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STATE OF U.P.
_v._
RAM CHANDRA TRIVEDI
_September_ I, 1976
_[_ H. R. KHANNA, R. S. SARKARIA AND JASWANT SINGH, JJ.].
_Practice-Duty_ _of High Court when there is_ confiic~ _between_ _decision.o_ _of_ _the_
_Supreme Court-Upsettinf! concurrent_ _findin!JS_ _of_ _fact_ _in_ _second_ _appeal-_
_Propriety._
_Constitution_ _of_ _India,_ 1950 _Art._ _311-Termlnation_ _of_ _services_ _of_ _temporary_
C _servam-Protection_ _of_ _article when applicable._
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The respondent was appointed as a temporary clerk in an engineering
::fivision of the Government. The attempt of another clerk to impersonate an:!
appear for him in a departmental examination was detected. The Executive
Engineer obtained explanations from both the clerks and reported the ·matter to
the Superintending Engineer, who brought the matter to the notice of the Chief
Engineer. The Chief Engineer wrote to the Superintending Engineer to award
suitable punishment. The Superintending Engineer passed the order that · the
respondent a "temporary clerk is hereby served with one month's notice to
the effect that his services shall not be required after one month from the
date of receipt of this notice." The respondent filed a suit challenging the
order on the ground that the termination was one passed by way
of punishment and therefore attracted Art. 311 of the Constitution;
and since the provisions of tha Article had not been complied
with the order was void. The Trial Court and the First Appellate Court dismissed
the suit. But the High Court went through the official correspondence preceding
the passing of the impugned order, and o~rving that a close scrut'ny of the
feels on record showed that the order was passed by way of r punishment on the
basis of the enquiry proceeding and as a result of the recommendation by the
Executive Engineer followed by the direction issued by Chief Engineer, allowed
the second appeal.
Allowing the appeal to this Court,
HELD : (!) It is no longer open to any ohe to urge that the cons'tutional
position in regard to cases of the present nature is not clear. An examination of
the decisions of this Court shows that there is no real conflict in their _ratio_
_decidendi._ Even if there is a conflict, the proper course for a High Court i~ to
find out and follow the opinion expressed by larger benches of this Court in pre.
ference to those expressed by smaller benches of this Court. This practice is
followed by thi; Court itself and has hardened into a rule of law. [475B-C]
_Union_ _of_ _India_ & _A nr._ v. _K._ S. _Subramanian,_ [1977] _1_ S.C.R. 87, followed. . .
_State_ _of_ _U.P._ & _Ors_ v. _Sughw Singh_ [1974] 2 S.C.R. 335: (1974) _1_ S.C.C.
218, _The State_ _of_ _Punjab<_ v. _P.S. Cheema_ A.I.R. 1975 S.C. 1096, _Satish Chandra_
_Anand_ v. _The Union_ _of_ _India_ [1953] S.C.R. _655,_ _Shyam I.al_ v. _State_ _of_ _U.P._
[1955] _1_ S.C.R. 26, _Parshotam Lal Dhingra_ v. _Union_ _<Yf_ _India_ [1958] S.C.R. 828,
_Gopi Kishore_ _Praso<J_ v. _Union_ _of_ _India_ A.LR. 1960 S.C. 689, _The State_ _of_
_Oris.rn_ & _Anr._ v. _Ram Narayan Das_ [1961] I S.C.R. 606, _Madan Gopa/_ v. _State of_
_Punjab_ [1963] 3 S.C.R. 716, _Rajendra Chandra Banerjee_ v. _Union_ _of_ _India_
[1964] 2 S C.R. 135, _Champc1klal_ _Chimanfal Shah_ v. _The Union_ _of India_ [1964]
3 S.C.R. 190, _Jagdlsh Mitter_ v. _Union_ _of_ _India_ A.I.R. 1%4 S.C. 449, _State_ _of_
_Punjab_ & _Anr._ v. _Shri Sukh Raj Bahadur_ [1968] 3 S.C.R, 234, _Union_ _of_ _India_
U.P. _v._ RAM CHANDRA TRIVEDI _(Jaswant Singh,_ _J.)_ 463
_&_ _Ors._ v. _R._ _S._ _Dhaba_ (1969] 3 S.C.C. 603. _State_ _of_ _Bihar_ & _Ors._ v. _Shiva_ A
_BJUkshuk Mishra_ (1971] 2 S.C.R. 191, _R. S._ _Sir.ti_ v. _The State of U.P._ & Or~.
[1974] 3 S.C.R. 754, _Shamsher Singh_ & _Anr._ v. _State_ _of Puniab_ [1975] 1 S.C.R.
814 and _The Regional Manager_ & _Anr._ v. _Pawan Kumar Dubey_ [1976] 3 S.C.R.
540. referred to.
'(2) Before it is held that an order terminating the services of a Government
servant amounts tQ punishment the Court must hold that either of the two
tests, namely, (a) that the servant had, a _right to the pdst_ or (b) that h.e had B
been visited with evil consequences such as forfeiture of pay etc., is satisfied.
