High Court of KeralaFull BenchDisposed of (Writ petition and writ appeal disp...

K.P. Padmanabhan and others v. State of Kerala and others

Case / Petition Number:WA No.1405 of 2008; W.P.(C) No.34618 of 2006

Case Details & Bench

Court
High Court of Kerala
Hon'ble Judges
  • J. Chelameswar, Chief Justice
  • Thomas P. Joseph, J.
  • P. R. Ramachandra Menon, J.
Judgment Date
2010-11-11
Court Decision / Holding
Writ appeal WA No.1405 of 2008 and W.P.(C) No.34618 of 2006 disposed of. The court held that neither Madhavi v. Scrutiny Committee nor GO 37/06/SCSTDD can bar the enquiry into the correctness of individual caste certificates under Act 11 of 1996, and that the long-standing principle that Presidential identification cannot be varied by other bodies without Parliamentary intervention remains intact. Accordingly, the matter was disposed of with directions (no further directions specified in the text).
Final Disposition
Disposed of (Writ petition and writ appeal disposed of)

Parties to the Case

Appellants / Petitioners

  • K.P. Padmanabhan
  • K. Kumaran
  • Appu P.
  • P. Valsala

Respondents

  • State of Kerala, represented by Secretary to Government, Schedule Caste and Schedule Tribe Development Department, Government Secretariat, Thiruvananthapuram
  • The Principal Secretary, Schedule Caste/Scheduled Tribe Development Department, Thiruvananthapuram
  • Scrutiny Committee for Scheduled Caste/Scheduled Tribe, represented by Principal Secretary, Schedule Caste/Scheduled Tribe Development Department, Government of Kerala, Ernakulam
  • Director of Scheduled Caste/Scheduled Tribe Development, Thiruvananthapuram
  • Tahasildar, Ernad Taluk, Manjeri, Malappuram District

Legal Representation & Advocates

Counsels for Petitioners

  • • Sri. Bindu Sreekumar

Counsels for Respondents

  • • Sri. P. Santosh Kumar

Case Synopsis & Summary

Three communities in Kerala—Mannan, Perumannan and Vannan—are recognised as Scheduled Castes, with a separate concern over Peruvannan claimed to be a synonym of Vannan/Mannan/Perumannan. The Government of Kerala had, by 1958 order (G.O. No.1090) and later directives, bracketed Peruvannan with the Scheduled Castes, extending concessions across the State, a move perceived as contrary to the constitutional scheme because identification of Scheduled Castes is the President’s prerogative under Article 341, with any amendment by Parliament. The appellants challenged this policy-oriented state action (and subsequent GO 37/06/SCSTDD) arguing that alteration of the Presidential notification cannot be effected by executive orders or state bodies, and that corrections in individual caste certificates must be guided by the law, specifically Act 11 of 1996. Madhavi v. Scrutiny Committee (2004) had held that whether Peruvannan is a synonym of Mannan could be examined by KIRTADS or Scrutiny Committee, but required Presidential amendment for any broad change. The Full Bench referred to a long line of constitutional decisions (Milind; Chinnayya) reinforcing Parliament’s exclusive power to amend the list. The court ultimately disposed of both writ petition and writ appeal, affirming that Madhavi’s case and GO 37/06/SCSTDD cannot bar individual-certificate enquiries under Act 11 of 1996, while keeping the President’s notification principle intact.

Provisions of Law Cited

Article 341(1)Article 341(2)Article 342(1)Article 342(2)Article 366(24)Article 366(25)Section 21, General Clauses Act, 1897Section 9(2), The Kerala (Scheduled Castes and Scheduled Tribes) Regulation of Issue of Community Certificates Act, 1996 (Act 11 of 1996)Section 3, The Kerala (Scheduled Castes and Scheduled Tribes) Regulation of Issue of Community Certificates Act, 1996Article 367

Legal Doctrines & Maxims

  • Presidential notification of SC/ST lists is subject to Parliament's exclusive power to amend (Articles 341(2)/342(2))
  • Once identified under Articles 341/342, a notification cannot be varied by any authority other than Parliament
  • Plain language and clear terms of Articles 341/342 emphasise Parliament's exclusive domain to alter SC/ST lists
  • Enquiry into individual-certificate corrections under Act 11 of 1996 is permissible and not barred by a prior presidential order or Madhavi’s case

Submissions & Arguments

Contentions of Appellants / Petitioners

The appellants contend that the state’s 1958 order (G.O. 1090) and subsequent directives attempted to treat Peruvannan as a Scheduled Caste across Kerala, effectively altering the Presidential list without Parliament’s involvement. They rely on Madhavi v. Scrutiny Committee (2004) to argue that KIRTADS studies and related evidence can support a re-classification in individual cases but cannot substitute Presidential amendment for broad re-categorisation. They emphasise Articles 341 and 342 and the need for Parliament to amend the list; they also argue that under Act 11 of 1996, a certificate’s caste status must be corrected via proper enquiry, and that the petition seeks to ensure that misclassifications are corrected rather than creating an ongoing executive practice of broad reclassification.

