Mukul Dalal v Union of India and Others

MUKUL DALAL ETC. ETC. A _v._ UNION OF INDIA & ORS. ETC; ETC. MAY 4, 1988 B [R.S. PATHAK, C.J., RANGANATH MISRA AND , B.C. RAY, JJ.] --{ -C _-Code of Criminal Procedure, 1973--Section 24(8)-Appointment_ _of Special Public Prosecutors and Section 25(1)-:-Appointment_ _of_ _Assistant Public Prosecutors-By State Government to support private_ _transaction and provision_ _of_ _remuneratioH from private source--_ _Whether valid and justified,_ _Held-Duty_ _cast on Remembrancer_ _of_ _Legal Affairs of State Governm_ent to decide whether services of Special_ _Public__ _Prosecutor or Assistant_ __Public_ _Prosecutor be' provided_ _in_ _a_ p'ar~icular _case and who should bedr their expenses.'_ . . . ~ _ ' D _--i'_.Rules for the_ C~nd~ct _oi the-Legal Affairs '/Jfthe Government,_ _J9S.4-Rule 22::.__Validlty_ _of .•_ _Held-Bad-Require_ _proper, m_odifica-_ _tion by State Government._ " _, _ .. The app~llantS were facing pr~secuti~n for ~e~eral charges nnder - the Indian Penal Code in differenttrlals. By ·different notifications: the E State of Maharashtra appointed some advocates 'as Assistant Public Prosecutor and Special Public Prosecutors' in exercise of powers under -section 25(1) and 24(8)- respecti_vely_'or the Code of Crlniinal Procedure, 1973 for conducting the prosecutioii. The notifications were -challenged in a group of wrl(petitions before the High Court. A Division Bench of the High Court by a romrnonjudgment negatived'_the plea advaiJced by./ F the appellants, rejected the writ petitiom and upheld the appointments. - Hence these appeals by special leave. The appellants contended that the - Code confers a special status on the public prosecutor whenever it has - been considered necessary, law has prescribed. the: interest to be re. presented by' the public prosecutor and it would not be in proper exercise of power by the State Government to make appointment of a Special G Public Prosecutor_ to support a private transaction and provide for 1-j~ **remuneration from Private source.** . ~- r - I .. ~ :./ ' - . - _i_ /_. _Allowing the appeals this Court, ·-·. -,. - . . ·' - . - -· . - ' ·'/ HELD: Jn most of the States, the ii~i:e;,.br~n'ce~ or Legal 1lrrairs 'H looks after the State litigations. He is a responsible-officer a~d nofmally 868 ##### f _.r_ ·'-.. The next question would be whether the Special Public Prosecutor should be permitted to be· paid by the private complainant. The Remembrancer of Legal Affairs should scrutinise every request, E keeping a prescribed guideline in view and decide in which cases such request should be accepted, keeplng the facts of such case in view. Ordinarily the Special Public Prosecutor should be paid out of the State . funds even when he appears in support of a private complainant but· there may be some special case where the Special Public Prosecutor's remuneration may be collected from the private source. In such cases F· the fees should either be deposited in advance or paid to a prescribed . State agency from where the Special Public Prosecutor could collect the same. [877D, F-111 In the instant cases the Rememberancer of Legal Affairs of the Maharashtra Government will now decide as to whether the services of G · a Special Public Prosecutor, a Public Prosecutor or an Assistant Public Prosecutor should be provided and in case he comes to .the conclusion that such provision should be made, he should decide as' t1>--whether the State Administration should pay for such Public Prosecutor or the pri· vate complainant should bear the same. [878A·B 1 · H - MUKUL DALAL _v._ U.0.1. 869 with judicial experience. When an application for the services of a Special Public Prosecutor or an Assistant Public Prosecutor is made in a given case the power would be vested in him to examine the facts and take decision as to whether the case merits the appointment of a Special Public Prosecutor or an Assistant Public Prosecutor. It would not be appropriate to accept the position that whenever an application is made 8 it should be allowed and a Special Public Prosecutor should be appoin· ted would be contrary to the spirit of the scheme of the Code. There may be cases where a powerful complainant may have begun a proceed· ing to victimize his opponent. If in such a case the State concedes to the request for appointment of a Special Public Prosecutor there will be traversity of justice. Without screening on the basis of guidelines pres· cribed or to be prescribed, the services of a Special Public Prosecutor C should not be made available to a private complainant; The primacy given to the Public Prosecutor under the scheme of the Code has a social purpose and the same would be lost if the procedure adopted by Rule 22 of Maharashtra Rules is accepted or what the High Court has indicated is adopted. [876F·ll; 877A·BI Rule 22 of the . Maharashtra Rules is bad and the State Government should properly modify the same keeping our conclu· sions in view. [87711; 878AI - _D_ 870 SUPREME COURT REPORTS [1988] 3 S.C.R. A _K.C._ _Soodv._ S.C. _Gudimani,_ [1981] Crl. L.J. Vol.II, 1779; _P.G._ _Narayanankutty_ v. _State of Kera/a and Ors.,_ [1982] Crl. L.J. Vol. 88, 2085 and _Dilipbhai Chhotalal Dave_ v. _State_ _of Gujarat_ _&_ _Ors.,_ [1971] Guj. L.R. Vol. 12, 999, referr_ed to. CRIMINAL APPELLATE JURISDICTION: Criminal Appeal B No. 305,306 & 307 of 1988. i "' c D From the Judgment and Order dated 2nd/3rd July, 1986 of the High Court of Bombay in Criminal application No. 1127, 527 and 866 of !985. 