Therefore, an order terminating the services of a _temporary servant or proba,_
_tioner_ under the Rules of employment and without anything more will not
attract Art. 311. Where a departmental enquiry is. contemplated but an enquiry
is not in fact proceeded with, Art. 311 will not be attracted unless it can be
shown that the order, though unexceptionable in form, is ma<le foJliowing a
report based on misconduct. Even though misconduct, negligence, illefficiency
or other disqualification may be the _motive_ for the order of termination, if a
right exists under the contract or the rules to terminate his services, then Art. C 311(2) is not attracted unless the misconduct or negligence is the very _founda-_
_tion_ of the order. Where there are no express words in the impugned order
itself, which throw a stigma oh the Government servant, the Court would not
delve into secretariat files to discover whether some kind or stigma could be
inferred on such research. [469 A-B; 473 C; 471 H; 475 Fl
_Parshotam Lal Dliingra_ v. _Union_ _of_ _India_ [1958] S.C.R. 828, _R._ _S._ _Sia/_ v.
_The State_ _of_ _U.P._ _&_ _Ors._ [1974] 3 S.C.R. 754, _Shamsher Singh_ _&:_ _Anr._ v. D
_State_ _of_ _Punjab_ [1975] 1 S.C.R. 814 and _l. N. Saksemi_ v. _State_ _of_ _Madhya_
_Pradesh_ [1967] 2 S.C.R. 496 followed.
( 3) The respondent was a temporary hand and had no right to the post.
Under the contract of service and the service rules applicable to him the
State had the right to terminate his services by giving him one month's notice.
The order _ex-facie_ is an order of termination of service _simpliciter._ It dOC8
not cast any stigma on the respondent nor does it visit him with evil consequences, nor is it founded on misconduct. Therefore, the respondent could E
not Invite the Court to go into the motive behind the order and claim the
protecti6n of Art. 311(2) of the Constitution. [475 D-E]
{ 4) The High Court failed to appreciate the true legal and constitutional
position and upset the concurrent findings of fact arrived at by the Courts
below, ignoring the well settled principle of law that a second appeal cannot
be entertained on the ground of erroneous findings of fact, however, gross the
error might seem to be. [475 G-H] F
_Paras_ _Nath Thakur_ v. _Smt. Mohani Das_ _&:_ _Ors._ (1960] 1 S.C.R. 271 _Sri_
_Sinna Ramanuja_ !~er _&_ _Ors._ v. _Sri Ranga Ramanuja Jeer_ _&:_ _Anr._ [196::i] 2
S.C.R. _509,_ _P._ _Ramachandra_ _Ayyar_ v. _Ramalingam_ [1963] 3 S.C.R. 604 and
_Madamanchi Ramappa_ & _Anr._ v. _Muthaluru Bojappa_ [1964] 2 S.C.R. 673,
referred lo.
CIVIL APPELLATE JURISDICTION : Civil Appeal No. 258/76.
Appeal by Special Leave from the Judgment and Order dated 3-1-75
of the Allahabad High Court in Second Appeal No. 2261/66.
G .. _N._ _Dikshit_ and _0._ _P._ _Rana,_ for the Appellant.
_Promod Swarup_ and _Manoj Swarup,_ for the Respondent.
The Judgment of the Court was delivered by
JASWi\NT SINGH, J. This appeal by special leave is directed against
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464 SUPREME COURT REPORTS [1977] l S.C.R.
the judgment and decree dated January 3, 1975, of the High Court of
Judicature at Allahabad setting aside the judgment and decree dated
July 27, 1965, of the Second Additional Civil Judge, Jhansi, whereby
the latter affirmed the judgment and decree of the trial Court dismissing the respondent's suit for declaration that order dated November
29, 1961, passed by the Superintending Engineer, Circle IV, Irrigati'Oll
Works, Jhansi, U.P. terminating the services of the respondent was void
and ineffective in law and he was entitled to recover a sum of Rs. 2147 /as arrears of pay and dearness allowance from the appellant.
The facts leading to this appeal are : The respondent herein was
appointed as a temporary clerk in Gur Sarain Canal Division, Jhansi,
on May 16, 1954. Seven years. later, he was required to appear in a
departmental examination which was held in July, 1961. On July 12.
1961, an optional typewriting test was held by the Department In
that test the Executive Engineer, Investigation and Planning Division.
Jhansi, it is alleged, detected Gopal Deo Santiya, a clerk of Bhandcr
Canal Division, attempting to personatc and appear for the respondent.
He obtained t11e explanation of both the clerks and reported the matter
to the Superintending Engineer of his Division. Considering the explan:itions tendered by the clerks to be unsatisfactory, the Superintending
Engmeer brought the matter to the notice-of the Chief Engineer, Irrigation Department, Lucknow. The Chief Engineer wrote back to the
Superintending Engineer asking him to award suitable punishment to
the aforesaid two clerkis. The Suoerintending Engineer thereafter issued
orders terminating the services of both the clerks. The order that was
### passed in respect of and served on the respondent ran as follows :
"No. E-70/IV /259
Dated Jhansi,
November 29, 1961
OFFICE MEMORANDUM
Shri Ram Chandra Trivedi, Temoorary Routine Grade
Clerk is hereby served with one month's notice to the effect
that his services shall not be required after one month from
the date of receipt of this Notice.
Sd/- S. P. Sahni.
Superintending Engineer."