Contentions of Respondents

The respondents defend the Government’s power to issue orders extending educational and other concessions where the Director of Harijan Welfare recommended it, and maintain that Presidential notification under Articles 341/342 is definitive but may be shaped by Parliament’s later action. They contend that Madhavi v. Scrutiny Committee supported the approach of scrutiny through certification processes and that GO 37/06/SCSTDD reflects Government-aligned policy. They argue that the state’s practice of treating Peruvannan as synonyms of Vannan/Mannan/Perumannan is historically recognized and that any correction should be carefully controlled within the framework of the SC/ST list and the proper legal mechanisms.

Cited Precedents (3)

Case NameCitationTreatmentExplanation
Madhavi v. Scrutiny Committee2004(3) KLT 967PositiveCourt relies on Madhavi's case to recognize that the issue of reclassifying Peruvannan requires Presidential amendment; it states the law declared in Madhavi's case does not require further interference.
State of Maharashtra v. Milind(2001) 1 SCC 4PositiveUsed to affirm that Parliament alone is competent to include in or exclude from the list of Scheduled Castes; Presidential notification cannot be varied by any subsequent notification except by Parliament.
E.V.Chinnayya v. State of A.P.(2005) 1 SCC 394PositiveCited alongside Milind to reinforce the principle that changes to the SC/ST list require parliamentary action and are not permissible to be varied by other authorities.

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Extracted Judgment Text

Exact text extracted from official judgment records.

