High Court of KeralaSingle JudgeAppeal dismissed; trial court to grant successi...

Sobhanan v. Subhadra and Others

Case / Petition Number:RSA No. 545 of 2015 (F)
Neutral Citation:/

Case Details & Bench

Court
High Court of Kerala
Hon'ble Judges
  • A. Hariprasad
Judgment Date
2015-07-23
Court Decision / Holding
Appeal dismissed; the High Court holds that second appeals under Section 388 are not maintainable against orders from inferior courts exercising jurisdiction under the Indian Succession Act. The trial court is directed to grant a succession certificate in favour of petitioners 1–4 under Section 373(3) of the Act; all interlocutory applications are dismissed.
Final Disposition
Appeal dismissed; trial court to grant succession certificate in favour of petitioners 1–4 under Section 373(3) of the Indian Succession Act; all interlocutory applications dismissed.

Parties to the Case

Appellants / Petitioners

  • Sobhanan, S/o Sadanandan

Respondents

  • Subhadra, D/o Madhavan
  • Dinesan, S/o Sadanandan
  • Anil Kumar, S/o Sadanandan
  • Sunil Kumar, S/o Sadanandan
  • The Secretary, Chirayinkil Service Co-Operative Bank Ltd., No. 1155, Chirayinkil
  • The Branch Manager, Kerala State Financial Enterprises Ltd., Attingal Branch
  • The Branch Manager, Kerala State Financial Enterprises Ltd., Venjaramoodu Branch

Legal Representation & Advocates

Counsels for Petitioners

  • • R.S. Kalkura
  • • M.S. Kalesh
  • • Harish Gopinath
  • • V. Vinay Menon

Counsels for Respondents

  • • M.R. Anandakuttan
  • • M.A. Zohra
  • • M. Mahesh Anandakuttan
  • • Lal George, SC
  • • Liju M.P

Case Synopsis & Summary

This appeal arises from a succession certificate proceeding under the Indian Succession Act, 1925, and concerns two issues: (i) whether a second appeal is maintainable against an order of a court exercising jurisdiction under Section 372, and (ii) the legal effect of a succession certificate on substantive rights of the parties. The respondents petitioned for issuance of a succession certificate before the Munsiff, Attingal, claiming a debt or security of the deceased Sadanandan. The first respondent was the wife; respondents 2–4 were his children. The appellant Sobhanan, alleged to be born of a love affair, claimed to be the legitimate son and thus a legal heir. The trial court held Sobhanan to be a legal heir, directed equal shares among petitioners 1–4 and allocated item 5 to the first respondent, and issued a succession certificate, directing the petitioners to obtain engrossment on a stamp paper and bearing costs. On appeal, the District Judge reversed the finding that Sobhanan was a legal heir and modified the decree, leading to the filing of this RSA. The High Court examines whether second appeals lie against such orders, noting Section 388 and the summary nature of succession proceedings (Sections 387 and 373(3)) and concludes that the second appeal is not maintainable. It affirms that rights adjudicated in succession proceedings do not bar future actions. The court ultimately dismisses the appeal, while directing the trial court to issue a succession certificate in favor of petitioners 1–4 and dismissing all interlocutory applications.

Provisions of Law Cited

Section 372, Indian Succession Act, 1925Section 388, Indian Succession Act, 1925Section 387, Indian Succession Act, 1925Section 373(3), Indian Succession Act, 1925Section 384, Indian Succession Act, 1925Section 141, Code of Civil Procedure, 1908

Legal Doctrines & Maxims

  • Res judicata does not apply to findings in succession certificate proceedings
  • Summary nature of enquiries under the Indian Succession Act

Submissions & Arguments

Contentions of Appellants / Petitioners

Sobhanan contends that he is the legitimate son of deceased Sadanandan. He argues that the marriage with Subhadra was not the sole source of the deceased's estate and that the relation with Omana with whom Sobhanan was born should be recognized as a legitimate lineage under customary rites. He asserts that the lower courts erred in declaring all petitioners as legal heirs and that his status as a potential heir requires adjudication in a proper forum rather than a summary succession proceeding. He seeks protection of his rights to a share in the estate and to challenge the validity of the lower court’s findings; he urges that a second appeal be maintainable for legal questions on the proper application of Section 372 and related provisions.

