High Court of KeralaSingle JudgeThe revision petition is allowed; the appellate...

Sajan. V v. State of Kerala and T. Krishnankutty

Case / Petition Number:Crl.R.P.No.742/2023

Case Details & Bench

Court
High Court of Kerala
Hon'ble Judges
  • A. BADHARUDEEN
Judgment Date
2023-08-23
Court Decision / Holding
Revision petition allowed. The appellate judgment is set aside; Crl.Appeal No.238/2017 is readmitted and directed to be disposed of on merits after perusal of the record and reconsideration of evidence. The appellate court is to dispose of the appeal within one month from receipt of a copy of the order, and the parties are to appear on 08.09.2023. The revision directs that merits-based adjudication be conducted, possibly with the aid of State Brief or Amicus Curiae.
Final Disposition
The revision petition is allowed; the appellate judgment is set aside; Crl.Appeal No.238/2017 is readmitted and to be disposed of on merits within one month, with appearances fixed for 08.09.2023; merits-based adjudication to be conducted, possibly with assistance from a State Brief or Amicus Curiae.

Parties to the Case

Appellants / Petitioners

  • Sajan. V

Respondents

  • State of Kerala
  • T. Krishnankutty

Legal Representation & Advocates

Counsels for Petitioners

  • • Shajin S. Hameed

Counsels for Respondents

  • • Sri M P Prasanth, Public Prosecutor

Case Synopsis & Summary

This is a criminal revision petition under Sections 397 and 401 Cr.P.C. filed by Sajan V challenging the conviction under Section 138 of the Negotiable Instruments Act (N.I. Act) in C.C.973/2009 before the Judicial First Class Magistrate, Attingal, dated 22.11.2017, and the subsequent judgment in Crl.Appeal No.238/2017 dated 23.06.2018 by the Additional District and Sessions Judge VI, Thiruvananthapuram, which dismissed the appeal for non-representation. The magistrate convicted the accused for issuing a cheque for Rs. 2,50,000 on 01.12.2008 that bounced for want of funds, and ordered imprisonment till rising of the court plus a fine of Rs. 2,50,000 with default imprisonment and compensation to the complainant under Cr.P.C. The revision contends the appellate court did not re-appreciate the evidence and erred in dismissing the appeal solely for non-representation. The High Court traces jurisprudence from Ram Naresh Yadav v. State of Bihar (AIR 1987 SC 1500) and Shyam Deo Pandey v. State of Bihar (AIR 1971 SC 1606), noting subsequent overrulement in Kishan Singh v. State of U.P. and Bani Singh & Ors. v. State of U.P., along with later pronouncements including Surya Baksh Singh and Dhananjay Rai v. State of Bihar. It concludes that appeals admitted for final hearing cannot be summarily dismissed for non-prosecution; merits must be considered. The court allows the revision petition, readmits Crl.Appeal No.238/2017, and directs disposal on merits within one month, with dates fixed for appearance on 08.09.2023.

Provisions of Law Cited

Cr.P.C. sections 397Cr.P.C. sections 401Cr.P.C. section 255(2)Cr.P.C. section 384Cr.P.C. sections 385-386Cr.P.C. section 387 (not cited)

Legal Doctrines & Maxims

  • Appellate Court must dispose of the appeal on merits after perusing the record and evidence, not by summarily dismissing for non-prosecution.
  • If an appeal admitted for final hearing, dismissal for non-representation or non-prosecution is not mandated under Cr.P.C.; merits must be considered.
  • Court may adjourn for appearance or appoint a State Brief or Amicus Curiae to assist in disposing the appeal on merits.

Submissions & Arguments

Contentions of Appellants / Petitioners

The revision petitioner contends that the appellate judgment did not re-appreciate the evidence and the appeal was dismissed for non-representation without a reasoned discussion on merits. It is argued that once an appeal is admitted for final hearing, it cannot be dismissed for default without hearing the accused and, where necessary, the court may appoint counsel or amicus curiae, or adjourn to secure appearance. The petitioner seeks readmission of the appeal and disposal on merits after proper examination of record and evidence. The remedy lies in ensuring justice by merits-based adjudication rather than automatic dismissal for non-prosecution.

Contentions of Respondents

The respondents contend that the appellate court properly dismissed the appeal for non-representation given the appellant’s absence and lack of representation, maintaining that the conviction and evidence support the final finding. They rely on the settled practice that when an appeal is admitted for final hearing, it must be decided, and where counsel is absent, the court may proceed with the record and findings. They emphasize stability of the conviction and the need to avoid unjust delay in dispensing justice.