IN THE HIGH COURT OF KERALA AT ERNAKULAM PRESENT : THE HON'BLE THE CHIEF JUSTICE MR.J.CHELAMESWAR & THE HONOURABLE MR. JUSTICE THOMAS P.JOSEPH & THE HONOURABLE MR. JUSTICE P.R.RAMACHANDRA MENON THURSDAY, THE 11TH NOVEMBER 2010 / 20TH KARTHIKA 1932 WA.No. 1405 of 2008 -----------------------AGAINST THE JUDGEMENT IN WPC.15917/2008 Dated 29/05/2008 .................... ## APPELLANTS/PETITIONERS: ------------------------------- 1. K.P.PADMANABHAN, PADMASRI, VAKETHODY, MULLAMPARA , MANJERI MALAPPURAM DISTRICT. 2. C.KUMARAN, S/O.RAMAN, VAISAKHAM, KARUVAMTHIRUM PO.,MANJERI MALAPPURAM DISTRICT. 3. APPU.P., S/O.VELAYUDHAN, POOLAKAL HOUSE RAMANKUTH PO., NILAMBUR, MALAPPURAM DISTRICT. 4. P.K.VALSALA, PALATHARA MUTHU MAHAL COURT ROAD, MANJERI. BY ADV. SRI.BINDU SREEKUMAR RESPONDENTS/RESPONDENTS: ----------------------------------- 1.STATE OF KERALA, REPRESENTED BY SECRETARY TO GOVERNMENT , SCHEDULED CASTE AND SCHEDULED TRIBE DEVELOPMENT DEPARTMENT GOVERNMENT SECRETARIAT, THIRUVANANTHAPURAM 2. THE PRINCIPAL SECRETARY, SCHEDULED CASTE/SCHEDULED TRIBE DEVELOPMENT DEPARTMENT, THIRUVANANTHAPURAM. 3. SCRUTINY COMMITTEE FOR SCHEDULED CASTE/ SCHEDULED TRIBE, REPRESENTED BY PRINCIPAL SECRETARY, SCHEDULED CASTE/SCHEDULED TRIBE DEVELOPMENT DEPARTMENT, GOVERNMENT OF KERALA, ERNAKULAM. WA NO.1405 OF 2008 - 2 - 4. DIRECTOR OF SCHEDULED CASTE/SCHEDULED TRIBE DEVELOPMENT, THIRUVANANTHAPURAM. 5. TAHASILDAR, ERNAD TALUK, - MANJERI, MALAPPURAM DISTRICT. BY SPECIAL GOVERNMENT PLEADER SRI.P.SANTOSH KUMAR THIS WRIT APPEAL HAVING BEEN FINALLY HEARD ON 11/11/2010, ALONG WITH WPC NO. 34618 OF 2006 THE COURT ON THE SAME DAY DELIVERED THE FOLLOWING: ## **J.Chelameswar, C.J., Thomas P. Joseph & P.R.Ramachandra Menon, JJ.** - - - - - - - - - - - - - - - - - - - - - - W.A.No.1405 of 2008 and W.P.(C) No.34618 of 2006 - - - - - - - - - - - - - - - - - - - - - - Dated this the 11[th] day of November, 2010 ## **JUDGMENT** ## **J.Chelameswar, C.J.** W.A.No.1405 of 2008 and W.P.(C) No.34618 of 2006 came to be placed before this Full Bench pursuant to an order of reference dated 28.01.2010. 2. Three communities, **Mannan, Perumannan and** **Vannan,** in the State of Kerala are recognised by an order of the President issued pursuant to the power entrusted to the President under Article 341 of the Constitution of India to be the 'Scheduled Caste' in relation to the State of Kerala. There is another community known as “ **Peruvannan** ” in the State of Kerala. The members of the said community claim that the name “Peruvannan” is a synonym of the name “Vannan”, a community which is already recognised as Scheduled Caste. WA No. 1405 of 2008 and W.P.(C) No. 34618 of 2006 -:2:- 3. The first appellant in W.A.No.1405 of 2008, one K.Padmanabhan, produced a certificate as Ext.P2 in the writ petition, issued by the Head Master of Government School, Mangada, Pallipuram, Malappuram District dated 14.02.2008 which purports to certify that the abovementioned Padmanabhan belongs to a caste known as “Vannan”. However, another certificate dated 24.03.1962 issued by the head of the Higher Secondary School, Tirur showing the caste of the abovementioned Padmanabhan as “Peruvannan”. 4. The question whether Peruvannan and Vannan are synonym has been troubling the State of Kerala for quite some time. The Government of Kerala issued an order, G.O. No.1090 dated 13.09.1958 (Ext.P1) by the Labour and Local Administration Department (Harijan Welfare B). The relevant portion of it reads as follows: _“For the purpose of educational concessions the communities known as Mannan, Pathiyan and Vannan are treated at present as Scheduled Castes throughout the State except in the erstwhile Malabar area. The Director of Harijan Welfare has reported that the Social Educational and Economic Conditions as well as the traditional occupations of the communities and also the Varnavar community are identical to those of the Peruvannan community which is treated as Scheduled Caste throughout the_ WA No. 1405 of 2008 and W.P.(C) No. 34618 of 2006 ## -:3:- _State. He has therefore recommended that all the four communities mentioned above may be bracketed with Peruvannans. So the Government are pleased to order that the above mentioned communities are bracketed with Peruvannan. However, in the meantime Government are pleased to extend to the four communities mentioned above throughout the State all the Educational and other concessions granted to Scheduled Castes by the Harijan Welfare Department.”_ In other words, by the said order the State of Kerala wanted to treat the community Peruvannan also as a Scheduled Caste through out the State of Kerala, an exercise which is not permissible under the scheme of the Constitution, having regard to the language of Article 341 which mandates that the identification of Scheduled Caste to be done by the President at the first instance by a public notification and any change subsequent to the said initial identification can be made either by way of an addition to or exclusion from the list only by the Parliament. The fact that such an identification made by the President cannot be altered by any other body or organ of the State except the Parliament is repeatedly held by the Supreme Court in a number of decisions [see _**State of Maharashtra v. Milind**_ (2001) 1 SCC 4 and _**E.V.Chinnayya v. State of A.P.**_ (2005) 1 SCC 394]. WA No. 1405 of 2008 and W.P.(C) No. 34618 of 2006 -:4:- 5. However, it is the averment of the appellants that in view of the abovementioned Government Order (G.O.No.1090) large number of cases of the people belonging to Peruvannan community were treated as people belonging to Scheduled Caste eversince the abovementioned Government Order in the State of Kerala. 