High Court of KeralaDivision BenchPetition allowed; Tribunal order set aside; con...

Santhosh Kumar v. State of Kerala and Others

Case / Petition Number:O.P.(KAT).NO.92 OF 2017
Neutral Citation:/

Case Details & Bench

Court
High Court of Kerala
Hon'ble Judges
  • A.K. Jayasankaran Nambiar
  • Mohammed Nias C.P.
Judgment Date
2022-08-16
Court Decision / Holding
In the result, we set aside the impugned order of the Tribunal, and allow the O.P.(KAT) with consequential reliefs to the petitioner.
Final Disposition
Petition allowed; Tribunal order set aside; consequential reliefs to petitioner.

Parties to the Case

Appellants / Petitioners

  • Santhosh Kumar

Respondents

  • State of Kerala rep. by the Secretary to Government, Taxes Department, Government Secretariat, Thiruvananthapuram 695001
  • The Commissioner of Excise, Thiruvananthapuram-33
  • Kerala Public Service Commission, Pattom, Thiruvananthapuram 695004, rep. by its Secretary
  • Sri. Prasanth M (4th respondent, corrected from Remesan.M)
  • Sri. Kiran K. Nair, Civil Excise Officer, Exice Range Office, Kottayam
  • Sri. Aneesh K.A, Civil Excise Officer
  • Sri. Aneesh T.C, Civil Excise Officer
  • Sri. Antony Xavier.A.P, Civil Excise Officer, Cashier, KSEB
  • Sri. Rajesh.R, Civil Excise Officer
  • Addl. Rafi Kalamullavalappil, Exise Preventive Officer (Additional Respondent)

Legal Representation & Advocates

Counsels for Petitioners

  • • K. Jaju Babu (Sr.)
  • • Brijesh Mohan
  • • M.U. Vijayalakshmi

Counsels for Respondents

  • • Sreenivasan Unnikrishnan Kaimal, Sr. Govt. Pleader
  • • P.C. Sasidharan, Standing Counsel
  • • K.H. Asif
  • • S.P. Aravindakshan Pillay
  • • Molty Majeed
  • • P.B. Unnikrishnan Nair
  • • Ruben George Rock
  • • N. Satha
  • • V. Varghese
  • • Peter Jose Christo
  • • S.A. Anand
  • • K.N. Remya
  • • L. Annapoorna
  • • Vishnu V.K.
  • • Abhirami K. Uday
  • • Kuruvilla Sabu Christy

Case Synopsis & Summary

This is a Kerala High Court (O.P.(KAT).No.92 of 2017) challenging a Kerala Administrative Tribunal order dated 10 March 2017 in OA(EKM) No.171/2016. The petitioner, a Civil Excise Officer, challenged the PSC-driven selection process for the post of Excise Preventive Officer after amendments to recruitment rules. The sequence began with a 2007 PSC notification and a rank list published in 2010. In 2008 the Special Rules were amended, removing direct recruitment, yet the PSC proceeded with the selection and issued appointment advices for 158 candidates, with 116 joining; 42 NJD vacancies were reported in 2011. Some NJD vacancies were filled, and the rank list exhausted by 2011. A fresh notification appeared on 29.9.2012, followed by a shortlist in 2015 and a rank list in 2017. The Kerala Administrative Tribunal, in OA No.171/2016, held that the substantial vacancy notified earlier could be extinguished only when an advised candidate joined, implying NJD vacancies arising prior to amendment could be filled by direct recruitment. The High Court, however, held that NJD vacancies arising from a non-joining candidate constitute fresh vacancies and must be governed by the amended Special Rules, which abolished direct recruitment. Consequently, the court set aside the Tribunal’s order and allowed the petition with consequential reliefs, endorsing the view that recruitment law need not universally apply as on the date of vacancy but can depend on the employer’s actions and facts of the case.

Provisions of Law Cited

Rule 2(1) of Part I of the Kerala State & Subordinate Services RulesSpecial Rules (amendment on 4.6.2008)Notification dated 28.3.2007 (PSC)

Legal Doctrines & Maxims

  • Fresh vacancy on non-joining of advised candidate
  • Vacancies arise with notification/advice and are subject to the rules in force at the time of arising
  • Extinguishment of a vacancy upon appointment and joining (as per tribunal reasoning) vs. fresh vacancy upon non-joining (as per the court’s conclusion)

Submissions & Arguments

Contentions of Appellants / Petitioners

The petitioner argued that when recruitment rules change, vacancies arising after the amendment should be filled under the amended rules, not under the erstwhile ones. He relied on Supreme Court rulings that vacancies created after non-joining are to be treated as fresh vacancies (citing Indian Bank v. R. Jayashree) and that no universal rule binds vacancies to the rules existing at the time of their arising (citing State of Himachal Pradesh v. Raj Kumar). Since the NJD vacancies in question trace to pre-amendment periods but the rules were amended to remove direct recruitment, filling them via direct recruitment would be impermissible; thus the Tribunal’s approach was misapplied.

