High CourtDivision BenchAppeal dismissed.

Prabhakar v. Shanker

Case / Petition Number:Criminal Appeal No. 152 of 1967
Neutral Citation:1969 SCR 934

Case Details & Bench

Court
High Court
Hon'ble Judges
  • J. C. Shah
  • A. N. Grover
Judgment Date
1968-11-29
Court Decision / Holding
Appeal dismissed.
Final Disposition
Appeal dismissed.

Parties to the Case

Appellants / Petitioners

  • Prabhakar

Respondents

  • Shanker Anant Verlekar

Legal Representation & Advocates

Counsels for Petitioners

  • • R. N. Sachthey

Case Synopsis & Summary

Prabhakar v. Shanker concerns whether sanction under section 197 CrPC is required to prosecute a Deputy Superintendent of Police for acts said to be in discharge of his official duties, arising from a land-dispute incident in Margao where hawkers were directed to enter onto the complainant’s property. The private complaint alleged that the officer threatened the complainant, identified himself as an officer, warned of arrest, and joined others in dispossessing the complainant’s land. The magistrate took cognizance and issued process under IPC sections 149, 341, 342, 352, 500, 503 and 504 read with s. 34. The appellant challenged the proceeding, arguing that sanction under section 197 CrPC had not been obtained. The Sessions Judge directed the complainant to obtain the requisite sanction; however, the Judicial Commissioner’s Court ordered the summons to stand. The two-judge bench examined the statutory requirement, citing that section 197 forbids cognizance of offences by public officials where the act is done while acting or purporting to act in discharge of official duties; Yet it was unclear in what capacity the appellant came to the spot, and the record did not establish that his acts were performed as a police officer. The court traced through authorities such as Matajog Dubey, Amrik Singh, Nagrai, Ronald Wood Matham, and Phanindra Chandra Neogi to articulate the test of interrelation between act and official duties. It held that sanction under s. 197 need not be obtained at this stage and dismissed the appeal.

Provisions of Law Cited

Cr. P.C. s. 197Cr. P.C. s. 435Goa, Daman and Diu (Judicial Commissioner's Court) Regulation, 1963, s. 7(2)IPC ss. 149, 341, 342, 352, 500, 503, 504 read with s. 34Cr. P.C. s. 200

Legal Doctrines & Maxims

  • Sanction under s. 197(1) CrPC is required for prosecutions of public servants for acts done in the discharge of official duties where there is a direct connection between the act and the official capacity.
  • There must be a reasonable connection between the act and the discharge of official duty; the act must bear such relation to the duty that the accused could reasonably claim it was done in the course of his official duty (Matajog Dubey v. H.C. Bhari).
  • Not every offence by a public servant requires sanction; only acts directly connected with official duties do, irrespective of whether the act was a proper discharge of duties.
  • Test of interrelation between act and official duty governs the necessity of sanction; the act must be performed by virtue of the office.
  • Authorities cited (Amrik Singh, Nagrai, Ronald Wood Matham, Phanindra Chandra Neogi) establish the guiding principles for when sanction is required.

Submissions & Arguments

Contentions of Appellants / Petitioners

Applicant contends that sanction under s. 197 CrPC was not obtained prior to prosecuting him; since the alleged acts were not clearly shown to have been performed in his official capacity, the proceedings could not be sustained without the requisite sanction. The case turns on whether the officer acted in discharge of official duties at the spot and whether the act was closely linked to his official functions.

Contentions of Respondents

Respondent did not appear; the record indicates that the defence would be that the acts were done while acting as a police officer and in discharge of official duties, thereby requiring sanction under s. 197 CrPC; the court nonetheless evaluates the capacity in which the appellant came to the scene and the link between alleged acts and official duties.

Cited Precedents (7)

Case NameCitationTreatmentExplanation
Matajog Dubey v. H. C. Bhari1955 SCR 216PositiveUsed to articulate the connection/relational test between act and official duty.
Amrik Singh v. State of Pepsu1955 SCR 1302PositiveCited to illustrate that not every public-employee offense requires sanction; acts may be outside official duties.
Nagrai v. State of Mysore1964 SCR 671PositiveCited as authority on the relationship between acts and official duties for sanction purposes.
Ronald Wood Matham v. State of West BengalNot specified in documentPositiveUsed to support the interrelation/necessity framework for sanction.
Phanindra Chandra Neogi v. The King1955 SCR 925Mentioned OnlyCited in background discussions on the sanction doctrine; not a central holding for the present case.
H. F. J. Gill v. The KingNot specified in documentMentioned OnlyCited in the historical discussion on sanction doctrine; not a controlling authority here.
The KingNot specified in documentMentioned OnlyReferenced in context of Privy Council/Federal Court discussions on official duty nexus.

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Extracted Judgment Text

Exact text extracted from official judgment records.

