High CourtDivision BenchAppeal allowed. No costs.

L.G. (Karmik) v. Prahlad Mani Tripathi

Case / Petition Number:Civil Appeal No. 2208 of 2007
Neutral Citation:[2007] 5 S.C.R.

Case Details & Bench

Court
High Court
Hon'ble Judges
  • S.B. Sinha
  • Markandey Katju
Judgment Date
2007-04-27
Court Decision / Holding
Appeal allowed. Impugned judgment and High Court order set aside. Respondent’s claim for higher post declined; appellant to adhere to merit-based, regulated appointments; no costs.
Final Disposition
Appeal allowed. No costs.

Parties to the Case

Appellants / Petitioners

  • LG. (Karmik) and Ors.

Respondents

  • Prahlad Mani Tripathi

Legal Representation & Advocates

Counsels for Petitioners

  • • Arvind Vanna
  • • Malvika Trivedi
  • • Kamlendra Mishra
  • • Anuvrat Shanna

Counsels for Respondents

  • • Anoop Kumar Srivastava
  • • Rameshwar Prasad Goyal

Case Synopsis & Summary

The case concerns a compassionate appointment dispute arising from the death-in-harness of a police employee and the dependent’s claim for absorption in a higher post. Respondent’s father, a UP Police constable, died in harness. He was deemed eligible for compassionate appointment as a Constable but failed the required physical standards and was instead appointed as a Peon. He accepted the lower post and later sought absorption in the Constable (M) post with pensionary benefits from the date of initial appointment, leading to a Tribunal order directing appointment in Class III posts with pension-related counting. The Allahabad High Court declined to interfere with that order. The employer challenged in the Supreme Court under Article 136. The Court affirmed a constitutional framework requiring equality under Articles 14 and 16, but acknowledged a narrow exception for dependants of officers who die in harness, which must be strictly complied with. It held that compassionate appointments are to meet immediate hardship and confined to the purpose; an appointee cannot claim a higher post merely because he accepted a lower one, especially where eligibility criteria were not met and no relaxation was shown. The decision cites several precedents emphasizing that public appointments must follow merit and the relevant rules, and that relaxation in qualifications requires strict prerequisites. The appeal was allowed and the impugned judgment set aside. No costs awarded.

Provisions of Law Cited

Constitution of India, 1950 Articles 14 and 16Constitution of India Article 136Proviso appended to Article 309 of the Constitution of India

Legal Doctrines & Maxims

  • Equality before law and equal protection of laws (Articles 14 and 16)
  • Compassionate appointment is an exception, not a rule, and must be strictly confined to its purpose
  • Die-in-harness scheme is not a general recruitment channel and cannot override merit or rule-based eligibility

Submissions & Arguments

Contentions of Appellants / Petitioners

Appellants contended that the Tribunal and High Court erred in not treating the respondent’s five-year post-acceptance as estoppel against seeking a higher post; reliance on that an appointment is contingent on meeting exact qualifications; no relaxation of the essential eligibility criteria was shown; compassionate appointment cannot be stretched to circumvent eligibility or constitute a channel for promotion; the rules govern appointment to posts for which the candidate qualifies, and the officer’s death in harness is a strict exception.

Contentions of Respondents

Respondent argued for judicial intervention under Article 136 to obtain a post commensurate with his qualifications, noting the Superintendent of Police’s recommendation and the directive of the Police Headquarters that he be appointed as a Peon due to physical fitness issues; sought absorption with consequential benefits. Ads argue that the court should consider exceptional circumstances, and avoid a rigid reading that would jeopardize the family’s financial stability.