The respondent attempted to have the above order rescinded by
making representations to the Chief Engineer, and the Minister of Irrigation, U.P. which proved abortive. The respondent thereupon challenged the aforesaid order of termination of his services by instituting
the aforesaid suit averring _inter_ _a/ia_ that the order not being an order
of termination of his service _simnliciter_ but bPing one passed bv way
of punishment, attracted the applicability of Article 311 of the Constitution which not having been complied with rendered the order void and
ineffective in law. The suit was resisted by the appellant on the ground
that the respondent was only a temporary hand; that under the contract
of service as also the rules applicable. to temporary Government servants, the respondent was liable to be dischamed any time even though
an enquiry in respect of a charge of misconduct might have been insti
u. P.,._ RAM .CHANDRA TRIVEDI _(la.want_ _Singh,_ _I.)_ .465
tutcd against him; and that the i;,,pugned ~rder not having bc~n l?assed
as a measure of punishment but being a sunple .order of t~rmma!!~n. of
the respondent's services without cas~ng any stigma on him or .vmting
him with evil consequences, was valid both under the aforesa~d rules
and the contract of senice. The grotmds of attack made agamst the
impugned order did not find favour with the trial Court w~ich dismissed
the suit. Aggrieved by the judgment and decree of the trrnl Court, !11.e
rc;opond00t took tho matter in appeal to the Second Add1rlonal ClVll
Judge, Jhansi, who affirmed the judgment and decree of the trial Court.
Both the Courts found that the impugned order was valid in law as
it was a simple order of termination of service and not having been passed
by way of punishment, it did not attract the provisions of Article 311 (2)
of the Constitution. Dissatisfied with these judgments, the respondent
preferred a second appeal to the High Court of Judicature at Allahabad,
which as already stated was allowed by a learned Single Judge of that
Court.
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\\1tile oversetting the concurrent findings of fact arrived at by the
coiirts below and decreeing the respondent's aforesaid suit, the learned
single Judge went through the official correspondence preceding the
passing of the impugned order and observed that a close scrutiny of the D
facts on record showed that the order was passed by way of punishment
on the basis of the enquire proceedings and as a result of the recommendation made by the Executive Engineer followed by the direction
issued by the Chief Engineer that the respondent should be suitably.
punished. It is against this judgment and decree that the present appeal
has been preferred by the State of U.P. .
.Mr. Dixit, learned counsel appearing on behalf of the appellant, has
urged that the High Court acted illegally in reversing the concurrent
findings of fact ;urived at by the courts below and quashing the impugned order which was a simple order of temtination of the respondent's services and had been validly passed in accordance with the rules
relating to temporary Government servants and the contract of service.
#### !Ie has further contended that the learned Single Judge could not probe
into the departmental files to support his finding that the impugned order
was passed against the respondent by way of punishment. He has in
support of his submissions, relied upon a number of decisions of this
Court.
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_As_ against this, lt has been vehemently urged by Mr, Garg, learned
cotmsel for the reSJ?Ondent, that the constitutional position in regard to
the orders of the impugned nature _is_ not well settled in view of the G
c.on1licting ~ecisions of this Court particularly in view of the observations made m _State_ _of_ _U.P._ _&_ _Ors._ v. _Suf!har_ _Sineh(')_ anrl _ThD_ _State_
_of Punjab_ v. _P._ _S. Cheemi1(_ _[2]_ _),_ Mr. Garg has further contended that the
c_rrcumsta_nccs attending the issue of the impugned order clearly establish that 11 was passed by way of. punishment .
. I~ would, i!I our opini~n, be appropriate at the outset to refer to the H
dec1S1ons of this Court which have an important bearing on the instant
(I) [1974) 2 S.C.R. 335=[1974] l S.C.C. _218._
(2) A.LR 1975 S.C. _1096 •._
466 SUPREME COURT REPORTS (1977) 1 S.C.R.
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"Shortly put, the principle is that when a servant has
right to a post or to a rank either under the terms of the
coniraet of employment, express or implied, or under the
rules governing the conditions of his service, the termination
of the service of such a servant or his reduction to a-lower
post is by itself and _prima facie_ a punishment, for it operates
as a forfeiture of his right to hold that post or that rank and
to get the emoluments and other benefits attached thereto.
But if the servant has no right to the post, as where he is
appointed to a post, permanent or temporary either on probation or on an officiating basis and whose temporary service
has not ripened into a quasi-permanent service as defined in
the Temporary Service Rules, the termination of his employment does not deprive him of any right and cannot, therefore, by itself be a punishment. One test for determining
whether the termination of the service of a Government servant is by way of punishment is to ascertain whether the
servant, but for such termination, had the right to hold the
post. If he had a right to the post as in the three cases
hereinbefore mentioned, the termination of his service will
by itself be a punishment and he will be entitled to the protection of Article 311. In other words and broadly speaking, Art. 311 (2), will apply to those cases where the Government servant, had he been employed by a private employer
will be entitled to maintain an action for wrongful dismissal'.
removal or reduction in rank. To put it in another way, if
the Government has" by contract, express or implied, or,
under the rules, the nght to terminate the employment at any
time, then such termination in the manner provided by the
contract or the rules is, _prima_ _fade_ and _per se,_ not a punishment and docs not attract the provisions of Art. 311.
It does. not. however: follow that, except in the three
cases mentioned above, m all other cases, termination of
(!) (1953] S.C.R. 655.
(2) [1955] l S.C.R. 26.
(3) [1958] S.C.R. 828.
case and to dispel the doubts sought to be created by Mr. Garg with
regard to the constitutional position in relation to the applicability of
Article 311 ( 2) of the Constitution, resulting from the said decisions.
