaria (for Mitter & Co.) for the Respondents and Indra,[c ] Respondent No. 4, In-Person. The Judgment of the Court was delivered by S.B. **SINHA, J.** 1. Leave granted. D 2. The question as to whether a purchaser of a property belonging to the deceased testator should be impleaded as a party in a probate proceedings is the question involved in this appeal which arises out of judgments and orders dated 31.08.2006 in C.M. (Main) No. 285 of 2005 and 13.11.2006 passed in Review Petition No. 393 of2006 by a learned E Single Judge of the Delhi High Court. ·-.; _)_ 3. The property in question admittedly belonged to one Har Bhagwan. He died on 03 .11.1997. He was survived by his wife, four daughters and two sons. Respondents herein are daughters of the said Har Bhagwan. One of the sons of Har Bhagwan was Raj Kumar. Wife of Har Bhagwan has passed away. Allegedly, another son of Har Bhagwan was given in adoption. F 4. Har Bhagwan executed a Will on 09.09.1997. Respondents herein are the beneficiaries thereof. They filed an application for grant of probate G in the year 2000. Both the sons of Har Bhagwan filed objections thereto. Raj Kumar propounded another Will of the said Har Bhagwan which was allegedly executed on 30.10.1997. Indisputably, Raj Kun1ar executed two deeds of sale dated 20.06.2003 and 27.06.2003 in favour of one Amit Pahwa. The properties purported to have been transferred by reason of H \ ~/ \ ## 830 SUPREME COURT REPORTS [2007] 10 S.C.R. - A the said deeds of sale forming subject-matter of the grant under the Will. No probate was obtained in respect of the said Will dated 30.10.1997. Even no objection from other legal heirs of the late Har Bhagwan was obtained. Immediately after execution of the said deeds, the said Amit Pahwa entered into an agreement to sell dated 25.07.2003 in respect of - B one of the properties. In furtherance thereto, a purported deed of sale is said to have been executed in respect of the other property on 29.08.2003. 5. Appellant herein filed an application for his impleadment in the - C said probate proceedings. It was allowed by an order dated 24.12.2004. By reason of the impugned judgment, the High Court has reversed the said judgment and order on an application filed under Article 227 of the Constitution oflndia by the respondents herein. 6. Mr. Raju Ramachandran, learned Senior Counsel appearing on D behalf of the appellant, in support of the appeal, would submit that the High Court committed a serious error insofar as it failed to take into consideration that in a proceeding under the Indian Succession Act, 1925, (for short, 'the Act') the court should always make an endeavour to avoid multiplicity of proceedings. It was contended that the court's power to _r_ - E implead a party, who, _strito sensu,_ may not be a necessary party is wide. Strong reliance in this behalf has been placed on a decision in _Banwarilal Shriniwas_ v. _Kumari Kusum Bai and Ors.,_ AIR (1973) MP 69 as also in _Seth Beni Chand (since Dead) Now by L.Rs._ v. _Smt. Kam/a Kunwar and Ors.,_ [1976] 4 SCC 554]. F 7. Mr. O.P. Khadaria, learned counsel appearing on behalf of Respondent Nos. 1 to 3 and Respondent No. 4, who appeared in person, on the other hand, submitted that the appellant is not a necessary party to the proceeding and, thus, the impugned judgment should not be interfered with. ## G 8. Chapter I of Pai1 IX of the Act provides for grant of Probate and/or Letters of Administration. A probate can be granted only to an executor appointed by the Will. Chapter III of the Act provides for revocation or annulment for just cause. Illustration appended to Section H 263 of the Act reads as under : SUNILGUPTAv. KIRANGIRHOTRA[SINHA,J.] 831 _)_ -.. \ "Illustration A - (i) The Court by which the grant was made had no jurisdiction. - (ii) The grant was made without citing parties who ought to have been cited. - (ill) The will of which probate was obtained was forged or B revoked. - (iv) A obtained letters of administration to the estate of B, as his widow, but it has since transpired that she was never married to him. - c - (v) A has been taken administration to the estate of B as if he had died intestate, but a will has since been discovered. - (vi) Since probate was granted, a latter will has been discovered. - (vii) Since probate was granted, a codicil has been discovered D which revokes or adds to the appointment of executors under the will. - (viii) The person to whom probate was, or letters of administration were, granted has subsequently become of unsound mind." 9. Illustra'tion (ii) provides for revocation of grant if made without citing parties who ought to have been cited. E 10. Section 283 of the Act provides for the powers of the District Judge to grant probate, which is in the following terms : "283. Power of District Judge.