8.B. Bhasme, M.C. Bhandare, Dilip Pillai, P.K. Pillai, T. Sridharan and Amit Desai for the appellants. V.M. Tarkunde, R.K. Garg, M.S. Rao, Y.R. Naik, Rajadyaka, S.B. Jaisingha, Ms. R. Jethmalani, C. Ramesh and Ashok Sharma for the Respondents. V.S. Desai, G.B. Sathe, A.M. Kbanwilkar and A.S. Bhasme for the State of Maharashtra. The Judgment of the Court was delivered by E RANGANATH MISRA, J. Special Leave granted in each of the three cases. ### ###### - F A common questions arising for consideration in these appeals is as to the justifiability of the appointment by the State of Special Public Prosecutors and Assistant Public Prosecutors under sections 24 and 25 respectively of the Code of Criminal Procedure, 1973 at the cost of the private complainants. In Criminal Appeal arising out of S.L.P. (Crl) No. 3027 of 1986 the appellants are facing prosecution for charges of forgery and cheating before the Additional Chief Metropolitan Magistrate, 37th Court, G Esplanade, Bombay. On 4th of December, 1979 the Government of Maharashtra appointed as Assistant Public Prosecutor for conducting _>._ the said case for the prosecution in exercise of powers under section 25( 1) of the Code of Criminal Procedure. In the connected Criminal Appeal arising out of S.L.P. (Crl.) No. 3048 of 1986 the appellant is accused of an offence punishable under section 409 read with sections H 120-B and 34 of the Indian Penal Code and is facing his trial in the ~.i '.':MUKUL DALAL _v._ U.0.1. [MISRA, J.[ 871 .'-'( court of the same Metropolitan Magistrate. On 3rd of August, 1983, A the State of Maharashtra in exercise of powers under section 24(8) of the Code of Criminal Procedure has appointed two advocates as Special Public Prpsecutors for conducting the prosecution.•In the other connected Crim~C~.ppeal arising out of S.L.P. (Cr!.) No, 703 of 1987 the appella~ts are being tried for offences punishable under sections 506(ii), 337, 354, 504, 498-A, read with sections 114 and 34 of B the Indian Penal Code in the Court of the same Metropolitan Magistrate, 40th Court, Girgaum, Bombay. By notifications dated 4th December, 1979, 3rd August, 1983 and 17th July, 1985, the Government of Maharashtra in exercise of powers under section 2.4(8) of the Code appointed two advocates as Special Public Prosecutor for conducting the prosecution. These notifications were assailed in a group c of writ petitions before the Bombay High Court and a Division Bench of that Court by a common judgment dated 2nd July, 1986, rejected the writ petitions and upheld the app9intments. That common judgment of the High Court is assailed in this batch of appeals. Since common questions have been raised and argued at a time, this judgment shall dispose of all the three appeals. D B c D The impugned appointments have been made either in exercise of powers under section 24 or section 25 of the Code of Criminal Procedure of 1973. Section 24 deals with Public Prosecutors while section 25 makes provisions for Assistant Public Prosecutions. While sub-section (1) of section 24 enables the Central Government or the State Government to appoint a Public Prosecutor or an Additional Public Prosecutor for the purpose of High Courts, sub-section (2) makes provision for appointment of one or more Public Prosecutors for the purposes of conducting of cases in any district or local area and sub-sections 4, 5, 6 and 7 deal with the modality of such appointments, sub-section (8) provides: "The Central Government or the State Government may appoint, for the purposes of any case or class of cases, a person who has been in practice as an advocate for not less than ten years as a Special Public Prosecutor." Section 25 deals with the appointment of Assistant Public Prosecutors Sub-section (1) provides: E F G "The State Government shall appoint in every district one or more Assistant Public Prosecutors for conducting pro secutions in the courts of magistrates." H 872 SUPREME COURT REPORTS I 1988] 3 S.C.R. . A The provisions contained in these two sections in the Code of 1973 correspond to section 492 of the old Code which dealt with the appointment of Public Prosecutors. Challenge by the appellants to the notifications in question is on the ground that the Code confers a special status on the Public Pro· B secutor; whenever it has been considered necessary, law has prescribed the interest to be represented by the Public Prosecutor and it would not be in proper exercise of power by the State Government to make