Sanja Y Bansal and Anr. v. Jawaharlal Vats and Ors.

....--'I' # SANJA Y BANSAL AND ANR. # _v._ JAW AHARLAL VATS AND ORS. # OCTOBER 22, 2007 ## ,. # **[DR.ARIJITPASAYAT ANDLOKESHWARSINGHPANTA,JJ.]** ... _Constitution of India, I 950:_ ,.... ,, . ) > _Art. 226-Son of Respondent No. I sustained fire-arm injuries-_ c _Case registered under s. 307 JPC-10. submitted final report excluding accused-Appellants of the offence on basis of alibi claimed by themRespondent No. I filed writ petition before High Court praying for direction to investigating agency to proceed in the case in a "fair and proper" manner-High Court directed Respondent No. I to file protest_ D _petition before Trial Magistrate and kept the writ petition pending/or order of the Magistrate-Correctness of-Held, not correct-High Court could not have directed Respondent No. I to lodge the protest petition-It was for the informant to do so if he intended to do soHigh Court further could not have kept the matter pending and_ E _indicated its anxiety to know the order passed by the Magistrate-It is clearly indicative of the fact that the High Court wanted the rejection of the final report though it was not_ spec~fically _spelt out-Jn the circumstances, order passed by High Court and the consequential order passed by Magistrate are set aside-Protest petition, ({filed, shall be considered by the Magistrate in accordance with law uninfluenced by_[F ] _any observation made by High Court-Penal Code, I860-s.307Code of Criminal Procedure, I973-ss. I56, I69, I73 & I90._ **The son of Respondent No.1 sustained fire-arm injuries at the hands of some miscreants. A case was registered under Section 307** G i>· **IPC. The Investigating Officer submitted final report excluding the** " **accused-Appellants of the offence on the basis of alibi claimed by them. Respondent No.1 filed writ petition before High Court praying for a direction to the investigating agency to proceed in the case in** 591 H ~. 592 SUPREME COURT REPORTS [2007] 11 S.C.R. A a "fair and proper" manner. High Court directed Respondent No.1 to file protest petition before the Trial Magistrate and kept the writ peti~ion pending for order of the Magistrate. Appellant contended before this Court that the directions given B[by ][High ][Court ][could ][not ][be ][sustained ][since it indirectly ][directed ] rejection of the final report submitted by the Investigating Officer which was evident from the fact that the High Court exp~essed its anxiety to know the order passed by the Magistrate and kept the writ petition pending for order of the Magistrate. It was submitted that in view of the clear indication of view made by the High Court, c the Trial Magistrate was bound to be influenced. .J~ ., Disposing of the appeal, the Court ... ~ '' HELD: 1.1. When a report forwarded by the police to the Magistrate under Section 173(2)(i) CrPC is placed before him D several situations arise. The report may conclude that an offence appears to have been committed by a particular person or persons and in such a case, the Magistrate may either (1) accept the report and take cognizance of the offence and issue process, or (2) may disagree with the report and drop the proceeding, or (3) may direct E further investigation under Section 156(3) and require the police to make a further report. The report may on the other hand state that according to the police, no offence appears to have been committed. When such a report is placed before the Magistrate he has~again option of adopting one of the three courses open i.e., (1) he may accept F the report and drop the proceeding; or (2) he may disagree with the report and take the view that there is sufficient ground for further proceeding, take cognizance of the offence and issue process; or (3) he may direct further investigation to be made by the police under Section 156(3). The position is, therefore, now well~settled that upon G receipt of a police report under Section 173(2) a Magistrate is entitled to take cognizance of an offence under Section 190(1 )(b) of the Code even if the police report is to the effect that no case is made out against the accused. [Para 8] [598-C, D, E, F, G] 1.2. The Magistrate can take into account the statements of the H '"' ~ _j-_ .... _>_ " ) _I j_ SANJA YBANSAL _v._ JAW AHARLAL VATS 593 ~ ., _1'_ 1 1[,. ] _J .... i witnesses examined by the police during the investigation and take A cognizance of the offence complained of and order the issue of process to the accused. Section 190(1)(b) does not lay down that a Magistrate can take cognizance of an offence only if the Investigating Officer gives an opinion that the