High CourtSingle JudgeAppeal disposed of; abated due to death of the ...

SHRI SHANKAR PRASAD GHOSH (DEAD) v. THE STATE OF BIHAR & ANR.

Case / Petition Number:Criminal Appeal No.473 of 1998
Neutral Citation:[2008] 9 S.C.R. 1163

Case Details & Bench

Court
High Court
Hon'ble Judges
  • Dr. Arijit Pasayat
  • P. P. Naolekar
Judgment Date
2008-06-13
Court Decision / Holding
Appeal abated; the appeal is disposed of accordingly. The death of the appellant resulted in abatement of the appeal under s.394 Cr.P.C., with no compelling cause shown to allow substitution beyond the 30-day window.
Final Disposition
Appeal disposed of; abated due to death of the appellant; no substitution granted within the prescribed period; matter disposed of accordingly.

Parties to the Case

Appellants / Petitioners

  • Shri Shankar Prasad Ghosh (Dead)

Respondents

  • State of Bihar
  • Anr.

Legal Representation & Advocates

Counsels for Petitioners

  • • Ranjan Mukherjee

Counsels for Respondents

  • • Gopal Singh
  • • Manish Kumar

Case Synopsis & Summary

This Supreme Court decision addresses the abatement of a criminal appeal when the appellant dies during pendency. The appellant, Shankar Prasad Ghosh, was convicted by a Special Judge (CBI), Patna, for offences under the IPC (sections 409, 477A read with 34, 467, 471) and the Prevention of Corruption Act (sections 5(2) read with 4(1)(c) and 5(1)(d)). The High Court affirmed the conviction but modified the sentences to the period already served, while maintaining the fine along with default stipulation. Leave to appeal was granted on 20 April 1998; during the pendency, the appellant died on 15 May 2000. About five years later, attempts were made to substitute his legal heirs under Cr.P.C. 394(2) to continue the appeal. The State argued that s.394 does not apply to Supreme Court appeals and that the 30-day window for substitution had long elapsed, with no satisfactory explanation for the delay. The Court surveyed cases under the Old Code and Cr.P.C. (including Bondada Gajapathi Rao; S.V. Kameswar Rao; Narasimha Kumar; Harnam Singh; Pranab Kumar Mitra; Sadhanantham) to determine whether the appeal could be continued. It held that the appeal abated, as substitution was not sought within the prescribed period, and disposed of the appeal accordingly, while discussing the applicability of s.394 and its proviso to Supreme Court proceedings and the broader principles governing abatement and continuance of appeals.

Provisions of Law Cited

Code of Criminal Procedure, 1973: Section 394 (proviso)Code of Criminal Procedure, 1973: Section 394(2)Code of Criminal Procedure, 1973: Section 394Old Code: Section 431Constitution of India, Article 136Indian Penal Code, 1860: Sections 409, 477A, 34, 467, 471Prevention of Corruption Act, 1947: Section 5(2) read with 4(1)(c); Section 5(1)(d)

Legal Doctrines & Maxims

  • Abatement of criminal appeals on death of the appellant under s.394
  • Proviso to s.394 enabling substitution by legal representatives within 30 days to prevent abatement
  • Continuance of appeal by legal representatives is linked to whether the sentence affects property (or is a fine); imprisonment does not automatically authorize continuation
  • Uniform applicability of abatement principles to appeals under Article 136 as extended by case law; residuary jurisdiction under Article 136 to pursue justice in extraordinary cases

Submissions & Arguments

Contentions of Appellants / Petitioners

The applicants argued that Section 394(2) Cr.P.C. applies to this Court’s proceedings, and within 30 days of the death the legal heirs should be permitted to substitute to continue the appeal, given leave was already granted. They contended that the proviso’s purpose is to prevent abatement and that the delay in filing applications should be condoned in the interest of substantial justice. They urged that the Court should consider substitution despite the five-year gap, especially since the appeal had been pending, and the punishment attached to the conviction could affect the estate of the deceased, meriting continuation.

