SMT. KEYA MUKHERJEE v. MAGMA LEASING LIMITED & ANR.

A -' B [2008] 6 S.C.R. 1 SMT. KEYA MUKHERJEE _v_ MAGMA LEASING LIMITED & ANR. (Criminal Appeal No. 620 of 2008) APRIL 8, 2008 **[DR. ARIJIT PASAYAT AND P. SATHASIVAM, JJ.]** _Code of Criminal Procedure, 1973- s. 313 (1) b) Proviso_ - _Examination of accused_ - _Exemption from_ - _Other than in summons cases·- Held: In cases other than summons cases,_ c _it is obligatory on the court to examine the accused under the provision when it is for the benefit of the accused_ - _However, if its compliance causes great prejudice and disadvantage to the accused, the court in appropriate cases allow the accused to answer the question without making his physical presence_ 0 _in the court on account of justifying the exceptional exigency_ - _Procedure for making application for exemption and modus ofthe alternative examination_ u/s _313 described._ **In a proceeding u/s 138 of Negotiable Instruments Act, 1881, after completion of recording of evidence, the accused though granted exemption u/s 205 Cr.P.C. was denied exemption from examination u/s 313 (1) (b). The order denying the exemption was confirmed by the Revisional Court. Challenge against the same was rejected by High Court. Hence the present appeal.** E F ## **Dismissing the appeal, the Court** **HELD: 1.1 Prima facie the court has discretion to dispense with the physical presence of an accused during s.uch questioning only in summons cases and in all other** G **ca5es it is incumbent on the court to question the accused personally after closing prosecution evidence. All other offences generally belong to a different category altogether among which are included offences** H 2 SUPREME COURT REPORTS _[2008]_ 6 S.C.R. ~ A punishable with varying sentences from imprisonment for three years up to imprisonment for life and even right up to death penalty. [Paras 15 and 23] (9-E, F; 13-D] _Usha K. Pillai v. Raj K. Srinivas_ 1993 (3) SCC 208referred to ## B 1.2 The word "may" in clause (a) of sub-section (1) in Section 313 Cr.P.C. indicates, that even if the court does not put any question under that clause the accused cannot raise any grievance for it. But if the court fails to c[put the needed question under clause (b) ][of ][the sub-] section it would result in a han1icap to the accused and he can legitimately claim that no evidence, without affording him the opportunity to explain, can be used against him. [Para 21] (12-E, F] D D 1.3 Section 313 Cr.P.C. itself aeclares the object in explicit language that it is "for the purpose of enabling the accused personally to explain any circumstances appearing in the evidence against him". Thus the provision is mainly intended to benefit the accused and E[as ][its corollary to benefit the court in reaching the final ] conclusion. At the same time it should be borne in mind that the provision is not intended to nail him to any position, but to comply with the most salutary principle of natural justice enshrined in the maxim _audi alteram_ F _[paitem. ]_[[Paras ][19, ][20 ][and ][21] ][[11-G; ][12-A, ][C, ][D] ] ;.. .. _Jai Dev_ v. _State of Punjab_ AIR1963 SC 612 - relied on. 1.4 The word "shall" in clause (b) to Section 31.3(1) Cr.P.C. is to be interpreted as obligatory on the court and G[it ][should ][be ][complied with when ][i! ][is for the benefit ][of ][the ] accused. But if it works to his great prejudice and disadvantage the court should, in appropriate cases, e.g., if the accused satisfies the court that he is unable to reach the venue of the court, except by bearing huge H[expenditure or that ][he ][is unable to travel the long journey ] # SMT. KEYA MUKHERJEE _v._ MAGMA LEASING LIMITED &ANR.. i ·\' --'<; t due to physical incapacity or some such other hardship, A relieve him of such hardship and at the same time adopt a measure to comply with the requirements in Section 313 Cr.P.C. in a substantial manner. [Para 25] [14-B, C, D] 1.5 If the accused (who is already exempted from B personally appearing in the court) makes an application to the court praying that he may be allowed to answer the questions without making his physical presence in court on account of justifying exigency the court can pass appropriate orders thereon, provided such application is accompanied by an affidavit swo.~n to by the accused[c ] himself containing the matters (a) A narration of facts to satisfy the court of his real difficulties to be physically present in court for giving such answers.(b) An assurance that no prejudice would be caused to him, in any manner, by dispensing with his personal presence during such D questioning.