**A** # _, B ####, ## c D E F **PRABHAKAR** V. SINARI _v._ SHANKER ANANT VERLEKAR #### Navember 29, 1968 [J. C. SHAH AND A. N. GROVER, JJ.] _Code_ _of_ _Criminal Procedure,_ •· _197-Sanction for prosecution_ _of_ _public servant-Police Officer interfering_ _in_ _dispute over land and ask-_ _ing_ _one party_ _to_ _take possession-Whether act•_ _in_ _discharge of official_ _duty._ A private complaint was !!led again•! the appellant who wa. a Deputy Superintendent of Police. According to the statement of the complainant there was a dispute between him and certain hawkers who wanted to trespass on his land and at his instance the police wa. informed. The appellant came to the spot, threatened and assaulted him, . and suggested to the hawkers to enter upon the land, whereupon the hawkers took possession _df_ the land. The Magistrate after recording the statement of the complainant issued summons to the appellant and others for answering charges under ss.' 149, 341, 342, 352, 500 and 504 of the Indian Penal Code read with s. 34 thereof. The appellant filed a petition for revision under s. 435 Cr. P.C. before the Sessions Judge in which the main point taken was that the l'revious sanction under s. 197 Cr. P.C. required for the prosecution of the appellant had not been obtained. The Sessions Judge ordered that the complainant be asked to obtain the required sanction before prosecuting the appellant. But the Judicial Commissioner's Court ordered that the order of the Magistrate issuing the summons be confirmed. In appeal to this Court by special leave, HELD : The language of •· 197 Cr. P.C. clearly is that no court can take cognizance of an offence alleged to have been committed by any nerson belonging to the cate~ories mentioned in the section which would include the appellant when he is accused of an offence alleged to have been committed by him while acting or purporting to act in the discharge of his official duty. In the present case it wa• not clear in what cal'acity the appellant came to the snot. On the basis of the statement of the comnlainant it was not established that he came in the capacity of a police officer. Ordinarily if a per>on is in possession of some pronerty and other per~ons a"e threatenin~ to disnossess him it is no part of the duty of a pohce officer to take sides and decide the dispute in favour of one party or th~ other or to. force one party to give uo possession to the other, even 1f he was satisfied that the party seeking to take po8'ession wa. lawfully entitled .to ~o so. This the police officer could only do if there had been anv direction by a competent court for rendering help in the matter of delivery of possession. [In dismissing the apoeal the Court observed that it would be open to the appell~~t to est.ablish during the course o'f further proceedingo that the requ1S1te sanction under s. 197 must be obtained.] _H_ _;oi;/d f!'ood_ Math~ms v. _State_ _of Wm_ _Bengal,_ [1955] I S.C.R. 216, _King'_ ;, ~lt. _King,_ _15_ I.A. 41, _Phanindra Chandra_ _Neol!V_ \', _TM_ # 7 ?'f. - - ·, _ata/og_ _Dubey_ v. _H._ _C._ _Bhari,_ _[1955)_ 2 S.C.it _925,_ G # .. **H** 1014 SUPREME COURT REPORTS [1969] 2 S.C.R. 934, _Amrik Singh_ v. _State_ _of_ _Pepsu,_ [19551 1 S.C.R. 1302 and _Nagra;_ v. _State_ _of_ _Mysore,_ [1964} 3 S.C.R. 671, referred to. CRIMINAL APPELLATE JURISDICTION : Criminal Appeal No. 152 of 1967. Appeal by special leaw from the judgment and order dated November 19, 1966 of the Judicial Commissioner Court, Goa, Daman and Diu in Criminal Reference No. 103 of 1966. _R._ _N._ _Sachthey,_ for the appellant. The respondent did not appear. The Judgment of the Court was delivered by Grover, J. The sole point for decision in this appeal by special leave is whether a complaint which had been filed against the appellant and four other persons by the respondent for various alleged offences could be entertained without· necessary sanction being obtained for the prosecution of the appellant, who at the material time, was the Deputy Superintendent of Police, under s. 197 of the Criminal Procedure Code. The original complaint is not before us as it has not been included in the appeal record but the allegations contained therein are given in the judgment of the learned Judicial Cornmis· sioner. The complainant alleged that on March _5,_ 1966 at about 4 p.m. accused Nos. 2 to _5_ who were hawkers by profession and some other persons attempted to trespass on his land in Margao town with the intention of putting up stalls there. The complainant having been threatened by them, sent his brother to the police station. The police came and asked the hawkers to keep their handcarts at the place where they were kept before. Later on at about 5-30 p.m. the appellant came to the spot and spoke to the complainant in a very arrogant tone. The appellant informed the complainant that he was Deputy Superintendent of Police and that he had in his possession documents which proved that the land belonged to one Atma Ram. The appellant asked the complainant fo produce his documents of title but the comtifainant replied that those documents had been prc1duced by him in some litigation in the civil courts. The aupellant is then alleged to have threatened the complainant that 'lie would Jock him up in case there was any interference with what the hawkers wanted to do. The appellant also beckoned accused Nos. 2-5 and other hawkers to enier upon the land. When the complainant 'protested he was warned by the appellant that if he talked he would be slaoped. The appellant also assaulted him. Thereafter the possession of the land was taken over by the hawken. The magistrate to whom the complaint was presented examined the complainant und(}r s. 200, Criminal Procedure Code B ### c D E F G H # ... A B #### • ## c D E ### •. F ' ### • G H PRABHAKAR _V._ SHANKEll _(Grover,_ _J.)