High CourtSingle JudgeAppeals dismissed.

L. Usha Devi v. Union of India

Case / Petition Number:Civil Appeal No. 255 of 2004; CA Nos. 258, 256 & 257 of 2004
Neutral Citation:[2007] 5 S.C.R.

Case Details & Bench

Court
High Court
Hon'ble Judges
  • S. B. Sinha
  • Markandey Katju
Judgment Date
2007-04-27
Court Decision / Holding
Appeals dismissed.
Final Disposition
Appeals dismissed.

Parties to the Case

Appellants / Petitioners

  • L. Usha Devi

Respondents

  • Union of India
  • State of Kerala
  • Marine Products Export Development Authority

Legal Representation & Advocates

Counsels for Petitioners

  • • E Padmanabhan
  • • P.S. Narasimha
  • • Nishe Rajen Shonker

Counsels for Respondents

  • • A. Sharan
  • • ASG
  • • Shilpa Singh
  • • V.K. Verma
  • • Amit A. Tiwari
  • • B.V. Balaram Das
  • • G. Prakash
  • • Beena Prakash
  • • Ashok Bhan
  • • Varuna Bhandari Gugnani
  • • D.S. Mahra
  • • P. Parmeswaran
  • • Dr. Indra Pratap Singh
  • • Rachna Gupta
  • • A.V. Rangam
  • • Ramesh Babu M.R

Case Synopsis & Summary

This appeal concerns the cancellation of caste/community certificates issued to individuals serving in public sector undertakings and central government bodies, in the context of Kerala's Regulation of Issue of Community Certificates Act, 1996 (the Act). The appellant, L. Usha Devi, originally from Tamil Nadu, was appointed as a Quality Supervisor in a central government statutory body (Marine Products Export Development Authority) on the strength of a caste certificate declaring her as belonging to a Scheduled Tribe. After show-cause proceedings and disciplinary action, her services were terminated; the Kerala High Court had set aside that order. The Kerala Act regulates issue and cancellation of community certificates for residents of Kerala, providing for screening and scrutiny, with a non-obstante clause and a transitional provision. The appellants argued that the Act only contemplates cancellation of Kerala-issued certificates and is applicable only to state government employees, not to employees of the Government of India or its institutions. The Supreme Court held that the appellants were residents of Kerala and that it is difficult to explain obtaining a Tamil Nadu certificate; the Scrutiny Committee’s jurisdiction is wide, and a competent authority may direct examination under the Act. Relying on Kumari Madhuri Patil and related Maharashtra decisions, the Court directed expeditious determination of the caste question by the Committee and ultimately dismissed the appeals, holding the Act applicable to the facts and within the purview of the State’s regulatory framework.

Provisions of Law Cited

Kerala (Scheduled Castes and Scheduled Tribes) Regulation of Issue of Community Certificates Act, 1996 – Section 2(a)Kerala (Scheduled Castes and Scheduled Tribes) Regulation of Issue of Community Certificates Act, 1996 – Section 2(1)Kerala (Scheduled Castes and Scheduled Tribes) Regulation of Issue of Community Certificates Act, 1996 – Section 3 (Non-obstante clause)Kerala (Scheduled Castes and Scheduled Tribes) Regulation of Issue of Community Certificates Act, 1996 – Section 4Kerala (Scheduled Castes and Scheduled Tribes) Regulation of Issue of Community Certificates Act, 1996 – Section 5Kerala (Scheduled Castes and Scheduled Tribes) Regulation of Issue of Community Certificates Act, 1996 – Section 6Kerala (Scheduled Castes and Scheduled Tribes) Regulation of Issue of Community Certificates Act, 1996 – Section 8Kerala (Scheduled Castes and Scheduled Tribes) Regulation of Issue of Community Certificates Act, 1996 – Section 11(1)Kerala (Scheduled Castes and Scheduled Tribes) Regulation of Issue of Community Certificates Act, 1996 – Section 30 (Transitional Provision)Constitution of India – Article 342Constitution of India – Article 366(24) and 366(25)

Legal Doctrines & Maxims

  • Non-obstante clause
  • Self-contained code doctrine
  • Power of Scrutiny Committee to verify and cancel caste certificates (Kumari Madhuri Patil doctrine)
  • Jurisdiction of state enactments to regulate certificates and the concept of ‘resident of Kerala’ for application of the Act

Submissions & Arguments

Contentions of Appellants / Petitioners

The appellants contended that the Kerala Act provides for cancellation of certificates issued by Kerala authorities only, and not Tamil Nadu. They argued that the Act is aimed at state government employees and does not extend to employees of the Government of India or its institutions; and that the challenge to the applicability of the Act and to the jurisdiction of the Scrutiny Committee should be resolved in their favor.