Cited Precedents (10)

Case NameCitationTreatmentExplanation
Yogender Pal Singh and Ors. v. Union of India and Ors.A.L.R. (1987) SC 1015PositiveCited to support the exceptional compassionate-appointment principle for dependants of officers who die or become incapacitated in police service.
National Institute of Technology & Ors. v. Niraj Kumar Singh(2007) 2 SCALE 525PositiveStated that all public appointments must conform to Article 16, with carve-out for dependents in death-in-harness cases; supports scope of compassionate appointments.
State of Rajasthan v. Umrao Singh(1994) 6 SCC 560PositiveHeld that once the right is consummated, further compassionate considerations for higher posts do not arise; strict compliance with the exception.
State of Haryana and Anr. v. Ankur Gupta(2003) 7 SCC 704PositiveAffirms that compassionate claims are not rights and must be grounded in rules and regulations; merit-based and rule-compliant approach.
Food Corporation of India & Anr. v Ram Kesh Yadav & Anr.JT (2007) 4 SC 1PositiveCited as additional authority on limitations and principles governing compassionate appointments.
Indian Drugs & Pharmaceuticals Ltd. v. Devki Devi and Ors.(2006) 5 SCC 523PositiveLays down prerequisites for relaxation of qualifications in appointment cases; relevant to the relaxation question.
Kendriya Vidyalaya Sangathan and Ors. v. Sajal Kumar Roy and Ors.(2006) 8 SCC 671PositiveReferenced for principles on relaxation and merit in appointments.
LIC of India v. Asha Ramchandra Ambekar:null,PositiveUsed to caution that sympathetic, unwritten benevolence cannot override regulations when compassionate appointments are not covered.
Umesh Kumar Nagpal v. State of Haryana:null,PositiveEmphasizes merit-based selection and adherence to rules in public appointments.
Rani Devi (State of Haryana):null,PositiveDiscussed in the context of limits on compassionate appointment and schemes.

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Extracted Judgment Text

Exact text extracted from official judgment records.

