High CourtSingle JudgeAppeal allowed

Kapil Deo Shukla v. The State of Uttar Pradesh

Case / Petition Number:Criminal Appeal No. 82 of 1957
Neutral Citation:

Case Details & Bench

Court
High Court
Hon'ble Judges
  • B. P. Sinha
  • P. Govinda Menon
  • J. L. Kapur
Judgment Date
1957-10-14
Court Decision / Holding
Appeal allowed; convictions and sentences set aside; matter to go back to the High Court for directions as to retrial, including the possibility of retrial by a competent jury or a Court of Session without a jury in accordance with applicable law.
Final Disposition
Appeal allowed

Parties to the Case

Appellants / Petitioners

  • Kapil Deo Shukla

Respondents

  • The State of Uttar Pradesh

Legal Representation & Advocates

Counsels for Petitioners

  • • S. P. Sinha
  • • B. C. Misra

Counsels for Respondents

  • • G. C. Mathur
  • • C. P. Lai

Case Synopsis & Summary

This is a Special Leave Appeal from a judgment of the Allahabad High Court which had convicted the appellant for criminal breach of trust and falsification of records after a jury trial. The central issues were (i) whether the memorandum of appeal in a jury trial was legally required to specify grounds of appeal and whether the Allahabad High Court’s practice of not demanding precise grounds should be countenanced; and (ii) whether the trial before the Sessions Court was valid given that the five jurors reportedly had insufficient knowledge of English, with the documentary material largely in English and the key testimony and records written in English. The Supreme Court held that a memorandum of appeal must be a succinct statement of the grounds, and while the Allahabad practice of omitting explicit grounds should be discouraged, this defect was not fatal on the first ground. More importantly, it found that the jurors’ lack of English comprehension rendered the trial coram non judice and a mis-trial, effectively invalidating the proceedings. The Court allowed the appeal, set aside the convictions and sentences, and remitted the matter to the High Court for directions on retrial, noting the possibility of retrial by a competent jury or by a court without a jury depending on the then-prevailing law.

Provisions of Law Cited

Code of Criminal Procedure (V of 1898), sections 418, 419Code of Criminal Procedure (V of 1898), section 367Code of Criminal Procedure (V of 1898), section 269(2)Indian Penal Code, sections 408 and 477A

Legal Doctrines & Maxims

  • Coram non judice
  • Mis-trial
  • Incompetence of jurors can deny the accused essential protections and constitute a miscarriage of justice

Submissions & Arguments

Contentions of Appellants / Petitioners

The appellant argued that a memorandum of appeal must state specific grounds of appeal; the Allahabad High Court’s practice of not requiring grounded issues was improper and caused delay and ambiguity. He contended that without precise grounds the appeal would be ineffective and hamper the respondent’s ability to meet the case. On the merits, the appellant argued that the trial could not stand because the jury was incompetent to decide the main issue—authorship of forged documents—due to language difficulties, rendering the trial a mis-trial and the acquittal unsound. The remedy, he urged, was a retrial before a competent jury or under suitable procedure.

Contentions of Respondents

The respondents contended that the memorandum should be treated with the substance of grounds and that the High Court’s approach should be respected; they asserted the trial by jury was proper despite language concerns because the jury was capable of considering the evidence. They maintained that the question of mis-trial was not reached by the High Court, and that the memorandum properly raised the issues on law and fact for appellate review.

Cited Precedents (1)

Case NameCitationTreatmentExplanation
Ras Behari Lal v. The King Emperor1933 L.R. 60 I.A. 354PositiveCited and followed to illustrate that incompetence of jurors constitutes a miscarriage of justice and that a trial affected by such incompetence cannot stand; used to support the conclusion that the trial in the present case was a mis-trial.

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Extracted Judgment Text

Exact text extracted from official judgment records.