(c) An undertaking that he would not raise any grievance on that score at any stage of the case. [Para 26] [14-D, E, F, G] 1.6 If the court is satisfied of the genuineness of the E statements made by the accused in the said application and affidavit, it is open to the court to supply the questionnaire to his advocate (containing the questions · which the court might put to him under Section 313 Cr.P.C.) and fix the time within which the same has to be returned duly answered by the accused together with a properly F authenticated affidavit that those answers were given by the accused himself. He should affix his signature on all the sheets of the answered questionnaire. However, if he does not wish to give any answer to any of the questions he is free to indicate that fact at the appropriate place in[G ] the questionnaire (as a matter of precaution the court may keep photocopy or carbon copy of the questionnaire before it is supplied to the· accused for an· answer). If the accused fails to return the questionnaire duly answered H SUPREME COURT REPORTS [2008] 6 S C.R. 4 A within the time or extended time granted by the court, he shall forfeit his right to seek personal exemption from court during such questioning. The Court has also to ensure that the imaginative response of the counsel is intended to be availed to be a substitute for taking B statement of accused. If the above course is adopted in exceptional exigency it would not violate the legislative intent envisaged in Section 313 Cr.P.C .. [Paras 27 and 28] [14-H; 15-A-E] _Bibhuti Bhusan_ Das _Gupta and Anr v. State of West_ C _Bengal_ Al R 1969 SC 381 ; Basav _Raj R Patil v. State of Kamataka_ 2000 (8) SCC 740 - relied on. _Chandu Lal Chandraker v. Puran Mal and Anr_ AIR 1988 SC 2163 - held per in curium. D _f-late Singh Bhagat Singh v. State of Madhya Bharat_ AIR 1953 SC 468; _Shivaji Sahabrao Bobade v. State of Maharashtra_ 1973 (2) SCC 793 - referred to. _The Law Commission, 41st Report_ - referred to. E CRIMINAL APPELLATE JURISDICTION : Criminal Appeal No. 620 of 2008. From the final Judgment and Order dated 13/3/2007 of the High Court of Calcutta at Calcutta in C.R.R. No. 4264/2006 F Rauf Rahim for the Appellant. Manoj and Abhijit P. Medh for the Respondents. The Judgment of the Court was delivered by DR. ARIJIT PASAYAT, J. 1. Leave granted. G 2. Challenge in this appeal is to the order passed by a learned Single Judge of the Calcutta High Court dismissing the application filed by the appellant under Section 401 read with Section 482 of the Code of Criminal Procedure, 1973 (in short H[the 'Cr.P.C'). Challenge ][in ][the said application was ][to ][the order ] ~ 5 SMT KEYA MUKHERJEE _v._ MAGMA LEASING LIMITED & ANR. [DR. ARIJIT PASAYAT, J.] I 't dated 26.9.2006 passed by learned Additional Sessions Judge, A 7th Fast Track Court, Calcutta in Criminal Revision No. 36 of 2006 by which the order dated 2.2.2006 passed by learned Metropolitan Magistrate 11th Court, Calcutta in Case No. C-510 of 2003 was upheld. Learned Magistrate has rejected the appellant's prayer for dispensing with her examination under B Section 313 Cr.P.C. by examining of the pleader who was to represent her under Section 205 Cr.P.C. The proceeding was one under Section 138 of the Negotiable Instruments Act, 1881 (in short the 'N I Act'). Appellant appeared before learned Magistrate on 2.6.2003 and was released on bail. On 31.1.2004 c she was examined under Section 251 Cr.P.C. Since she was absent on 3. 7 .2004, warrant of arrest was issued against her but on 20.7.2004 she surrendered before learned Magistrate and was released on bail. Recording of evidence was completed and 5th May, 2005 was fixed for her examination D under Section 313 Cr.P.C. But on that date she was absent and a prayer was made for adjournment. The date was adjourned to 12.5.2005. On that date appellant filed a petition purported to be under Section 313 (1)(b) of Cr.P.C. Another petition was filed on 23.8.2005 under Section 205 Cr.P.C. Learned E Magistrate allowed the petition filed under Section 205 Cr.P.C. on 2.2.2006 subject to the condition that the appellant shall appear before the Court as and when called. But the petition under Section 313(1)(b) Cr.P.C. was rejected. 3. Learned Magistrate fixed 6.3.2006 for examination of F the accused under Section 313 Cr.P.C. and directed the appellant to be personally present on that date. It is against this order of learned Magistrate a revision was filed before learned Additional Sessions Judge who confirmed the order. The order was challenged before the High Court, which as noted above G the same was rejected. 4. Learned counsel for the appellant submitted that in view of this Court's order in _Chandu Lal Chandraker v. Puran Mal_ & _Anr._ (AIR 1988 SC 2163) the prayer should have been accepted. It was pointed out that whether in summons procedure case the H SUPREME COURT REPORTS [2008] 6 S.C.R. 6 A accused should be exempted from personal examination under Section 313 (1)(b), the Court has exercised judicial discretion. The word 'may' occurring in the provjso clearly indicates that learned Magistrate may or may not keeping the exigency of the circumstances allow the prayer of the appellant for exemption B from personal examination under Section 313 Cr.P.C. According to him on the factual position when the appellant was permitted to be represented in terms of Section 205 Cr.P.C .. the courts below had erroneously rejected the prayer. 