A \- LG. (KARMIK) AND ORS. _v._ PRAHALAD MANI TRIP A THI APRIL 27, 2007 B (S.B. SINHA ANDMARKANDEY KATJU, JJ.] ## _Service Law:_ 4 _>_ _Compassionate appointment-Incumbent accepting appointment as peon_ c _without any demur-Later contending that he was entitled for appointment on a higher post-Tribunal directing the authority to appoint him in ClassIll post-Affirmed by High Court-On appeal, Held: All appointments must confirm to the constitutional scheme of equality as adumbrated under Articles 14 and 16 of the Constitution-Supreme Court, however, carved out an_ D _[exception ][in ][favour ][of ][the children or other relatives ][of ][the ][Officer who dies ] or have become incapacitated while serving in Police department-Exception so carved out must be strictly complied with-Appointment on compassionate ground given only for meeting the immediate hardship faced by the family by reason of the death of the bread-earner-It should be kept confined only to the purpose it seeks to achieve-Appellant accepted appointment in a_ E _lower post without any demur whatsoever, later he could not have been permitted to contend that he was entitled for a higher post although not eligible therefor-Constitution of India, 1950-Articles 14 and 16._ Respondent's father was constable in Uttar Pradesh Police Service. He died in harness. Respondent was considered for appointment on compassionate F ground as a Constable by the authorities but he was not found eligible therefore having not satisfied the physical standard stipulated under the rules. He was appointed as a Peon. He accepted the said appointment without any demur whatsoever. He, however filed an application before the Uttar Pradesh Service Tribunal praying for his absorption in the post of Constable .. (M) with G[consequential benefits ][from ][the date of ][his ][initial appointment. The Tribunal ] directed the appellant to appoint him in Class III posts with a further direction that the services rendered by him to the post of ordinary Peon be counted towards his pensionary benefits in the class III posts. A Writ Petition filed before the High Court questioning the correctness of the order was dismissed H 978 '[-] ., 979 LG. (KARMIK) _v._ PRAHALAD MANI TRIPATHI A -> ""' ## by it. Hence the present appeal. Appellant-employer contended that the Order of the Tribunal and consequently that of the High Court suffers from a manifest error in so far as they failed to take into consideration that he respondent having accepted the post of a Peon, was estopped from claiming a higher post after a period of five years; and that the rules provided for appointment only to a post for which[B ] the candidate possessed the academic and other qualifications. -.- Respondent-employee submitted that in the facts and circumstances of this case, this Court should not exercise its discretionary jurisdiction under Article 136 of the Constitution oflndia as not only a prayer was made by the c respondent for his appointment to a post which was commensurate with the academic qualifications he possessed, and the Superint~ndent of Police recommended therefore, but having regard to his alleged deficiencies in physical fitness only, the Police Headquarters directed his appointment only as a peon. D ## Allowing the appeal, the Court ~ HELD: 1.1. In the matter of appointment, the State is obligated to give effect to the constitutional scheme of equality as adumbrated under Articles 14 and 16 of the Constitution of India. All appointments, therefore, must conform to the said constitutional scheme. This Court, however, while laying E emphasis on the said proposition carved out an exception in favour of the children or other relatives of the officer who dies or who becomes incapacitated while rendering services in the police department. [Para 6) [982-A, BJ _Yogender Pal Singh and Ors._ v. _Union of India and Ors.,_ A.LR. (1987) SC 1015, relied on . F . ' ._,, 1.2. Public employment is considered to be a wealth. It in terms of the constitutional scheme cannot be given on descent. When such an exception has been carved out by this Court, the same must be strictly complied with. Appointment on compassionate ground is given only for meeting the immediate G hardship which is faced by the family by reason of the death of the bread earner. When an appointment is made on compassionate ground, it should be kept confined only to the purpose it seeks to achieve, the idea being not to provide for endless compassion. Respondent, thus, could be offered an appointment only to the post for which he was suitable. (Para 7) (982-C, D; 984-A) H 980 (2007) _5_ S.C.R. SUPREME COURT REPORTS \:' - A _National Institute of Technology & Ors._ v. _Niraj Kumar Singh,_ 12007) 2 SCALE 525; _State of Rajasthan_ v. _Umrao Singh,_ (1994) 6 SCC 560; _State of Haryana and Anr._ v. _Ankur Gupta,_ [2003[ 7 SCC 704 and _Food Corporation of India & Anr._ v. _Ram Kesh Yadav & Anr.,_ JT (2007) 4 SC 1, relied on. _Indian Drugs & Pharmaceuticals ltd._ v. _Devki Devi and Ors.,_ 12006] 5 B SCC 523 and _Kendriya Vidyalaya Sangathan and Ors._ v. _Sajal Kumar Roy and Ors.,_ [2006[ 8 SCC 671, referred to. 1.3. Appellant accepted the post of Peon without any demur whatsoever. He, therefore, upon obtaining appointment in a lower post could not have been permitted to turn