Cited Precedents (7)

Case NameCitationTreatmentExplanation
Ram Naresh Yadav v. State of BiharAIR 1987 SC 1500OverruledThe Kerala High Court notes that Ram Naresh Yadav’s stance was overruled by Kishan Singh (and later decisions), holding that appeals admitted for final hearing must be decided on merits rather than dismissed for non-prosecution.
Shyam Deo Pandey v. State of BiharAIR 1971 SC 1606PositiveShyam Deo Pandey’s position is upheld and relied upon as the correct approach that merits-based disposal is required and dismissal for non-prosecution is improper.
Kishan Singh v. State of U.P.(1992) 3 SCC 25PositiveOverruled Ram Naresh Yadav and affirmed Shyam Deo Pandey’s approach; supports merit-based disposal when an appeal is admitted for final hearing.
Bani Singh & Ors. v. State of U.P.(1996) 4 SCC 720; AIR 1996 SC 2439PositiveApproved the Shyam Deo Pandey approach; held that criminal appeals cannot be dismissed summarily for non-prosecution and should be decided on merits.
Surya Baksh Singh v. State of Uttar Pradesh(2013) 3 SCC 721PositiveConsidered along with other precedents to reaffirm merit-based disposal when a criminal appeal is admitted for final hearing.
K.S. Panduranga v. State of KarnatakaNot specifiedPositiveReferenced to support the governing principle of merits-based disposal in criminal appeals.
Dhananjay Rai @ Guddu Rai v. State of Bihar(2022) KHC 6710PositiveKerala High Court reaffirmed the merit-based disposal principle and the position that non-prosecution cannot by itself justify dismissal where merits require consideration.

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Extracted Judgment Text

Exact text extracted from official judgment records.