5. It is pointed out that question as to at what stage of the C trial the personal appearance of the accused was dispensed with under Section 205 Cr.P.C. is not material because the fact is that on the prayer of the appellant the petition under Section 205 was allowed before the exemption of the accused under Section 313 Cr.P.C. Merely because the prayer was allowed D only almost on the conclusion of the trial cannot be a ground to reject a petition filed under the proviso to Section 313 (1)(b) Cr.P.C. E 6. Learned counsel for the respondent No.1 supported the impugned order of the High Court. 7. A few decisions of this Court need to be noticed in this context. 8. In _Bibhuti Bhusan Das Gupta_ & _Anr. v. State of West Bengal_ (AIR 1969 SC 381), this Court held that the pleader F cannot represent the accused for the purpose of Section 342 of the Code of Criminal Procedure, 1898 (hereinafter referred to as 'Old Code') which is presently Section 313 Cr.P.C. ~- 9. Section 313 Cr.P.C. reads as follows: G H "313. _Power to examine the_ accused.-(1) In every inquiry or trial, for the purpose of enabling the accused personally to explain any circumstances appearing in the evidence against him, the court- (a) may at any stage, without previously warning the SMT. KEYA MUKHERJEE _v._ MAGMA LEASING LIMITED & ANR. [DR. ARIJIT PASAYAT, J.] 7 B D E accused, put such questions to him as the court considers A necessary; (b) shall, after the witnesses for the prosecution have been examined and before he is called on for his defence, . question him generally on the case: Provided that in a summons case, where the court has dispensed with the personal attendance of the accused, it may also dispense with his examination under clause (b). (2) No oath shall be administered to the accused when he C is examined under sub-section (1 ). (3) The accused shall not render himself liable to punishment by refusing to answer such questions, or by giving false answers to them. (4) The answers given by the accused may be taken into consideration in such inquiry or trial, and put in evidence for or against him in any other inquiry into, or trial for, any other offence which such answers may tend to show he has committed." 10. The forerunner of the said provision in the Old Code was Section 342 therein. It was worded thus: "342. (1) For the purpose of enabling the accused to explain any circumstances appearing in the evidence F against him, the court may, at any stage of any inquiry or trial, without previously warning the accused, put such questions to him as the court considers necessary, and shall, forthe purpose aforesaid, question him generally on the case after the witnesses for the prosecution have been G examined and before he is called on for his defence. (2) The accused shall not render himself liable to punishment by refusing to answer such questions, or by giving false answers to them; but the court and the jury (if any) may draw such inference from such refusal or answers H · SUPREME COURT REPORTS [2008] 6 S.C.R 8 A as it thinks just. B (3) The answers given by the accused may be taken into consideration in such inquiry or trial, and put in evidence for or against him in any other inquiry into, or trial for, any other offence which such answers may tend to show he has committed. (4) No oath shall be administered to the accused when he is examined under sub-section (1 )." 11. Dealing with the position as the section remained in C the original form under the Old Code, a three-Judge Bench of this Court in _Hate Singh Bhagat Singh v. State of Madhya Bharat_ (AIR 1953 SC 468) that: D "The statements of the accused recorded by the Committing Magistrate and the Sessions Judge are intended in India to take the place of what in England and in America he would be free to state in his own way in the witness-box. They have to be received in evidence and treated as evidence and be duly considered at the trial." E 12. Parliament, thereafter, introduced Section 342-A in the Old Code (which corresponds to Section 315 of the present Code) by which permission is given to an accused to offer himself to be examined as a witness if he so chose. 