appointment of a Special Public Prosecutor to support a private transaction and provide for his remuneration from private source. The High Court referred to some decisions of the different Courts support· c ing and opposing the view canvassed before it and came to hold: "According to us, the conduct of prosecution by a lawyer appointed and paid by the private party does not affect his capacity and ability to perform his role as a Public Pro· secutor. To accept such a proposition is to invalidate all D private prosecutions." Negativating the plea advanced by the appellants, the High Court has further held: "For the reasons given above, with respect, it is not possiE ble for us to agree that a pleader engaged by a private person is a _de facto_ complainant and cannot be expected to be as impartial as a pleader appointed by the State to conduct public prosecution. On the. other hand, we are of the view that as stated earlier, permission to engage an advocate should be given .freely (o the complainant. The F complainant has as much a right as the accused to represent his case effectively before the court." The High Court also negatived the challenge against the appointment of the Assistant Public Prosecutors under section 25 by holding: G "Hence the absence of a provision such as section 24(8) will not . bar appointment of an Assistant Public Prosecutor speeially to conduct a case or class of cases." While dealing with the matter at a different place in the judgment the High Court observed: H i ##### ~ _J.._ #### /• _>-_ ## r \ a special status, and his is a statutory appointment. Under some of the provisions made in the Code, he receives special recognition. Section 2(u) of the ·Code defines the Public Prosecutor. Sections ·199(2), 225, D 301(1), 301(2), 302, 308, 321, 377 and 378 are some of the provisions in the Code which confer a special position upon the Public Prosecutor. From the spirit cbntained in the scheme of the Criminal Procedure Code it is clear that it is the duty of the Public Prosecutor to support prosecutions initiated by the State. Trial before a court of session has to be conducted by the Public Prosecutor as required under section 225 E of the Code. Cases instituted on a police report are intended also to be handled by a Public Prosecutor. Cases instituted on a complaint, however, stand on a different footing and the complainant has choice of his own counsel. A set of rules known as Maharashtra Law Officers (Appointment, Conditions of Service and Remuneration) Rules, 1984 made in exercise of powers conferred by proviso 10 Article 309 read F with Article 165 of the Constitution have been placed before us in course of the hearing. Chapter III of those rules lays down·qualifications of the Government Pleader and Public Prosecutor while Chapter IV prescribes the duties of the Public Prosecutor. Another set of rules known as The Rules for the Conduct of the Legal .Affairs of the Government, 1984, which appears to be administrative in character, G was also placed before us. Chapter III of these Rules provides for . Special Counsel and Special Public Prosecutors and Rule 22 thereof MUKUL DALAL _v._ U.0.1. (MISRA, J.J 873 "But apart from this, we are of the view that guidelines or no guidelines, whenever there is a request made by a private party to engage an advocate of his choice to be paid for by him, the request should be granted as a rule. The complainant in such cases is either a victim of the offence or is related to the victim or otherwise an aggrieved person. He has a right to be heard and vindicated. As stated earlier, the right to be heard implies a right to be effectively represented at the hearing of the case. He has therefore a right to engage an advocate of his choice. There is therefore no reason why the State should refuse him 'the permission to conduct the prosecution with the help of his advo**cate** ............. " A B c Appellant's counsel have challenged these conclusions of the High Court. Under the Criminal Procedure Code, the Public Prosecutor has 'provides: "If in any case, civil or criminal, a request is made by any private party, interested in the case, for the appointment of H A B c D E F G H 874 SUPREME COURT REPORTS IJ988J 3 S.C.R. its own advocate as a Special Counsel or Special Public Prosecutor, as the case may be, on the condition that the payment of fees of such advocate will be borne by that party, the Remembrancer of Legal Affairs may, after considering such case on merits, appoint such advocate for the particular case or cases." Appellant's counsel challenged the validity of Rule 22 and contended that such a Rule is contrary to the spirit of the Code of Criminal Procedure and this rule affects the special status conferred on the Public Prosecutor and would cause prejudice to that public office. ""' The office of the Public Prosecutor is a public one. A learned Single Judge of the Delhi High Court in _K._ C. _Sood_ v. S. C. _Gudimani,_ 11981] Cr!. L.J. Vol. II, 1779 rightly held