Contentions of Respondents

The respondents oppose Sobhanan’s claim, arguing that he is not a legitimate heir since his birth arises from an extra-marital liaison and that Subhadra and the other heirs have rightful shares in the estate. They contend that a succession certificate is a summary remedy and should be issued in accordance with the findings of the courts below, which declared the first respondent as the heir to a portion of the deposit and that petitioners 1–4 are entitled to shares. They further contend that Section 388 confines the right to appeal against inferior court orders to the District Judge, making a second appeal improper, and that the authorities cited in support do not apply to the present facts.

Cited Precedents (4)

Case NameCitationTreatmentExplanation
Joginder Pal v. Indian Red Cross SocietyA.I.R 2000 S.C 3279PositiveCourt cites to support that Section 387 allows a successor certificate proceeding to be followed by fresh issues in subsequent suits and that res judicata does not bar subsequent actions.
Mt.Shakuran Bi v Mt. AishabiA.I.R (37) 1950 Nagpur 244Mentioned OnlyCited by respondents to argue incompetence of second appeal; court does not adopt this authority beyond noting the argument.
Mst. Bhanwar Bai v BalmukundA.I.R 1960 Rajasthan 9Mentioned OnlyCited as supportive of the incompetence argument for a second appeal; not adopted as a binding precedent.
Ammini Ammal v. Lekshmi1957 KHC 57Mentioned OnlyCited to emphasize the summary nature of inquiries under the Act; not treated as a controlling authority.

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Extracted Judgment Text

Exact text extracted from official judgment records.

