High Court of KeralaSingle JudgeWrit petition allowed

Padmanabhan P.N. (Deceased) and Addl. Petitioners v. Kerala State Electricity Board (KSEB) and Others

Case / Petition Number:WP(C).No. 14098 of 2006 (C)

Case Details & Bench

Court
High Court of Kerala
Hon'ble Judges
  • K. Vinod Chandran
Judgment Date
2015-10-08
Court Decision / Holding
The impugned orders Exts.P10, P13 and P14 are set aside. The writ petition is allowed. The 1st petitioner’s retirement benefits and pension shall be re-fixed without reckoning the punishment of barring increments; amounts withheld from the DCRG under Ext.P13 shall be paid to the petitioners/addl. petitioners. Arrears, if any, shall be paid within three months from the date of certified copy of the order, with interest at 6% if delayed. The respondents shall bear the responsibility for any such default. No costs.
Final Disposition
Writ petition allowed

Parties to the Case

Appellants / Petitioners

  • Padmanabhan P.N. (Died) Sub Engineer (Retd), Kerala State Electricity Board
  • Devaky Padmanabhan
  • Deepak Padmanabhan
  • Dipin Padmanabhan

Respondents

  • K.S.E.B. Vyduthi Bhavan, Thiruvananthapuram represented by its Secretary
  • The Chief Engineer (HRM), Kerala State Electricity Board, Pattom Thiruvananthapuram
  • The Deputy Chief Engineer, Electrical Circle, Thodupuzha

Legal Representation & Advocates

Counsels for Petitioners

  • • K. Ramakumar (Sr.)
  • • T. Ramprasad Unni
  • • S.M. Prasanth
  • • C. Dinesh
  • • Asha Babu
  • • Ammu Charles
  • • G. Renjith
  • • Jinny Sara George

Counsels for Respondents

  • • K.S. Anil
  • • Asok M. Cheriyan
  • • Pulikool Abubacker
  • • Jose J. Matheikel

Case Synopsis & Summary

Padmanabhan P.N., a retired Sub Engineer of the Kerala State Electricity Board (KSEB), challenges two post-retirement disciplinary orders resulting from two separate inquiries that culminated in Exts.P10 and P13, later upheld in Ext.P14. Both inquiries were initiated after his superannuation on 30 August 2004, with the first arising from a memo of charges dated 17 August 2002 and the second from a memo dated 23 August 2003. The penalties ordered included barring two annual increments without cumulative effect and recovery of amounts from the DCRG, which the petitioner contends is impermissible after retirement. The petitioner argues violations of natural justice: show-cause notices did not indicate that the enquiry reports were furnished, and no opportunity was given to file objections to the findings in those reports. The Board claims the enquiry reports were supplied and that, while recovery from DCRG may be permissible, the process and timing were proper. The court finds that the show-cause notices did not reveal the enclosed enquiry reports and that no opportunity to object to the reports was offered, rendering the proceedings vitiated. Relying on ECIL v. Karunakar and Latheef, the court holds the orders bad, sets them aside, fixes retirement benefits, and directs repayment of withheld amounts with interest if delayed, with no costs.

Legal Doctrines & Maxims

  • Principles of natural justice

Submissions & Arguments

Contentions of Appellants / Petitioners

The petitioners contend that disciplinary action after retirement is impermissible and that no proper natural justice was observed since no enquiry report was furnished with the show-cause notices and no opportunity was given to file objections to the findings. They rely on the principle of natural justice and on Managing Director, ECIL v. B. Karunakar (1993) 4 SCC 727 to challenge the procedural validity of the proceedings, seeking re-fixation of pension and return of amounts recovered from the DCRG.

Contentions of Respondents

The Board contends that the enquiry reports were supplied and that the penalties were properly proposed and can include recovery from DCRG; they argue that the show-cause notices and the accompanying documents suffice and rely on Latheef (W.P.(C) No. 29208/2005) to justify post-retirement actions limited to loss recovery.

Cited Precedents (2)

Case NameCitationTreatmentExplanation
Managing Director, ECIL v. B. Karunakar1993 (4) SCC 727PositiveCited to discuss the role and effect of the enquiry report and natural justice in disciplinary proceedings; the reference supports the proposition that supply of the enquiry report can be determinative but is not invariably essential to sustain a finding.
C.M. Latheef v. K.S.E.B.W.P.(C) No. 29208/2005PositiveCited to justify the proposition that post-retirement disciplinary actions can be limited to loss assessment and recovery from the incumbent.

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Extracted Judgment Text

Exact text extracted from official judgment records.