that the Public Prosecutor, the Additional Public Prosecutor and the Assistant Public Prosecutor hold an office. The learned Judge said: "It is public office of trust and therefore like any other public office, is susceptible to misuse and corruption and if not properly insulated. It is an office of rP-sponsibility more important than many others because the holder is required to prosecute with detachment on the one hand and yet with vigour on the other. When advocates are recruited to these offices, they have certain professional and official obligations and privileges. Some State Governments have appropriately made it an express term of their appointment that they shall not accept any brief in criminal matters and shall not even in civil matters appears in any case in which the interests of the State appear to be involved." Similar observations were made by another learned Single Judge in the case of _P.G._ _Narayanankutty_ v. _State of Kera/a and Ors.,_ [1982] Cr!. L.J. Vol. 88, 2085. In this case, Bhat, J., of the Kerala High Court pointed out: "Special Public Prosecutor cannot be appointed with a view to secure convictions at all cost.s. Special Public Prosecutor could be appointed only when public interest demands it and not to vindicate the grievances of a private person, such as close relation of the deceased. In order that he discharges his duties properly, he should look to the State for remuneration for his services; if he looks to a MUKUL DALAL _v._ U.0.1. [MISRA, J.J 875 private party for his remuneration, his capacity and ability A to perform his role as Public Prosecutor properly will be endangered. Government cannot appoint Special Public Prosecutor on such terms, abdicating their financial responsibility or directing him to receive his remuneration from any private individual .......... " B Some other High Courts have taken a different view of the matter. A division Bench of the Gujarat High Court in _Dilipbhai_ _Chhotalal Dave_ v. _State of Gujarat_ & _Ors.,_ (1971] Guj. L.R. Vol. 12, 999 considered a case of this type where the Public Prosecutor and the Assistant Public Prosecutor were designated as Special Public Prosecutors for conducting a particular case. It was found by the Court that C remuneration of the advocates had been left to be fixed by agreement between them and the Central Bank of India for whom they were to appear was to pay them directly. The High Court held: "That though the Public Prosecutor would be incharge of _D_ and is required to conduct the prosecution before the·court of sessions, the control of proceedings before the Court is ultimately in the hands of the presiding Judge. It would not be unreasonable to assume that if there is unnecessary prolongation of the trial and consequential harassment of the accused at the hands of the Public Prosecutor or unfair E handling of the prosecution case by the prosecutor, the Court would always intervene and protect the accused and ensure a fair trial." The Court further found that: "Rule 38 of the Gujarat Law Officers (Conditions of Service) Rules, 1965 made provision that if a Special Counsel was appointed, the tenns and conditions of his employment would be such as may be determined.by the State Government by an order in writing. It was open to the State Government to provide for fees of the Special Counsel appointed by it to be paid by virtue of an agreement directly arrived at between the Special Counsel and the complainant." Some other cases taking the same view as the Gujarat High Court were also placed before us in course of the hearing. F G H 876 SUPREME COURT REPORTS [1.988] 3 S.C.R. A The pattern that prevails in most of the States is that there is a Remembrancer of Legal Affairs who _inter alia_ looks after the cases instituted by the State. At the district level such interest of the State is looked after by the District Magistrate. There may be instances where a case instituted on a private complaint is really a public cause. In such a case the prosecution though initiated by a private individual is really B one which should be taken over by the State. If the complainant thereof approaches the State for assistance in a case of that type by appointing a Special Public Prosecutor or an Assistant Public Prosecutor to support the prosecution it would be for the Legal Remembrancer or the District Magistrate to favourably consider such a request and it would ordinarily be expected that Government would C appoint a Special Public Prosecutor to take charge of the prosecution. There may also be cases of private complainants where for various other reasons it would be appropriate for the State to support the prosecution by appointing a Public Prosecutor or a Special Public Prosecutor to look after the case. Instances of this type would be cases . where the victims are of economically backward classes who are not in D a position to vindicate their rights through Court without the assis tance of the State. Here again the Public Prosecutor's