6. The State of Kerala made an enactment known as “The Kerala (Scheduled Castes and Scheduled Tribes) Regulation of Issue of Community Certificates Act, 1996(for short Act 11 of 1996)”. Section 3 of the said Act postulates that any person claiming the benefit of any reservation, protection, concession or exemption granted by law in favour of persons belonging to Scheduled Caste and Scheduled Tribe shall prove his claim by producing a certificate issued under the provisions of the Act indicating the caste status of the claimant. The other provisions of the Act stipulate the procedure for securing such a certificate including the nature of the enquiry that is to be conducted before a certificate is granted etc., (the further details of the said Act may not be necessary for the present purpose). 7. However, a Division Bench of this Court in a judgment reported in **Madhavi v. Scrutiny Committee** [2004(3) KLT 967] declared as follows: WA No. 1405 of 2008 and W.P.(C) No. 34618 of 2006 -:5:- _“The question as to whether third respondent in fact belongs to Mannan community is always a matter to be examined by KIRTADS or the Scrutiny Committee, but the reasoning that both Mannan and Peruvannan are the same and consequently Peruvannan has to be treated as scheduled caste cannot be sustained unless the Presidential order is amended accordingly.”_ 8. Consequent upon the said decision, the State of Kerala issued another order, G.O.(MS) No.37/06/SCSTDD dated 28.07.2006, in substance declaring that the Peruvannan is not synonym of Vannan/Mannan/Perumannan and hence no correction of caste name from Peruvannan to either Vannan/Mannan/ Perumannan is permissible. The operative portion of the said order reads as follows: _“3. In obedience to the observations of the Hon'ble High Court and in modification of the existing orders/guidelines on the subject, Government are pleased to clarify that Peruvannan is not a synonym of Vannan/Mannan/Perumannan communities shown in serial number 37 of the Constitution (Scheduled Castes) Orders (Second Amendment) Act, 2002 (Act 61 of 2002) and that 'Peruvannan' cannot be treated as Scheduled Caste and hence no correction of caste name from Peruvannan (included in the list of OBC and OEC) to Vannan/Mannan/ Perumannan (Scheduled Caste) Communities be made on this count.”_ WA No. 1405 of 2008 and W.P.(C) No. 34618 of 2006 -:6:- 9. Challenging the abovementioned Government Order dated 28.07.2006, the abovementioned Padmanabhan and three others approached this Court by way of a writ petition. By judgment dated 29.05.2008 the said writ petition was dismissed. Aggrieved by the same, the petitioners carried the matter by way of W.A.No. 1405 of 2008. When the writ appeal was taken up for hearing by a Division Bench of this court, by the referral order dated 28.01.2010 thought it fit that the issue involved in the appeal be examined by a larger Bench, more particularly, the Division Bench doubted the correctness of the earlier judgment in _**Madhavi's case**_ (supra) for the following reasons: (1) that the State of Kerala had steadily followed the practice of recognising the community named Peruvannan as synonym with Vannan/Mannan/ Perumannan from the date of the Government Order dated 13.09.1958 (2) a confession made by the learned Government Pleader who appeared in the matter and (3) that there is a study conducted by an agency by name “KIRTADS”, which is constituted under Section 9 of Act 11 of 1996 mentioned above and the study revealed that the names of Vannan and Mannan are synonyms and Peruvannan and Perumannan are honorific titles of the _**'Vannan'**_ and _**'Mannan'**_ community and therefore all the communities are required to WA No. 1405 of 2008 and W.P.(C) No. 34618 of 2006 -:7:- be recognised as Scheduled Castes. In the referral order the Division Bench also recorded that in view of sub-section (2) of Section 9 of Act 11 of 1996 that the report of an 'Expert Agency', which is a defined expression under Section 2(g) of the Act, is conclusive proof of the status of a community. Hence the reference. 10. W.P.(C) No.34618 of 2006 came to be tagged on to the appeal in view of the fact that the question of law raised in the said writ petition is identical with the question of law involved in the writ appeal. 11. The issue is whether the decision of the Division Bench reported in Madhavi's case (supra) requires any reconsideration. 12. The Scheduled Castes and Scheduled Tribes are defined under Article 366 (24) and (25) as follows: _“_ _**366. Definitions.-** In this Constitution, unless the context otherwise requires, the following expressions have the meanings hereby respectively assigned to them, that is to say-xxxx xxxx_ _(24) “Scheduled Castes” means such castes, races or tribes or parts of or groups within such castes, races or tribes as are deemed under article 341 to be Scheduled Castes for the purpose of this Constitution;_ _(25) “Scheduled Tribes” means such tribes or tribal communities or parts of or groups within such tribes or tribal communities as are deemed under article 342 to be Scheduled Tribes for the purpose of this Constitution.”_ WA No. 1405 of 2008 and W.P.(C) No. 34618 of 2006 -:8:- ## 13. Articles 341 ***** and 342 ****** of the Constitution of India stipulate that the President shall identify the Scheduled Castes and _----------------------------------------------------------------------------------_ _***341. Scheduled Castes.