## **IN THE HIGH COURT OF KERALA AT ERNAKULAM** **PRESENT:** ## **THE HONOURABLE MR.JUSTICE K.VINOD CHANDRAN** **THURSDAY, THE 8TH DAY OF OCTOBER 2015/16TH ASWINA, 1937** ## **WP(C).No. 14098 of 2006 (C)** **----------------------------** ## **PETITIONER:** ## **-------------------** ## **(DIED)** **1. PADMANABHAN P.N. (DIED) SUB ENGINEER (RETD), KERALA STATE ELECTRICITY, BOARD ELECTRICAL MAJOR SECTION, CHITHIRAPURAM, IDUKKI DIST. RESIDING AT, PADINJARAKARA, KARINKULAM ADIMALI, IDUKKI, DISTRICT.** **ADDL. PETITOINERS (LEGAL HEIRS) IMPLEADED** **2. DEVAKY PADMANABHAN, AGED 60 YEARS, W/O. LATE PADMANABHAN P.N. RESIDING AT PADINJARAKARA, KARINKULAM, ADIMALI, IDUKKI DISTRICT** **3. DEEPAK PADMANABHAN, AGED 27 YEARS, S/O. LATE PADMANABHAN P.N. RESIDING AT PADINJARAKARA, KARINKULAM, ADIMALI, IDUKKI DISTRICT** **4. DIPIN PADMANABHAN, AGED 23 YEARS, S/O.LATE PADMANABHAN P.N. RESIDING AT PADINJARAKARA, KARINKULAM, ADIMALI, IDUKKI DISTRICT** **ADDITIONAL PETITIONERS IMPLEADED AS PER ORDER IN I.A. NO.2983/2015 DATED 8.10.2015** **BY ADVS.SRI.K.RAMAKUMAR (SR.) SRI.T.RAMPRASAD UNNI SRI.S.M.PRASANTH SRI.C.DINESH SMT.ASHA BABU SMT.AMMU CHARLES** **SRI.G.RENJITH** **SMT.JINNU SARA GEORGE** **RESPONDENTS:** **------------------------** **1. K.S.E.B. VYDUTHI BHAVAN, THIRUVANANTHAPURAM REPRESENTED BY ITS SECRETARY.** **2. THE CHIEF ENGINEER (HRM), KERALA STATE ELECTRICITY BOARD, PATTOM THIRUVANANTHAPURAM.** **..2** **WP(C).No. 14098 of 2006 (C)** **-2-** ## **3. THE DEPUTY CHIEF ENGINEER,** **ELECTRICAL CIRCLE, THODUPUZHA.** **R1TO R3 BY ADV. SRI.K.S.ANIL, SC, KSEB R1 TO R3 BY ADV. SRI. ASOK M.CHERIYAN, SC, KSEB R1-R3 BY ADV. SRI.PULIKOOL ABUBACKER, SC, KSEB BY SRI.JOSE J.MATHEIKEL, SC, KSEB** **THIS WRIT PETITION (CIVIL) HAVING BEEN FINALLY HEARD ON 08-10-2015, THE COURT ON THE SAME DAY DELIVERED THE FOLLOWING:** ## **WP(C).No. 14098 of 2006 (C)** ## **APPENDIX** |**P1**|**:**|**TRUE COPY OF THE MEMO OF CHARGES DATED 17.8.2002 ISSUED TO**| |---|---|---| |||**THE PETITIONER**| |**P2**|**:**|**TRUE COPY OF THE REPLY TO THE SHOW CAUSE NOTICE**| |||**SUBMITTED BY THE PETITIONER DATED 5.9.2002**| |**P3**|**:**|**TRUE COPY OF THE MEMO OF CHARGES DATED 23.8.2003 ISSUED TO**| |||**THE PETITONER**| |**P4**|**:**|**TRUE COPY OF THE REPLY DATED 6.10.2003 SUBMITTED BY THE**| |||**PETITIONER**| |**P5**|**:**|**TRUE COPY OF THE NOTICE OF ENQUIRY DATED 3.2.2004 ISSUED TO**| |||**THE PETITONER**| |**P5(2)**|**:**|**DO - DO DT. 8.3.2004 DO - DO**| |**P6**|**:**|**TRUE COPY OF THE NOTICE OF ENQUIRY DTD.29.7.2004 ISSUED TO**| |||**THE PETITONER**| |**P7**|**:**|**TRUE COPY OF THE ARGUMENT NOTE SUBMITTED BY THE**| |||**PETITONER DATED 7.10.2004**| |**P8**|**:**|**TRUE COPY OF THE SHOW CAUSE NOTICE DATED 4.3.2005 ISSUED TO**| |||**THE PETITIONER**| |**P9**|**:**|**TRUE COPY OF THE REPLY PREFERRED BY THE PETITONER DATED**| |||**25.8.2005**| |**P10**|**:**|**TRUE COPY OF THE ORDER NO.GB1/DA/02-03/232 DATED 27.10.2005**| |||**ISSUED BY KSEB**| |**P11**|**:**|**TRUE COPY OF THE APPEAL DATED 14.11.2005 SUBMITTED BY THE**| |||**PETITIONER BEFORE R2**| |**P12**|**:**|**TRUE COPY OF THE SHOW CAUSE NOTICE DATED 16.11.2005 ISSUED**| |||**TO THE PETITIONER**| |**P13**|**:**|**TRUE COPY OF THE ORDER NO. EBVS.1/14(C)/2003/1248 DATED**| |||**16.12.2005**| |**P14**|**:**|**TRUE COPY OF THE ORDER NO.EBVS.1/16/2002/185 DATED 9.3.2006**| |**P15**|**:**|**TRUE COPY OF THE ORDER NO.GB3/D/2001-02/77 DATED 20.4.2001**| |||**ISSUED BY THE EXECUTIVE ENGINEER, KATTAPPANA**| |**P16**|**:**|**TRUE COPY OF THE JOINING REPORT DATED 15.5.2002 OF THE**| |||**PETITIONER**| |||**//TRUE COPY//**| |||**P.A. TO JUDGE**| |**JJJ**||| ## **K. VINOD CHANDRAN, J.** -----------------------------------------W.P.(C) No. 14098 of 2006 (C) -----------------------------------------Dated this the 8[th] day of October, 2015 ## **J U D G M E N T** The first petitioner is no more, who is a retired Sub Engineer from the respondent Board. The 1[st] petitioner's estate is represented by the additional petitioners 2 to 4. The petitioner challenges two punishments imposed as per Exts.P10 and P13, the former confirmed in appeal by Ext.P14. These are with respect to two different enquiries initiated against the petitioner. What is to be noticed at the outset is that both the orders were passed after the superannuation of the petitioner on 30.8.2004. 