High Court of KeralaDivision BenchWrit appeals disposed of; remand to KSEB Board ...

KERALA STATE ELECTRICITY BOARD LIMITED v SAJI LAL S.

Case / Petition Number:WA 768/2022; WA 794/2022

Case Details & Bench

Court
High Court of Kerala
Hon'ble Judges
  • Anu Sivaraman, J.
  • C. Pratheep Kumar, J.
Judgment Date
2024-02-14
Court Decision / Holding
The Appeals are disposed of with the following directions: The judgment of the learned Single Judge directing imposition of the lower penalty (compulsory retirement) shall stand set aside. Ext. P11 order of the Board in review shall also stand set aside. The writ petition is disposed of with a direction to the Board of the KSEB to take up the review petition filed by the appellant employee under Regulation 35 and to consider and pass orders on the same, taking note of the contentions raised by the employee on facts and in law. The employee will be permitted to file a detailed argument note before the Board and produce any material he wishes to rely on. Such contentions shall be considered and an appropriate order passed within three months from the date of receipt of a copy of this judgment, with the question of proportionality duly considered by the Board.
Final Disposition
Writ appeals disposed of; remand to KSEB Board to consider the review petition under Regulation 35 with opportunity for detailed written arguments and material; Board to decide within three months on proportionality and appropriate order.

Parties to the Case

Appellants / Petitioners

  • Kerala State Electricity Board Limited
  • Sajilal S.

Respondents

  • Saji Lal S.
  • Kerala State Electricity Board Limited

Legal Representation & Advocates

Counsels for Petitioners

  • • Adv Antony Mukkath
  • • Adv Joseph George
  • • Adv P.K. Hassankutty

Counsels for Respondents

  • • Adv Antony Mukkath
  • • Sri Joseph George

Case Synopsis & Summary

This writ appeal arises from WP(C) No. 7182 of 2020 in the Kerala High Court challenging a disciplinary action against a KSEB official for unauthorised absence from duty beginning 1 May 2013. The matter concerns WA Nos. 768 of 2022 (appellant: KSEB) and WA No. 794 of 2022 (appellant: Sajilal S.), consolidated for judgment. The Enquiry Committee found the charges proved and the disciplinary authority imposed removal from service. The petitioner in WA No. 794 challenged the single Judge’s reduction of the penalty from removal to compulsory retirement, arguing procedural lapses and misapplication of the law, while KSEB, in WA No. 768, challenged the single Judge’s view that the punishment was shockingly disproportionate and that a lower penalty could be substituted. The Board contends the charges amount to grave misconduct and dereliction of duty, that leave applications were not sanctioned and he left the country without permission, and that the Enquiry Officer’s role is limited to finding guilt. The court engages with jurisprudence on proportionality of punishment and the ambit of appellate review, ultimately directing remand to the Board to consider a detailed review under Regulation 35, hear submissions, and decide within three months, taking into account facts and law. The judgment emphasizes that substitution of penalties requires compelling reasons and adherence to proper procedure.

Provisions of Law Cited

Kerala State Electricity Board Employees (Classification, Control and Appeal) Regulations, 1969Regulation 24Regulation 35

Legal Doctrines & Maxims

  • Proportionality of punishment in disciplinary actions
  • Shock the conscience standard (interference for disproportionate penalties)
  • Enquiry Officer’s limited role under the Regulations
  • Mere observation of disproportionate penalty is not enough to substitute a penalty

Submissions & Arguments

Contentions of Appellants / Petitioners

The appellants argue procedural irregularities in the disciplinary process, including issuance of the show-cause notice on the Chief Vigilance Officer’s letterhead instead of by the appointing authority, and the final penalty order being issued by the Chairman and Managing Director. They contend the enquiry report’s leniency remark was improperly relied upon, and there was no explicit finding of wilful absence. They rely on decisions that even extended leave on medical grounds cannot per se constitute unauthorised absence, and that a court can demand cogent reasons for reducing penalties. They challenge the Single Judge’s substitution of removal with compulsory retirement and urge a fresh, transparent consideration under Regulation 35, with opportunity to file detailed arguments, within three months, and a proper assessment of proportionality. Respondents:"The Board notes the charges, established by the enquiry, including unauthorised absence and dereliction of duty; it contends the penalty of removal was within its domain, and that the Enquiry Officer’s role is limited to fact-finding, not to usurp the Board’s power. It argues procedural lapses raised were not raised earlier and that mere leniency notes cannot undermine the Board’s decision. It maintains that penalties should not be reweighed by courts where due process was followed, and relies on established jurisprudence upholding disciplinary autonomy and proportionate punishment."},