Contentions of Respondents

The respondents contended that the Kerala Act is a complete code for Kerala residents, and that it empowers the Scrutiny Committee to verify and cancel certificates irrespective of where the certificate was issued; the Act provides for non-obstante operation and transitional provisions; the powers and procedures of the Scrutiny Committee and the Screening Committee apply broadly to protect the integrity of community certificates, with central government entities within the scope if they fall within the state's jurisdiction.

Cited Precedents (7)

Case NameCitationTreatmentExplanation
Kumari Madhuri Patil & Anr. v. Additional Commissioner, Tribal Development & Ors.[1994] 6 SCC 241PositiveEstablished the power of committees to determine the genuineness of caste certificates and lays down procedures for cancellation.
State of Maharashtra and Ors. v. Ravi Prakash Babula/sing Parmar & Anr.(2006) 10 SCALE 575; (2007) I SCC 80PositiveHeld that the Scrutiny Committee can examine whether a caste certificate has rightly been issued.
State of Maharashtra and Ors. v. Sanjay K. Nimje(2007) AIR SCW 1575Mentioned OnlyReferenced as related decision on the topic of caste certificates.
Mis. Siemens Ltd. v. State of Maharashtra & Ors.(2006) 13 SCALE 297PositiveCited for discussion of jurisdiction and premeditation of notices.
K.I. Shephard and Ors. v. Union of India and Ors.(1987) 4 SCC 431; AIR 1988 SC 686Mentioned OnlyCited in context of premeditated notices and maintainability of writ petitions.
Union of India and Anr. v. Kunisetty Satyanarayana(2006) 12 SCALE 262Mentioned OnlyCited in discussion of notices issued with premeditation.
State of Uttar Pradesh v. Brahm Datt Sharma and Anr.AIR 1987 SC 943Mentioned OnlyCited in discussion of premeditation / show cause notices.

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Extracted Judgment Text

Exact text extracted from official judgment records.