_In_ _Satish Chandra Anand_ v. _The Union of_ _India('),_ it was held by
. this Court that any and every termination of service does not amount
to dismissal or removal and a termination of service brought about by
exercise of a contractual right is not _per se_ dismissal or removal. On
the same reasoning, this Court laid down in _Shyam_ _Lal_ v. _State_ _of_
_U.P._ (") that the termination of service by compulsory retirement in
terms of specific rule regulating the conditions of service is not tantamount to the infliction of punishment and does not attract Article
311(2).
In _Parshotam Lal Dhingra_ v. _Union_ _of_ /lldia( [3] ) which is regarded
as the Magna Carta of the Indian Civil Servant, Das, C.J. speaking for
the majority made the following illuminating observations :
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u. P. _v._ RAM CHANDRA TRIVEDI _(Jaswant Singh,_ J.) 467
service of a Government servant who has no right to his post,
e.g., where he was appointed to a post, temporary or permanent, either on probation or on an officiating basis and
had not acqurred a quasi-permanent staLUs, the term1nac1on
cannot, in any circumstance, be dismissal or removal from
service by way of punishment. Cases may arise where the
Government may find a servant unsuitable for the post on
account of misconduct, negligence, inefficiency or other dis•
qualification. If such a servant was appointed to a post,
permanent or temporary, either on probation or on an officiating basis, then the very transitory character of the employment implies that the employment was terminable at any time
on reasonable notice given by the Government. Again if
the servant was appointed to a post, permanent or temporary,
on the express condition or term that the employment would
be terminable on say a month's notice as in the case of
_Satish Chander_ _Anand_ v. _The Union_ _of India_ (supra), then
the Government might at any time serve the requisite notice.
In both cases the Government may proceed to take action
against the servant in exercise of its powers under the terms
of the contract of employment, express or implied, or under
the rules regulating the conditions of service, if any be applicable, and ordinarily in such a situation the Government
will take this course. But the Government may take the
view that a simple termination of service is not enough and
that the conduct of the servant has been such that he deserves
a punishment entailing penal consequences. In such a case
the Government may choose to proceed against the servant
on- the basis of his misconduct, negligence, inefficiency or the
like and inflict on him the punishment of dismissal, removal
or reduction carrying with it the penal consequences. In
such a case the servant will be entitled to the protection of
Art. 311 (2).
The position may, therefore, be summed up as follows _:_
Any and every termination of service is not a dismissal,
removal or reduction in rank. A termination of service
brought about by the exercise of a contractual right is not
_per se_ dismissal or removal, as has been held by this Court
in_ Sat~sh _Chander_ ;tn~nd v. _The_ __LJnion_ _of_ _India_ (supra).
Likewise the termmat1on of service by compulsory retirement in terms of a specific rule regulating the conditions of
service is not tantamount to the infliction of a punishment
and does not attract Art. 311 (2), as has also been held by
this Court in _Shyam Lal_ v. _The State_ _of_ _Uttar_ _Pradesh_
(supra). In either of the two above mentioned cases the
termination of the service did not carry with it the panel
consequences of loss of pay, or allowances .under r. 52 of
the Fundamental Rules. It is true that the misconduct
negligence, inefficiency or other disqualification may be th;
motive or the inducing factor which influences the Government to take action under the terms of the contract of
employment or the specific service rule, nevertheless, if a
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SCPREJ\1E COURT REPORTS [1977) l S.C.R.
right exists, under the contract or the rules, to terminate the
s·crvice the motive operative on the mind of the Government
is as Chagla C.J. has said in _Shriniras_ _Ga11esh_ v. _Union oj_
l~dia(') wholly irrelevant. In short, if the termination of service is founded on the right flowing from contract of the
service rules tUJcn, _prima facie,_ the termination is not a
punishment and carries with it no evil consequences and so
Art. 311 is not attracted. But even if the Government has,
by contract or under the rules, the right to terminate the
employment without going through the procedure prescribed
for inflicting the punishment of dismissal or removal or
reduction in rank, the Government may, nevertheless, choose
to punish the servant and if the termination of service is
sought to be founded 011 misconduct, negligence, inefficiency
or other disqualification, then it is a punishment and the
requirements of Art. 311 must be complied with. As already
stated if the servant has got a right to continue in the post,
then, unless the contract of employment or the rules provide
to the contrary, his services cannot be terminated otherwise
than for misconduct, negligence, inefficiency or other good
and sufficient cause. A termination of the service of such a
servant on such grounds must be a punishment and, therefore, a dismissal or removal within Art. 311, for it operates
as a forfeiture of his right and he is visited with the evil
consequences of loss of pay and allowances. It puts an
indelible stigma on the officer affecting his future career.
A reduction in rank likewise may be by way of punishment
or it may be an innocuous thing. If the Government servant has a right to a particular rank, then the very reduction
from that rank will operate as a penalty, for he will then lose
the emoluments and privileges of that rank. If, however,
he has no right to the particular rank, his reduction from an
officiating higher rank to his substantive lower rank will not
ordinarily be a punishment. But the mere fact that the servant has no title to the post or the rank and the Government
has, by contract, express or implied, or under the rules, the
right to reduce him to a lower post does net mean that an
order of reduction of a servant to a lower post or rank cannot in any circumstances be a punishment. The real test for
determining whether the reduction in such cases is or is not
by way of punishment is to find out if the order for the reduction also visits the servant with any penal consequences.