services may be placed at the disposal of the complainant. It is a well-known position in Criminal Jurisprudence that the State is the procecutor and that is why the primary position is assigned to the Public Prosecutor and where the Public Prosecutor appears, the request of the complainant or the E victim to be represented by any other counsel is subject to permission of the Court. Two questions have now to be dealt with-whether as a rule whenever there is a request made by a private complainant for the appointment of a Special Public Prosecutor, should the same be F accepted and whether such Special Public Prosecutor should be paid by the private party availing his services. In most of the States, as we have already observed, the Remembrancer of Legal Affairs looks after the State litigations. He is a responsible officer and normally with judicial experience. When an application for the services of a Special Public Prosecutor or an Assistant Public Prosecutor is made in a given G case the power would be vested in him to examine the facts an9 take decision as to whether the case merits the appointment of a Special Public Prosecutor or an Assistant Publi~ Prosecutor. It would not be appropriate to accept the position that whenever an application is made it should be allowed and a Special Public Prosecutor should be appointed would be contrary to the spirit of the scheme of the Code. H There may be cases where a powerful complainant may have begun a MUKUL DALAL _v._ U.0.1. [MISRA, J.[ 877 proceeding to victimize his opponent. If in such a case the State con- A cedes to the request for appointment of a Special Public Prosecutor there will be traversty of justice. Without screening on the basis of guidelines prescribed .or to be prescribed, the services of a Special Public Prosecutor should not be made available to a private complainant. The primacy given to the Public Prosecutor under the scheme of the Code has a social purpose and the same would be lost if the proce-. B dure adopted by Rule 22 of Maharashtra Rules referred to above is accepted or what the High Court has indicated is adopted. We are inclined to observe that the request for appointment of a Special Public Prosecutor should be properly examined by the remembrancer of Legal Affairs and only when he is satisfied that the case deserves the support of a Public Prosecutor or a Special Public Prosecutor that such c a person should be appointed to be incharge of the case. 0 E F G H ~·· _4:_ The next question would be whether the Special Public Prosecutor should be permitted to be paid by the private complainant. There is 1:onsiderable force in what has been stated by the Kerala High Court in the case we have referred to above. There may be certain cases where exception may be made, such as where the prosecutor is a public sector undertaking, a bank whether nationalised or not, an educational institution and the like. The rate of fees should be prescribed and the private complainant should be called upon to deposit the fees either with the Remembrancer of Legal Affairs or a prescribed State agency from where the fees would be drawn by the Special Public Prosecutor. To lea.ve the private complainant to pay to the Special Public Prosecutor would indeed not be appropriate. We would make it clear that we do not support the conciusion of the High Court that as a rule whenever there is request of appointment of a Special Public Prosecutor or an Assistant Public Prosecutor, the same should be accepte.d. The Remembrancer of Legal Affairs should scrutinise every request, keeping a prescribed guideline in view and decide in which cases such request should be accepted, keeping.the facts of such case in view. ordinarily the Special Public Prosecutor should be paid out of \ the State funds even when he appears in support ofa private complainant but there may be some special case where the Special Public Pro" secutor's remuneration may be collected from the private source. In 1 such cases the fees should either be deposited in advance or paid to a . prescribed State agency from where the Special Public :Prosecutor - could collect the same. In view of these conclusions and our disagreeing with the view of the High Court, the appeals shall stand allowed.· '· Rule 22 of the Maharashtra Rules, referred to above, in our view is bad . and the State Government should properly modify the same keeping 878 SUPREME COURT REPORTS [1988) 3 S.C.R. A our conclusions in view. The Remembrancer of Legal Affairs of the Maharashtra Government will now decide as to whether in the three cases referred to here, the services of a. Special Public Prosecutor, a Public Prosecutor or an Assistant Public Prosecutor should be provided and in case he comes to the conclusion that such provision should be made, he should decide as to whether the State administraB tion should pay for such Public Prosecutor or the private complainant should bear the same. There would be no order as to costs. H.S.K. Appeals allowed. I # l