Crl.R.P.No.742/2023 1 ``` IN THE HIGH COURT OF KERALA AT ERNAKULAM ``` ## **`PRESENT`** ``` THE HONOURABLE MR. JUSTICE A. BADHARUDEEN WEDNESDAY, THE 23[RD] DAY OF AUGUST 2023 / 1ST BHADRA, 1945 CRL.REV.PET NO. 742 OF 2023 ``` ``` AGAINST THE JUDGMENT IN CRA 238/2017 OF ADDITIONAL DISTRICT ``` ``` & SESSIONS COURT - VI, THIRUVANANTHAPURAM CC 973/2009 OF JUDICIAL MAGISTRATE OF FIRST CLASS - ``` ## **`II,ATTINGAL`** ## **`REVISION PETITIONER/APPELLANT/ACCUSED:`** ``` SAJAN. V AGED 52 YEARS S/O. ABDUL VAHAB, SAJNA MANZIL, VADAKKUMBHAGOM, VETTUROAD, KAZHAKUTTOM P.O., (PROPRIETOR SMM RESTAURANT, VETTUROAD, KANIYAPURAM, THIRUVANANTHAPURAM DISTRICT, PIN – 695301. BY ADV SHAJIN S.HAMEED ``` ## **`RESPONDENTS/RESPONDENTS/STATE & COMPLAINANT:`** ``` 1STATE OF KERALA REPRESENTED BY THE PUBLIC PROSECUTOR, HIGH COURT OF KERALA, ERNAKULAM, PIN – 682031. 2T. KRISHNANKUTTY SEETHALAYAM, MANAKKATTUVILAKOM, NEAR MUSLIM HS, KANIYAPURAM, KANIYAPURAM P.O., THIRUVANANTHAPURAM DISTRICT, PIN – 695301. ``` ``` PUBLIC PROSECUTOR SRI M P PRASANTH ``` ``` THIS CRIMINAL REVISION PETITION HAVING BEEN FINALLY HEARD ON 10.08.2023, THE COURT ON 23.08.2023 DELIVERED THE FOLLOWING: ``` Crl.R.P.No.742/2023 2 _“C.R”_ ## _**A. BADHARUDEEN, J.**_ _**================================** Crl.R.P No.742 of 2023 ================================ Dated this the 23rd day of August, 2023_ ## _**O R D E R**_ This revision petition has been filed under Sections 397 and 401 of the Code of Criminal Procedure (for short `Cr.P.C” hereafter), challenging judgments in C.C.No.973/2009 on the files of the Judicial First Class Magistrate Court-II, Attingal dated 22.11.2017 and the judgment in Crl.Appeal No.238/2017 dated 23.06.2018 rendered by the Additional District and Sessions JudgeVI, Thiruvananthapuram. 2. Heard the matter in detail. Perused the judgments impugned and the relevant materials available. Crl.R.P.No.742/2023 3 3. Short facts: The 1st respondent in this revision petition, who is the complainant in C.C.No.973/2009, launched prosecution alleging commission of offence punishable under Section 138 of the Negotiable Instruments Act (`N.I Act’ for short) when cheque for Rs.2,50,000/- alleged to be issued by the accused in favour of the complainant on 01.12.2008 got dishonoured for want of funds and the accused failed to repay the amount covered by the cheque even on acceptance of demand notice. 4. The Magistrate Court took cognizance in this matter and secured the presence of the accused for trial. Then the learned Magistrate tried the matter and finally convicted the accused for the offence punishable under Section 138 of the N.I Act and sentenced as under: _“Therefore, the accused is convicted u/s. 255(2) Cr.P.C and sentenced to undergo imprisonment till the rising of the court and to pay fine of Rs.2,50,000/- (Rupees two lakhs fifty thousand only). In default of payment of fine amount, the accused shall undergo simple imprisonment_ Crl.R.P.No.742/2023 4 _for a further period of one month. Fine amount, if realised, shall be given to the complainant as compensation u/s.357 Cr.P.C.”_ 5. The revision petitioner herein filed appeal before the Sessions Court and the learned Additional Sessions Judge-VI, Thiruvananthapuram, dismissed the appeal as under: _“Appellant is continuously absent and there was no representation for the appellant. The order of conviction and sentences though challenged, nothing has been brought on record to dispute the final finding. On re-appreciation of evidence adduced before the court below, it would reveal that there is sufficient materials to establish the guilt of accused. The judgment of the court below warrant no interference. Accordingly the appeal stands dismissed. Communicate the judgment to Judicial First Class Magistrate Court-II, Attingal for necessary action against the accused.”_ 6. It is submitted by the learned counsel for the revision petitioner that even though the Additional Sessions Court narrated in the judgment that on re-appreciation of evidence adduced before the court below it would reveal that there was sufficient material to establish the guilt of the accused, in fact, the appellate court failed to re-appreciate the evidence and no discussion in the appellate judgment, how the evidence was re-appreciated and how the court Crl.R.P.No.742/2023 5 below entered into conviction. According to the learned counsel for the appellant, the appellate court dismissed the appeal for nonprosecution. It is also submitted that the appeal should not have been dismissed for non- representation for the appellant or for non- prosecution. The said course of action is not legally permissible. Therefore, the appellate judgment is liable to be set aside and the appeal may be remanded to the appellate court for hearing on merits. 7. The questions pose herein are; (i) Whether an appeal against the conviction and sentence filed by an accused can be dismissed on the ground of nonrepresentation, or for non-prosecution ? (ii) How does an appellate court can dispose of an appeal when the appellant or his counsel is not ready to argue the matter on merits ? 