Thus if the order entails or provides for the forfeiture of his
pay or allowances or the Joss of his seniority in his substantive rank or the stoppage or postponement of his future
chances of promotion, then that circum'>tance may indicate
that although in form the Government. had purported to
exercise its right to term;nate the employment or to reduce
the servant to a lower rank under the terms of the contract
of emoloyment or under the rules, in truth and reality the
_ ~_.'."'.~ernmen!_ ~~s terminated the employment as and by way
(!)A.LR. 1956 Bo'll. 455.
u. P. I'. RAM CHANDRA TRIVEDI _(Jaswa./11_ _Singh,_ J.) 469
of penalty. The use. of the expression 'l'Crminate', or. 'discharge' is not conclusive. In spite of the use of sud1 inno
cuous expressions, the court has to apply the two test~ mentioned above, namely, ( J) whether the servant had. '1: nght .to
the post or the rank or (2). whethe~ he has been V!Slted?w1th
evil consequences of the kmd herembeforc r~fcrred to . If
the case satisfied either of the two tests then it must be held
that the servant has been punished and the termination of
his service must be taken as a dismissal or removal from service or the ·reversion to his substantive rank must be regarded as a reduction in rank and if the requirements of the rules
and Art. 311, which give protection to. G~vernment serv~nt
have not been complied with, the termmat1on of the. serv1i::e
or the reduction in rank must be held to be wrongful and m
violation of the constitutional right of the servant."
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In _Gopi Kishore Prasad_ v. _Union_ _of_ _1n4ia('),_ it was ~eld by this
Court that if the Government proceeded agamst the probationer m the
direct way without casting any aspersion on his honesty or eompete~ce,
his discharge wonld not have the effect of removal by way of pumshment, but if instead of taking the easy course, the Government chose
the more difficult one of holding an enquiry into his alleged misconduct and branded him as a dishonest and incompetent officer, it would
attract Article 311 ( 2) of the Constitution.
In _The State_ _of_ _Orissa_ _&_ _Anr._ v. _Ram_ _Narayan Das(2)_ where ON.
July 28, 1954, a notice was served on the respondent who was appointed as a Sub-Inspector on probation in the Orissa Police Force in the
year 1950 to show cause why he should not be discharged from service
for gross neglect of duties and unsatisfactory work and where the
explanation tendered by him was considered to be unsatisfactory by
the Deputy Inspector-General of Police who passed an order discharging the respondent from service for unsatisfactory work and conduct and where the respondent contended that the order was invalid
on two grounds : (i) that he was not given a reasonable opportunity
to show cause against the proposed action within the meaning of
Article 311 (2), and (ii) that he was not afforded an opportunity to
be heard nor was any evidence taken on the charge, it was held that
the order of discharge did not amount to dismissal and did not attract
the protection of Article 311 (2) of the Constitution as the respondent
was a probationer and had no right to the post held by him and his
services were terminated in accordance with the rules which permitted
his being discharged at any time dilring the period of probation.
The case of _Madan Gopal_ vt _State_ _of_ _Punjab(')_ where the order
terminating the employment of the appellant who was a temporary
Government servant wa~ ouashed on the ground that it was iu the
nature of an order of punishment which had been passed without complying with the provisions of Article 311 (2) of the Constitution is
clearly distinguishable. In that case, the order of termination of the
(l)-A-:1.R: 1960 S.C. 689.
(2) [1961] 1 S.C.R. 606.
(3) [1963] 3 S.C.R. 716.
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470 SUPREME COURT REPORTS [1977] 1 S.C.R.
appellant's service which was prw~ded by ~ enquiry in~o his alleged
misconduct was based on the findmg of misconduct which amounted
to casting a stigma affecting his future career.
In _Rajendra Chandra Banerjee_ v. _Union_ _of_ _India(')_ where the
appellant was appointed as a probationer for one year (which was
extended from time to time) on condition that his services might be
terminated without any notice and cause being assigned during that
period and he agreed and joined the service and where later on during
the period of his probation, he was called upon to show cause why his
services should not be terminated and he was finally informed that the
explanation given by him was not satisfactory and his services would
stand terminated on a specified date, it was held by this Court that the
termination of his service was not by way of punishment and could
not amount to dismissa! or removal within the meaning of Article 311.
In _Champaklal Chimanlal Shah_ v. _The Union_ _of India(')_ where the
appellant, whose appointment being temporary, was liable to be terminated on one month's notice on either side was informed without
assigning any cause after the expiry of about five years tliat his services
would be terminated with effect from a specified date but before the
termination, he was called upon to explain certain irregularities and
was also asked to submit his explanation and to state why disciplinary action shou!d not be taken against him and certain preliminary
enquiries were also held against him in which he was not heard, but
no regular departmental enquiry followed and the proceedings were
dropped, it was held by this Cou):t after considering the cases of _Gopi_
_Kishore Prasad_ v. _Union_ _of_ _India_ (supra), _State_ _of_ _Orissa_ v. _Ram_
_Narayan Das_ (supra), _Madan Gopal_ v. _State_ _of_ _Punfab_ (supra) and
_Jagdish Mitter_ v. _Union_ _of lndia(_ _[3 ]_ _)_ that such a regular departmental
enquiry though contemplated was not held against the appellant and
no punitive action was taken against him, there was no question of the
case being governed by Article 311 (2) of the Constitution. It was
further held in that case that it is only when the Government decides
to hold a regular departmental enquiry for the purpose of inflictmg
one of the three major pw1ishments that the Government servant gets
the protection of Article 311.