A v ## L. USHADEVI _v._ # UNION OF INDIA & ORS. ## APRIL 27, 2007 B [S.B. SINHA AND MARKANDEY KA TJU, JJ.] _Kera/a (Scheduled Castes and Scheduled Tribes) Regulation of Issue of Community Certificates Act, 1996-lncumbent resident of State of Kera/a though originally belonged to Tamil Nadu-Appointed on basis of the Caste_ c _Certificate that she belonged to Scheduled Tribe-Cancellation of caste certificate-Termination of service-/ncumbent's case that under the Act certificates granted by State of Kera/a only could be cancelled-On appeal held: Appointee within the purview of the Act being resident of Kera/aSince High Court directed the Government of India to determine whether_ D _[appointee belonged ][to ][Kondareddy ][caste, ][no ][interference ][is ][called ][for-] Committee is directed to determine the same expeditious(v._ Konda Reddi is notified as a Scheduled Tribe in the Presidential order for the States of Andhra Pradesh, Tamil Nadu and Kerala. E Forefathers of the appellant migrated to the State ofKerala but originally belonged to the State of Tamil Nadu. Appellant was appointed in a statutory body controlled by the Central Government on the basis of the caste certificate that she belonged to Scheduled Tribe. She was issued show cause notice as to why her certificate should not be cancelled. Disciplinary proceedings were initiated and her services were terminated. However, the Division Benrh of the High Court set aside the order. F _y-_ j < < Appellants in other civil appeals were also similarly appointed in the Central Government or public sector undertakings and their services were also terminated but the tribunal set aside the order. G Appellants contended that the Kerala (Scheduled Castes and Scheduled Tribes) Regulation oflssue of Community Certificates Act, 1996 contained provisions for cancellation of certificates granted by the authorities of State of Kerala and not the State of Tamil Nadu; and that the Act was applicable H 916 L. USHA.DEVI _v._ U.0.1. 917 _'J_ > only to the employees of the State Government and no to the employees of the A Gonrnment of India or their institutions. Dismissing the appeal, the Court -\ HELD: I.I. It is not a case where the appellants were outside the purview of the Kerala (Scheduled Castes and Schedules Tribes) Regulation of Issue of Community Certificates Act, 1996. Appellants are residents of the State of Kerala. It is difficult to comprehend as to how they obtained caste community certificate from the authorities of the State of Tamil Nadu. (Para 141 (921-EI B 1.2 The jurisdiction of a Scrutiny Committee under the Act is of wide c amplitude. When a competent statutory authority invokes its furisdiction, it cannot be understood as to why the appellants could not submit themselves to the said jurisdiction. (Paras 15 and 161 (921-E-FI ' _[t ]_ )• " _Mis. Siemens Ltd_ v. _State of Maharashtra and Ors.,_ (2006) 13 SCALE 297, referred to. 1.3. At one point of time, the controversy as to whether the jurisdiction to deal with such a matter, as the employees concerned were holding posts under the Central Government might be relevant. The courts might have directed the Central Government to hold an investigation in relation thereto. E But, once the legislature of a State enacts an Act which is a self contained code, it might not have been necessary for the court to refer the matter again to the Central Government. (Para 18[ [922-D-EI 1.4. In the case of the appellant, the High Court directed the Government of India to resolve the doubt as to whether the appellant belonged to the F Kondareddy caste, but the same could not have been a ground for setting aside the order of the State Government. As the high Court has directed consideration of the matter afresh, nothing more is said in this behalf. However, the Committee is directed to determine the question, as expeditiously as possible keeping in view the fact that the matters are pending for a long time. (Paras 19, 20 and 211 (922·E-GJ G _Kumari Madh11ri Patil and Anr._ v. _Additional C,.o_mmissioner, Tribal Development and Ors.,_ (1994[ 6 SCC 241; _State of Maharashtra and Ors._ v. _Ravi Prakash Babula/sing Parmar and Anr.,_ (2006) IO SCALE 575; (2007J I SCC 80 and _State of Maharashtra and Ors._ v. _Sanjay K. Nimje,_ (2007) AIR H [2007] 5 S.C.R. 918 SUPREME COURT REPORTS \' A **sew 1575. referred** to. CIVIL APPELLATE JURISDICTION : Civil Appeal No. 255 of2004. From the Final Judgment and Order dated 30.01.2002 of the High Court of Kerala at Emakulam in O.P. No. 961 of 1993(M). **B** ## WITH C.A. Nos. 258. 256 & 257 of2004. E. Padmanabhan, P.S. Narasimha and Nishe Rajen Shonker (for T.T.K. Deepak & Co.) for the Appellant. /- c A. Sharan, ASG., Shilpa Singh, V.K. Verma, Amit A. Tiwari and B.V. Balaram Das for the Respondents. ' G. Prakash, Beena Prakash, Ashok Bhan, Varuna Bhandari Gugnani, D.S. Mahra, P. Parmeswaran, Dr. Indra Pratap Singh, Rachna Gupta, A.V. Rangam **D** and Ramesh Babu M.R. for the Stllte of Kerala. The Judgment of the Court was delivered by ~ ' **S.8. SINHA, J.