investigation has made out a case against the accused. The Magistrate can ignore the B conclusion arrived at by the Investigating Officer and independently apply his mind to the facts emerging from the investigation and take cognizance of the case, if he thinks fit, exercise his powers under Section 190(1 )(b) and direct the issue of process to the accused. The Magistrate.is not bound in such a situation to follow the procedure c laid down in Sections 200 and 202 of the Code for taking cognizance of a case under Section 190(1 )(a) though it is open to him to act under Section 200 or Section 202 also. [Para 8] [598-G, H; 599-A, B] -1 ·~ 1.3. The informant is not prejudicially affected when the Magistrate decides to take cognizance and to proceed with the case.[D ] But where the Magistrate decides that sufficient ground does not subsist for proceeding further and drops the proceeding or takes the view that there is material for proceeding against some and there are insufficient grounds in respect of others, the informant would certainly be prejudiced as the First Information Report lodged E becomes wholly or partialfy ineffective. [Para 8] [599-B, C, D] 1.4. Where the Magistrate decides not to take cognizance and to drop the proceeding or takes a view that there is no sufficient ground for proceeding against some of the persons mentioned in the F First Information Report, notice to the informant and grant of opportunity of being heard in the matter becomes mandatory . I [Para 8] (599-D, E] ;- " 1.5. The expressions 'charge-sheet' or 'final report' are not G used in the Code, but it is understood in Police Manuals of several States containing the Rules and the Regulations to be a report by the police filed under Section 170 of the Code, described as a 'charge-sheet'. In case of reports sent under Section 169, i.e., where there is no sufficiency of evidence to justify forwarding of a case to H \ 594 SUPREME COURT REPORTS [2007] 11 S.C.R. _{V_ A a Magistrate, it is termed variously i.e., ref erred charge, final report or summary. Section 173 in terms does not refer to any notice to be given to raise any protest to the report submitted by the police. Though the notice issued under some of the Police Manuals states it to be a notice under Section 173 of the Code, there is nothing in B Section 173 specifically providing for such a notice. (Para 9] (599-E, F, G] -"'· 1.6. The Magistrate has to give the notice to the informant and provide an opportunity to be heard at the time of consideration of c[the ][report. Therefore, the stress ][is ][on the issue ][of ][notice ][by ][the ] Magistrate at the time of consideration of the report. If the informant is not aware as to when the matter is to be considered, obviously, he cannot be faulted, even if protest petition in reply to the notice issued by the police has been filed belatedly. But the right D[is ][conferred on the informant ][and ][none else. ] ~ [Paras 10and11] [600-A, B, C] _Bhagwant Singh_ v. _Commissioner of Police and Anr.,_ AIR (1985) SC 1285; _Abhinandan Jha and Anr._ v. _Dinesh Mishra,_ AIR (1968) SC E[117; ] _[Mis. ][India Saraf Pvt. Ltd. ]_[v. ] _[State ][of ][Karnataka ][and ][Anr., ]_[AIR ] (1989) SC 885 and _Gangadhar Janardan Mhatre_ v. _State of Maharashtra and Ors.,_ [2004] 7 SCC 768, relied on. ... " Ir- 2.1. The High Court could not have directed the writ petitioner to lodge the protest petition. It was for the informant fo do so if he F intended to do so. The High Court further could not have kept the matter pending and in<.iicated its anxiety to know the order passed by the Magistrate. It is clearly indicative of the fact that the High Court wanted the rejection of the final report though it was not specifically spelt out. [Para 13] [600-D, E] ~ _>-_ ~- _.I-_ G 2.2. In the circumstances, the order passed by the High Court and the consequential order passed by the Magistrate are set aside. _>-'_ The protest petition, if filed, shall be considered by the Magistrate in accordance with law uninfluenced by any observation made by the ~ H _i_ _J_ SAN.TA YBANSAL _v._ JAWAHARLAL VATS[PASA YAT,J.] 595 y-,. A .... ' .... ~ ## **High Court. [Para 14] [600-F]** CRIMINAL APPELLATE JURISDICTION : Criminal Appeal No. 1453of2007. /" _r_ From the Judgment and final Order dated 16.3.2007 of the High Court of Judicature at Allahabad in Cr!. Misc. W.P. No. 13182/2006. Mukul Rohatgi, Vinay Arora, Ramesh Sinha, Sudershan Singh Rawat, Mukesh Kumar and Sanjay Jain for the Appellants. B R.K:Gupta, Rajiv Dubey, Kamlendra Mishra, Manoj K. Mishra, Javed M. Rao, Jitendra Mohan Sharma and Ajit Sharma for the[c ] Respondents. The Judgment of the Court was delivered by **DR. ARIJIT PASA YAT, J. 1.