\
In _State_ _of Punjab_ _&_ _Anr._ v. _Shri Sukh_ _Raj Bahadur(_ _[4 ]_ _)_ where the
Punjab Government reverted the respondent from his officiating
appointment in the Punjab Civil Service (Executive Branch) to his
G substantive post in the Delhi Administrative after issuing him a charge
sheet to which the respondent replied but the enquiry was not proceeded with, it was held by this Court that the respondent could not
complain against the order reverting him to his former post because the
order of reversion was not by way of punishment. In that case, Mitter,
J. who spoke for the Bench laid down the following propositions :
H (I) [1964] 2 S.C.R. 135.
(2) (1964] 5 S.C.R. 190.
(3) A.IR. 1964 S,C. 449.
(4) [1968] 3 S.C.R. 234.
u. P. _v._ RAM CHANDRA TRIVEDI _(Jaswant Singh,_ J.) 4 71
"l. The services of a temporary servant or a probationer
can be terminated under the rules of his employment
and such termination without anything more would
not attract the operation of Art. 311 of the Constitution.
2. The circumstances preceding or attendant on t;he order
of termiiiation of service have to be examined in each
case, the motive behind it being immaforial.
3. If the order visits the public servant with any evil
consequences or casts an aspersion against his character or integrity, it must be considered to be one by way
of punishment, no matter whether he was a mere probationer or a temporary servant.
4. An order of termination of service in unexceptionable
form preceded by an enquiry launched by the superior
authorities only to ascertain whether the public servant
should be retained in service, does not attract the operation of Art. 311 of the Constitution.
5. If there be a full-scale departmental enquiry envisaged by Art. 311 i.e. an Enquiry Officer is appointed, a
charge sheet submitted, explanation called for and
considered, and order of termina~ion of service made
thereafter will attract the operation of the said Article."
The principles laid down in _Parshotam Lal Dhingra's case_ (supra),
_'Champaklal Chimanlal Sfiah's_ case (supra), and _Shri Sukh_ _Raj_ _Baha-_
_dur's_ case (supra) were reiterated by this Court in _Union_ _of_ _India_ &
_Ors._ v. _R._ _S._ _Dhaba('),_ _State_ _of_ _Bihar_ & _Ors._ v. _Shiva Bhikshuk_
_Mishra(_ _[2 ]_ _)_ and _R._ _S. Sial_ v. _The State_ _of U.P._ & Ors.( [3] ) where it was
laid down that the test for attracting Article 311 (2) of the Constitution is whether the misconduct or negligence is a mere motive for the
order of reversion or termination of service or .whether it is the very
foundation of the order of termination of service of the temporary
employee. The form of the order, however, is not conclusive to
its true nature. The entirety of circumstances preceding or attendant
on the impugned order must be examined by the court and the overriding test will always be whether the misconduct is a mere motive or
is the very foundation of the order.
In _R._ _S._ _Sial_ v. _The State_ _of_ _U.P._ & _Ors._ ( [8] ) to which one of us
(brother Khanna, J.) was a party, it was made clear. in unambiguous
·terms that it may be taken to be well settled that even though mis·
conduct, negligence, inefficiency or other disqualifications may be the
motive or the inducing factor which influence the Government to take
action under the express or implied terms of the contract of employment or under the statutory rule, nevertheless if a right exists, under
##### (1) [1969) 3 s.c.c. 603.
(2) [1971] 2 S.C.R. 191.
{3) [1974] 3 S.C.R. 754.
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472 SUPREME COURT REPORTS [l 977] 1 S.C.R.
A the contract or the rules to terminate the services the motive operating ·
on the mind of the Governments is wholly immaterial. The same
rule would hold good if the order passed is not for tiermination of
service but for reversion of a Government servant from a higher post
to a lower post which he holds in a substantive capacity.
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The decision of this Court in _State_ _of_ _Uttar Pradesh_ & _Ors._ v.
_Sughar Singh_ (supra) where the order of the respondent's reversion
held to have been passed by way of punishment to which our attention
has been drawn by Mr. Garg and which has led to a 1;ertain amount
of misunderstanding turned upon a clear statement made before the
High Court by the Standing Counsel for the State that the foundation
of the order of reversion was the adverse entry made in his confidential
character roll.
The constitutional position has now been made crystal clear by a
Bench of seven Judges of this Court in _Shamsher Singh_ & _Anr._ v. _State_
_of_ _Punjab(')_ where the learned Chief Justice after an exhaustive review of the decisions of this Court observed :
"No abstract preposition can be laid down that where
the services of a probationer are terminated without saying
anything more in the order of termination than that the services are terminated it can never amount to a punishment
in the facts and circumstances of the case. If a probationer
is discharged on the ground of misconduct, or inefficiency or
for similar reason without a proper enquiry and without his
getting a reasonable opportunity of showing cause against his
discharge it may in a given case amount to removal from service within the meaning of Article 311 (2) of the Constitution.