round and contend that he was entitled for a higher post C although not eligible therefor. A person cannot be appointed unless he fulfils the eligibility criteria. Physical fitness being an essential eligibility criteria, the Superintendent of Police could not have made any recommendation in violation of the rules. Nothing has been shown before this Court that even the petitioner came within the purview of any provisions containing grant of D relaxation of such qualification. Whenever, a person invokes such a provision, it would be for him to show that the authority is vested with such a power. [Para 13) [984-A, B, CJ _>._ ~ CIVIL APPELLATE JURISDICTION: Civil Appeal No. 2208 of2007. E From the final Judgment and Order dated 27 .11.2002 of the High Court of Judicature at Allahabad, Lucknow Bench, Lucknow in Writ Petition No. 1650 (SB) of2002. Arvind Vanna, Malvika Trivedi, Kamlendra Mishra and Anuvrat Shanna for the Appellants. F Anoop Kumar Srivastava and Rameshwar Prasad Goyal for the Respondent. _(_ The Judgment of the Court was delivered by G S.B. SINHA, J. I. Leave granted. 2. Respondent's father Shri Nannadeshwar Mani Tripathi was a constable. He was in Uttar Pradesh Police Service. He died in harness on 2.1.1986. Grant of appointment to a dependant of an employee who died in harness is governed by statutory rules, in terms whereof the respondent filed an H application for his appointment. He disclosed his academic qualification therein. LG. (KARMIK) _v._ PRAHALAD MANI TRIPATHI [S.B. SINHA, J.] 981 - .. i He was considered for appointment as a Constable. He was not found eligible A therefor having not satisfied the physical standard stipulated under the rules. He was appointed as a Peon. He accepted the said appointment without any demur whatsoever. He, however filed an application before the Uttar Pradesh Services Tribunal, Lucknow praying for his absorption in the post of Constable (M) with consequential benefits from the date of his initial appointment. By B reason of a Judgment and Order dated 24.7.2000, the Tribunal arrived at a finding that although, ordinarily, rule of estoppel apply in a case of this nature, having regard to the representations made by him before the authorities in the instant case, the same should not be applied. It directed the appellant to appoint him in Class III posts with a further direction that the services rendered by him in the post of ordinary Peon be counted towards his c pensionary benefits in the class III posts. 3. A Writ Petition was filed before the High Court questioning the cofrectness of said order. By reason of the impugned judgment dated 27 .11.2002, the High Court declined to interfere therewith despite observing; D "A word of caution, is put on record that the right to claim appointment under the dying in harness rules on compassionate ground can be neither used as a devise to seek employment nor it is a new mode of recruitment in Government service nor can be treated as a channel of promotion to higher post. The impugned order has been passed on the basis of facts of the present case." E 4. Learned counsel appearing on behalf of the appellant would submit that the Order of the Tribunal and consequently that of the High Court suffers from a manifest error in so far as they failed to take into consideration; - " (i) Respondent having accepted the post of a Peon, was estopped F from claiming a higher post after a period of five years. (ii) The rules provided for appointment only to a post for which the candidate possessed the academic and other qualifications. _ _, 5. The learned counsel appearing on behalf of the respondent, on the G other hand, would submit that in the facts and circumstances of this case, this Court should not exercise its discretionary jurisdiction under Article 136 of the Constitution of India as not only a prayer was m_ade by the respondent for his appointment to a post which was commensurate with the academic qualifications he possessed, and the Superintendent of Police recommended H therefor, but having regard to his alleged deficiencies in physical fitness only, [2007) 5 S.C.R. SUPREME COURT REPORTS 982 \' - ## A[the ][Police ][Headquarters ][directed ][his ][appointment ][only ][as ][a ][peon. ] 6. An employee of a State enjoys a status. Recruitment of employees of the State is governed by the rules framed under a statute or the proviso appended to Article 309 of the Constitution of India. In the matter of appointment, the State is obligated to give effect to the constitutional scheme B of equality as adumbrated under Articles 14 and 16 of the Constitution of India. All appointments, therefore, must conform to the said constitutional scheme. This Court, however, while laying emphasis on the said proposition carved out an exception in favour of the children or other relatives of the officer who dies or who becomes incapacitated while rendering services in the c[police ][department. ][See ] _[Yogender Pal Singh and ][Ors. ]_[v. ] _[Union ][of ][India ][and ] Ors.,_ A.LR. (1987) SC 1015]. 