High CourtConstitution BenchAppeal allowed; remitted to High Court for disp...

State of Uttar Pradesh v. R. B. Agarwal

Case / Petition Number:Criminal Appeal No. 178 of 1965
Neutral Citation:1966 SCR 463

Case Details & Bench

Court
High Court
Hon'ble Judges
  • Gajendragadkar, C. J.
  • K. N. Wanchoo
  • J. C. Shah
  • B. S. M. Srikri
  • V. Ramaseswami
Judgment Date
1966-02-04
Court Decision / Holding
Appeal allowed; the High Court’s order refusing to entertain the certificate application is set aside; the matter is remitted to the High Court for disposal on merits in accordance with law
Final Disposition
Appeal allowed; remitted to High Court for disposal in accordance with law

Parties to the Case

Appellants / Petitioners

  • State of Uttar Pradesh

Respondents

  • R. B. Agarwal

Legal Representation & Advocates

Counsels for Petitioners

  • • O. P. Rana

Counsels for Respondents

  • • R. K. Garg

Case Synopsis & Summary

This case concerns the scope and remedy under Article 134(1)(c) of the Constitution, regarding a State’s right to obtain a certificate to appeal to the Supreme Court from a High Court judgment, final order, or sentence in a criminal case. The respondent was tried for offences under sections 467 and 471 IPC and convicted; on appeal the High Court acquitted him. The State thereafter applied for a certificate under Article 134(1)(c). The Allahabad High Court rejected the application on the basis that Article 134(1)(c) does not provide for an appeal from a High Court’s order of acquittal, citing earlier decisions (Majumdar and Limsey) as controlling. The Supreme Court held that once a conviction is set aside by the High Court on appeal, the State is entitled to move the High Court for a certificate under Article 134(1)(c), and such an application cannot be rejected in limine on grounds of incompetence; it must be entertained and decided on merits. The Court overruled the observations in S. Majumdar v. A. Brahmachari and the Ramakrishna Ganpatrao Limsey line, clarifying that the worded sweep of Art. 134(1)(c) is broad enough to cover acquittals arising in High Court appeals, and that the remedy is merit-based. The appeal is allowed and the matter remitted to the High Court for disposal in accordance with law, and the judgment is delivered by a Constitution Bench.

Provisions of Law Cited

Article 134(1)(c) of the ConstitutionArticle 134(1)(a) and (b) of the ConstitutionArticle 136 of the ConstitutionSections 467 and 471 of the Indian Penal CodeSection 417 of the Code of Criminal Procedure

Legal Doctrines & Maxims

  • The sweep of Article 134(1)(c) is wide to permit a certificate from any judgment, final order, or sentence in a criminal proceeding of a High Court.
  • An Article 134(1)(c) application cannot be rejected in limine on the ground of incompetence; it must be entertained and decided on the merits.
  • Art. 134(1)(c) confers a right to obtain a certificate for appeal, not a direct right of appeal; the High Court decides the merit of certification.
  • The High Court’s certification power is subject to overriding powers under Article 136.
  • No separate constitutional provision is necessary to cover orders of acquittal under Article 134(1)(c).

Submissions & Arguments

Contentions of Appellants / Petitioners

The State contends that Article 134(1)(c) plainly authorizes an application to the High Court for a certificate from any judgment, final order, or sentence, and such an application is competent and must be entertained on its merits. It asserts that a High Court order acquitting a convicted person on appeal falls within the scope of Article 134(1)(c) and that the merits of the certificate should be considered before issuance.

Contentions of Respondents

The respondent contends that Article 134(1)(c) does not create a right to appeal from an order of acquittal; thus the High Court’s acquittal order cannot be subjected to certification. The High Court’s refusal to entertain the certificate was proper under Article 134(1)(c).

Cited Precedents (4)

Case NameCitationTreatmentExplanation
S. Majumdar v. A. Brahmachari and OthersCr. A No. 21 of 1960OverruledThe Court disapproved the observations in Majumdar about lack of provision to cover such applications; Art. 134(1)(c) is broad enough to include acquittal-based appeals.
State Government, Madhya Pradesh v. Ramakrishna Ganpatrao Limsey and OthersA.I.R. 1954 S.C. 20OverruledLimsey’s observations were disapproved; the Article 134(1)(c) sweep covers such cases.
Shantiranjan Majumdar v. A. Brahmachari and Others—OverruledThe observations in Majumdar’s case were considered inconsistent with the broader interpretation now adopted.
State Government, Madhya Pradesh v. Ramakrishna Ganpatrao Limsey and OthersA.I.R. 1954 S.C. 20OverruledDisapproved; reiterated that Art. 134(1)(c) has a wide sweep.

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Extracted Judgment Text

Exact text extracted from official judgment records.