Before a probationer is confirmed the authority concerned is under an obligation to consider whether the work of the
probationer is sa.tisfactory or whether he is suitable for the
post. .Jn the absence of any Rules governing a probationer
in this respect the authority may come to the conclusion that
on acount of inadequacy for the job or for any tempernmental or other object not involving moral turpitude ·the probationer is unsuitable for the job and hence must be discharged. No punishment is involved in this. The authority may
in some cases be of the view that the conduct of the probationer may result in dismissal or removal on an inquiry. But
in those cases the authority may not hold an inquiry and may
- simply discharge the probationer with a view to giving him a
chance to make good in other walks of life without a stigma
at the time of termination of probation. If, on the other
hand, the .probationer is faced with an enquiry on charges
of misconduct or inefficiency or corruption, and if his services
are terminated without following the provisions of Article
311( 2) he can claim protection.
(1) [1975] 1 S.C.R •. 814.
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u. P. _v._ RAM CHANDRA :rRLVEDI _(laswa.nt Singh,_ J.) 473
The fact of holding an inquiry is not always conclusive.
What is decisive is whether the order is really by .way .of
##### punishment ...... A probationer whose .terms,of service
provided -that it could be terminated without any notice and
without any cause being ·assigned could not claim the protection of Article 311 ( 2).
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_An_ _order.terminating the services_ _of a temporary servant_
_or probationer under the Rules_ _of_ _Employment and without_
_anything more will not attract Article_ 311. _Where a_ _depai;t-_
_mental enquiry is. contemplated and_ _if_ mi _enquiry is not in_
_fact_ _proceeded wilh Article_ 31l _will not be attracted unless_
_it can be shmyi1' Jhat_ _the order though unexceptionable in_
_form_ .is m{ld~ _Jot/owing__ _a report based on ·misconduct."_
·. - ~ . . . • \ . _t._ - J ~ ' - . ., ·- . - . -~ ' .
Tb.e Division Bench judg;neni of.this Court in _P;_ _S._ _Cheema's_ case
(supra) on which strong reliance has been placed by Mr. Garg is also
clearly distinguishable and no help can be derived therefrom by the
responcl.ttnt. - In that case, both the trial Court and the first appellant
Court J:iad come to a concurrent finding of fact that the impugned
order of termination .was by way of punishment. It would also be
seen tqat in that case on a representation being made by the respondent to .tJ:ie then Chief Minister of the State, the latter after consideration of the matter had ordered that in view of the respondent's previous good recorci, .he did not deserve the "punishment of termination of ·
service only on account of a few bad reports and that the respondent
- should .continue jn service and his case should be reviewed after he
earned another report from the -Excise and Taxation Commissioner
for the year 1964-65".
In a r.ecent decision of this Court in _The Regional Manager_ _&_ _Anr._
v. _Pawan Kumar Dubey(')_ to whi_ch oiie of us was a party, _Sughar_
_Singh's_ case (supra) .w.hich is the sheet anchor of Mr. Garg's cp'ntention was also adverted to and it was explained thereiii that that case
did not depart from earlier decisions on applicability of Article 311 (2)
or Art.icle 16 of the Constitution. The following observations made
in _Pawan Kumar Dubey's_ case (supra) should suffice to clear. the
doubts that may still be lurking in some quarters as to the ratio deci### dendi of Sughar Singh's case (siipra) :- · · · ·· -- · ·· ·
- _ -''We thi111< _tha(the prinCiples involved in applying Article
311 (2) having be«n suffic\ently explained in _Shamsher_
_Singh's_ case (supra) it should no longer be possible to urge
that _Sughar Singh's_ case (supra) could give rise to some
misapprehension of the law. Indeed, we do not think that
the principles of law declared and applied so often have
really changed. But the application of the same law to the
differing circumstances and f~cts of various cases which
(I) [1976] 3 S.C. R. 540.
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474 SUPREME COURT REPORTS [1977] 1 S.C.R.
have come up to this Court could create the impression
sometimes that there is some conflict between different decisions of this Court. Even where there appears to be some
conflict, it would, we think, vanish when the ratio decidendi
of each case is correctly understood. It is the rule deducible
from the application of law to the facts and circumstances of
a case which constitutes its ratio decidendi and not some
conclusion based upon facts which may appear to be similar.
One additional or different fact can make a world of difference between conclusions in two cases even when the same
principles are appli~d in each case to similar facts. This
Court's judgment in _Sughar_ Singh'~ case (supra) shows that
it was only following the law on Article 311 (2) of the Constitution as laid down repeatedly earlier by this Court. It
specifically referred to the following cases : _Parslwttam Lal_
_Dhingra_ v. _Union_ _of India_ (supra); _State_ _of Punjab_ v. _Sukh_
_Raj_ _Bahadur_ (supra); _State_ _of_ _Orissa_ v. _Ram_ _Narayan Das_
(supra); _R._ _C._ _Lucy_ v. _State_ _of_ _Bihar(1•) Jagdish Mitter_ v.
_Union_ _of_ _India_ (supra); _A._ _G. Benjamin_ v. _Union_ _of_
_India(_ _[2]_ _);_ _Ram_ _Gopal Chaturvedi_ v. _·State_ _of_ _Madhya Pra-_
_desh(8); Union_ _of_ _India_ v. _Gajendra_ Singh(~); _Divisional_
_Personnel Officer_ v. _Raghavendrachar(_ _[5]_ _);_ _Union_ _of_ _India_ v.