Contentions of Respondents

The respondents contend the misconduct—unauthorised absence from 1 May 2013, leaving India without permission, and dereliction of duty—justified removal. They emphasize proper charging, evidence, and the Board’s power to review under Regulation 35, arguing that the Enquiry Officer’s findings are supported by material and that the leniency remark was only advisory. They maintain the Single Judge’s substitution was erroneous, as courts should not ordinarily reweigh evidence, and that the proportionality issue should be resolved by the Board after a fresh consideration of facts and law, with due opportunity for submissions and within a defined period."},

Cited Precedents (8)

Case NameCitationTreatmentExplanation
Shri Bhagwan Lal Arya v. Commissioner of Police Delhi & Ors[(2004) 4 SCC 560]Mentioned OnlyCited by appellant to argue that extensions beyond sanctioned medical leave cannot be treated as unauthorised absence; not adopted as binding by the court.
Krushnakanth B Paramar v. Union of India and others[(2012) 3 SCC 178]Mentioned OnlyCited to emphasize that even unauthorised absence requires a specific finding of wilful absence; used by counsel but not adopted as a controlling doctrine.
Union of India v. Subrata Nath[2022 (6) KLT online 1136 (SC)]PositiveCited to support that disproportionate penalties can be interfered with where they shock the conscience; used to justify intervention in proportionality considerations.
Union of India v. P. Balasubrahmanayam[2021 KHC 6129]Mentioned OnlyCited among authorities but not central to the decision; referenced for related jurisprudence.
B.C.Chaturvedi v. Union of India and others[(1995) 6 SCC 749]PositiveAuthority for the proposition that mere observation of disproportionate penalty cannot permit substitution of penalty after valid disciplinary proceedings.
State of Uttaranchal v. Kharak Singh[(2008) 8 SCC 236]PositiveCited as authority supporting standard disciplinary scrutiny and limits on judicial reappraisal.
Lucknow Kshetriya Gramin Bank v. Rajendra Singh[(2013) 12 SCC 372]PositiveCited for principles on administrative discretion and proportionality in punishment.
M/s Indian Oil Corporation Ltd. v. Shri.Rajendra D. Harmalkar[2022 SCC Online SC 486]PositiveCited for contemporary authority on discipline and proportionality under corporate employers.

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Extracted Judgment Text

Exact text extracted from official judgment records.