Contentions of Respondents

The respondents contended that NJD vacancies should be viewed as existing prior to the amendment, and hence were to be filled under the older rules; if necessary, employer policy to report to PSC indicates intention to fill under earlier rules rather than amended ones. They argued that the Tribunal’s reasoning was consistent with the pre-amendment framework and that the law could vary by facts in each case.

Cited Precedents (2)

Case NameCitationTreatmentExplanation
State of Himachal Pradesh and Others v. Raj Kumar & OthersJT 2022 (5) SC 516PositiveCited to support the proposition that there is no universal rule requiring vacancies to be filled strictly under the rules in force at the date of vacancy; the applicable rule can depend on facts and employer decisions.
Indian Bank v. R. Jayashree[2001 SCC Online SC 23]PositiveCited for the principle that a vacancy arising due to non-joining can be treated as a fresh vacancy to which a fresh appointment is to be made.

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Extracted Judgment Text

Exact text extracted from official judgment records.

## **IN THE HIGH COURT OF KERALA AT ERNAKULAM** ## **PRESENT** **THE HONOURABLE MR.JUSTICE A.K.JAYASANKARAN NAMBIAR** **&** **THE HONOURABLE MR.JUSTICE MOHAMMED NIAS C.P.** **TUESDAY, THE 16[TH] DAY OF AUGUST 2022/25TH SRAVANA, 1944** **O.P(KAT).NO.92 OF 2017** **AGAINST THE ORDER DATED 10.3.2017 IN O.A.(EKM).NO.171/2016 OF KERALA ADMINISTRATIVE TRIBUNAL, THIRUVANANTHAPURAM** ## **PETITIONER/3RD APPLICANT IN OA:** **SANTHOSH KUMAR AGED 39 YEARS** **AGED 39 YEARS, S/O.KALLYANI AMMA, CIVIL EXCISE OFFICER, KANNUR 670 631, RESIDING AT KANIYERI HOUSE, MALAPPURAM PO, SREEKANDAPURAM VIA, KANNUR 670 631.** **BY ADV.SRI.K.JAJU BABU (SR.) BY ADV.SRI.BRIJESH MOHAN BY ADV.SMT.M.U.VIJAYALAKSHMI** ## **RESPONDENTS/RESPONDENTS:** - **1 STATE OF KERALA REP. BY THE SECRETARY TO GOVERNMENT, TAXES DEPARTMENT, GOVERNMENT SECRETARIAT, THIRUVANANTHAPURAM 695 001.** - **2 THE COMMISSIONER OF EXCISE COMMISSIONER OF EXCISE, THIRUVANANTHAPURAM -33.** - **3 KERALA PUBLIC SERVICE COMMISSION PATTOM, THIRUVANANTHAPURAM 695 004, REP. BY ITS SECRETARY.** - **4 SRI.RAMESAN.M PRAVEEN MANDIRAM, PAZHAVAR MULLARAVILA, NEYYATTINKARA, THIRUVANANTHAPURAM 695 126 (THE NAME OF THE 4TH RESPONDENT IS CORRECTED AS PRASANTH M INSTEAD OF REMESAN.M VIDE ORDER DATED 23.3.2016 IN MA 893/2016)** - **5 SRI.KIRAN K.NAIR AGED 39 YEARS, S/O.DIVAKARAN NAIR, CIVIL EXCISE OFFICER, EXICISE RANGE OFFICE, KOTTAYAM 686 001.** - **6 SRI.ANEESH K.A AGED 39 YEARS, S/O.ALLESH, CIVIL EXCISE OFFICER,** **O.P.(KAT).NO.92 OF 2017 :: 2 ::** **EXCISE CIRCLE OFFICE, IRINJALAKUDA, THRISSUR DISTRICT 680 121.** - **7 SRI ANEESH T.C** **AGED 25 YEARS, S/O.CHANDRAN T.K., CIVIL EXCISE OFFICER, EXCISE CIRCLE OFFICE, THRISSUR 680 121.** - **8 SRI ANTONY XAVIER.A.P AGED 30 YEARS, S/O.A.A.PAILY, CIVIL EXCISE OFFICER, CASHIER, KERALA STATE ELECTRICITY BOARD LTD, H.M.T. ROAD, KALAMASSERY 683 503.** - **9 SRI.RAJESH .R AGED 24 YEARS, S/O.RAMACHANDRAN, THOTTIPADAM, VATTEKKAD POST, PALAKKAD 678 506.** ## **ADDL.10 RAFI KALAMULLAVALAPPIL** **EXCISE PREVENTIVE OFFICER, EXCISE CIRCLE OFFICE, KUTHUPARAMBA, KANNUR DISTRICT, RESIDING AT RAFI MANZIL, P.O.IRIVERI, PANERICHAL CHAPPA, KANNUR DISTRICT, PIN – 670 613.** **ADDL. 10TH RESPONDENT IS IMPLEADED AS PER ORDER DATED 16.8.2022 IN I.A.NO.2/2021.