Contentions of Respondents

The respondents contended that Section 394 does not apply to Supreme Court appeals; even if applicable, the 30-day period cannot be extended without sufficient cause. They argued that there is no justification for condoning such a long delay, and under the Cr.P.C., the appeal abates on the death of the appellant. They relied on established case law that the remedy to continue an appeal by legal representatives is not warranted when the sentence does not directly affect the estate or where the remedy would be futile (especially where imprisonment is the sentence). They urged that the High Court’s disposition was correct and that the Supreme Court should not create a new exception for this case.”},

Cited Precedents (6)

Case NameCitationTreatmentExplanation
Bondada Gajapathi Rao v. State of Andhra PradeshAIR 1964 SC 1645PositiveUsed to illustrate the principle that continuance after death is permissible only in certain conditions (e.g., fines) and that the provisions akin to the old code inform the approach to cases under the Cr.P.C.; helps establish the framework of abatement and potential continuance when the sentence affects property.
S. V. Kameswar Rao and Anr. v. State (A.C.B. Police, Karnoo/ District, Andhra Pradesh)(1991) Supp (1) SCC 377PositiveCited to support the interpretation of s.394 and the 30-day window for substitution by relatives when death occurs during pendency; helps justify the necessity of timely substitution.
State of A.P. v. S. Narasimha Kumar and Ors.(2006) 5 SCC 683Mentioned OnlyCited as part of the line of authorities but not directly applied; referenced to discuss related principles but not used as the controlling authority in the decision.
Harnam Singh v. The State of Himachal Pradesh(1975) 3 SCC 343PositiveReferenced for consistency in applying abatement principles across types of appeals and to discuss the scope of Section 431 in the context of Article 136 appeals.
Pranab Kumar Mitra v. State of West Bengal and Anr.AIR 1959 SC 144PositiveCited in discussing the broader principle of continuance/abateability and to illustrate the reasoning in extending the law from old code concepts to Cr.P.C.
PSR Sadhanantham v. Arunachalam(SCC p.145, para 7)PositiveCited to support residuary jurisdiction principles and to illustrate the special leave context under Article 136 and its interaction with abatement concerns.

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Extracted Judgment Text

Exact text extracted from official judgment records.