## **IN THE HIGH COURT OF KERALA AT ERNAKULAM** ## **PRESENT:** ## **THE HONOURABLE MR. JUSTICE A.HARIPRASAD** ## **THURSDAY, THE 23RD DAY OF JULY 2015/1ST SRAVANA, 1937** ## **RSA.No. 545 of 2015 (F)** **-----------------------** **AGAINST THE JUDGMENT AND DECREE IN AS 1/2010 of DISTRICT COURT, TRIVANDRUM DATED 28-07-2011.** **AGAINST THE JUDGMENT IN OP(SUCCESSION) 12/2008 of MUNSIFF COURT,ATTINGAL DATED 12-11-2009.** ## **APPELLANT/FIRST RESPONDENT/IST COUNTER PETITIONER :** **----------------------------------------------------------------------------------------** **SOBHANAN, S/O.SADANANDAN, AGED 36 YEARS,** **RESIDING AT MOTTALUVILA PUTHEN VEEDU, PEELIYOTTUKONAM, VALAKKADU, MUDAKKAL VILLAGE.** **BY ADVS.SRI.R.S.KALKURA.** **SRI.M.S.KALESH.** **SRI.HARISH GOPINATH.** **SRI.V.VINAY MENON.** **RESPONDENTS/APPELLANTS AND RESPONDENTS 2 TO 4/ PETITIONERS AND CR.PETITIONERS 2 TO 4 :** **-------------------------------------------------------------------------------------** ## **1. SUBHADRA, D/O.MADHAVAN, AGED 61 YEARS,** **RESIDING AT SADA NIVAS,VALAKKADU ELAMPA, P.O.MUDAKKAL VILLAGE, CHIRAYINKIL TALUK-695 304.** ## **2. DINESAN,S/O.SADANANDAN, AGED 43,** **RESIDING AT 'REVATHY', VALAKKADU, ELAMPA P.O., MUDAKKAL VILLAGE, CHIRAYINKIL TALUK-695 304.** ## **3. ANIL KUMAR, S/O.SADANANDAN, AGED 40 YEARS, RESIDING AT DO. DO.** ## **4. SUNIL KUMAR, S/O.SADANANDAN, AGED 37 YEARS OF DO. DO.** ## **5. THE SECRETARY,** **CHIRAYINKIL SERVICE CO-OPERATIVE BANK LTD.NO.1155 CHIRAYINKIL-695 304.** ## **6. THE BRANCH MANAGER,** - **KERALA STATE FINANCIAL ENTERPRISES LTD., ATTINGAL BRANCH, ATTINGAL-695 101.** ## **7. THE BRANCH MANAGER,** **KERALA STATE FINANCIAL ENTERPRISES LTD., VENJARAMOODU BRANCH, VENJARAMOODU-695 607.** **R1TO R4 BY ADVS. SRI.M.R.ANANDAKUTTAN,** **SMT.M.A.ZOHRA & SRI.MAHESH ANANDAKUTTAN** **R6 & R7 BY ADV. SRI.LAL GEORGE, SC, KERALA STATE FINANCIAL ENTERPRISES LTD. R5 BY ADV. SRI.LIJU. M.P** **THIS REGULAR SECOND APPEAL HAVING COME UP FOR ADMISSION ON 23-07-2015, THE COURT ON THE SAME DAY DELIVERED THE FOLLOWING:** **amk** ## **A.HARIPRASAD, J.** **-----------------------------------------------R.S.A No.545 of 2015 -----------------------------------------------Dated this the 23[rd] day of July, 2015.** ## **J U D G M E N T** The questions to be decided in this appeal are two fold. Firstly, whether a second appeal is maintainable against an order passed by a court invoking jurisdiction under Section 372 of the Indian Succession Act, 1925 ? ( in short 'the Act'). Secondly, what is the legal effect of a decision rendered by a court issuing a succession certificate on the substantive rights of the parties ? 2. Heard the learned counsel for the appellant and the contesting respondents. 3. Brief facts are as follows : The respondents in the appeal approached the Court of Munsiff, Attingal with an original petition as O.P (Succession) No.12 of 2008 praying for issuance of a succession certificate for realizing the debt or security said to be outstanding in the name of deceased Sadanandan. First respondent is the wife of deceased Sadanandan and **R.S.A No.545 of 2015 2** respondents 2 to 4 are his children. According to the averments in the petition, marriage between deceased Sadanandan and first respondent was solemnised in accordance with customary rites prevailing in their community. It is also alleged in the petition that the appellant (first respondent in the lower court proceedings) was born to deceased Sadanandan in a love affair with one Omana. According to the respondents, the appellant has no legal right to make any claim in respect of the estate of deceased Sadanandan. 4. The appellant opposed the contention stating that he is the legitimate son of deceased Sadanandan. Deceased Sadanandan married his mother as per customary rites. They were living as man and wife for a long time. The court below allowed the parties to adduce evidence elaborately and disposed of the petition with following directions : - _“1. It is hereby declared that the petitioners and_ **R.S.A No.545 of 2015 3** _the first respondent are the legal heirs of Sadanandan who died on 25-05-2008._ _2. The petitioners and the first respondent are entitled to get equal share over the deposited amounts item Nos.1 to 4 in the petition schedule._ _3. The first respondent alone is entitled to get item No.5 of the deposited amount._ _4. Issue a succession certificate enabling the petitioners and the first respondent to receive the respective shares from respondents 2 to 4._ _5. Purchase stamp paper for engrossing the succession certificate._ _6. Parties will bear their respective costs.”_ 5. Aggrieved by the findings, the respondents 1 to 4 approached the learned District Judge, Thiruvananthapuram with an appeal as A.S No.1 of 2010. Learned District Judge after marshalling the entire evidence by the impugned judgment found that the appellant is not the legal heir of deceased **R.S.A No.545 of 2015 4** Sadanandan. On the basis of this finding, the decision of the first court was modified by the learned District Judge. 6. The judgment passed by the District court is under challenge in this second appeal. 7. The first question to be addressed is whether a second appeal is maintainable against the judgment of the lower appellate court ? The answer can be seen in Section 388 of the Act. The relevant provision of Section reads as follows : _“_ _**388. Investiture of inferior courts with jurisdiction of District Court for purposes** .