High CourtDivision BenchAppeal disposed of with the conviction upheld; ...

Nanda Gopalan v. State of Kerala

Case / Petition Number:Criminal Appeal No. 714 of 2015
Neutral Citation:[2015] 4 S.C.R. 563

Case Details & Bench

Court
High Court
Hon'ble Judges
  • Jasti Chelameswar
  • Adarsh Kumar Goel
Judgment Date
2015-04-24
Court Decision / Holding
Appeal disposed of; conviction under Sections 324 and 326 maintained; but sentence reduced to the period already undergone and compensation increased to Rs. 2,00,000 payable within three months, failing which the High Court’s sentence would stand.
Final Disposition
Appeal disposed of with the conviction upheld; sentence reduced to the period already undergone; victim’s compensation increased to Rs. 2,00,000 to be paid within three months; failure to pay will leave the High Court’s sentence in effect.

Parties to the Case

Appellants / Petitioners

  • Nanda Gopalan

Respondents

  • State of Kerala

Legal Representation & Advocates

Counsels for Petitioners

  • • Ram Jethmalani (AC)
  • • Karan Kalia
  • • Pranav Diesh
  • • P. R. Mala
  • • Shinoj K. Narayanan
  • • K. Rajeev
  • • Vipin Narayan

Counsels for Respondents

  • • Jogy Scaria
  • • Jyoti Mishra
  • • Kaushal Yadav
  • • Regan S. Bel0

Case Synopsis & Summary

This appeal concerns an alleged assault on PW-1 by the appellant using a coconut-leaf stem bat, followed by the accused sitting on the victim’s chest and causing grievous injuries, resulting in hospitalization and medical treatment. The trial court convicted the appellant under IPC sections 324 and 326, with subsequent sentencing that was upheld by the Kerala High Court albeit with reduction in sentence. During the pendency of the appeal, the parties reached a compromise and filed an application in the High Court seeking compounding of the offence under section 324 and quashing the charge under section 326 on the basis of compromise; the High Court dismissed the application on the ground that the offences are non-compoundable. The Supreme Court, while not disturbing the conviction, acknowledged the role of compromise between close relatives but held there was no ground to alter the conviction. It did, however, order a substantial sentencing adjustment: reduce the period of imprisonment to the time already served and increase the victim’s compensation to Rs. 2,00,000 to be paid within three months, failing which the High Court’s sentence would stand affirmed. The judgment also discusses the doctrine of proportionality in sentencing and elaborates on the concept of a “dangerous weapon,” the scope of compounding under CrPC Section 320, and relevant precedents (Dasan, Mathai, Anwarul Haq, Ghanshyam Singh, Bankat, etc.).

Provisions of Law Cited

IPC Section 324IPC Section 326CrPC Section 320IPC Section 323IPC Section 325IPC Section 334

Legal Doctrines & Maxims

  • Principle of proportionality in sentencing: punishment should fit the crime and be proportionate to the circumstances of the case.
  • Judicial discretion in sentencing: no foolproof formula; aggravating and mitigating factors must be weighed.
  • Compounding of offences under CrPC Section 320 must be strictly in accordance with the statute; deviation is impermissible.
  • Whether a weapon is dangerous depends on factual circumstances; the weapon’s character is determined by the instrument and the manner of use, not a general rule.
  • Compromise may be considered for sentencing purposes, especially where close relatives are involved, even when the offence is otherwise non-compoundable, subject to statutory constraints and court permission.

Submissions & Arguments

Contentions of Appellants / Petitioners

The appellant’s counsel argued that although offences under Section 326 are non-compoundable, the parties’ compromise should be considered for reduction of sentence. They contended that non-dangerous weapon evidence should allow alteration of the charges to Sections 323 and 325, which are compoundable with court permission, and relied on precedents such as Dasan, Mathai, and Regina for context on compounding and weapon-damage considerations.

Contentions of Respondents

The State contended that the conviction under Sections 324 and 326 was correctly recorded and should not be disturbed; the compromise was not a ground to alter the conviction, although it could influence sentencing under the principle of proportionality.