_ 1015 and issued summons to answer the charges under ss. 149, 341, 342, 352 500, 503 and 504 read with s. 34 against the appellant and ~ther accused persons requiring them to appear on April 19, 1966. The appellant filed a petition . for revisi<?n under s. 435 of the Code before the learned SeSSJons Judge m which the main poini taken was that the previous sanction under s. 197, Cr. P.C., to prosecute the appellant was required which had not been obtained. The learned SessiQns Judge made an order recommending that the magistrate be directed to require the complainant to obtain the requisite sanction before prosecuting the appellant. This matter was heard by a: bench consisting of the Judicial Commissioner and the Additional Judicial Commissioner. The Judicial Commissioner was of the view that there was no material on the record to come to the conclusion that the acts complained of would be protected by the provisions of s. 197 (1) of the Code. The learned Additional Judicial Commissioner took a contrary view and held that sanction was neces sary. The order of the court was that there being no third Judge to resolve the difference of opinion, the order of the learned magistrate issuing the summons be confirmed in terms of proviso to s. 7 (2) of the Goa, Daman and Diu (Judicial Commissioner's Court) Regulation, 1963. It may be mentioned that in the statement recorded under s. 200 of the Criminal Procedure Code, by the magistrate, the complainant made more or less the same allegations as were made in the complaint. According to the learned Additional Judicial Commissioner in the statement made in court it was not affirmed that the complainant had been wrongly retrained or confined nor was it mentioned that he was actually assaulted in the sense that physical force was used against him. The worst that could be said, according to the Additional Judicial Commissioner, was that the appellant had warned the respondent that he would be arrested if he interfered with the entry of the hawkers on the disputed land and that the appellant also made some ge~t~res .w!th the hand indicating threat of assault. In our opm10n. 1t 1s not necessary to go into the allegations in the original #### compla!nt. It would suffice to read the statement made by the complamant before the magistrate which is reproduced below : . "I confirm the matter in my complaint. On 5th mstant, at about 4.00 p.m. the accused Nos. 2 to _5_ attempted to trespass upon my plot situated near the ma~ket of. this city with a view of setting upon thereon their m_oblle shops. I, therefore, sent my brother to the Pohce, who came to the spot and sent the vendors ~wa~ .. At about 5.30 p.m. on the same day Mr. Sinari, m c1'?1. dre~s turned up at that place. At that time, I was sitting in the verandah of the shop of one Kbaran 10 l~ SUPRl!ME COURT REPORTS [1969] 2 S.C.R. - gute situated at the same place. He called me near him. Thereafter he asked me whether I knew him, to this I replied in the affirmative. After this, he identified himself as Dy. Superintendent of Po!ic1: and threatened me that if I interfered with vendors he would arrest me. Subsequently, he directed the vendors to enter my plot and warned me that he should slap me on my face. Jn case I oppose to this. He told me further that he was dealin.~ with the case, when I brought to his notice that my documents were lying with the Municipality and with the Court. The: same accused made some gestures of threats of assault with hands. I kept myself mum in view of this unusual attitude and the vendors' took possession of my property." The learned Judicial Commissioner as also the Additional Judicial Commissioner have discussed the case law on the subject exhaustively and have also summarised the principles deducible from the various pronouncements. It seems to us that there is no difficulty in finding the true rule which has been laid down by numerous decisions including those of the Privy Council, Federal Court and this Court. Jt is only in the application of the settled rule that certain amount of difficulty may be experienced owing to the peculiar facts of a particular case. The language of s. 197, Cr. P. Code clearly is that no court can take cognizance of an offence alleged to have been committed by any person belonging to the categories mentioned in the section which would include the apoellant when he is accused of an offence allel!ed to have been committed bv him while acting or purportin)1; to act in the discharge of his official duty. This Court observed in _Ronald Wood Matham_ v. _State_ _of_ _West_ _Bengal(')_ that the question whether sanction under s. 197 was necessary for instituting proceedings on charges of consoiracy and of bribery stood concluded bv the decisions of the Judicial Committee in _H._ FJ. _B. Gill_ v. _The_ _King(')_ and _Phanindra_ _Chandra Neof?Y_ v. _The King(•)_ and must be answered in the negative. so far as the aopellant in that case was concerned. After a full discussion of the case Jaw the result was stated in _Matajog_ _Dubey_ v. _H._ C. _Bhari(')_ : thus : "There must he a reason a hie connection between the act and t!ie discharge of official duty: the act must bear such relction to the dufv that the accused could !av a reasonable, but not a pretended or fanciful claim, that he did it in the course of the performance of his duty." (II ~~(t9S~~ SJ t S.C.R. 216. (2) 75 T.A. 41. _'<3)_ 76 T.A. 10. (4) (1955) 2 S.C.R. 925, 934. A B ## c • 0 E ' .