_loswant_ _Ram(_ _[6]_ _);_ _Madhav_ v. _State_ _of_ _Mysore(_ _[7]_ _);_ _State_ _of_
_Bombay_ v. _Abraham(_ _[8]_ _)._ In _Sughar Singh's_ case (supra),
this Court summarised the propositions of law deducible from
the cases mentioneq above; and, while considering the applicability of some of the propositions of law to. the facts of the
case, it did observe that, on the face of it, the action against
Sughar Singh did not appear to be punitive. Nevertheless,
on a total consideration of all the facts, including the admission in the High Court before Verma, C.J. by the Standing
Counsel appearing on behalf of the State, that the reversion
order could not be explained except as a result of the adverse
entry made two years earlier, it had finally applied the _ratio_
_decidendi_ of the _State_ _of_ _Bihar_ v. _Shiva Bhikshuk Mishra_
(supra), where this Court had affirmed the opinion of the
High Court, on facts, that the reversion was not in the usual
course or for administrative reasons but it was after the finding on an enquiry about some complaint against the Plaintiff
and by way of punishment to him.
On this view of the case, it was not really necessary for
this Court to conside_r whether the reversion of Sughar Singh
was contrary to the provisions of Article 16 also.
(1) C.A. No. 590 of 1962 decided on 23-10-1963 .
(2) [1967] 1 S.C.R. 718.
(3) [1970] 1 S.C.R. 472.
(4) [1972] 2 S.C.R. 660.
(5) [1966] 3 S.C.R. 106.
(6) A.LR. 1958 S.C. 905.
(7) [1962] 1 S.C.R. 886.
(8) [1962] Supp. 2 S. C.R. 92.
u. P. _v._ RAM CHANDRA TRIVEDI _(Jaswant_ _Singh,!.)_ 475
We do not think that _Sughar Singh's_ case (supra) in any
way, conflicts with what has been laid down by this Court
previously on Article 311 (2) of the Constitution or Article
16 of the Constitution."
Thus on a conspectus of the decisions of this Court referred to
above, it is obvious that there is no real conflict in their ratio decidendi
and it is no longer open to any one to urge with any show of force
that the constitutional position emerging from tlil.e decisions of ti).is
Court in regard to cases of the present nature is not clear. It is also to
be borne in mind that even in cases where a High Court finds any confliCt between the views expressed by larger and smaller benches
of this Court, it cannot disr.egard or skirt the views expressed by the
larger benches. The proper course for a High Court in such a case,
as observed by this Court in _Union_ _of India_ _&_ _Anr._ v. _K._ _S._ _Subrama-_
_nian(')_ to which one of us was a party, is to try to find out and follow
the opinion expressed by larger benches of this Court in preference to
those expressed by smaller benches of the Court which practice,
hardened as it has into a rule of law is f~llowed by this Court itself.
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Keeping in view the principles extracted above, the respondent's
suit could not be decreed in his favour. He was a temporary hand
and had no right to the post. It is also not denied that both under D
the contract of service and the service rules governing the respondent,
the State had a right to terminate his services by giving him one month's
notice. The order to which exception is taken i'S _ex facie_ an order
of termination of service _simpliciter._ It does not cast any stigma on
the respondent nor does it visit him with evil consequences, nor is it
founded on misconduct. In the circumstances, the respondent could
not invite the Court to go into the motive behind the order and claim E
the protection of Article 311 (2) of the Constitution.
We, therefore, agree with the submission made on behalf of the
appellant that the High Court was in error in arriving at the finding
that the impugned order was passed by way of punishment by probing
into the departmental correspondence that passed between the superiors
of the respondent overlooking the observatioris made by this .Court in
_l. N. Saksena_ v. _State_ _of_ _Madhya Pradesh(_ _[2 ]_ _)_ that when there are no
express words in the impugned order itself which throw a stigma on
the Government servant, the Court would not delve into Secretariat
files to discover whether some kind of stigma could be inferred on
such research.
We also find ourselves in agreement with the contention advanced
on behalf of the appellant that the High Court failed to appreciate the
true regal and constitutional position and upset the concurrent findings
of fact arrived at by the Courts below that the impugned order was
not by way of punishment ignoring the well settled principle: of law that
a second appeal cannot be entertained on the ground of erroneous
finding of fact, however gross the error might seem to be. (See _Paras_
(I) [1977] 1 S.C.R. 87.
( 2) [19671 2 S.C.R. 496.
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476 SUPREME COURT REPORTS [1977} 1 S.C.R.
_Nath Thakur_ v. _Smt. Mohani Dasi_ & _Ors.(1); Sri Sinna Ramanuja_
_Jeer_ & _Ors._ v. _Sri Ranga Ramanuja Jeer_ & _Anr.(_ _[2]_ _); R._ _Ramachandra_
_Ayyar_ v. _Ramalingamc:1)_ and _Madamanchi Ramappa_ & _Anr._ v. _Mutha-_
_luru Bojappa(4)._
For the foregoing reasons, the contentions of Mr. Dixit are upheld
and those of Mr. Garg are repelled.
B In the result, we allow the appeal, set aside the judgment and,
decree of the High Court, restore the judgments and decrees of the
Courts below and dismiss the respondent's suit. In the circumstances
of the case, the parties are, however, left to pay and bear their own
costs of this appeal.
V.P.S.
(1) [1960] _1_ S.C.R. 271.
(2) [1962) 2 S.C.R. 509.
(3) [l963J 3 S.C.R. 604.
(4) [1964] 2 S.C.R. 673.
_Appeal allowed._