** **BY SRI.UNNIKRISHNA KAIMAL, SR. GOVT. PLEADER BY SRI.P.C.SASIDHARAN, SC BY ADV.SRI.K.H.ASIF** **BY ADV.SRI.S.P.ARAVINDAKSHAN PILLAY BY ADV.SMT.MOLTY MAJEED BY ADV.SRI.P.B.UNNIKRISHNAN NAIR BY ADV.SRI.RUBEN GEORGE ROCK BY ADV.SMT.N.SANTHA BY ADV.SRI.V.VARGHESE BY ADV.SRI.PETER JOSE CHRISTO BY ADV.SRI.S.A.ANAND BY ADV.SMT.K.N.REMYA BY ADV.SMT.L.ANNAPOORNA BY ADV.SRI.VISHNU V.K. BY ADV.SMT.ABHIRAMI K. UDAY BY ADV.SRI.KURUVILLA SABU CHRISTY** **THIS OP KERALA ADMINISTRATIVE TRIBUNAL HAVING COME UP FOR ADMISSION ON 03.08.2022, THE COURT ON 16.08.2022 DELIVERED THE FOLLOWING:** **O.P.(KAT).NO.92 OF 2017 :: 3 ::** ## **J U D G M E N T** ## **A.K. Jayasankaran Nambiar, J.** The petitioner in this O.P.(KAT) was the 3[rd] applicant in O.A. (EKM) No.171 of 2016 before the Kerala Administrative Tribunal, and impugns the order dated 10.3.2017 of the Tribunal in the said O.A. The brief facts necessary for disposal of this O.P.(KAT) are as follows: The petitioner is a Civil Excise Officer in the Excise and Prohibition Subordinate Service. The Public Service Commission [PSC], as per its Notification dated 28.3.2007, invited applications for selection to the post of Preventive Officer. Pursuant to the said selection, a rank list was published with effect from 19.3.2010. In the meanwhile, with effect from 4.6.2008, the Special Rules were amended taking away the source of direct recruitment to the post of Preventive Officer. Inasmuch as the amendment to Special Rules had taken place after the commencement of the selection process, the PSC went ahead with the selection process that had already **O.P.(KAT).NO.92 OF 2017 :: 4 ::** been initiated and issued advice memo to 158 candidates from the rank list, all of whom were also issued with appointment orders. It would appear that out of the 158 candidates, only 116 actually joined service, and therefore, on 1.3.2011, another 42 NJD vacancies were reported to the PSC. Apparently, four vacancies against the 42 NJD vacancies reported were filled from the existing rank list but no further NJD vacancy could be filled from the said rank list since it stood exhausted with effect from 11.5.2011. Consequently, a fresh notification dated 29.9.2012 was issued by the PSC, pursuant to which, a shortlist dated 30.7.2015 and rank list dated 26.7.2017 was published by the PSC. The said notification dated 29.9.2012 and the consequent selection process were impugned before the Tribunal in O.A.No.171 of 2016 by inservice candidates _inter alia_ on the contention that inasmuch as the 38 NJD vacancies subsisted after the expiry of the original rank list, there could not have been a fresh notification issued by the PSC for the purposes of filling up the said vacancies since those vacancies had to be filled in terms of the amended Special Rules which had taken away the source of direct recruitment as a method of filling up the vacancies in the post of Preventive Officer. 2. The Tribunal, on a consideration of the O.A., found that the **O.P.(KAT).NO.92 OF 2017 :: 5 ::** substantial vacancy that was initially notified by the Notification dated 28.7.2007 could be seen as extinguished only on a person being advised against the same, issued with an appointment order, and actually having joined duty and discharged the duties attached to the post. Reliance was placed on Rule 2(1) of Part I of the Kerala State & Subordinate Services Rules to hold that the term “appointed to a service” meant that the incumbent had to discharge for the first time the duties of a post borne on the cadre of such service or when he commenced the probation, instruction or training prescribed for members thereof. The Tribunal essentially held that the substantial vacancy, which was relatable to a period prior to the introduction of the Special