640 SUPREME COURT REPORTS [1958] _1957_ into matters which should have been left to be deter### Ramgopal mined at the trial. Perhaps, they had to cover the _**Ganpatraj**_ ground which had been so elaborately discussed in the _**Ruia**_ **&** _**Another**_ order of the learned Presidency Magistrate. v. _**The State of**_ For the reasons given above, we have come to the ### Bombay conclusion that there are no merits in this appeal. It Sinha J. is accordingly dismissed. It is hoped that the Court of Session, which will now be in seizin of the case, will conduct the trial and conclude the proceedings with all reasonable speed and without any avoidable delay. ### We hope that the inordinate delay in bringing this case to trial has not prejudicially affected the· case of either party. _Appeal_ dismissed. _1957_ KAPIL DEO SHUKLA ## _October 14. v._ THE STATE OF UTTAR PRADESH (B. P. SINHA, P. GoVINDA MENON and ### J. L. KAPUR, JJ). _Jury_ _trial-Evidence_ _in_ _English-Jurors not_ _knowing_ _English_ _we/I-Whether_ _trial void-Prejudice-Memorandum_ _of appeal-_ _Practice_ _of not setting out_ _specific_ _grounds,_ _if_ _proper-Code_ _of_ _Criminal Procedure_ _(V of_ 1898), _ss._ 418 _and_ 419. The appellant was tried by a Sessions Judge and a jury for offences under ss. 477-A and 408, Indian Penal Code. A large volume of documentary evidence was in English and the statement of one of the principal witnesses was given in English. The main question for decision was the authorship of the forged **documents. It was found that the jurors were not well versed in** English and were not in a position to decide the main question. The jury returned a unanimous verdict of not guilty and accepting the verdict the Sessions Judge acquitted the appellant. The State appealed to the High Court. In the memorandum of appeal only one ground was taken, 'that the order of acquittal is against the weight of evidence on the record and contrary to law" The High Court accepted the appeal and convicted the appellant. The appellant contended that the appeal before the High Court was incompetent as no particular errors of law, upon which alone and appeal lay under s. 418, Code of Criminal Proc~du~e, were set ~mt in the memorandum of appeal and that the tnal m the Session Court was no trial in the eye of Jaw. ### S.C.R. SUPREME. COURT REPORTS 641 _Held,_ that a memorandum of appeal is meant to be a succinct _1957_ statement of the grounds .upon which the appellant propose& to . support the appeal. The practice prevailing in the Allahabad _Kap1l Deo Shukto_ High Court of not taking specific grounds either of law or fact is v. to be disapproved even assuming that s. 419 of the Code of _The State_ _oJ_ Criminal Procedure does not in terms require the setting out of _Uttar Pradesh_ such grounds. _Held_ further, that the trial before the Sessions, Judge was _coram_ _non_ _judi<;e_ on account of the incompetence of'the jury to decide the question of the authorship of the forged c\ocuments. In such a case the question of prejudice does not arise as it.is not a mere irregularity, but a case of '•mis-trial". _Ras Behari Lal_ v. _The King Emperor,_ (1933) L.R. 60 I.A. 354 followed. ### Criminal Appellate Jurisdiction : Criminal Appeal No. 82 .of 1957. · Appeal by special leave from the judgment and order dated the 12th August, 1953, of the Allahabad High Court in Criminal Appeal No. 114 of 1951 arisi~g out of the judgment and other dated the 31st July, 1950, of the Court of the Additional Sessions Judge At Allahabad in Criminal Sessions Trial No. 22 of 1949. S. P. ·Sinha and B. C. Misra, for the appellant. # G. C. Mathur and C. P. Lai, for the respondent. ### 1957. October 14. The following Judgment of the Court was delivered by SINHA J.-This appeal by speCial leave is directed Sinha,J. against the judgment and order dated August 12, 1953, of a Division Bench of the Allahabad High Court (Desai and Beg JJ.), setting aside the order of acquit- tal passed by the learned Additional Sessions Judge at Allahabad, dated July 31, 1950, in Sessions. Trial No. 22 of 1949. The appellant had been charged under ss. 408 and 4 77 A of the Indian Penal Code, and tried by jury of 5. The jury returned a unanimous verdict of not guilty. The learned Additional Sessions Judge accepted the verdict of the jury and acquitted the accused. On appeal by the Govetnment of Uttar Pradesh, the High Court in a judgment covering about 130 typed pages set aside the order of acquittal and L2SC/61-4 642 SUPREME COURT REPORTS [1958) _195_ _[7 ]_ convicted the appellant under . the sections aforesaid, _Kapil Deo slzukla_ and sentenced him to rigorous impriso~ent for four v. years and a fine of ten thousand rupees, m default of _Tlze_ _Stare of_ payment, further rigorous imprisonment for one year, _U11ar Pradeslz_ under s. 408, Indian Penal Code, and to rigorous imprisonment for four years under s. 477A, Indian Penal _**Sinha,J.**_ C d h f d h - e, t e sentences o imprisonment un er t e two sections to run consecutively. Out of the fine, if realized, seven thousand rupees was directed to be paid to the Imperial Bank of India, Allahabad, as compensation. The prayer for a certificate of fitness for appeal to this Court was refused. The appellant moved this Court and obtained special leave to appeal by order dated December 15, 1953. In the view we take of the legality of the trial in ### this case, it is not necessary to go into the details of the prosecution case except to state that the appellant was charged under the sections aforesaid, for having committed criminal breach of trust in respect of valuable securities amounting to Rs. 7,410 odd of the Im### perial Bank at Allahabad, while in the employment of the Bank as a clerk, and had in that capacity, "with intent to defraud, destroyed, altered, mutilated and falsified accounts and other papers" during January to July, 1946. A number of contentions were raised before us by the learned counsel for the appellants, but it is neces### sary to notice only two o"f. them, namely, (1) that the appeal