# **IN THE HIGH COURT OF KERALA AT ERNAKULAM** **PRESENT** **THE HONOURABLE MRS. JUSTICE ANU SIVARAMAN** **& THE HONOURABLE MR. JUSTICE C.PRATHEEP KUMAR** **WEDNESDAY, THE 14[TH] DAY OF FEBRUARY 2024 / 25TH MAGHA, 1945** **WA NO.768 OF 2022 JUDGMENT IN WP(C) 7182/2020 OF HIGH COURT OF KERALA DATED 28.3.2022** **------------------** ## **- APPELLANTS/RESPONDENTS 1 AND 2 IN WPC :** 1 KERALA STATE ELECTRICITY BOARD LIMITED REPRESENTED BY ITS SECRETARY (ADMINISTRATION), VYDYUTHI BHAVANAM, PATTOM, THIRUVANANTHAPURAM - 695 004. 2 CHAIRMAN AND MANAGING DIRECTOR KERALA STATE ELECTRICITY BOARD LIMITED, VYDYUTHI BHAVANAM, PATTOM, THIRUVANANTHAPURAM - 695 004. BY ADV ANTONY MUKKATH ## **- RESPONDENT/PETITIONER IN WPC :** SAJI LAL S., AGED 52 YEARS S/O.SWAMINATHAN CHETTIAR, T.C.29/369, THENGAPURA LANE, PETTA, THIRUVANANTHAPURAM DISTRICT - 695 024. BY SRI.JOSEPH GEORGE THIS WRIT APPEAL HAVING COME UP FOR FINAL HEARING ON 9.1.2024 ALONG WITH WA.794/2022, THE COURT ON 14.2.2024 DELIVERED THE FOLLOWING: WA Nos.768 & 794 OF 2022 -: 2 :- **IN THE HIGH COURT OF KERALA AT ERNAKULAM PRESENT** **THE HONOURABLE MRS. JUSTICE ANU SIVARAMAN** **&** **THE HONOURABLE MR. JUSTICE C.PRATHEEP KUMAR WEDNESDAY, THE 14[TH] DAY OF FEBRUARY 2024 / 25TH MAGHA, 1945** **WA NO.794 OF 2022 JUDGMENT IN WP(C) 7182/2020 OF HIGH COURT OF KERALA DATED 28.3.2022** **----------------** ## **- APPELLANT/WRIT PETITIONER :** SAJILAL S, AGED 54 YEARS S/O.SWAMINATHAN CHETTIYAR, T.C 29/369, THENGAPURA LANE, PETTAH, THIRUVANANTHAPURAM, PIN - 695 024. BY ADVS. JOSEPH GEORGE P.K.HASSANKUTTY ## **- RESPONDENTS/RESPONDENTS :** 1 KERALA STATE ELECTRICITY BOARD, REPRESENTED BY ITS SECRETARY (ADMINISTRATION), VYDYUTHI BHAVAN, PATTOM, THIRUVANANTHAPURAM, PIN - 695 004. 2 CHAIRMAN AND MANAGING DIRECTOR, KERALA STATE ELECTRICITY BOARD, VYDYUTHI BHAVAN, PATTOM, THIRUVANANTHAPURAM, PIN - 695 004. BY ADV ANTONY MUKKATH THIS WRIT APPEAL HAVING COME UP FOR FINAL HEARING ON 9.1.2024 ALONG WITH WA.768/2022, THE COURT ON 14.2.2024 DELIVERED THE FOLLOWING: WA Nos.768 & 794 OF 2022 ## -: 3 :- ## **ANU SIVARAMAN, J. & C. PRATHEEP KUMAR, J.** **= = = = = = = = = = = = = = = = = = = W.A.Nos.768 & 794 of 2022 = = = = = = = = = = = = = = = = = = = Dated this the 14[th] day of February, 2024** ## **JUDGMENT** ## **Anu Sivaraman J.** 1. Both these appeals are directed against judgment of the learned single Judge in W.P.(C).No.7182 of 2020. The appellant in W.A.No.794 of 2022 challenges the judgment inasmuch as the learned single Judge only reduced the punishment of removal from service to one of compulsory retirement and did not direct the reinstatement of the appellant. While the Kerala State Electricity Board Limited (KSEBL for short), the appellant in W.A.No.768 of 2022, challenges the finding in the judgment that the penalty of removal from service for the proven charge of unauthorised absence from 1.05.2013 onwards was shockingly disproportionate and that the next lower punishment of compulsory retirement from service is to be substituted. 2. The parties and documents are referred to as in W.P(C).No.7182 of 2020 for the sake of convenience and clarity. - 3.The facts necessary for consideration of the issue are as follows:The petitioner in the writ petition, joined service as Assistant WA Nos.768 & 794 OF 2022 -: 4 :- Engineer in the KSEBL on 18.3.1993. He was promoted as Assistant Executive Engineer in 1996 and as Executive Engineer on 17.8.2011. He availed 7 days of leave on 3.4.2013 and the leave was sanctioned. Thereafter, on 10.4.2013, he sought extension of leave for 21 days and the same was sanctioned. It is the contention of the petitioner that he submitted an application for leave on 1.5.2013 and 'proceeded on leave'. It is stated that while so, a substitute was appointed as Executive Engineer in the petitioner's vacancy. On 23.10.2013, Exhibit P2 memo of charges was issued on the ground that he had absented from duty unauthorisedly from 1.5.2013 and had neither attended calls nor made available his phone number for contact for the authorities and that he left India without obtaining permission from the Board and thereby committed grave misconduct and dereliction of duty. On 16.11.2013, a written objection was filed by the petitioner to the memo of charges. By order dated 24.11.2014, a detailed enquiry was ordered, based on which Exhibit P4 report of enquiry was submitted on 7.3.2015. It is the contention of the appellant that the said enquiry report, while finding that the charges stood proved, recommended a lenient view to be taken in the matter. However, show-cause notices were issued and an order imposing the penalty of removal from service was issued WA Nos.768 & 794 OF 2022 -: 5 :- against the petitioner. He filed Exhibit P8 appeal, which was dismissed by Exhibit P9 by the Chairman of the KSEBL, who passed Exhibit P7 termination order. Thereupon, Exhibit P10 review petition was also filed, which was dismissed by Exhibit P11 without stating any reasons. Exhibit P14 mercy petition filed was also dismissed, pursuant to which the writ petition was filed. 