13. In _Bibhuti Bhusan Das Gupta's_ case (supra) another F three-Judge Bench dealing with the combined operation of Sections 342 and 342-A of the Old Code made the following observations: G H "Under Section 342-A only the accused can give evidence in person and his pleader's evidence cannot be treated as his. The answers of the accused under Section 342 is intended to be a substitute for the evidence which he can give as a witness under Section 342-A. The privilege and the duty of answering questions under Section 342 cannot be delegated to a pleader. No doubt the form of the SMT KEYA MUKHERJEE _v._ MAGMA LEASING LIMITED & ANR [DR ARIJIT PASAYAT, J.] ~ ""=', _-{_ summons show that the pleader may answer the charges A against the accused, but in so answering the charges, he cannot do what only the accused can do personally. The pleader may be permitted to represent the accused while the prosecution evidence is being taken. But at the close of the prosecution evidence the accused must be B questioned and his pleader cannot be examined in his place." 14. The Law Commission in its 41st Report considered the aforesaid decisions and also various other points of view highlighted by legal men and then made the report after reaching[c ] the conclusion that: _(1)_ in summons cases where the personal attendance of the accused has been dispensed with, either under Section 205 or under Section 540-A, the court should have a power D to dispense with his examination; and _(it)_ in other cases, even where his personal attendance has been dispensed with, the accused should be examined personally. • E 15. The said recommendation has been followed up by Parliament and Section 313 of the Code, as is presently worded, is the result of it. It would appear prima facie that the court has discretion to dispense with the physical presence of an accused during such questioning only in summons cases and in all other cases it is incumbent on the court to question the accused F personally after closing prosecution evidence. Nonetheless, the Law Commission was conscious that the rule may have to be relaxed eventually, particularly when there is improvement in literacy and legal-aid facilities in the country. This thinking can be discerned from the following suggestion made by the Law G Commission in the same report: F "We have, after considering the various aspects of the matter as summarised above, come to the conclusion that Section 342 should not be deleted. In our opinion, the H 10 SUPREME COURT REPORTS [2008] 6 S.C.R. ~ ~ A stage has not yet come for it being removed from the statute-book. With further increase in literacy and with better facilities for legal aid, it may be possible to take that step in the future." 16. The position has to be considered in the present setB up, particularly after the lapse of more than a quarter of a century through which period revolutionary changes in the technology of communication and transmission have taken place, thanks to the advent of computerisation. There is marked improvement in the facilities for legal aid in the country during the preceding c twenty-five years. Hence a fresh look can be made now. We are mindful of the fact that a two-Judge Bench in _Usha K. Pillai_ (1993 (3) sec 208) has found that the examination of an accused personally can be dispensed with only in summons case. Their Lordships were considering a case where the offence involved D[was ][Section ][363 ][IPC. ][The ][two-Judge ][Bench ][held ][thus: ][(SCC ] pp. 212-13, para 4) "A warrant case is defined as one relating to an offence punishable with death, imprisonment for life or imprisonment for a term exceeding two years. Since an E offence under Section 363 IPC is punishable with imprisonment for a term exceeding two years it is a warrant case and not a summons case. Therefore, even in cases where the court has dispensed with the personal attendance of the accused under Section 205(1) or Section F 317 of the. Code, the court cannot dispense with the examination of the accused under clause _(b)_ of Section 313 of the Code because such examination is mandatory." 17. Contextually we cannot bypass the decision of a threeJudge Bench of this Court in _Shivaji Sahabrao Bobade v. State_ G _of Maharashtra_ (1973 (2) SCC 793) as the Bench has widened the sweep of the provision concerning examination of the accused after closing prosecution evidence. Learned Judges in that case were considering the fallout of omission to put to the accused a question on a vital circumstance appearing H[against ][him ][in ][the ][prosecution ][evidence. ][The ][three-Judge ][Bench ] ,.. \- 4i 11 SMT. KEYA MUKHERJEE _v._ MAGMA LEASING LIMITED & ANR. [DR. ARIJIT PASAYAT, J.) 1 made the following observations therein: (SCC p. 806, para A 16) -<, _-{_ ,, ~ "It is trite law, nevertheless fundamental, that the prisoner's attention should be drawn to every inculpatory material so as to enable him to explain it. This is the basic fairness of B a criminal trial and failures in this area may gravely imperil the validity of the trial itself, if consequential miscarriage of justice has flowed. However, where such an omission has occurred it does not ipso facto vitiate the proceedings and prejudice occasioned by such defect must be established by the accused. In the event of evidentiary c material not being put to the accused, the court must ordinarily eschew such material from consideration. It is also open to the appellate court to call upon the counsel for the accused to show what explanation the accused has as regards the circumstances established against D him but not put to him and if the accused is unable to offer the appellate court any plausible or reasonable explanation of such circumstances, the court may assume that no acceptable answer exists and that even if the accus.ed had been questioned at the proper time in the trial court E he would not have been able to furnish any good ground to get out of the circumstances on which the trial court had· relied for its conviction." 