• F G #### H t A B ## c D E F G H PRABHAKAR _V._ SHANKER _(Grover, J.)_ 1017 At an earlier stage it had be~n observed that it did ~ot matter if the acts exceeded were stnctly necessary for the discharge of the duty. What had to be found out was whether the act and the official duty were so inter-related that o~e could postulate reasonably that it was done by the accused m the performance of the official duty though possibly in excess of the needs and requirements of the situation .. In _Amrik_ _Singh_ v. _State_ _of_ _Pepsu('),_ Venkatarama Iyer J. speaking for th.e Court s~mmed up the result of the various decisions on the su~iect and said t?at it was not every offence committed by a public servant which required sanction for prosecution under s. 197 ( 1) of t_he Co?e of Criminal Procedure nor even every act done by him while he was actually engaged in the performance of his officia~ dutie~. But if the act complained of was directly concerned with hiS .official duties so that, if questioned, it could be claimed to have been done by virtue of the office, then sanction would be necessary and that would be so, irrespective of whether it was in fact, a proper discharge of his duties or not. Reference may be· made to _Nagrai_ v. _State_ _of Mysore(')_ in which the appellant, a Sub-Inspector of Police, was committed to ed. We are unable to agree with the learned Additional' Judicial Commissioner that if the allegations of the complainant are taken to be correct it was established that the appellant held out ### ~reats t~ arrest the complainant ?r to give him a slap on his face m the discharge or puroorted discharge of his duties. There are ~any "!alters o~ which there is comi;il~te absence of any matenal or mformatmn. In the first place 1t 1s not clear in what can.acity the appellant came to the spot. According to the complamai!lt he sent his brother to the police station because the hawkers were attemnting to tresnass on his land. Normally it would be the officer-in-charge of the police station who would go to the snot to prevent anv breach of peace or apprehended breach of neace. Even if the appellant who was a superior officer con!? come to nrevent any ugly. situation arising between the complamant and the hawkers. It 1s not established that the apoellant came in the canacity of a police officer. On the contrary the necessary implication in the statement of the complain Sessions Court for trial on a complaint that he and another person had severely beaten one T and when he was forcibly taking him away and was requested by K to excuse T he wantonly fired on two persons. Emphasis on the question of sanction has been laid on the rule that the jurisdiction of the court to proceed with the complaint emanates from the allegations made in the complaint and not from what is alleged by the accused or what is finally established in the case as a result of the evidence record (!) (1955) t S.C.R. 1302, (2) ft964)3S.CJt,1171. 1018 SUPREME COURT REPORTS ( 1969] 2 S.C.R. ant is that the appellant came in civil dress, wanted the h~wkcrs to be put in possession of the disputed plot and actually directed them to enter the plot and warned the complainant that if he resisted he would be slapped in his face. Until some more material is placed on the. record it cannot be held that it was any part of the duty of the appellant to ensure that the hawkers _we!e put_in possession of the disputed land. It may be that the appellant was entitled to interfere and take proper steps if he apprehended any breach of peace but there is nothing whatsoever in the complainant's statement which would show that any such situation existed which could justify interference by the appellant. Ordinarily if a person is in possession of some property and other persons arc threatening to dispossess him it is no part of the duty of a police officer to take sides and decide the dispute in favour of one party or the other or to force one party _to_ give up possession to the other, even if he was satisfied that the party seeking to take possession was lawfully entitled to do so. This the police officer could only do if there had been any direction by a competent court for rendering help in the matter of delivery of possession. Whatever way the matter is looked at we are unable to hold on the basis of the allegations contained in the statement .of the complainant that the acts alleged against the appellant were such as could be regarded to have been committed by him while acting or purporting to act in the discharge: of his official duties. It will be open to the appellant to establish during the course of further proceedings that the requisite sanction under s. 197 must be obtained; but at this stage we concur in the view of the learned Judicial Commissioner thaf no such _sanc-_ tion was necessary. The appeal fails and it is dismissed. G.C. . _Appeal dismis8ed._ A -'-.,.. B ## c D #### E • .•,,. ### •