8. In this connection it is relevant to refer a decision of the Apex Court in [AIR 1987 SC 1500], _**Ram Naresh Yadav v. State of**_ Crl.R.P.No.742/2023 6 ## _**Bihar**_ , wherein the Apex Court held as under: “It is an admitted position that neither the appellants nor counsel for the appellants in support of the appeal challenging the order of conviction and sentence, were heard. It is no doubt true that if counsel do not appear when criminal appeals are called out it would hamper the working of the court and create a serious problem for the court. And if this happens often the working of the court would become wellnigh impossible. We are fully conscious of this dimension of the matter but _in criminal matters the convicts must be heard before their matters are decided on merits. The court can dismiss the appeal for non-prosecution and enforce discipline or refer the matter to the Bar Council with this end in view. But the matter can be disposed of on merits only after hearing the appellant or his counsel. The court might as well appoint a counsel at State cost to argue on behalf of the appellants.”_ 9. But the ratio in _**Ram Naresh Yadav**_ ’s case ( _supra_ ) was rendered without noting an earlier decision in [AIR 1971 SC 1606], _**Shyam Deo Pandey v. State of Bihar**_ , where the Apex Court held that _once the appellate court has admitted the appeal to be heard on merits, it cannot dismiss the appeal for non-prosecution for non-_ _appearance of the appellant or his counsel, but must dispose of the appeal on merits after examining the record of the case. It next held_ _that if the appellant or his counsel is absent, the appellate court is not_ Crl.R.P.No.742/2023 7 _bound to adjourn the appeal but it can dispose it of on merits after_ . _perusing the record_ 10. In _**Ram Naresh Yadav**_ ’s case (supra), the Apex Court did not analyse the relevant provisions of the Code nor did it notice the view taken in _**Shyam Deo**_ case but held that if the appellant’s counsel is absent, the proper course would be to dismiss the appeal for non-prosecution but not on merits; it can be disposed of on merits only after hearing the appellant or his counsel or after appointing another counsel at State cost to argue the case on behalf of the accused. 11. The correctness of the above decisions was considered by a 3 Bench of the Apex Cout in the decision reported in [(1996) 4 SCC 720 : AIR 1996 SC 2439], _**Bani Singh & Ors. v. State of U.P**_ and the Apex Court overruled the decision in _**Ram Naresh**_ ’s case s case ( _supra_ ) while approving the ratio in _**Shyam Deo Pandey’**_ ( _supra_ ) and in para.14 the Apex Court held as under: _“14. We have carefully considered the view expressed in the said_ Crl.R.P.No.742/2023 8 _two decisions of this Court and, we may state that the view taken in_ _**Shyam Deo** ’s case (AIR 1971 SC 1606) appears to be sound except for a minor clarification which we consider necessary to mention. The plain language of S.385 makes it clear that if the Appellate Court does not consider the appeal fit for summary dismissal, it `must’ call for the record and S.386 mandates that after the record is received, the Appellate Court may dispose of the appeal after hearing the accused or his counsel. Therefore, the plain language of Ss.385-386 does not contemplate dismissal of the appeal for non-prosecution simpliciter. On the contrary, the Code envisages disposal of the appeal on merits after perusal and scrutiny of the record. The law clearly expects the Appellate Court to dispose of the appeal on merits, not merely by perusing the reasoning of the trial Court in the judgment,but by cross checking the reasoning with the evidence on record with a view to satisfy itself that the reasoning and findings recorded by the trial Court are consistent with the material on record. The law, therefore, does not envisage the dismissal of the appeal for default or non-prosecution but only contemplates disposal on merits after perusal of the record. Therefore, with respect, we find it difficult to agree with the suggestion in_ _**Ram Naresh Yadav** ’s case (AIR 1987 SC 1500) that if the appellant or his pleader is not present, the proper course would be to dismiss an appeal for non-prosecution.”_ ## 12. It was held further in para.15 that: _“…………… The law does not enjoin that the Court shall adjourn the case if both the appellant and his lawyer are absent. If the Court does so as a matter of prudence of indulgence, it is a different matter, but it is not bound to adjourn the matter. It can dispose of the appeal after perusing the record and the judgment of the trial Court. We would, however, hasten to add that if the accused is in jail and cannot, on his_ Crl.R.P.No.742/2023 9 _own, come to Court, it would be advisable to adjourn the case and fix another date to facilitate the appearance of the accused-appellant if his lawyer is not present. If the lawyer is absent, and the Court deems it appropriate to appoint a lawyer at State expense to assist it, there is nothing in the law to preclude it from doing so. We are, therefore, of the opinion and we say so with subject that the Division Bench which decided_ _**Ram Naresh Yadav** ’s case (AIR 1987 SC 1500) did not apply the provision of Ss.385-386 of the Code correctly when it indicated that the Appellate Court was an obligation to adjourn the case to another date if the appellant or his lawyer remained absent.”