4. The learned counsel appearing for the appellant in W.A. No.794/2022 contends that there were clear procedural irregularities as contained in the proceedings of the respondents as evident from the materials on record. It is stated that after Exhibit P4 enquiry report was submitted, Exhibit P5 show cause notice was issued in the letter head of the Chief Vigilance Officer though it was signed by the Chairman and the Managing Director. Though a reply was submitted before the Chairman and the Managing Director, Exhibit P7 proceedings were issued imposing the major penalty of removal from service after finding that he had wilfully absented from duty of KSEB for five years without availing any kind of leave for taking up another job abroad. It is submitted that the memo of charges issued to the appellant did not contain any such allegations and that the findings of the disciplinary authority are, therefore, completely WA Nos.768 & 794 OF 2022 ## -: 6 :- unfounded. Thereafter, the appellant preferred an appeal as Exhibit P8, which was considered by the very same authority and rejected by Exhibit P9. Further, Exhibit P10 review petition submitted by the employee was considered and rejected by the Board. The learned counsel for the appellant-employee contends that these aspects were urged in his writ petition but were not considered by the learned Single Judge. 5. Relying on a decision reported in **Shri Bhagwan Lal Arya vs Commissioner of Police Delhi & Ors** [(2004) 4 SCC 560], the learned counsel for the petitioner contended that extension of leave beyond the leave duly sanctioned on medical grounds cannot be considered as unauthorised absence, _per se,_ and that in such cases the High Court can direct the authorities to reconsider the punishment on cogent reasons. 6. Relying on **Krushnakanth B Paramar v. Union of India and others** [(2012) 3 SCC 178] it is contended that even in the case of unauthorised absence, disciplinary proceedings have to be conducted and there has to be a specific finding that the employee in question had wilfully absented from duty. WA Nos.768 & 794 OF 2022 -: 7 :- 7. A decision of the Apex Court in **Union of India v. Subrata Nath** [2022 (6) KLT online 1136 (SC)] is also relied on to contend that though the High Court or the Tribunal cannot ordinarily reappreciate evidence to arrive at its own conclusion in respect of the penalty imposed, when the penalty imposed is found to be so disproportionate to the offence that it would shock the conscience of the Forum/Tribunal, it would be justified in interfering with the penalty. The decision in **Union of India and others v. P. Balasubrahmanayam** [2021 KHC 6129] is also relied on. 8. The learned counsel appearing for the employer KSEBL would, on the other hand, contend that the petitioner in the writ petition was working as an Executive Engineer, which is the highest post in the relevant wing of the KSEBL in the district and that his irresponsible action in having left his station and even the country without leave applied for by him having been sanctioned was clearly a case of dereliction of duty and was a serious offence, in view of the responsible post held by him. It is contended that it has come out specifically in the enquiry that he had not been granted any leave, that the application for leave had been rejected, that he had left the country without informing the employer that he had not left any means for the employer to WA Nos.768 & 794 OF 2022 ## -: 8 :- contact him and had refused to attend calls or to contact the employer to explain his conduct in any manner. It is submitted that the enquiry officer, under the scheme of the Kerala State Electricity Board Employees (Classification, Control and Appeal) Regulations, 1969 has the limited role of conducting the enquiry to find out from the evidence adduced whether the delinquent officer is guilty of the charges raised against him or not and nothing further. It is stated that the paragraph included in the enquiry report with regard to the lenient view to be taken in the matter was not liable to be considered in any manner either by the disciplinary authority or by the learned single Judge, since it was irrelevant and unnecessary for the consideration of the case on hand. It is further submitted that there was absolutely no material other than the leniency recommended in an enquiry report for the learned single Judge to come to the conclusion that the punishment imposed was disproportionate to the proved charges. 9. With regard to the contentions raised by the appellant at the time of hearing, it is contented that no such contentions as to the procedural lapses have been raised either in reply to the showcause notice issued to the employee or in the appeal or review WA Nos.768 & 794 OF 2022 -: 9 :- petition preferred by the employee or even in the writ petition. It is, therefore, contended that the appellant cannot rely on such contentions raised for the first time in a writ appeal, since the learned single Judge had considered the contentions and had found that the enquiry had been properly conducted. 