2. Ext.P8 show-cause notice was with respect to an allegation levelled by Ext.P1 memo of charges dated 17.8.2002. The petitioner submitted a reply as per Ext.P2. Not being satisfied with the same, the disciplinary authority ordered a preliminary enquiry, which is said to have culminated in Ext.P8 show-cause notice and eventually ## **W.P.(C) No. 14098/2006** **-2-** Ext.P10 order. Ext.P10 imposed a punishment of barring of two annual increments without cumulative effect and directed the monetary value to be recovered from the DCRG. 3. The second enquiry originated with Ext.P3 memo of charges, wherein there is also an allegation of financial loss caused to the Board. The petitioner is said to have replied to the same also by Ext.P3. This eventually culminated in Ext.P12 show-cause notice and Ext.P13 order, wherein the last increment of the 1[st] petitioner was directed to be barred and a recovery of Rs.35,300/- ordered, being the loss sustained to the Board. 4. The petitioner's contentions are manifold; (i) the petitioner could not have been proceeded with after retirement and (ii) no punishment could have been imposed long after the retirement. Further, the petitioner has a contention that the enquiry, though said to have been held; the petitioner was not participated in the same. The ## **W.P.(C) No. 14098/2006** **-3-** show-cause notices, on the basis of the enquiry reports, in fact, found the offences alleged to be proved against the petitioner and was merely a show-cause on the proposed punishment. It is also submitted that no enquiry report was furnished to the petitioner in both the instances. The petitioner, hence, relying on **Managing Director, ECIL v. B. Karunakar - (1993) 4 SCC 727** contends that the entire proceedings are vitiated. 5. The learned Standing Counsel for the Board, however, asserts that the enquiry reports were supplied, as is indicated in the show-cause notices. The learned counsel also submits that though the monetary equivalent of the punishment imposed, could not be recovered, definitely, the loss caused could be recovered from the DCRG. 6. The show-cause notices with the two different enquires, after the receipt of the enquiry reports, are seen at Exts.P8 and P12. A reading of Ext.P8 would show that it reads as item no.6, an enquiry report and so does Ext.P12 **-4-** ## **W.P.(C) No. 14098/2006** as item no.5. However, not even the date of the said report is indicated in the said orders. Further, mere reference to the report is not what is contemplated in compliance of principles of natural justice, as has been delineated in the aforecited judgment. Evidently, no objection was called for from the petitioner with respect to the enquiry report. Ext.P8 indicates that the enquiry report was examined with the reply submitted by the petitioner to the memo of charges. Hence, no enquiry report was supplied as per Ext.P8 and no objections were called for. Ext.P8, merely on the basis of the enquiry report, found the petitioner guilty and imposed a punishment of barring of two annual increments and recovery of the monetary value equivalent to that, from the DCRG. 7. Ext.P12 also refers to the enquiry report but does not grant an opportunity to the petitioner to submit his objections with respect to the findings of the enquiry officer. The recital in Ext.P12 is to the effect that the ## **W.P.(C) No. 14098/2006** **-5-** enquiry report was examined by the disciplinary authority and most of the charges were found to be proved beyond doubt. On that premise the petitioner was found to have committed grave offences and caused financial loss to the Board. It was, hence, the punishment of barring of two increment, and recovery of an amount of Rs.35,300/-, proposed against the petitioner. The said notice is also in clear violation of principles of natural justice. 