7. Public employment is considered to be a wealth. It in terms of the constitutional scheme cannot be given on descent. When such an exception has been carved out by this Court, the same must be strictly complied with. D[Appointment ][on ][compassionate ][ground ][is ][given ][only ][for ][meeting ][the ][immediate ] hardship which is faced by the family by reason of the death of the bread earner. When an appointment is made on compassionate ground, it should be kept confined only to the purpose it seeks to achieve, the idea being not to provide for endless compassion. E 8. In _National Institute of Technology & Ors._ v. _Niraj Kumar Singh,_ (2007) 2 SCALE 525, this Court has stated the law in the following terms:- "16. All public appointments must be in consonance with Article 16 of the Constitution of India. Exceptions carved out therefore are the cases where appointments are to be given to the widow or the dependent children of the employee who died in harness. Such an exception is carved out with a view to see that the family of the deceased employee who has died in harness does not become a destitute. No appointment, therefore, on compassionate ground can be granted to a person other than those for whose benefit the exception has been carved out. Other family members of the deceased employee would not derive any benefit thereunder." F G _j_ _r_ - ., ..,_ 9. In _State of Rajasthan_ v. _Umrao Singh,_ (1994] 6 SCC 560, this Court has categorically stated that once the right is consummated, any further or second consideration for higher post on the ground of compassion would not H[arise. ] 983 l.G. (KARMIK) v. PRAHALAD MANI TRIPATHI [S.B. SINHA.[1] .) , >' 10. Again in _State of Haryana and Anr._ v. _Ankur Gupta,_ [2003] 7 SCC A 704, this Court held; "6. As was observed in _State of Haryana_ v. _Rani Devi_ it need not be pointed out that the claim of the person concerned for appointment on compassionate ground is based on the premise that he was dependent on the deceased employee. Strictly, this claim cannot be B upheld on the touchstone of Article 14 or 16 of the Constitution of India. However, such claim is considered as reasonable and permissible on the basis of sudden crisis occurring in the family of such employee who has served the State and dies while in service. That is why it is necessary for the authorities to frame rules, regulations or to issue C such administrative orders which can stand the test of Articles 14 and 16. Appointment on compassionate ground cannot be claimed as a matter of right. Die-in-Harness Sch~me cannot be made applicable to all types of posts irrespective of the nature of service rendered by the deceased employee. In _Rani Devi_ case it was held that the scheme regarding appointment on compassionate ground if extended to all D types of casual or _ad hoc_ employees including those who worked as apprentices cannot be justified on constitutional grounds. In _LIC of India_ v. _Asha Ramchhandra Ambekar_ it was pointed out that the High Courts and Administrative Tribunals cannot confer benediction impelled by sympathetic considerations to make appointments on E compassionate grounds when the regulations framed in respect thereof do not cover and contemplate such appointments. It was noted in _Umesh Kumar Nagpal_ v. _State of Haryana_ that as a rule, in public service appointments should be made strictly on the basis of open invitation of app Ii cations and merit. The appointment on compassionate ground is not another source of recruitment but merely an exception F to the aforesaid requirement taking into consideration the fact of the death of the employee while in service leaving his family without any means of livelihood. In such cases the object is to enable the family to get over sudden financial crisis. But such appointments on compassionate ground have to be made in accordance with the rules, regulations or administrative instructions taking into consideration G the financial condition of the family of the deceased." 11. See also _Food Corporation of India & Anr._ v _Ram Kesh Yadav & Anr.,_ JT (2007) 4 SC I]. H [2007] _5_ S.C.R. SUPREME COURT REPORTS 984 A 12. Respondent, thus, could be offered an appointment only to the post for which he was suitable. 13. Furthermore, Appellant accepted the said post without any demur whatsoever. He, therefore, upon obtaining appointment in a lower post could not have been permitted to tum round and contend that he was entitled for B a higher post although not eligible therefor. A person cannot be appointed unless he fulfils the eligibility criteria. Physical fitness being an essential eligibility criteria, the Superintendent of Police could not have made any recommendation in violation of the rules. Nothing has been shown before us that even the petitioner came within the purview of any provisions containing C grant of relaxation of such qualification. Whenever, a person invokes such a provision, it would be for him to show that the authority is vested with such a power. _>-_ , 14. The pre-requisite for' making such a appointment by granting relaxation has been laid down by this Court in _Indian Drugs & Pharmaceuticals_ D _Ltd._ v. _Devki Devi and Ors.,_ (2006] 5 SCC 523. [See also _Kendriya Vidyalaya Sangathan and Ors._ v. _Sajal Kumar Roy and Ors.,_ (2006] 8 SCC 671]. 15. For the reasons aforementioned, the impugned judgment cannot be sustained. It is set aside accordingly. The Appeal is allowed. In the facts and circumstances of this case, however, there shall be no order as to costs. E S.K.S. Appeal allowed. ,, -.