10.Reliance is placed on the decisions of the Apex Court in **B.C.Chaturvedi v. Union of India and others** [(1995) 6 SCC 749], **State of Uttaranchal and others v. Kharak Singh** [(2008) 8 SCC 236]., **Lucknow Kshetriya Gramin Bank and another v. Rajendra Singh** [(2013) 12 SCC 372] and **M/s.Indian Oil Corporation Ltd. v. Shri.Rajendra D.Harmalkar** [2022 SCC Online SC 486]. - 11.Having considered the contentions advanced, we notice the contention of the employer that the petitioner was working as Executive Engineer (Civil) in the KSEBL as on the relevant dates. From 1.5.2013 onwards, he had not attended duty even in spite of the fact that the leave applied by him had not been sanctioned by the higher authorities. The leave sought for had later been rejected by order dated 8.5.2013. WA Nos.768 & 794 OF 2022 ## -: 10 :- - 12.The charge memo issued to the employee raised the following charges:- “(1) Absented from duty unauthorizedly with effect from 01-05-2013, - (2) Neither attended the calls made from the headquarters on your available phone contact, nor contacted the authorities concerned, for reporting your inability to return to duty and the reasons thereof, - (3) Left India without obtaining permission of the Board and - (4) Committed grave misconduct and dereliction of duty.” The reply of the employee was considered. A disciplinary enquiry was conducted and after considering evidence on record, the enquiry officer found that the charges stood proved. On the enquiry report, the employee was given a show-cause notice and after considering his explanations including the leniency called for by the enquiring authority, the punishment of removal from service was awarded. 13.The decisions relied on by the learned counsel for the Board are authority on the point that a mere observation that the penalty imposed is grossly disproportionate is insufficient for the Court or Tribunal exercising the power of judicial review to substitute the penalty imposed by a competent authority after valid disciplinary proceedings. In the instant case, it is after rejecting the challenge against the disciplinary proceedings and the orders WA Nos.768 & 794 OF 2022 -: 11 :- imposing penalty that the learned Single Judge has proceeded to hold that a lesser penalty would suffice. Apart from a recommendation made by the enquiring authority, there was no reason for the learned Single Judge to hold that the penalty imposed was shockingly disproportionate. Since the only role of the enquiring officer is to enquire into the charges to decide whether the charges are proved or not, we are of the opinion that the recommendation contained in the report, to the effect that the employee should be dealt with in a lenient manner, is completely misconceived and could not have been relied on. 14.However, we notice that the appellant has raised several contentions with regard to the procedural lapses which occurred in the imposing of the punishment. It appears that Exhibit P5 show-cause notice was issued to the employee in the letter head of the Chief Vigilance Officer, KSEB, who is not the appointing authority. The show-cause is signed by the Chairman and Managing Director. The order of penalty is also imposed by the Chairman and Managing Director. The appeal preferred by the employee under Regulation 24 of the Kerala State Electricity Board Employees (Classification, Control and Appeal) Regulations was considered and dismissed by the WA Nos.768 & 794 OF 2022 -: 12 :- Chairman and Managing Director. Though a review under Regulation 35 has been preferred by the employee to the Board pointing out the reasons for the alleged misconduct and seeking the imposition of a lighter penalty, the same has also been dismissed without considering the same on merits. 15.In the facts and circumstances of the instant case, we are of the opinion that the question whether the alleged misconduct is one which justifies the imposition of the ultimate penalty of removal from service requires a consideration, at least at the hands of the ultimate reviewing authority, that is, the Board of the KSEBL. The contentions of the appellant employee with regard to the procedural irregularities also require a consideration. In the above circumstances, without going into the merits of the contentions of the parties, these appeals are disposed of as under :- The judgment of the learned Single Judge directing imposition of the lower penalty shall stand set aside. Ext.P11 order of the Board in review shall also stand set aside. The writ petition is disposed of with a direction to the Board of the KSEBL to take up the review petition filed by the appellant employee WA Nos.768 & 794 OF 2022 -: 13 :- under Regulation 35 of the of the Kerala State Electricity Board Employees (Classification, Control and Appeal) Regulations and to consider and pass orders on the same, taking note of the contentions raised by the employee on facts and in law. The employee will be permitted to file a detailed argument note before the Board and produce any material that he wishes to rely on in support of his contentions. Such contentions shall be considered and an appropriate order passed by the Board within a period of three months from the date of receipt of a copy of this judgment. The question with regard to the proportionality of the punishment shall also be duly considered by the Board. **Sd/Anu Sivaraman, Judge** **Sd/C. Pratheep Kumar, Judge** jvt/2.2.24