** Leave granted. **D** -/" I[... ][~ ] 2. Challenge in this appeal is to the order passed by a Division Bench of the Allal1abad High Court in Criminal Misc. Writ Petition No.13182 of 2006 which was filed under Article 226 of the Constitution of India, 1950 (in short the 'Constitution'). In the writ petition, the writ petitioner, i.e. respondent No. I, had prayed for a direction to the investigating agency to proceed with "fair and proper investigation in case No.147of2006[E ] under Section 307 of the Indian Penal Code, 1860 (in short the 'IPC') registered at Police Station Nauchandi, district Meerut". The writ petitioner alleged that his son had sustained fire arm injuries at the hands of some unknown miscreants on 30.3.2006 at 10.00 a.m. and in regard to it a F case was registered. Initially, Sri RP. Singh, Station Officer, Nauchandi had recorded the statement of the informant and the injured-Dhananjay who had categorically stated that the present appellants had caused fire arm injuries on him. Subsequently, the investigation was undertaken by one Chet Singh, SI who submitted the final report excluding the afore- G nan1ed accused i.e. the present appellants in the offence. The final report was on the basis of _alibi_ claimed by the accused persons. The High Court was of the view that from the beginning the writ petitioner was apprehending that there would be no fair and proper investigation into the case as the accused persons are influential persons. The High Court was of the view , H SUPREME COURT REPORTS [2007] 11 S.C.R. 596 A that whether any _alibi_ can be accepted is for the trial court to decide. Accordingly, the High Court _inter alia_ gave the following directions: B c "In above view of the matter the petitioner is directed to approach the learned Magistrate concerned within 10 days and file protest petition and the learned Magistrate concerned taking into account the statement of the injured and the injury report press a proper and appropriate order in accordance with law within a week thereafter and till then the final report No.32 of2006 shall not be given effect to and in case the final report has already been accepted the same shall be treated to have been rejected. This Court is anxious to know the order passed by the learned Magistrate, list this writ petition before us on 20th April, 2007 for the report of the learned Magistrate concerned." 3. In support of the appeal, learned counsel for the appellants D submitted that the directions given by the High Court are not sustainable in law. The course to be adopted when the final report is submitted has been indicated by this Court in several cases. In this case what the High Court indirectly directed was rejection of the final report as would be evident from the fact that the High Court expressed its anxiety to know E the order passed by the Magistrate and kept the writ petition pending for report of the concerned learned Magistrate. It was submitted that in view of the clear indication of view made by the High Court, the trial court was bound to be influenced. In fact the order by the High Court was passed on 16.3.2007. This Court directed interim stay of the High Court's F order by order dated 20th April, 2007. Before the said order could be passed, the trial court in fact had rejected the final report by order dated 16th April, 2007. In the said order, the learned Magistrate categorically referred to the order passed by the High Court. Therefore, there was no independent application of mind. G 4. In response, learned counsel for respondent No. l has submitted that the Magistrate has decided the matter uninfluenced by any observation of the High Court and he exercised the jurisdiction _de hors_ the High Court's order. 5. There is no provision in the Code of Criminal Procedure, 1973 H _f_ SANJA YBANSAL _v._ JAWAHARLAL VATS [PASAYAT,J.] 597 ...,. ..... (in short the 'Code') to file a protest petition by the infonnant who lodged A the first information report. But this has been the practice. Absence of a provision in the Code relating to filing of a protest petition has been considered. This Court in _Bhagwant Singh_ v. _Commiss_ioner of Police and Anr.,_ AIR (1985) SC 1285, stressed on the desirability of intimation being given to the informant when a report made under Section 173(4) is B under consideration. The Court held as follows: _r_ _1_ _·I'_ " .... There can, therefore, be no doubt that when, on a consideration of the report made by the officer in charge of a police station under Sub-Section (2)(i) of Section 173, the Magistrat~ is not inclined to take cognizance of the offence and issue process,[c ] the informant must be given an opportunity of being heard so that he can make his submission to persuade the Magistrate to take cognizance of the offence and issue process. We are accordingly of the view that in a case where the Magistrate to whom a report is forwarded under Sub-section (2)(i) of Section 173 decides not[D ] to take cognizance of the offence and to drop the proceeding or takes the view that there is no sufficient ground for proceedi.