18. The above approach shows that some dilution of the rigour of the provision can be made even in the light of a[F ] contention raised by the accused that non-questioning him on a vital circumstance by the trial court has caused prejudice to him. The explanation offered by the counsel of the accused at the appellate stage was held to be a sufficient substitute for the answers given by the accused himself. -- G 19. What is the object of examination of an accused under Section 313 of the Code? The section itself declares the object in explicit language that it is "for the purpose of enabling the accused personally to explain any circumstances appearing in H SUPREME COURT REPORTS 12 [2003] 6 S C.R. A the evidence against him". In _Jai Dev_ v. _State of Punjab (AIR1963_ SC _612)_ Gajendragadkar, J. (as he then was) speaking for a three-Judge Bench has focussed on the ultimate test in determining whether the provision has been fairly complied with. He observed thus: B "The ultimate test in determining whether or not the accused has been fairly examined under Section 342 would be to inquire whether, having regard to all the questions put to him, he did get an opportunity to say what he wanted to say in respect of prosecution case against him. If it appears c that the examination of the accused person was defective and thereby a prejudice has been caused to him, that would no doubt be a serious infirmity." 20. Thus it is well settled that the provision is mainly D[intended to benefit the accused and as its corollary to benefit ] the court in reaching the final conclusion. 21. At the same time it should be borne in mind that the provision is not intended to nail him to any position, but to comply with the most salutary principle of natural justice enshrined in E[the maxim ] _[audi a!teram partem. ]_[The word "may" ][in ][clause (a) ] of sub-·section (1) in Section 313 of the Code indicates, without any doubt, that even ifthe court does not put any question und~r that clause the accused cannot raise any grievance for it. But if the court fails to put the needed question under clause (b) of the F[sub-section ][it ][would result ][in ][a handicap to the accused and he ] can legitimately claim that no evidence, without affording him the opportunity to explain, can be used against him. It is now well settled that a circumstance about which the accused was not asked to explain cannot be used against him. G G 22. But the situation to be considered now is whether, with the revolutionary change in technology of communication and transmission and the marked improvement in facilities for legal aid in the country, is it necessary that in all cases the accused must answer by personally remaining present in court. We clarify H[that this ][is ][the requirement and would ][be ][the general rule. ] ~ ~ ' SMT KEYA MUKHERJEE _v._ MAGMA LEASING LIMITED & ANR [DR ARIJIT PASAYAT, J] 13 .-l. :.., > ·1 ' • However, if remaining present involves undue hardship and large A expense, could the court not alleviate the difficulties. If the court holds the view that the situation in which he made such a plea is genuine, should the court say that he has no escape but he must undergo all the tribulations and hardships and answer such questions personally presenting himself in court. If there are other B accused in the same case, and the court has already completed their questioning, should they too wait for long without their case reaching finality, or without registering further progress of their trial until their co-accused is able to attend the court personally and answer the court questions? Why should a criminal court c be rendered helpless in such a situation? 