Cited Precedents (10)

Case NameCitationTreatmentExplanation
Dasan v. State of Kerala and Anr.2014 (12) SCC 666PositiveUsed to support strict adherence to Section 320 CrPC for compounding and to illustrate limitations on compounding and the necessity of following statutory procedures.
Mathai v. State of Kerala2005 (3) SCC 260PositiveCited for the concept that the determination of what constitutes a dangerous weapon depends on factual context and section heading.
Anwarul Haq v. State of U.P.2005 (3) SCR 917PositiveCited to emphasize evaluating weapon danger based on factual basis and the procedural posture of raising grounds in court.
State of M.P. v. Ghanshyam Singh2003 (8) SCC 13PositiveCited for principles on proportionality and sentencing discretion.
Bankat v. State of Maharashtra2005 (1) SCC 343PositiveCited for the CrPC Section 320 framework and how compounding offences must be selected from prescribed Tables.
Regina v. Bibi1980 (1) WLR 1193Mentioned OnlyReferred to in passing; not central to the core ruling.
Y. Suresh Babu v. State of A.P2005 (1) SCC 347OverruledMain precedent regarding compounding or related grounds rejected as binding; not followed in this decision.
Ram Pujan case1973 (2) SCC 456Partly Overruled / LimitedCited as not advancing the contention; treated as not binding due to lack of consideration under Section 320.
Ram Lal v. State of A.P1999 (2) SCC 213Partly Overruled / LimitedCited in discussion of compounding precedents later deemed not binding.
Mahesh Chand1990 (Supp.) SCC 681Partly Overruled / LimitedReferenced in discussions of discretionary compounding; treated as non-binding precedent for current context.

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Extracted Judgment Text

Exact text extracted from official judgment records.