-ig against some of the persons mentioned in the First Infonnation Report, the Magistrate must give notice to the informant and provide him an opportunity to be heard at the time of consideration E of the report ... " 6. Therefore, there is no shadow of doubt that the informant _is_ entitled to a notice and an opportunity to be heard at the time of consideration of the report. This Court further held that the position },s _..J_ F . "' different so far as an injured person or a relative of the deceased, who i's not an informant, is concerned. They are not entitled to any notice. This Court felt that the question relating to issue of notice and grant of opportunity as afore-described was of general importance and directed that copies of the judgment be sent to the High Courts in all the States so G that the High Courts in their tum may circulate the same among th~ ..... ..\, Magistrates within their respective jurisdictions . ..... ..\, ~ 7. In _Abhinandan Jha and Anr._ v. _Dinesh Mishra,_ AIR (1968) SC 117, this Court while considering the provisions of Sections 156(3), 169, 178 and 190 of the Code held that there is no power, expressly or H .~ SUPREME COURT REPORTS [2007] 11 S.C.R. 598 -r-"{ A impliedly conferred, under the Code, on a Magistrate to call upon the police to submit a charge sheet, when they have sent a report under Section 169 of the Code, that there is no case made out for sending up an accused for trial. The functions of the Magistrate and the police are entirely different, and the Magistrate cannot impinge upon the jurisdiction B[of ][the ][police, ][by ][compelling ][them ][td ][change ][their ][opinion ][so ][as. ][to ][accord ] with his view. However, he is not deprived of the power to proceed with the matter. There is no obligation on the Magistrate to accept the report if he does not agree with the opinion formed by the police. The power to take cognizance notwithstanding formation of the opinion by the police c[which ][is ][the ][final ][stage ][in ][the ][investigation ][has ][been ][provided ][for ][in ][Section ] 190(1)(c). 8. When a report forwarded by the police to the Magistrate under Section 173(2)(i) is placed before him several situations arise. The report may conclude that an offence appears to have been committed by a D particular person or persons and in such a case, the Magistrate may either (1) accept the report and take cognizance of the offence and issue process, or (2) may disagree with the report and drop the proceeding, or (3) may direct further investigation under Section 156(3) and require the police to make a further report. The report may on the other hand state that E according to the police, no offence appears to have been committed. When such a report is placed before the Magistrate he has again option of adopting one of the three courses open i.e., ( 1) he may accept the report and drop the proceeding; or (2) he may disagree with the report and take the view that there is sufficient ground for further proceeding, F take cognizance of the offence and issue process; or (3) he may direct further investigation to be made by the police under Section 156(3). The position is, therefore, now well-settled that upon receipt of a police report under Section 173(2) a I'vfagistrate is entitled to take cognizance of an offence under Section 190(1)(b) of the Code even if the police report is G[to ][the ][effect ][that ][no ][case ][is ][made ][out ][against ][the ][accused. ][The ][Magistrate ] can take into account the statements of the witnesses examined by the police during the investigation and take cognizance of the offence complained of and order the issue of process to the accused. Section 190( 1 )(b) does not lay down that a Magistrate can take cognizance of H[an ][offence only if the Investigating Officer gives ][an ][opinion that ][the ] ~ i **==> picture [16 x 24] intentionally omitted <==** **----- Start of picture text -----**<br> "''<br>**----- End of picture text -----**<br> ... }- **==> picture [31 x 14] intentionally omitted <==** **----- Start of picture text -----**<br> ). ~ . i<br>r"<br>**----- End of picture text -----**<br> _f_ _I'_ , _I'_ .... .... .lo, .lo, SANJA YBANSAL _v._ JAW AHARLAL VATS [PASAYA T,J.] 599 ~ investigation has made out a case against the accused. The Magistrate A can ignore the conclusion arrived at by the Investigating Officer and independently apply his mind to the facts emerging from the investigation and take cognizance of the case, ifhe thinks fit, exercise of his power~ under Section 190( 1 )(b) and direct the issue of process to the accused. The Magistrate is not bound in such a situation to follow the procedure B laid down in Sections 200 and 202 of the Code for taking cognizance _of_ a case under Section 190(1)(a) though it is open to him to act under Section 200 or Section 202 also. [See _Mis. India Saraf Pvt. Ltd_ v. _State of Karnataka and Anr.,_ AIR (1989) SC 885]. The informant is. not prejudicially affected when the Magistrate decides to take cognizance c and to proceed with the case. But where the Magistrate decides that' sufficient ground does not subsist for proceeding further and drops the proceeding or takes the view that there is material for proceeding against some and there are insufficient grounds in respect of others, the informant . would certainly be prejudiced as the First Information Report lodged D becomes wholly or partially ineffective. Therefore, this Court indicated in _Bhagwant Singh 's_ case (supra) that where the Magistrate decides not to take cognizance and to drop the proceeding or takes a view that the~ is no sufficient ground for proceeding against some of the persons mentioned in the First Information Report, notice to the informant and E grant of opportunity of being heard in the matter becomes mandat01y. As indicated above, there is no provision in the Code for issue of a notice in that regard. 9. We may add here that the expressions 'charge-sheet' or 'final __j_ report' are not used in the Code, but it is understood in Police Manuals F -~ of several States containing the Rules and the Regulations to be a report by the police filed under Section 170 of the Code, described as a "chargesheet". In case of reports sent under Section 169, i.e., where there is no sufficiency of evidence to justify forwarding of a case to a Magistrate, it is termed variously i.e., referred charge, final report or summary. Section Q 173 in terms does not refer to any notice to be given to raise any protest .... .lo, .lo, to the report submitted by the police. Though the notice issued under some of the Police Manuals states it to be a notice under Section 173 of the Code, though there is nothing in Section 173 specifically providing for such a notice. H [2007] 11 S.C.R. SUPREME COURT REPORTS 600 A 10. As decided by this Court in _Bhagwant Singh 's_ case (supra), the Magistrate has to give the notice to the informant and provide an opportunity to be heard at the time of consideration of the report. It was noted as follows:- B " .... the Magistrate must give notice to the informant and provide him an opportunity to be heard at the time of consideration of the report ... " 11. Therefore, the stress is on the issue of notice by the Magistrate at the time of consideration of the report. If the informant is not aware as c to when the matter is to be considered, obviously, he cannot be faulted, even if protest petition in reply to the notice issued by the police has been filed belatedly. But as indicated in _Bhagwant Singh 's_ case (supra) the right is conferred on the informant and none else. 12. The aforesaid position was highlighted by this Court in D _Gangadhar Janardan Mhatre_ v. _State of Maharashtra and Ors.,_ [2004] ? sec 768. 13: The High Court could not have directed the writ petitioner to lodge the protest petition. It was for the informant to do so if he intended E to do so. The High Court further could not have kept the matter pending ·and indicated its anxiety to know the order passed by the learned Magistrate: As rightly contended by learned counsel for the appellants it is clearly indicative of the fact that the High Court wanted the rejection of the final report though it was not specifically spelt out. F 14. In the circumstances, we set aside the order passed by the High Court and the consequential order dated 16.4.2007 passed by the Magistrate. The protest petition, if filed, shall be considered by the learned Magistrate in accordance with law. Uninfluenced by any ()bservation made by the High Court. We make it clecrr that ~e h~ve riot expressed any G opinion on the merits of the case. The Writ petition filed before the High Court shall be treated to have been disposed of and not pending. 15. The appeal is accordingly disposed of. B.B.B. Appeal disposed of. H