Rules, was not extinguished and continued to remain in existence till such time as a candidate had been appointed to the vacancy and commenced the discharge of his duties in the post in question. It was found that inasmuch as the NJD vacancies were vacancies that were traceable to a period prior to the amendment of the Special Rules with effect from 4.6.2008, there was no illegality in the PSC issuing the notification dated 29.9.2012 and continuing with the selection process for the purposes of filing up the NJD vacancies with direct recruits. The O.A. was therefore dismissed for the said reasons. **O.P.(KAT).NO.92 OF 2017 :: 6 ::** 3. Before us, it is the contention of the Sri.Jaju Babu, the learned senior counsel, assisted by Adv.Sri.Brijesh Mohan appearing for the petitioner that it is now well-settled that there is no mandatory Rule which envisages that vacancies have to be filled in accordance with the law prevailing as on the date of arising of the vacancy. It is his contention that when there is a change in the Rules governing recruitment, the vacancies that arise subsequent to the amendment of the Rules have to be filled in accordance with the amended Rules and not in accordance with the erstwhile Rules. He places reliance on the decision of the Supreme Court in _**State of**_ _**Himachal Pradesh and Others v. Raj Kumar & Others - [JT 2022 (5) SC 516]**_ for the said proposition. He also places reliance on the judgment of the Supreme Court in _**Indian Bank v. R. Jayashree - [2001 SCC Online SC 23]**_ , where the Supreme Court, while reversing a Division Bench judgment of this Court, observed that when a vacancy arises in a post as a result of a non-joining of a candidate, the resulting vacancy has to be seen as a fresh vacancy to which a fresh appointment has to be made. It is his submission that in view of the admitted fact that the vacancies in question were NJD vacancies, the mere fact that the vacancies could be traced to a period prior to the amendment of the Special Rules could not be a reason to hold that the vacancies had to be filled in accordance with **O.P.(KAT).NO.92 OF 2017 :: 7 ::** the erstwhile Rules. 4. Per contra, it is the submission of Sri.Elvin Peter, the learned counsel appearing for the contesting respondents that the NJD vacancies had to be seen as vacancies that arose on dates prior to the amendment of the Special Rules, and hence, they could have been filled only in accordance with the erstwhile Rules and not in accordance with the Special Rules. It is also his submission that at any rate, the decision of the employer to report the vacancies to the PSC had to be seen as indicative of the policy of the employer to fill up those vacancies in terms of the earlier Rules and not in accordance with the amended Rules. 5. On a consideration of the rival submissions, we find that for the reasons that are to follow, this O.P.(KAT) must succeed. It cannot be in dispute that a vacancy that arises consequent to an advised candidate not reporting for duty pursuant to the advice, has to be treated as a fresh vacancy. The decision in _**Indian Bank (supra)**_ clearly states so. Even otherwise, we are of the view that once the PSC advises a candidate to a vacancy, the said candidate acquires a right to that vacancy to the exclusion of all others. If the candidate then chooses not to join the post in question, then the resultant **O.P.