23. The one category of offences which is specifically exempted from the rigour of Section 313(1)(b) of the Code is "summons cases". It must be remembered that every case in which the offence triable is punishable with imprisonment for a D term not exceeding two years is a "summons case". Thus, all other offences generally belong to a different category altogether among which are included offences punishable with varying sentences from imprisonment for three years up to imprisonment for life and even right up to death penalty. Hence there are several E offences in that category which are far less serious in gravity compared with grave and very grave offences. Even in cases. involving less serious offences, can not the court extend a helping hand to an accused who is placed in a predicament deserving such a help? E F 24. Section 243(1) of the Code enables the accused, who is involved in the trial of warrant case instituted on police report, to put in any written statement. When any such statement is filed the court is obliged to make it part of the record of the case. Even if such case is not instituted on police report the accused G has the same right (vide Section 247). Even the accused involved in offences exclusively triable by the Court of Session can also exercise such a right to put in written statements (Section 233(2) of the Code). It is common knowledge that most of such written statements, if not all, are prepared by the counsel H 14 SUPREME COURT REPORTS [2008] 6 S.C.R. A of the accused. If such written statements can be treated as statements directly emanating from the accused, hook, line and sinker, why not the answers given by him in the manner set out hereinafter, in special contingencies, be afforded the same worth. B 25. We think that a pragmatic and humanistic approach is warranted in regard to such special exigencies. The word "shall" in clause (b) to Section 313( 1) of the Code is to be interpreted as obligatory on the court and it should be complied with when it is for the benefit of the accused. But if it works to his great C prejudice and disadvantage the court should, in appropriate cases, e.g., if the accused satisfies the court that he is unable to reach the venue of the court, except by bearing huge expenditure or that he is unable to travel the long journey due to physical incapacity or some such other hardship, relieve him of D such hardship and at the same time adopt a measure to comply with the requirements in Section 313 of the Code in a substantial manner. How could this be achieved? 26. If the accused (who is already exempted from personally appearing in the court) makes an application to the court praying E that he may be allowed to answer the questions without making his physical presence in court on account of justifying exigency the court can pass appropriate orders thereon, provided such. application is accompanied by an affidavit sworn to by the accused himself containing the following matters: F G (a) A narration of facts to satisfy the court of his real difficulties to be physically present in court for giving such answers. (b) An assurance that no prejudice would be caused to him, in any manner, by dispensing with his personal presence during such questioning. t- (c) An undertaking that he would not raise any grievance on. that score at any stage of the case. H 27. If the court is satisfied of the genuineness of the SMT. KEYA MUKHERJEE _v._ MAGMALEASING LIMITED 15 & ANR. [DR. ARIJIT PASAYAT, J.] statements made by the accused in the said application and A affidavit it is open to the court to supply the questionnaire to his advocate (containing the questions which the court might put to him under Section 313 of the Code) and fix the time within which the same has to be returned duly answered by the accused together with a properly authenticated affidavit that those answers B were given by the accused himself. He should affix his signature on all the sheets of the answered questionnaire. However, if he does not wish to give any answer to any of the questions he is free to indicate that fact at the appropriate place in the questionnaire (as a matter of precaution the court may keep c photocopy or carbon copy of the questionnaire before it is ·supplied to the accused for an answer). If the accused fails to return the questionnaire duly answered as aforesaid within the time or extended time granted by the court, he shall forfeit his right to seek personal exemption from court during such D questioning. The Court has also to ensure that the imaginative response of the counsel is intended to be availed to be a . substitute for taking statement of accused. 28. In our opinion, if th.e above course is adopted in exceptional exigency it would not violate the legislative intent E envisaged in Section 313 of the Code. 29. The above position was indicated in _Basav Raj R Patil v. State of Kamataka_ (2000 (8) SCC 740). 30. It is true that in _Chandu Lal Chandraker's_ case (supra) F two Hon'ble Judges have taken a view supporting that of the appellant. It appears that in said case no reference was made to _Bibhuti Bhusan Das Gupta's_ case (supra). 31. Judged in the background of principles set out in _Basav Raj R. Pati/'s_ case (supra) the inevitable conclusion is that the G High Court's impugned order does not suffer from any infirmity to warrant interference. 32. Appeal is dismissed. K.K.T. Appeal dismissed. H