STATE OF UTIAR PRADESH _v._ R. B. AGARWAL _February_ 4, 1966 A (P. . GAJENDRAGADKAR, C. _].,_ K. N. WA1'CHOO, J.C. SHAH, B S. M. SJKRI AND V. RAMASWAMI, JJ.j _CoMtilllllon_ _of_ _Indio Art._ 134( I)( _c)-Hlgh_ _Cornt acquiu_ _p'1'sorr_ _convlcttd_ _by_ _trial_ _court-State's_ _applit:otlon /or certi{icatl,_ _II_ _corrtp.i1nt._ If an accused person is convicted by the trial court and on appeal to the High Court, his conviction is set aside the State is entiUed to apply to the High Court for certificate under Art. l34(l)(c). Such an application cannot be rejected _In_ _I/mine_ on the ground that it is incompetent; it has to be entertained and considered and decided on the merits. (465 DJ The relevant words in Art. 134(1 )(c) are wide in their •weep. They authoriae an application for a certificate from any judpnent, final order, or sentence in a crimioal proceeding of a High Court. The sweep 6f the relevant words used in Art. 134(1 )(c) being very wide, it is not necessary _to_ took for any separate provision in the Cons11tution which would correspond to a. 417 Cof!e of Ctiminal Procedure. (464 HJ Observations contra in _S. Maiumdar_ v. _A._ _Brahmachari and Others,_ Cr. A No. 21 of 1960, dt. 14-9-1964 and _Start Government, Madhya_ l'rad~h _v._ _Ramakrl.thna Ganpatrao_ _Llmsey and_ _others_ A.l.R. _1954_ S.C. 20, disapproved. CRIMINAL APPELLATE JURJSDJCTION : Criminal Appeal No. 178 of 1965. Appeal by special leave from the judgment and order dated August 26, 1965 of the Allahabad High Court (Lucknow Bench) at Lucknowin S. C. Appeal No. 85 of 1965. _O. P. Rana,_ for the appellant. _R._ _K._ _Garg,_ for the respondent. The Judgment of the Court was delivered by ### Gajendragadkar, C. J. If an accused person is convicted by the trial court, but on appeal to the High Court is acquitted, can the State move the High Court under Art. 134(1)(c) of the Constitution for a certificate that the case in question is a fit one for appeal to the Supreme Court? That is the short question which arises in this appeal by special leave. The respondent R. B. Agarwal was committed to the sessions for trial by the Judicial Officer, Lucknow under sections 467 and 471 of the Indian Penal Code. The learned Assistant Sessions Judge who tried his case, dropped the charge under section 471, but convicted the respondent under s. 467, l.P.C. and sentenced # c E G H # ·' \ ### u. P. STATE v. AGARWAL (Gajendragadkar, C./.) 463' A him to suffer rigorous imprisonment for five years and to pay a fine of Rs. 10,000/· and in default to undergo further rigorous imprisonment for a period of two years. The respondent challenged the said order of conviction and sentence by preferring an appeal before the High Court of Judicature at Allahabad, Lucknow Bench. The High Court allowed the respondent's appeal, set aside the order of conviction and sentence imposed on him by the trial court, and directed that he should be acquitted. The appellant, the State of Uttar Pradesh, then applied to the High Court for a certificate under Art. l34(1)(c) of the Constitution. The High Court has rejected the said application on the ground "that in view of the latest pronouncement of the Supreme Court in S. _Majumdar_ v. _A._ _Brahmachari_ _and_ _Others(')._ Article 134 does not provide for an appeal to the Supreme Court from an order of acquittal by the High Court". It is this order refusing to entertain the appellant's application for certificate on the ground that it is incompetent under Article 134(l)(c). which is challenged before us by the appellant in the present appeal. Mr. Rana for the appellant contends that the words used in Art. l34(l)(c) are plain and unambiguous, and they do not justify the view taken by the High Court that it is not open to the State to move the High Court for a certificate in a case where the High Court has set aside the order of conviction and sentence passed by the trial court against an accused person. Article 134(1)(c) provides that an appeal shall lie to the Supreme Court from any judgment, final order or sentence in a criminal proceeding of a High Court in the territory of India if the High Court certifies that the case is a fit one for appeal to the Supreme Court. It will be noticed that in tLe present appeal, we are not concerned with the question as to whether the application made by the appellant for a certificate should be granted or not; that is a part of the merits of the enquiry which the High Court will have to hold in case we come to the conclusion that the High Court was in error in taking the view that the application made by the appellant was incompetent. The stage to consider the merits of the said application can arise only if and after the application is held to be competent. Now the relevant words in Art. 134(1)(c) are wide in their sweep. They authorise an application for a certificate from any judgment, final order, or sentence in a criminal proceeding of a High Court. It is difficult to see how an order of acquittal passed by the High Court in an appeal preferred before it by convicted accused person cannot be said to be a judgment, or final order in a criminal proceeding of the High Court. Therefore, on the plain. words of Art. 134(l)(c), we see no escape from the conclusion (I) Criminal Appeal No. 21 of 1960 decided on September 14, 1964. ## • . _1_ B # c D E F G H SUYJUIMJI COtlaT J.BPOllTS (1966) 3 S.C.lt. ### that if an accused person is convicted by the trial court and on A appeal, the High Court sets aside the said order of conviction, it would be competent to the State to apply to the High Covt for