A ## [2015] 4 S.C.R. 563 ## NANDA GOPALAN v. ## STATE OF KERALA (Criminal Appeal No. 714 of 2015) B ## APRIL 24, 2015 ## [ J. **CHELAMESWAR AND ADARSH KUMAR GOEL, JJ.]** c - _Penal Code, 1860: ss.324 and 326 Allegation that accused-appellant attacked PW-1 with a bat and as_ a _result PW-1 fell down and then appellant sat on his chest and caused injuries to him with_ a _stone_ - _Trial court accepted prosecution version and convicted and sentenced the_ o _appellant which was affirmed by High Court with reduction_ - _in sentence During pendency of appeal in High Court, a settlement was reached between the parties and an application was moved before the High Court for compoun,ding the offence uls. 324 and for quashing the_ E - _charge u/s.326 on the basis of compromise Application dismissed on ground that non compoundable offence could_ - _not be settled between the parties On appeal, Held: The plea that weapon was not dangerous was neither raised in the lower courts nor any evidence was led in that regard and_ F _in absence thereof, finding of courts below on nature of charge cannot be interfered with, however in view of compromise between the parties particularly when they are_ - _close relatives, reduction in sentence is ordered The sentence of imprisonment of appellant reduced to the period_ G _already undergone, while the amount of compensation increased to Rs.2 lakhs to be paid to the victim._ 563 H 564 SUPREME COURT REPORTS [2015] 4 S.C.R. A Disposing of the appeal, the Court HELD: In the present case, neither in the courts below, the plea that weapon was not dangerous was raised nor any evidence was led, in absence of which 8[the ][finding ][of ][the ][courts ][below ][on ][the nature ][of ][charge ] is not interfered with nor it is held that the nature of weapon used did not fall under Sections 324 and 326. As regards the sentencing policy, it is well settled that just and appropriate sentence has to be imposed c keeping in mind the proportion between crime and punishment and having regard to the facts and circumstances of each case particularly, the nature of offence, the sentence prescribed, mitigating and extenuating and other attending circumstances. In D view of that, the sentence of imprisonment of the appellant is reduced to the period already undergone, while the amount of compensation is increased to Rs.2 lakhs to be paid to the victim. [Paras 12, 13, 16] [571-AC] [575-D] E _Dasan vs. State of Kera/a and Anr._ 2014 (12) SCC 666; _Mathai vs. State of Kera/a_ 2005 (3) SCC 260: 2005 (1) SCR 450; _Anwarul Haq vs. State of U.P_ 2005 (10) SCC 581: 2005 (3) SCR 917; _State of M.P vs. Ghanshyam Singh_ F 2003 (8) SCC 13:2003 (3) Suppl. SCR 618; _Bankat vs. State of Maharashtra_ (2005) 1 SCC 343: 2004 (6) Suppl. SCR 406 - relied on. _Regina vs. Bibi_ 1980 (1) WLR 1193 - referred to. ## G ## Case Law Reference 2014 (12) sec 666 relied on. Para 7 2005 (1) SCR 450 relied on. Para 7 H 1980 (1) WLR 1193 referred to. Para 7 NANDA GOPALAN v. STATE OF KERALA 565 2005 (3) SCR 917 relied on. Para 11 A 2003 (3) Suppl. SCR 618 relied on. Para 13 2004 (6) Suppl. SCR 406 relied on. Para 15 CRIMINAL APPELLATE JURISDICTION: Criminal Appeal No. 714 of 2015. B From the Judgment and Order dated 31.10.2014 of the High Court of Kerala at Ernakulam in Crl.A.No. 285 of 2003. c RarTJ Jethmalani (AC), Karan Kalia, Pranav Diesh, P. R. Mala, Shinoj K. Narayanan, K. Rajeev, Vipin Narayan for the Appellant. Jogy Scaria, Joyti Mishra, Kaushal Yadav, Regan S. Bel 0 for the Respondent. The Judgment of the Court was delivered by ADARSH KUMAR GOEL, J. 1. Leave granted. This appeal has been preferred against judgment and order dated E 31s[1 ] October, 2014 passed by the High Court of Kerala at Ernakulam in Criminal Appeal N.:..285 of 2003. 2. The appellant stands c~nvicted under Sections 324 and 326 of the Indian Penal Code ("IPC") and sentenced to undergo rigorous imprisonment for two years and three years respectively and to pay fine of Rs.30,000/- to the injured as compensation. The appellant is son of cousin of injured Sukumaran (PW1 ). F G 3. Prosecution case is that on 14[1] h May, 1999 at 7.30 a.m., the appellant attacked PW 1 by using a bat made of coconut leaf stem. PW 1 fell down on receiving the blow. The appellant sat on the chest of PW 1 and caused injuries with a stone. PW 1 became unconscious. He was admitted to H SUPREME COURT REPORTS [2015] 4 S.C.R. 566 - A Medical Trust Hospital, Ernakulam, wherein he remained indoor patient for 32 days. PW 10, Dr. Anandam Radhakrishnan, Casualty Medical Officer in the said hospital examined PW 1 at 8.45 a.m. and found following injuries as per Exhibit P5 : B - _"(1) 4 x 1 ems through and through lacerated wound over left angle of the mouth extending upwards exposing left upper gum. The second, third and fourth teeth on the upper gum missing._ c - _(2) 4 x .5 x .5 ems lacerated wound over the lateral half of the left eyebrow with 1 cm long two extensions upwards._ - _(3) 1 x .25 x .25 cm incised wound over the bridge of_ - D _nose vertically placed._ - _(4) Irregular tear of right pinna of the ear exposing cartilage._ - E _(5) Contusion over the right angle of the mandible._ - _(6) Contusion with swelling over left maxilla with two bleeding lacerated wound over it."