_ 13. The decision in _**Bani S**_ **ingh** _’s_ case ( _supra_ ) was rendered on 9th July, 1996. Prior to _**Bani S**_ **ingh** _’s_ case ( _supra_ ), in the decision reported [(1996) 9 SCC 372], _**Kishan Singh v. State of U.P.,**_ delivered on 2nd March, 1992, another 3 Bench of the Apex Court held that _the duty of the appellate court to examine the petition of appeal and the judgment under challenge and to consider the merits of the case before dismissing the appeal summarily is not dependent on the appellant or his counsel appearing before the Court to press the appeal. As soon as a petition of appeal is presented under Section 382 or 383 it becomes the duty of the appellate court to consider the same on merits, even_ Crl.R.P.No.742/2023 10 _in the absence of the appellant and his counsel before dismissing the same summarily. In a case where the appellant has been sentenced to imprisonment and he is not in custody when the appeal is taken up for preliminary hearing, the appellate court can require him to surrender, and if the appellant fails to obey the direction, other considerations may arise, which may render the appeal liable to be dismissed without consideration of the merits. In the present case the High Court should have either examined the appellant’s petition of appeal and the judgment under challenge itself or appointed a counsel to assist the Court, but could not have proceeded to dismiss the same on the ground that the advocate for the appellant was not present. The position of a criminal appeal is not the same as in a civil appeal governed by the Civil Procedure Code. A comparison of the provisions of Section 384 with those of Order 41, Rules 11 and 17 of the Civil Procedure Code clearly brings out the difference. Rule 17, Order 41 of the Civil Procedure Code in express terms provides that an appeal may be dismissed on_ Crl.R.P.No.742/2023 11 _the ground of absence of the appellant when the appeal is called out, and Rule 19 provides for its restoration on the appellant offering sufficient cause for his non-appearance. In the case of a criminal appeal the corresponding provisions are not to be found in the Code of Criminal Procedure. On the other hand the Code in express terms requires the matter to be considered on merits. Thus a criminal appeal cannot be dismissed for non- prosecution, and this is the reason as to why the Criminal Procedure does not contain any special provision like Order 41, Rule 19.”_ 14. In _**Kishan Singh v. State of U.P.**_ ’s case ( _supra_ ), the three Bench of the Apex Court overruled the decision in _**Ram Naresh**_ ’s case ( _supra_ ) and affirmed the decision in _**Shyam Deo Pandey’**_ s case ( _supra_ ), even prior to _**Bani S**_ **ingh** _’s_ case ( _supra_ ). 15. In the latest decision of the Apex Court reported in [2022 KHC 6710], _**Dhananjay Rai @ Guddu Rai v.**_ **S** _**tate of Bihar**_ , the Apex Court considered _**Bani S**_ **ingh** _’s_ case ( _supra_ ) as well as the decision in _**Shyam Deo Pandey’**_ s case ( _supra_ ), [(2013) Crl.R.P.No.742/2023 12 2 SCALE 492 = (2014) 14 SCC 222], _**Surya Baksh Singh v. State of Uttar Pradesh**_ and [(2013) 3 SCC 721], _**K.S.Panduranga v. State of Karnataka**_ and reiterated the legal position and held that there is no ground to dismiss an appeal against conviction, which was already admitted for final hearing, for non- prosecution, without adverting to merits. 16. Thus the legal position emerges is that when an appeal is not summarily dismissed under Section 384 of Cr.P.C and the appellate court admits the appeal, the same cannot be dismissed for non-representation or non-prosecution without adverting to the merits of the appeal. Further the appellate court is not bound to adjourn the appeal if both the appellant and his counsel are absent, but the appellate court can adjourn the matter to provide opportunity to the appellant or his counsel to argue the matter though the appellate court is not bound to do so. Even in the absence of appellant or his counsel, the appellate court can dispose of the appeal on merits after perusing the records, evidence and the Crl.R.P.No.742/2023 13 judgment of the trial court by a reasoned order detailing the manner in which re-appreciation of evidence has been done. The appellate court can also appoint a State Brief or Amicus Curiae to assist the court in disposing the appeal on merits, as an alternative. If the case would be decided on merits on perusal of the records and on re-appreciation of the evidence available in the absence of the appellant’s counsel or without the aid of State Brief or Amicus Curiae, the Higher Court would remedy the situation to avoid failure of justice, if any. 17. Going by the order of the appellate court, even though it has been stated that evidence was re-appreciated, the order depicts that the same is not a reasoned order after re-appreciating the evidence. In fact, disposal of the appeal is not on merits. The order impugned appears to be one dismissing the appeal for nonrepresentation. Therefore, the judgment of the appellate court impugned herein stands set aside and Crl.Appeal No.238/2017 on the files of the Additional Sessions Court-VI stands readmitted Crl.R.P.No.742/2023 14 with direction to the appellate court to dispose of the appeal afresh, following the principles herein above referred. 18. The Revision Petition is allowed as above. 19. Since the appeal is of the year 2017, it is ordered that the appellate court shall dispose of the appeal within a period of one month from the date of receipt of a copy of this order and the revision petitioner is directed to argue the appeal on merits before the trial court within a period of one month. 20. Parties shall appear before the appellate court on 08.09.2023 at 11.00 a.m. Registry shall forward a copy of this order to the courts concerned for information and compliance. _Sd/-_ ## _**(A. BADHARUDEEN, JUDGE)**_ _rtr/_