- (1) In all cases the District judge F or District Delegate may, ifhe thinks proper, - - (a) examine the petitioner in person, upon oath; - (b) require further evidence of the due execution of the will or the right of the petitioner to the letters of administration, as the case G maybe; - ( c) issue citations calling upon all persons claiming to have any interest in the estate of the deceased to come and see the proceedings before the grant of probate or letters of H 832 SUPREME COURT REPORTS (2007] 10 S.C.R. A administration. (2) The citation shall be fixed up in some conspicuous part of the court-house, and also the office of the Collector of the district and otherwise published or made known in such manner as the Judge or District Delegate issuing the same may direct. B (3) Where any portion of the assets has been stated by the petitioner to be situate within the jurisdiction of a District Judge in another State, the District Judge issuing the same shall cause a copy of the citation to be sent to such other District Judge, who shall publish the same in the same manner as if it were a citation issued by himself, and shall certify such publication to the District Judge who issued the citation.". c 11. Section 307(1) of the Act provides for power of the Executor or Administrator to dispose of property in the following terms : D "307. Power of executor or administrator to dispose of property. - (I) Subject to the provisions of sub-section (2), an executor or administrator has power to dispose of the property of the deceased, vested in him under section 211, either wholly or in part, in such mannef'as he may think fit." E 12. Sons oflate Har Bhagwan had entered Caveats. Their objections would be considered in the probate proceedings. Raj Kumai is not only opposing grant of probate in favour of the respondents herein in respect of the Will date 09 .09 .1997; but he himself is said to be claiming under a F Will executed by Late Har Bhagwan on 30.10.1997. 13. A transferee of a property during the pendency of a proceeding is not a necessary party. Citations are necessary to be made to only of those who; _inter alia,_ claim through or under the Will or deny or dispute G the execution thereof. ,,. _y_ ~ 14. The High Court in its impugned judgment has noticed that the attesting witnesses of the Will had already been examined. If the appellant herein is impleaded as a party, the clock would be put back. Before the High Court as also before us, arguments have been advanced in reg_ard · H SUNILGUPTA _v._ KIRANGIRHOTRA[SINHA,J.] 833 , _,.>_ to conduct of the appellant as also the fact that they are only speculators A who had purchased litigated properties. But we may not go thereinto. 15. In _Banwarilal Shriniwvas_ (supra) whereupon Mr. Ramachandran has placed reliance, the High Court was considering the case of a purchaser in a proceeding under Section 263 of the Act. B 16. Raj Kumar evidently was aware of the proceedings. If a proceeding had been initiated for grant of probate, the appellant and/or his predecessor, Shri Amit Pahwa would be deemed to have notice thereof. 17. Citation, as is well-known, should be conspicuously displayed on a notice board. i3efore purchasing the properties, Amit Pahwa and C consequently the appellant had taken a calculated risk. In a situation of this nature, he is not a necessary party. He took the risk of the result of the probate proceedings. His apprehension that Raj Kumar may not take any interest in the litigation cannot by itself a ground for interfering with the impugned judgment. It is speculative in nature. D 18. In _Seth Beni Chand_ (supra), whereupon reliance has been placed by Mr. Ramachandran, this Court was considering an argument as to whether alienees of properties are entitled to citation in probate proceedings. This Court proceeded on the assumption that _Banwarilal_ E _Shrinivas_ (supra) lays down the correct law. But even therein a distinction was made stating that the alienee was a transferee _pendent lite._ The said decision, therefore, is an authority for the proposition that no citation need be issued to any person who had no right to the property prior to the commencement of the probate proceedings. This Court in no uncertain F term opined that the alienees had no right to be heard in the appeal The said decision, therefore, runs counter to the submission of Mr. Ramachandran. 19. We may notice that a Division Bench of the Delhi High Court in _Indian Associates_ v. _Shivendra Bahadur Singh & Ors.,_ [104 (2003) G DL T 820], opined that the court must be satisfied in regard to the execution of the Will. It is not concerned with any other arrangement. It was held: "26. The respondent on the other hand have tried to distinguish H 't 834 SUPREME COURT REPORTS [2007] 10 S.C.R. A the cases relied upon by the appellant by contending that all those were cases where, certain persons were allowed to intervene or were imp leaded but all were cases of family members and as such as the appellant-herein, could apply to be made a party in probate proceedings. B c 27. During the hearing of the matter, we drew the attention of both the parties to the provisions of Section 307 of the Succession Act, which made the permission of the court to be mandatory for purposes of transfer of property by an administrator. Both the parties were heard on this aspect." 20. Even otherwise ordinarily a transferee pendent lite without leave of the court cannot be impleaded as a party. [See _Bibi Zubaida Khatoon_ v. _Nabi Hassan Saheb and Anr.,_ [2004] 1 SCC 191]. D 21. Furthermore, the plaintiff in the suit is the do minus litis. If he intends to take a calculated risk in the matter, the court may not exercjse its discretionary jurisdiction. [See _Kasturi_ v. _lyyamerumal and Ors.,_ [2005] 6 SCC 733 - Para 18 and _Dhannalal_ v. _Kalawatibai & Ors.,_ [2002] 6 sec 16, Para 23] E 22. For the reasons aforementioned, we do not find any merit in this appeal, which is dismissed accordingly with costs. Counsel's fee assessed at Rs. I 0,000/-. 23. In view of the aforementioned judgment and order, no orders are necessary to be passed in the contempt petition. F N.J. Appeal dismissed. dismissed. Appeal dismissed. dismissed.