_ F 4. PW 2 recorded the First Information Report and conducted investigation and sent up the appellant for trial. The prosecution examined not only the injured PW 1, but also PWs 2 and 3, his sons and PW 8 his wife, apart from independent witnesses PWs 4, 5 and 6. In addition, medical evidence and G relevant documents were also produced. 5. The trial court held the case of the prosecution to have been proved and convicted and sentenced the appellant which has been affirmed by the High Court with reduction in H sentence. During pendency of the appeal in the High Court, NANDA GOPALAN v. STATE OF KERALA [ADARSH KUMAR GOEL, J.] 567 a settlement was reached between the parties and an A application was moved before the High Court for compounding the offence under Section 324 and for quashing the charge under Section 326 on the basis of compromise. The application was dismissed on the ground that non compoundable offence could riot be settled between the B parties. 6. We have heard Shri Ram Jethmalani, learned senior counsel who has appeared as amicus curiae on the request of the court and Shri Jogy Scaria, learned counsel for the C State of Kerala. 7. Shri Jethmalani submitted that though the offence under Section 326 could not be compounded, the compromise could be taken into account for reducing the o sentence. He further submitted that since the weapon used in the present case was not of the nature specified under Sections 324 and 326, the charge could be altered to Sections 323 and 325. Offence under Sections 323 is compoundable and 325 is compoundable with the permission E of the court. Shri Jethmalani has drawn the attention of the Court to the judgments in _Dasan_ vs. _State of Kera/a and another1, Mathai_ vs. _State of Kera/;¥_ and _Regina_ vs. _BibP._ 8. Learned counsel for the State opposed the above F submissions. According to him, the conviction under Sections 324 and 326 has been rightly recorded and no interference is called for by this Court. 9. While we have no difficulty in holding that taking into G 1 2014 (12) sec 666 > 2 2005 (3) sec 260 3 1980 (1) WLR 1193 H 568 SUPREME COURT REPORTS [2015] 4 S.C.R. - A account the compromise between the parties particularly when they are close relatives, reduction in sentence can be ordered, we do no find any ground to interfere with the conviction of the appellant. - B 10. In _**Mathai,**_ it was held: _**"16.** The expression "any instrument which, used as a weapon of offence, is likely to cause death" (Section 326) has to be gauged taking note of the heading of_ c _the section. What would constitute a "dangerous weapon" would depend upon the facts of each case and no generalisation can be made._ _**17.** The heading of the section provides some insight into the factors to be considered. The essential_ D _ingredients to attract Section 326 are: (1) voluntarily causing a hurt; (2) hurt caused must be a grievous hurt; and (3) the grievous hurt must have been caused by dangerous weapons or means. As was noted by this_ E _Court in State of U.P v. lndrajeet [2000 (7)_ SCC _249] there is no such thing as a regular or earmarked weapon for committing murder or for that matter a hurt. Whether a particular article can per se cause any serious wound or grievous hurt or injury has to be_ **F** _determined factually As noted above, the evidence of the doctor (PW 5) clearly shows that the hurt or the injury that was caused was covered under the expression "grievous hurt" as defined under Section 320 /PC. The inevitable conclusion is that a grievous_ G _hurt was caused. It is not that in every case a stone would constitute a dangerous weapon. It would depend upon the facts of the case. At this juncture, it would be relevant to note that in some provisions e.g. Sections 324 and 326 the expression "dangerous weapon" is_ G H NANDA GOPALAN v. STATE OF KERALA [ADARSH KUMAR GOEL, J.] 569 _used. In some other more serious offences the_ A _expression used is "deadly weapon" (e.g. Sections 397 and 398). The facts involved in_ a _particular case, depending upon various factors like size, sharpness, would throw light on the question whether the weapon was a dangerous or deadly weapon or not. That would_ B _determine whether in the case Section 325 or Section 326 would be applicable."_ 11. The matter was again considered in _**Anwarul Haq**_ vs. _**State of**_ **U.P.[4 ] :** _**"11 .**_ .......... _The plea that the weapon used was not a dangerous weapon had never been urged before the trial court or the High Court. Whether weapon is a dangerous weapon or not has to be gauged only on_ o _the factual basis. As there was no challenge on this aspect by the accused before the courts below, that plea for the first time cannot be permitted to be raised in this Court._ E _**12.