8. The learned Standing Counsel for the respondent, to controvert the contention, would, in fact, refer to a statement in the counter affidavit that in the explanation to the show-cause notice, the petitioner had stated that the enquiry officer had erred in appreciating the evidence adduced before him and has come to the wrong conclusion. However, that statement cannot be relied on to hold that the enquiry report was, in fact, supplied. As was noticed earlier, both the show cause notices do not indicate that the enquiry report was an enclosure or that the same was **-6-** ## **W.P.(C) No. 14098/2006** supplied to the petitioner and his objections called for. In fact, the show-cause notices indicate that the show-cause was only with respect to the proposed punishment and not on the findings in the enquiry report. If the Board had, in fact, supplied the enquiry report to the petitioner, the Board ought to have produced the same and ought to have substantiated the supply of such enquiry report by sufficient documents. Definitely, the Board would not have handed over, personally, the enquiry report, and it could only have been supplied to the petitioner by a covering letter, which obviously the Board has not cared to produce here. 9. Further, **Karunakar** (supra) specifically found that Courts could, in the event of production of the enquiry report, enter a finding that the supply would not have made any difference, on an appraisal of the evidence, and in such circumstances, consider the issue independent of the violations alleged. The Board in the present case, has not even cared to furnish the enquiry report along with its ## **W.P.(C) No. 14098/2006** **-7-** counter affidavit. In such circumstance, the orders at Exts.P10, P13 and P14 are found to be bad. 10. Further, it is to be noticed that in judgment dated 28.08.2008 in **C.M. Latheef v. K.S.E.B. - W.P.(C) No.29208/2005** , wherein the respondent Board herein was a respondent, this Court had found that even if disciplinary proceedings can be continued after retirement, the same can be only for the purpose of assessing loss, if any, caused and for recovering the said loss from the incumbent concerned. Hence, the punishment imposed on the petitioner by the impugned orders definitely falls foul of the said declaration. The punishment imposed in the impugned orders also cannot be sustained for gross procedural irregularities. The recovery of loss in Ext.P13, as has been rightly pointed out by the learned counsel for the petitioner, is with respect to an amount; the determination of which is not substantiated by the Board, either by production of the enquiry report or by indicating the computation thereof. ## **W.P.(C) No. 14098/2006** **-8-** 11. Normally, when enquiry proceedings are set aside on the ground of violation of principles of natural justice, the Court has to necessarily direct it to be resumed from the point at which the defect occurred. However, in this case, going by the fact that the petitioner is no more and also the fact that the disciplinary proceedings were continued after retirement, this Court does not consider it proper to send it back for fresh consideration. 12. For all the above reasons, the impugned orders are found to be bad. Exts.P10, P13 and P14 would stand set aside. The writ petition would stand allowed. The 1[st] petitioner's retirement benefits and pension shall be re-fixed without reckoning the punishment of barring of increments, which has been set aside by this Court. The amounts withheld from the DCRG, as recovery pursuant to Ext.P13, shall also be paid to the additional petitioners. ## **W.P.(C) No. 14098/2006** **-9-** 13. The additional petitioners shall approach the Board with the certified copy of the judgment and the computation shall be made and arrears paid within a period of three months from the date of receipt of the certified copy of the order. If such payment is not made within the three month period, then the amount shall carry interest @ 6% from the date of payment and in such circumstance, the liability shall be fixed on the officer who committed the default. The writ petition is allowed. No costs. Sd/K.VINOD CHANDRAN, JUDGE jjj 9/10/15