-_ _**of this Act**_ - _(1) The State Government may by notification in the Official Gazette, invest any Court inferior in grade to a District Judge with power to exercise the functions of a District Judge under this Part._ - _(2) Any inferior Court so invested shall, within the local limits of its jurisdiction, have_ **R.S.A No.545 of 2015 5** _concurrent jurisdiction with the District Judge in the exercise of all the powers conferred by this Part upon the District Judge, and the provisions of this Part relating to the District Judge shall apply to such an inferior Court as if it were a District Judge._ _Provided that an appeal from any such order of an inferior Court as is mentioned in sub-section (1) of section 384 shall lie to the District Judge, and not to the High Court, and that the District Judge may, if he thinks fit, by his order on the appeal, make any such declaration and direction as that subsection authorises the High Court to make by its order on an appeal from an order of a District Judge._ - _(3) An order of a District Judge on an appeal from an order of an inferior Court under the last foregoing sub-section shall, subject to the provisions as to reference to and revision_ **R.S.A No.545 of 2015 6** _by the High Court and as to review of judgment of the Code of Civil Procedure, 1908 (5 of 1908), as applied by section 141 of that Code, be final._ _x x x x x x x x x x ”_ 8. Proviso to sub-section 2 of the above Section makes it clear that if an inferior court cloathed with power of a District Judge by virtue of any notification by the State Government conducts the trial, then an appeal from such an order shall lie to the District Judge. That clause has been correctly utilized by the respondents. But no second appeal thereon is maintainable. Hence the Registry of this Court should not have entertained or numbered this second appeal. Learned counsel for the respondents relying on _**Mt.Shakuran Bi and Others v**_ . _**Mt.Aishabi (A.I.R (37) 1950 Nagpur 244)**_ and _**Mst.Bhanwar Bai and Others v. Balmukund and Another (A.I.R 1960 Rajasthan 9)**_ contended that the second appeal is incompetent. **R.S.A No.545 of 2015 7** The statute itself make the position very clear. 9. Regarding the second issue, it has to be seen that the proceedings for issuance of succession certificate is summary in nature. Section 387 of the Act, which reads as follows : _“_ _**387. Effect of decisions under this Act, and liability of holder of certificate thereunder.** - No decision under this Part upon any question of right between any parties shall be held to bar the trial of the same question in any suit or in any other proceeding between the same parties, and nothing in this Part shall be construed to affect the liability of any person who may receive the whole or any part of any debt or security, or any interest or dividend on any security, to account therefor to the person lawfully entitled thereto.”_ 10. A reading of the above Section makes it clear that no decision made by any court under the provisions relating to **R.S.A No.545 of 2015 8** succession certificate will be a bar for the trial of the same question in any suit or other proceedings between the same parties. In other words, the principle of resjudicata is not applicable to the findings arrived at by a court while considering a claim for grant of succession certificate. To buttress these contentions, learned counsel for the appellants relied on _**Joginder Pal v. Indian Red Cross Society ( A.I.R 2000 S.C 3279).**_ The relevant portion reads as follows : _“17. In view of the specific provisions of law_ _it is not possible to accept Mr.Sohal s submissions. Section 387 specifically the 2[nd] to a permits Respondent file subsequent suit. Merely because issues were raised and/or evidence was led, does not mean that the findings given thereunder are final and operate as res-judicata. Even in summary proceedings issue can be raised and/or evidence can be led. The proceedings_ **R.S.A No.545 of 2015 9** _remain summary even though the Court may, in its discretion, permit leading of evidence and raising of issues. So in a subsequent suit the crucial issues must be decided afresh untrammelled or uninfluenced by any finding made in the proceedings for grant of succession certificate.”_ 11. It has been held that Sections 373, 383 and 387 of the Act make it clear that the proceedings for grant of succession certificate are summary in nature and that no rights are finally decided in such proceedings. Learned counsel for the appellants relying on _**Ammini Ammal v. Lekshmi (1957 KHC**_ _**57)**_ contended that all enquiry under the Act as intended by the legislature shall be summary in nature and all that a court has to do under the Act is to ascertain the right of a person to a certificate. 12. Therefore, I find that the second appeal is legally not **R.S.A No.545 of 2015 10** maintainable. It is made clear that adjudication of rights made by the trial court as well as by the lower appellate court will not stand in the way of the appellant approaching a court of competent jurisdiction for adjudicating his rights. It is also made clear that the trial court shall grant a succession certificate by invoking provision under Section 373 (3) of the Act in favour of the petitioners/respondents 1 to 4. The legal rights of the parties are left open to be decided in an appropriate proceedings. The Registry shall follow the principles in this judgment in future. With the above observation, the appeal is dismissed. All pending interlocutory applications will stand dismissed. **Sd/-** **A.HARIPRASAD, JUDGE.** **//True copy//** **P.A to Judge** amk