(KAT).NO.92 OF 2017 :: 8 ::** vacancy has necessarily to be seen as a fresh one to be filled in accordance with the Rules in vogue. In other words, on the facts in the instant case, the NJD vacancies had to be seen as fresh vacancies arising on the date on which they were notified, namely 29.9.2012, and in that event, it was the amended Special Rules that had to govern the filing up of the said vacancies. As a matter of fact, we find that there was no justification whatsoever for the employer to have reported the NJD vacancies to the PSC at all, since the amended Special Rules had taken away the source of direct recruitment as a method of recruitment to the post in question. We therefore cannot accept the finding of the Tribunal in the impugned order that notwithstanding the non-joining of the advised candidates, the vacancies subsisted as those that had arisen on a date prior to the amendment of the Special Rules. The said finding militates against the view expressed above based on the judgment of the Supreme Court. We also accept the contention of the learned senior counsel based on the judgment in _**State of Himachal Pradesh and**_ _**Others v. Raj Kumar & Others - [JT 2022 (5) SC 516]**_ that the law that vacancies should be filled in accordance with the Rules existing at the time of arising of the vacancy is not one of universal application and would depend on the facts and circumstances of each case and the decision taken by the employer in such cases. **O.P.(KAT).NO.92 OF 2017 :: 9 ::** In the result, we set aside the impugned order of the Tribunal, and allow the O.P.(KAT) with consequential reliefs to the petitioner. **Sd/A.K.JAYASANKARAN NAMBIAR JUDGE** **Sd/ MOHAMMED NIAS C.P. JUDGE** **prp/** **O.P.(KAT).NO.92 OF 2017 :: 10 ::** ## **APPENDIX OF O.P(KAT).NO.92/2017** ## **PETITIONER EXHIBITS:** **EXHIBIT P1 TRUE COPY OF THE OA(EKM) NO.171/2016 FILED ALONG WITH ANNEXURE A1 TO A5 BEFORE THE KERALA ADMINISTRATIVE TRIBUNAL THIRUVANANTHAPURAM EXHIBIT P2 TRUE COPY OF THE REPLY STATEMENT FILED BY THE 1ST RESPONDENT IN OA(EKM) NO. 171/2016 BEFORE THE KERALA ADMINISTRATIVE TRIBUNAL, THIRUVANANTHAPURAM** **EXHIBIT P3 TRUE COPY OF THE REPLY STATEMENT FILED BY THE 3RD RESPONDENT IN OA(EKM) NO. 171/2016 BEFORE THE KERALA ADMINISTRATIVE TRIBUNAL, THIRUVANANTHAPURAM** - **EXHIBIT P4 TRUE COPY OF THE IMPLEADING APPLICATION IN M.A.NO. 2669/2016 ALONG WITH ANNEXURES . MA1 TO 3 IN OA (EKM) NO. 171/2016 BEFORE THE KERALA ADMINISTRATIVE TRIBUNAL, THIRUVANANTHAPURAM** **EXHIBIT P5 TRUE COPY OF THE IMPLEADING APPLICATION IN M.A.NO. 3070/16 IN OA(EKM) NO. 171/2016 BEFORE THE KERALA ADMINISTRATIVE TRIBUNAL, THIRUVANANTHAPURAM** - **EXHIBIT P6 TRUE COPY OF THE REPLY STATEMENT FILED BY THE ADDITIONAL RESPONDENTS 5 TO 8 ALONG WITH ANNEXURE -R5(A) IN OA (EKM) NO. 171/2016 BEFORE THE KERALA ADMINISTRATIVE TRIBUNAL, THIRUVANANTHAPURAM** - **EXHIBIT P7 TRUE COPY OF THE REPLY STATEMENT FILED BY ADDITIONAL RESPONDENT OA(EKM) NO. 171/2016 BEFORE THE KERALA ADMINISTRATIVE TRIBUNAL, THIRUVANANTHAPURAM** **EXHIBIT P8 TRUE COPY OF THE ORDER DATED 10.3.2017 OA** **O.P.(KAT).NO.92 OF 2017 :: 11 ::** **(EKM) NO. 171/2016 OF THE KERALA ADMINISTRATIVE TRIBUNAL, THIRUVANANTHAPURAM** **EXHIBIT P9** **TRUE COPY OF THE ORDER DATED 22/11/2001 OF THE HONOURABLE SUPREME COURT IN CIVIL APPEAL NO. 4054/199 AND 4055/1999** **RESPONDENT EXHIBITS:** **EXHIBIT R5** **EXHIBIT R5** **EXHIBIT R5 C** **TRUE COPY OF THE RANK LIST PUBLISHED WITH EFFECT FROM 26/07/2017 FOR THE POST OF EXCISE PREVENTIVE OFFICERS** **TRUE COPY OF THE TEMPORARY PROMOTION ORDERS DATED 19/12/2019 WITH RESPECT TO THE CORRESPONDING 13 NJD VACANCIES AT KANNUR** **TRUE COPY OF THE ORDER N O XD3-136956/2019 DATED 10-08-2020`** ## **//TRUE COPY//** **P.S. TO JUDGE**