[2008] 9 S.C.R. 1163 _1_ r # SHRI SHANKAR PRASAD GHOSH (DEAD) _v_ THE STATE OF BIHAR & ANR. (Criminal Appeal No.473 of 1998) JUNE 13, 2008 [DR. ARIJIT PASAYAT AND P.P. NAOLEKAR, JJ.] _Code of Criminal Procedure, 1973:_ _s. 394, proviso_ - _Appeal_ - _Abatement of, on death of appellant_ - _Leave to continue the appeal by relative_ - _Delay in_ c - _Effect of_ - _On facts, Conviction of appellant under Penal Code and Prevention of Corruption Act challenged before Supreme Court_ - _Death of appellant during pendency of appeal_ - _Application for substitution filed after five years_ - _No sufficient cause shown for delayed presentation_ - _Held: Ap-_ D _peal shall abate._ _s. 394_ - _Applicability of, to appeal before Supreme Court_ - _Held: Applicable._ The appellant-accused was held guilty of offence E punishable under the Penal Code, 1860 and Prevention of Corruption Act. Various custodial sentences and fine were imposed. The High Court upheld the conviction but altered the sentences to the period already undergone. The fine amount was, however, maintained alongwith F default stipulation. F Appellant filed leave to appeal which was granted on 20.4.1998 but no stay was granted. During the pendency of the appeal, appellant died on 15.5.2000. After about 5 years applications were filed purportedly in terms[(3 ] of s.394 (2) Cr.P.C. to bring on record the legal heirs of the deceased appellant for the purpose of continuance of the appeal. 1163 H SUPREME COURT REPORTS [2008] 9 S.C.R. 1164 ~ A A Respondent-State submitted that s.394 has no application to the appeal before the Supreme Court; that in any event, time statutorily prescribed is 30 days; that in the instant case, applications were filed nearly 5 years after the date of the death of the appellant and that no B[explanation was offered ][as ][to why the applications were ] filed after such a long time and that there was no scope for condoning any delay beyond the fixed period of 30 days. _1_ ## Disposing of the appeal, the Court ## c HELD : 1. S.394 of the Cr.P.C. reads that every appeal shall finally abate on the death of the appellant. The proviso to that section says that where the appeal is against a conviction and sentence of death or of imprisonment and D[the appellant dies during the pendency ][of ][the appeal, any ] of his relatives, which expression is defined by the explanation appended to this proviso may within 30 days of the death of the appellant, apply to the appellate court for leave to continue the appeal; and if leave is granted, the appeal shall not abate. [Para 5] [1167-G, 1168-A,B] E S. _V. Kameswar Rao and Anr. v. State A.C.B. Police,_ - _Karnoo/ District, Andhra Pradesh_ (1991) Supp 1 SCC 377 relied on _State of AP v._ S. _Narasimha Kumar and_ Ors. (2006) 5 F SCC 683; _Harnam Singh v The State of Himacha/ Pradesh_ (1975) 3 sec 343 -referred to. 2. The principles embodied in s. 394 of the Cr.P.C. can be pressed into service in appeals before this Court. G[It is true that the period ][of ][30 ][days has been statutorily ] fixed for making an application by the legal heirs. In the instant case, the applications were filed after about 5 years. No explanation has been offered for delayed presentation. The appeal has abated on the death of the apH[pellant. [Para ][7] ][[1169-G,H, ][1170-A,B] ] SHRI SHANKAR PRASAD GHOSH (DEAD) _v._ THE 1165 STATE OF BIHAR & ANR. [DR. ARIJIT PASAYAT, J.] CRIMINALAPPELLATE JURISDICTION: Criminal Appeal A No. 473 of 1998 From the Judgment and final Order dated 26.11.1997 of the High Court of Judicature at Patna in Crl. Appeal No. 25 of 1984 B Ranjan Mukherjee for the Appellant. )' Gopal Singh and Manish Kumar for the Respondents. The Judgment of the Court was delivered by ~ **Dr. ARIJIT PASAYAT, J.** 1. One Shankar Prasad Ghosh[c ] had filed the present appeal before this Court questioning correctness of the judgment rendered by a learned Single Judge of the Patna High Court. By a common judgment the iearned Special Judge (CBI), South Bihar, Patna had found each of the accused persons guilty of offence punishable under Sections D 409, 477 A read with Section 34, 467 and 4 71 of the Indian Penal Code, 1860 (in short the 'IPC'). It also found the accused guilty of offence punishable under Section 5(2) read with Section 4(1 )(c) and Section 5(1 )(d) of the Prevention of Corruption Act, 1947 (in short the 'Act'). Various custodial sentences and fine E were imposed. The judgment of the Special Judge was assailed in appeal before the High Court which dismissed the appeal. The High Court upheld the conviction but altered the sentences to the period already undergone. The fine amount was, however, maintained alongwith default stipulation. F F 2. In this case leave was granted on 20.4.1998 but no stay was granted. During the pendency of the appeal, appellantShankar Prasad Ghosh died on 15.5.2000. After about 5 years applications have been filed purportedly in terms of Section 394 (2) of the Code of Criminal Procedure, 1973 (in short the 'Code')[G ] to bring on record the legal heirs of the deceased appellant for the purpose of continuance of the appeal. On 15.3.2007 it was ' directed that the applications shall be considered when the appeal will be taken up for hearing. H SUPREME COURT REPORTS [2008) 9 S.C.R. 1166 A 3. Learned counsel for the respondent-State submitted that there is no scope for accepting the applications. Section 394 has no application to the appeal before the Supreme Court. In any event, time statutorily prescribed is 30 days. In the instant case, applications have been filed nearly 5 years after the date B of the death of the appellant-Shankar Prasad Ghosh. Even no explanation has been offered as to why the applications were filed after such a long time. Accordingly, he submitted that there is no scope for condoning any delay beyond the fixed period of 30 days. A C 4. In _State of A.P v._ S. _Narasimha Kumar and Ors._ (2006 (5) sec 683), it was noted as follows: D E "6. In _Bondada Gajapathi Rao v. State of Andhra Pradesh_ (AIR 1964 SC 1645) three-judge Bench of this Court was dealing with the situation as to whether appeal by special leave against sentence of imprisonment abates on the death of the accused/appellant. Three separate judgments were rendered by the Hon'ble Judges. The principles as can be culled out from the said decision are as follows: (though rendered in the context of the Old Code are equally applicable under the Cr.P.C.). F G H (1) Section 431 of the Old Code does not apply proprio vigore to a case of appeal filed with the special leave of the Supreme Court granted under Article 136 of the Constitution of India, 1950 (in short the 'Constitution') when the appellant-accused dies pending the appeal. (2) But where the appeal is against sentence of fine, the appeal may be permitted to be continued by the