** Section 324 provides that "[w]hoever, except in the case provided for by Section 334, voluntarily causes hurt by means of any instrument for shooting, stabbing or cutting, or any instrument which, used_ as _a weapon of offence, is likely to cause death, or by means of fire_ F _or any heated substance, or by means of any poison or any corrosive substance, or by means of any explosive substance or by means of any substance which it is deleterious to the human body to inhale, to swallow, or to receive into the blood, or by means of_ G _any animal"_ F _can be convicted in terms of Section 324. The_ 4 2005 (10) sec 581 H SUPREME COURT REPORTS (2015] 4 S.C.R. 570 A **B** c D _expression "any instrument, which used as_ a _weapon of offence, is likely to cause death" should be construed with reference to the nature of the instrument and not the manner of its use. What has to be established by the proseclltion is that the accused voluntarily caused hurt and that such hurt was caused by means of an instrument referred to in this section._ _**13.** The section prescribes_ a _severer punishment where an offender voluntarily causes hurt by dangerous weapon or other means stated in the section. The expression "any instrument which, used as_ a _weapon of offence, is likely to cause death" when read in the light of marginal note to Section 324 means dangerous weapon which if used by the offender is likely to cause death._ _**14.** Authors of /PC observed, as noted below, the desirability for such severer punishment for the following reasons:_ E **F** G " ... _Bodily hurt may be inflicted by means the use of which generally indicates great malignity. A blow with the fist may cause as much pain, and produce as lasting an injury, as laceration with_ a _knife, or branding .with_ a _hot iron. But it will scarcely be disputed that, in the vast majority of cases, the offender who has used_ a _knife or_ a _hot iron for the purpose of wreaking his hatred is_ a _far worse and more dangerous member of_ a _society than who has only used his fist. It appears to us that many hurts which would not, according to our classification, be designated as grievous ought yet, on account of the mode in which are inflicted, to be punished more severely than many grievous hurts."_ .. **H** NANDA GOPALAN v. STATE OF KERALA [ADARSH KUMAR GOEL, J.] 571 12. In the present case, neither in the courts below plea A that weapon was not dangerous raised nor any evidence led in absence of which we are unable to interfere with the finding of the courts below on the nature of charge or to hold that the nature of weapon used does not fall under Sections 324 and 326. B B 13. As regards the sentencing policy, it is well settled that just and appropriate sentence has to be imposed keeping in mitid the proportion between crime and punishment and having regard to the facts and circumstances of each case C particularly, the nature of offence, the sentence prescribed, mitigating and extenuating and other attending circumstances. In _**State of M.P.**_ vs. _**Ghanshyam Singh[5 ]**_ , it was observed : _**"13.** Criminal law adheres in general to the principle_ o _of proportionality in prescribing liability according to the culpability of each kind of criminal conduct. It ordinarily allows some significant discretion to the Judge in arriving at a sentence in each case, presumably to permit sentences that reflect more subtle_ E _considerations of culpability that are raised by the special facts of each case. Judges, in essence, affirm that punishment ought always to fit the crime; yet in practice sentences are determined largely by other considerations. Sometimes it is the correctional needs_ F _of the perpetrator that are offered to justify a sentence, sometimes the desirability of keeping him out of circulation, and sometimes even the tragic results of his crime. Inevitably, these considerations cause a departure from just deserts as the basis of punishment_ G _and create cases of apparent injustice that are serious and widespread._ 5 2003 (BJ sec 13 **H** (2015] 4 S.C.R. SUPREME COURT REPORTS 572 A B c D E F G H _14. Proportion between crime and punishment is a goal respected in principle, and in spite of errant notions, it remains a strong influence in the determination of sentences. The practice of punishing all serious crimes with equal severity is now unknown in civilized societies, but such a radical departure from the principle of proportionality has disappeared from the law only in recent times. Even now for a single grave infraction drastic sentences are imposed. Anything less than a penalty of greatest severity for any serious crime is thought then to be a measure of toleration that is unwarranted and unwise. But in fact, quite apart from those considerations that make punishment unjustifiable when it is out of proportion to the crime, uniformly disproportionate punishment has some very undesirable practical consequences._ _15. After giving due consideration to the facts and circumstances of each case, for deciding just and appropriate sentence to be awarded for an offence, the aggravating and