-** (1) The President may with respect to any State or Union territory, and where it is a State, after consultation with the Governor thereof, by public notification, specify the castes, races or tribes or parts of or groups within castes, races or tribes which shall for the purposes of this Constitution be deemed to be Scheduled Castes in relation to that State or Union territory, as the case may be._ _(2) Parliament may by law include in or exclude from the list of Scheduled Castes specified in a notification issued under clause (1) any caste, race or tribe or part of or group within any caste, race or tribe, but save as aforesaid a notification issued under the said clause shall not be varied by any subsequent notification._ _****342. Scheduled Tribes.-** (1) The President may with respect to any State or Union territory, and where it is a State, after consultation with the Governor thereof, by public notification, specify the tribes or tribal communities or parts of or groups within tribes or tribal communities which shall for the purposes of this Constitution be deemed to be Scheduled Tribes in relation to that State or Union territory, as the case may be._ _(2) Parliament may by law include in or exclude from the list of Scheduled Tribes specified in a notification issued under clause (1) any tribe or tribal community or part of or group within any tribe or tribal community, but save as aforesaid a notification issued under the said clause shall not be varied by any subsequent notification._ WA No. 1405 of 2008 and W.P.(C) No. 34618 of 2006 -:9:- Scheduled Tribes in relation to a State or a Union Territory as the case may be, in consultation with the Governor in the context of State. Sub Article (2) of each of the abovementioned Articles authorises the Parliament by law either to include in or exclude from the list so prepared of either Scheduled Caste or Scheduled Tribe under the abovementioned two Articles. Both the sub Articles expressly declare that “save as aforesaid”, i.e., by law made by the Parliament, a notification issued under Clause (1) shall not be varied by any subsequent notification. In other words, once the identification under sub Article (2) of either Article 341 or 342 is made by the President and notified the same is not amenable to variation by any subsequent notification. But, for such a declaration under sub Article (2), the power to issue a notification as the one contemplated under Articles 341 and 342, necessarily takes within its purview the power to vary or amend the said notification by virtue of the operation of Section 21 of the General Clauses Act, 1897 which is expressly made applicable to the Constitution by virtue of a declaration under Article 367. WA No. 1405 of 2008 and W.P.(C) No. 34618 of 2006 -:10:- 14. The principle that the notification once issued under Article 341 (2) or 342(2) is not amenable to any variation process by a body other than the Parliament is too well settled by various decisions of the Supreme Court [see _**State of Maharashtra v. Milind**_ (2001) 1 SCC 4]. At paragraph 12 of the said judgment the Supreme Court held as follows:- “Plain language and clear terms of these articles show (1) the President under clause (1) of the said articles may with respect to any State or Union Territory and where it is a State, after consultation with the Governor, by public notification specify the castes, races or tribes or parts of or groups within the castes, races or tribes which shall for the purposes of the Constitution be deemed to be Scheduled Castes/Scheduled Tribes in relation to that State or Union Territory as the case may be; (2) under clause (2) of the said articles, a notification issued under clause (1) cannot be varied by any subsequent notification except by law made by Parliament. In other words, Parliament alone is competent by law to include in or exclude a caste/tribe from the list of Scheduled Castes and Scheduled Tribes specified in notifications issued under clause (1) of the said articles”. WA No. 1405 of 2008 and W.P.(C) No. 34618 of 2006 -:11:- 15. In the circumstances, we are of the opinion that the law declared in _**Madhavi's case**_ (supra) does not call for any further interference in the matter. 16. The reference is answered accordingly. However, the claim in the present cases is that the name of the community to which the appellants/petitioners belonged is erroneously certified in a certificate issued by a competent authority under appropriate law (Act 11 of 1996) and the parties seeking the correction of the said entry after adducing appropriate evidence regarding the fact that the community to which the claimant belongs are debarred from seeking such relief in view of the subsequent proceedings. The fact that except the Parliament no other body is legally authorised to alter (either by addition or omission) the list prepared under Articles 341 or 342 does not mean that an enquiry in an individual case in to the complaint that an authority competent to issue a certificate evidencing the proof of the fact of the community committed a factual mistake in issuing such a certificate. WA No. 1405 of 2008 and W.P.(C) No. 34618 of 2006 -:12:- We are of the opinion that the cases of the parties to these proceedings fall under the above category. Therefore, in our opinion, neither _**Madhavi v. Scrutiny Committee**_ [2004(3) KLT 967] nor the Government Order G.O.(MS) No.37/06/SCSTDD dated 28.07.2006, can bar or do bar such an enquiry. Both the writ appeal and the writ petition are, accordingly, disposed of. ## **Sd/-** **J.Chelameswar Chief Justice** **Sd/Thomas P.Joseph Judge** **Sd/P.R.Ramachandra Menon Judge** ttb/vku.