** 1. These appeals involve interpretation and/or application of the provisions of the Kerala (Scheduled Castes and Scheduled Tribes) E Regulation of Issue of Community Certificates Act, 1996 (for short "the Act"). 2. The fact of the matter is being noticed from Civil Appeal No. 258 of 2004. 3. Konda Reddi is notified as a Scheduled Tribe in the Presidential order F for the States of Andhra Pradesh, Tamil Nadu and Kerala. Appellant originally hails from the State of Tamil Nadu. Her forefathers admittedly migrated to the State of Kerala. She was appointed as Quality Supervisor in the Marine Products Export Development Authority - Respondent No. 1 herein, which is a statutory body controlled by the Central Government. Her appointment was G made on the basis of the caste certificate granted in her favour. On or about 11.12.1980, a show cause notice was issued to her to show cause as to why her certificate shall not be cancelled. Disciplinary proceedings were also initiated against her. Her service was terminated but the said order was set aside by a Division Bench of the High Court. **H** 4. In other civil appeals also, relying on or on the basis of the purported L. USHA.DEVI v. U.0.1. [S.B. SINHA, J.] 919 • )' certificates issued in their favour, the appellants obtained their appointments A in the Central Government or public sector undertakings. Notices were served . on them to show cause as to why their appointments shall not be cancelled. Disciplinary proceedings were also initiated against them. Their services were terminated but the same were set aside by the Tribunal. 5. The questions which have been raised before us by the learned B counsel for the appellants are: - (i) The Act having contained provisions of cancellation of certificates granted by the authorities of the State of Kerala only, they have no jurisdiction to cancel a certificate granted by the State of Tamil Na du. C - (ii) The Act applies only in regard to the employees of the State Government and not to the employees of the Government of India or their institutions. 6. The Act was enacted to provide for and regulate the issue of D community certificates to member of the Scheduled Castes and Scheduled Tribes in the State of Kerala. In terms of Article 342 of the Constitution of India, a member of a tribe may be notified as Scheduled Tribe for a particular State. 'Konda tribe' is admittedly notified as Scheduled Tribe _inter a/ia_ in the State of Kerala. E 7. The legislatures of various States as also this Court had been noticing the misuse or wrong use of such certificates. Such a question came up for consideration before this Court in _Kumari Madhuri Patil & Anr._ v. _Additional Commissioner, Tribal Development & Ors.,_ [1994] 6 SCC 241 wherein _inter alia_ it was directed to constitute appropriate committees for determining the F question a~ to whether a certificate had wrongly been obtained and the procedures were laid down for the purpose of cancellation thereof. 8. Scrutiny Committees thereafter came to be constituted by various States by making enactments in that behalf. Consequences flowing from cancellation of such certificates were also laid down. G 9. The question in regard to the power of such Committees recently came up for consideration before this Court in _State of Maharashtra and Ors._ v. _Ravi Prakash Babula/sing Parmar & Anr.,_ (2006) I 0 SCALE 575 : 2007 (I) SCC 80] wherein referring to _Kumari Madhuri Patil_ (supra), it was held: H [2007] 5 S.C.R. 920 SUPREME COURT REPORTS A "The said decision, therefore, is also an authority for the proposition that the Committee can go into the question as to whether a caste certificate has rightly been issued or not. The authorities concerned were also found to have some role to play in finding out the correctness or otherwise of the claim for issue of a caste certificate." B I 0. This Court furthermore noticed that there are decisions and decisions in regard to grant of actual relief. (See also _State of Maharashtra & Ors._ v. _Sanjay K. Nimje,_ (2007) AIR SCW 1575) c 11. Although the learned counsel for the parties have cited certain decisions in that behalf, we need not go into the said question at this stage, being not necessary at this stage. 12. The Act is a complete code by itself. 'Appointment in pi;blic service' has been defined in Section 2(a) of the Act to mean a service or post under the State or Central Government and includes appointment to any post of the D State or Central Government undertakings. A 'community certificate' has been defined to mean the certificate issued by the competent authority in the prescribed form indicating therein the caste or tribe to which he belongs, as the case may be. Section 2(1) of the Act assigns the same meaning to 'Scheduled Castes' and 'Scheduled Tribes' which have respectively been assigned to them in clause (24) and clause (25) of Article 366 of the Constitution E of India. F 13. Section 3 of the Act provides for a non-obstante clause. Section 4 provides for the manner in which an application for grant of community certificate is required to be filed. Section 5 provides for issuance of a certificate only by a competent authority. Section 6 