mitigating factors and circumstances in which_ a _crime has been committed are to be delicately balanced on the basis of really relevant circumstances in_ a _dispassionate manner by the court. Such act of balancing is indeed a difficult task. It has been very aptly indicated in Dennis Councle McGautha v. State of California [402 US 183} that no formula of a foolproof nature is possible that would provide a reasonable criterion in determining a just and appropriate punishment in the infinite variety of_ - _circumstances that may affect the gravity of the crime. In the absence of any foolproof formula which may provide any basis for reasonable criteria to correctly assess various circumstances germane to the consideration of gravity of crime, the discretionary_ NANDA GOPALAN v. STATE OF KERALA 573 [ADARSH KUMAR GOEL, J.] _judgment in the facts of each case is the only way in_ A _which such judgment may be equitably distinguished"._ ## 14. In _**Dasan,**_ it was observed : "7. _Section 320 of the Criminal Procedure Code ("the_ 8 _Code'/ pertains to offences punishable under the Penal Code only. It states which offences can be compounded, by whom they can be compounded and which offences can be compounded only with the permission of the concerned court. Sub-sections 3 to_ c _8 thereof further clarify how Section 320 of the Code operates. Sub-section_ 9 _thereof states that no offence shall be compounded except as provided by this section. The legislative intent is, therefore, clear. Compounding has to be done strictly in accordance_ o _with Section 320 of the Code. No deviation from this provision is permissible."_ 15. In _**Bankat**_ vs. _**State of Mal1arashtra[6] ,**_ it was observed: E _**"11.** In our view, the submission of the learned counsel for the respondent requires to be accepted. For compounding of the offences punishable under /PC, a complete scheme is provided under Section 320 of_ F _the Code. Sub-section (1) of Section 320 provides that the offences mentioned in the table provided thereunder can be compounded by the persons mentioned in column 3 of the said table. Further, subsection (2) provides that the offences mentioned in the_ G _table could be compounded by the victim with the permission of the court. As against this, sub-section (9) specifically provides that "no offence shall be_ **H** 6 (2oosi 1 sec 343 574 SUPREME COURT REPORTS [2015] 4 S.C.R. A _compounded except as provided by this section". In view of the aforesaid legislative mandate, only the offences which are covered by Table 1 or Table 2 as stated above can be compounded and the rest of the offences punishable under /PC could not be_ B _compounded._ _12. Further, the decision in Ram Pujan case {1973 (2)_ sec _456] does not advance the contention raised by the appellants. In the said case, the Court held that the_ C _major offences for which the accused have been convicted were no doubt non-compoundable, but the fact of compromise can be taken into account in determining the quantum of sentence. In Ram Lal case [1999 (2)_ SCC _213] the Court referred to the decision_ D _of this Court in Y Sure sh Babu v. State of A. P [2005 (1)_ sec _347] and to the following observations made by the Supreme Court in Mahesh Chand case [(1990) Supp._ SCC _681]_ (SCC _p. 682, para 3):_ E E "3. _We gave our anxious consideration to the case and also the plea put forward for seeking permission to compound the offence. After examining the nature of the case and the circumstances under which the offence was committed, it may be proper that the trial_ F _court shall permit them to compound the offence."_ _and held as under: (SCC p. 214, para 3)_ _"We are unable to follow the said decision as a_ G _binding precedent. Section 320 which deals with 'compounding of offences' provides two Tables therein, one containing descriptions of offences which can be compounded by the person mentioned in it, and the other containing descriptions of offences_ H _which can be compounded with the permission of the_ NANDA GOPALAN v. STATE OF KERALA [ADARSH KUMAR GOEL, J.] 575 _court by the persons indicated therein. Only such_ A _offences_ as _are included in the said two Tables can be compounded and none else."_ _13. In the case of Y. Suresh Babu the Court has specifically observed that the said case "shall not be_ B _treated_ as a _precedent". The aforesaid two decisions are based on facts and in any set of circumstances, they can be treated_ as _per incuriam as pointed attention of the Court to sub-section (9) of Section 320 was not drawn. Hence, the High Court rightly refused_ C _to grant permission to compound the offence punishable under Section 326."_ 16. In view of the above, we are inclined to reduce the sentence of imprisonment of the appellant to the period o already undergone, while increasing the amount of compensation to Rs.2 lakhs to be paid to the victim within three months, failing which the sentence awarded by the High Court will stand affirmed. E 17. The appeal is disposed of in above terms. Devika Gujral Appeal disposed of. F