legal representatives of the deceased appellant accused. There is no provision making such appeals abate. If they can be continued when arising under the Old Code, there is no reason why they should not be continued when arising under the Constitution. If revision petitions rr.ay be allowed to be continued after the death of the accused so should appeals, for between them no distinction in principle is SHRI SHANKAR PRASAD GHOSH (DEAD) _v._ THE 1167 STATE OF BIHAR & ANR. [DR. ARIJIT PASAYAT. J.] ) possible for the purpose of continuance. (3) The principle on which the hearing of a proceeding may be continued after the death of an accused would appear to be the effect of the sentence on his property in the hands of his legal representatives. If the sentence affects that property, the legal representatives can be said to be interested in the proceeding and allowed to continue it. A B (4) But where the sentence is not one of fine but of imprisonment, which on the death of the accused becomes c infructuous, the sentence does not affect the property of the deceased-accused in the hands of his legal representatives, and therefore, the appeal, in such a case, would abate, upon the death of the accused. D (5) In fact that the accused was a government servant and D was under suspension during the trial and the fact that if the conviction and sentence were set aside, his estate would be entitled to receive full pay for the period of suspension, cannot be said to affect his estate, because, the setting aside of the sentence would not automatically E entitle the legal representatives to the salary. It would be extending the principle applied to the case of a sentence of fine, if on the basis of it appeal against imprisonment is allowed to be continued by the legal representatives after the death of the appellant and for such an extension F there is no warrant. Reference was made to _Pranab Kumar Mitra_ vs. _State of West Bengal and Anr._ (Al R 1959 SC 144). F 5. In S. _V Kameswar Rao and Anr. v State (A.C.B. Police, Karnoo/ District, Andhra Pradesh)_ (1991 Supp (1) SCC G 377), it was inter-alia observed as follows: "5. Section 394 of the Code of Criminal Procedure reads that every appeal shall finally abate on the death of the appellant. The proviso to that section says that where the H SUPREME COURT REPORTS [2008] 9 S.C.R 1168 A B c D E appeal is against a conviction and sentence of death or of imprisonment and the appellant dies during the pendency of the appeal, any of his relatives. which expression is defined by the explanation appended to this proviso may within 30 days of the death of the appellant, apply to the appeilate court for leave to continue the appeal; and if leave is granted, the appeal shall not abate. In the present case, none of the relatives of the deceased within the term of the explanation to the proviso has approached this Court within 30 days for leave to continue the appeal. This present application is filed nearly after a period of 10 years. No explc.nation is given in this application for not approaching the court within that prescribed period and no sufficient cause is shown for condonation of such undue and inordinate delay of 10 years. A decision of this Court in _PS.R. Sadhanantham_ v. _Arunachalam_ is relied on in the petition wherein it has been held thus: (SCC p. 145, para 7) "Article 136 is a special jurisdiction. It is residuary power; it is extraordinary in its amplitude, its limit, when it chases injustice, is the sky itself." 6. In _Harnam Singh v. The State of Himachal Pradesh_ (1975 (3) sec 343 at paras 7, 14 and 15) it was observed as follows: F G H "7. The appeal before us was filed by special leave granted under Article 136 of the Constitution and is neither under Section 411-A(2) nor under Section 417 nor under any other provision of Chapter XXXI of the Code. Plainly therefore, Section 431 has no application and the question whether the appeal abated on the death of the appellant is not governed strictly by the terms of that section. But, in the interests of uniformity, there is no valid rerson for applying to appeals under Article 136 a set of rules different from those which govern appeals under the Code in the matter of abatement. It is therefore necessary to find the • .~ SHRI SHANKAR PRASAD GHOSH (DEAD) _v._ THE 1169 STATE OF BIHAR & ANR [DR ARIJIT PASAYAT, J.] true meaning and scope of the provision contained in A Section 431. ## Xx )()( 14. If this be the true interpretation of Section 431, there is no reason why the same principle ought not to be 8 extended to criminai appeals filed in this Court under Article 136 of the Constitution. Accordingly the widow of the deceased appellant who has been brought on the record of the appeal as his legal representative is entitled to continue the appeal as the sentence of fine directly affects c the property which would devolve on her on the death of her husband. ~ • 15. In _Bondada Gajapathy Rao_ v. _State of A.P_ the appellant was convicted by the High Court under Section 302 of the Penal Code and was sentenced to imprisonment for life . D He filed an appeal in this Court by special leave but died during the pendency of the appeal. His sons and daughter applied for substitution as his legal representatives contending that the conviction of their father had resulted in his removal from Government service and if the E conviction were set aside the estate will be able to claim the arrears of salary from the date of conviction till the date of his death. This Court declined to permit the legal representatives to continue the appeal on the ground that the claim on the strength of which they sought permission F to continue the appeal was too remote. This decision is distinguishable as the appeal was not from a sentence of fine and as the interest of the legal representatives was held to be contingent and not direct. Even if the conviction were set aside, the legal representatives would not have G automatically got the arrears of salary due to their father." F 7. In view of what has been stated by this Court in the aforenoted cases the principles embodied in Section 394 of the Code can be pressed into service in appeals before this Court. It is true that the period &f 3P days has been statutorily fixed for H SUPREME COURT REPORTS [2008) 9 S.C.R. 1170 • A making an application by the legal heirs. In the instant case, the applications were filed after about 5 years. We need not go into the question as to whether there is scope for condonation of delay as no explanation has been offered for the delayed presentation. In that view of the matter, the observations of this s Court in _Kameswar Rao's_ case (supra) are clearly applicable. The appeal has abated on the death of the appellant-Shankar Prasad Ghosh and is disposed of accordingly. D.G. Appeal Disposed of • '-