certificate under Art. 134(1)(c) of the Constitution.,. Art. 134(1)(a) and (b) confer a right of an appeal to this Court, whereas Art. 134(l)(c) confers a right on the aggrieved party to make an application for a certificate; and it is for the High Court to consider whether the certificate of fitness should be issued or not. Art. 134(1)(c) docs not, therefore, give the State a right to move this Court by way of an appeal against the order of acquittal passed by the High Court in appeal. Nevertheless, it has a right to move the High Court for a certificate in that behalf. In our opinion, this position is plain and unambiguous. It, however, appears that in _The_ _State Government, Madhya_ _Pradesh_ v. _Ramakrishna_ _Ganpatrao_ _Limsey and Others_ ( [1] ), this Court has made certain observations which are likely to create an impression that an application for a certificate would be incompetent in regard to cases where an order of conviction passed by the trial Court has been set aside by the HigA Court on appeal. The said case had come to this Court under Art. 136 by special leave, and on the merits this Court came to the conclusion that no case had been made out for interference by this Court with the order passed by the High Court which was under appeal. That shows that the question as to whether an application for a certificate can be made by the State against an order of acquittal by the High Court on appeal, did not fall to be considered at all. Even so, incidentally, this Court has referred to Article 134 and has observed that Art. 134 does not provide for an appeal from a judgment, final order, or sentence in a criminal proceeding of a High Court if the High Court has on appeal reversed an order of conviction of an accused person and has ordered his acquittal. In this connection, it has also been observed that there is no provision in the Constitution corresponding to s. 417 of the Code of Criminal Procedure and such an order is fmal, subject however to the over-riding powers vested in this Court by Art. 136 of the Constitution. With respect, the fact that no provision has been made in the Constitution which may be said to correspond to s. 417, Cr. P. C., is of no significance in view of the fact that tho words used in Art. 134(l)(c) are wide enough to take in appellate orders of acquittal passed by the High Courts while dealing with appeals brought before them by accused persons who are convicted by the trial courts. As we have already i~dicated, t~e sll'.ee_P of the relevant words used in Art. I34(l)(c) bemg very wide, 1t ':5 hardly necessary to look for any separate provision in the Conslltution which would correspond to s. 417, Cr. P. C. Therefore, B # c ## • D F G \ H I A.l.R. 19S4 S.C. 2J. B ## • **.D** .'F **H** # u. P. STATE v. AGARWAL (Gaiendragadkar, c. J.) 465 we do not think that the observations made by this Court in _Lim·_ _sey' s_ case(') can be said to represent correctly the true legal p~si­ tion as to the scope and effect of Art. 134(l)(c) of the Constitution. In _Shantiranjan Majumdar's_ case(2) this Court was again dealing with an application brought before it under Art. 136 by special leave, and in considering the merits of the appeal, incidentally, reference has been made to the earlier decision of the Court in _Limsey's case(•)_ and it has been observed that according to the said decision there is no provision in the Constitution corresponding to s. 417, Cr. P. C. and, therefore, the order of acquittal made by the High Court is final, subject however to the over-riding powers of this Court under Act. 136 of the Constitution: What we have said about the relevant observations made in _Limsey' s_ case(') applies equally to the observations made in _Shantiranjan_ _M ajumdar 's_ case(2). ### In our opinion, therefore, the true legal position is that if an accused person is convicted by the trial court and on appeal to the High Court, his conviction is set aside, the State is entitled to apply to the High Court for a certificate under Art. 134(l)(c). Such an application cannot be rejected _in_ _limine_ on the ground that it is incompetent; it has to be entertained and considered and decided on the merits. The result is the appeal is allowed, the order of the High Court refusing to grant a certificate on the ground that the application made by the appellant in that behalf is incompetent, is set aside and it is remitted to the High Court for disposal in accordance with law. After we granted special leave to the appellant to file an appeal against the impugned order refusing to entertain the appellant's application for a certificate, as a matter of precaution, to save limitation, the appellant has also filed an application for special leave to appeal to this Court against the appellate decision of the High Court on the merits. We cannot and do not propose to deal with the said application, because 0.21 •· 2 of the Supreme Court Rules provides, _inter alia,_ that where an appeal lies to the Supreme Court on a certificate issued by the High Court, no application to the Supreme Court for special leave to appeal shall be entertained unless the High Court has first been moved and it has refused to grant a certificate. We would, therefore, direct that the application for special leave filed by the appellant should stand over until the final decision by the High Court on the merits of the appellant's application for certificate which we are remitting to the High Court for decision in accordance with law. _Appeal allowed._ (I) ~~**A.l.R.**~~ 1954 S.C. 20. (2) Cr. ~p. No. 21 of 1460 dt. Sept. 14, 1964