provides for constitution of Screening Committee for verification of community certificate. Section 8 provides for constitution of Scrutiny Committee for verification of community certificates in the following terms: G "8. Constitution of Scrutiny Committee for verification of Community Certificates: Government shall constitute a scrutiny committee for verification of community certificates. Any person belonging to Scheduled Castes or Scheduled Tribes or any appointing authority or local body or heads of educational institutions may make an application in such form and in such manner as may be prescribed by the scrutiny committee for verification of Community Certificates." H 921 L. USHADEVI v. U.0.1. [S.8. SINHA, J.] A _'I_ ,. /l -. Section 11 (I) of the Act reads as under: "11. Cancellation of false community certificate - (I) Where, before or after the commencement of this Act, a person not belonging to any of the Scheduled Castes or the Scheduled Tribes has obtained a false community certificate to the effect that either himself or his children belongs or belong to such Caste or the Tribe, the Scrutiny Committee B may either _suo motu_ or on a written complaint or report by any person or authority, call for the records and enquire into the correctness of such certificate and if it is of the opinion that the certificate was obtained fraudulently, it shall, by order, cancel the certificate after giving the person concerned an opportunity of making a representation, C if any." Section 30 provides for a transitional provision in the following terms: "30. Transitional Provision - A community certificate issued by any authority competent to issue the same under the relevant rules or D orders before the commencement of this Act, shall unless it is cancelled under the provisions of this Act, be valid and shall be deemed to have been issued under the provisions of this Act." 14. It is, therefore, not a case where the appellants herein were outside the purview of the Act. Appellants are residents of the State of Kerala. It is E difficult to comprehend as to how they obtained caste community certificate from the authorities of the State of Tamil Nadu. 15. The jurisdiction of a Scrutiny Committee under the Act is of wide amplitude. 'y 16. When a competent statutory authority invokes its jurisdiction, we[F ] fail to understand as to why the appellants could not submit themselves to the said jurisdiction. 17. In _Mis. Siemens Ltd_ v. _State of Maharashtra & Ors._ (2006) 13 SCALE 297, it is stated: G "The question as to whether jurisdictional fact existed for issuance of the said notice order passed by the respondent was in question in the said writ petition. Although ordinarily a writ court may not exercise its discretionary H (2007] 5 S.C R. SUPREME COURT REPORTS 922 A jurisdiction in entertaining a writ petition questioning a notice to show cause unless the same _inter alia_ appears to have been without jurisdiction as has been held by this Court in some decisions including _State of Uttar Pradesh_ v. _Brahm Datt Sharma and Anr.,_ AIR (1987) SC 943, _Special Director and Anr._ v. _Mohd. Ghulam Ghouse and Anr.,_ [2004] 3 SCC 440 and _Union of India and Anr._ v. _Kunisetty Satyanarayana,_ (2006) 12 SCALE 262, but the question herein has to be considered from a different angle, viz., when a notice is issued with pre-meditation, a writ petition would be maintainable. In such an event, even if the courts directs the statutory authority to hear the matter afresh, ordinarily such hearing would not yield any fruitful purpose [See _K.I. Shephard and Ors._ v. _Union of India and Ors.,_ [ 1987] 4 SCC 431 : AIR (1988) SC 686]. It is evident in the instant case that the respondent has clearly made up its mind. It explicitly said so both in the counter affidavit as also in its purported show cause." B c 18. At one point of time, the controversy as to whether the jurisdiction D to deal with such a matter, as the employees concerned were holding posts under the Central Government, might be relevant. The courts might have directed the Central Government to hold an investigation in relation thereto. But, once the legislature of a State enacts an Act which is a self contained code, it might not have been necessary for the court to refer the matter again E to the Central Government. \ 19. It is true that in the case of the appellant, the Kerala High Court by an order dated 2~.07.1989 directed the Government of India to resolve the doubt as to whether the appellant therein belonged to the Kondareddy caste, but, in our opinion, the same could not have been a ground for setting aside F the order of the State Government. We, however, do not wish to dwell thereupon. 20. As the High Court has directed consideration of the matter afresh, we do not intend to say any more in this behalf. 21. We would, however, direct the Committee, keeping in view the fact G that the matters are pending for a long time, to determine the question, as expeditiously as possible. 22. For the reasons aforementioned, these appeals are dismissed, being devoid of any merit. No costs. H N.J. Appeals dismissed.