by the State of Uttar Pradesh, to the High Court, should not have been entertained as the memorandum of appeal did not comply with the require### ments of law as laid down in ss. 418 and 419 of the Code of Criminal Procedure; and (2) that the trial in the Sessions Court was no trial at all in the eye of law. In respect of the first contention, it is enough to say that though the memorandum of appeal filed in the High Court was wholly inadequate, the defect was not such as to render it null and void so as to entitle the ### High Court to reject it in limine. The point arises in this way: Apart from the prayer, the only ground taken in the petition of appeal is "that the order of ## acquittal is against the weight of evidence on the S.C.R. SUPREME COURT REPORTS 643 ### record and contrary to law." The argument is that l9S7 under s. 418 of the Criminal Procedure Code, where _Kapil ;;;;Shukla_ a trial is by jury, "the appeal shall lie on a matter of •· law 0nly", and as no particular error of law is set out _The_ _State of_ in the memorandum of appeal, the consequence of this _Uttar Pradesh_ ### serious omission, it is further contended, is that in the _Sinha, I._ eye of law; this was no petition of appeal at all, which could have been entertained by the High Court. This contention was raised before the High Court by way of a preliminary objection to the maintainability of the appeal. The High Court over-ruled that objection on the ground that s. 419 which is the specific provision of the Code of Criminal Procedure, relating to petition of appeal, only requires that it shall be in writiri.g and accompanied by a copy of the judgment or order appealed against, and in cases tried by jury, a copy of the heads of the charge recorded under s. 367 of the Code. The High Court observed that there is no pro### vision in the Code which required that the petition of· appeal should specify the matters of fact or of law, on which the appeal is based. The Court also referred ### to the prevailing practice in that Court according to which no specific grounds ar~ taken either on fact or on law. According to the High Court, there was no difference between an appeal based on facts and an appeal based only on questions of law, as in the case of a jury trial. In view of these considerations, the ### High Court held that the preliminary objection was not well-founded in law. Assuming that the High Court was correct in its appreciation of the legal position, even so, we must express our disapproval of any such practice as has been referred to in the judgment below. A memorandum of appeal is meant to be a succinct statement of the grounds upon which the appellant proposes to ### support the appeal. It is a notice to the Court that such and such specific grounds are proposed ·to be urged on behalf of the appellant, as· also a notice to the respondent that he should be ready to meet those specific grounds. A memorandum of appeal with a bald ground like the one quoted above is of no help to ## any of the parties or to the Court It may have the _1957_ _**Kapil Deo Shukla**_ v. _**The**_ _**Stateof**_ _**l.1/far Pradesh**_ _Sin.Ira,/._ 644 SUPREME COURT REPORTS [1958J merit of relieving the person responsible for drawing up the ground of appeal, of applying his mind to the judgment under appeal and its weak points, but this ### slight advantage, if it is so, is very much out-weighed by the serious disadvantage to the parties to the litigation and the Court which is to hear the appeal. Such a bald statement of the grounds leaves the door wide open for all kinds of submissions, thus, tending to waste the time of the Court, and taking the respon### dents by surprise. It is a notorious fact that courts, particularly in the part of the country from where this appeal comes, are over-burdened with large accumulations of undisposed of cases. The parties concerned and their legal advisers should concentrate and focus their attention on the essential features of cases so as to facilitate speedy, and consequently, cheap adminis### tration of justice. It may be that a bald ground like the one noticed above, was responsible for the inordinately long judgment of the High Court. Such a practice, if any, deserves to be discontinued and a more efficient way of drawing up grounds of appeal has to ### be developed. If counsel for the parties to a litigation concentrate on the essential features of a case, eliminating all redundancies,' the argument becomes more intelligible and helpful to the Court in focussing its <!-ttention on the impor_tant aspects of the case. As the appeal succeeds on the second ground, as will presently appear, we need not say anything more on the first ground. The second ground on which, in our opinion, the appeal must succeed, is based on the findings of the High Court itself. This case involved a consideration of a large volume of documentary evidence almost all in English. The oral evidence was directed mainly to conned those documents and to explain their bearing on the charges framed against he accused, of criminal breach of trust and falsification of relevant accounts and entries in the registers maintained by the Bank Mr. Ganguli, prosecution witness No. 26---Agent of the ### Bank-was examined at great length, and he gave his evidence on 12 days between October and December, 1949. It runs into about 45 typed pages. This ### S.C.R. SUPREME COURT REPORTS 645 evidence appears to have been given by him in English _1957_ because he put in an application that he had given _Kapil Deo Shukla_ the evidence in English and that he was not in a v. position to say whether the Hindi version as recorded _The State of_ - by the deposition~writer was the correct version, as _Uttar Pradesh_ had made the following observations as to the nat.ure he was not familiar with Hindi. The High Court _S/nnu_ L- _1_ _J._ of the case and the requisite qualifications of the members of the jury necessary for a proper understanding of the case : "We consider that the instant case was not fit to ## be tried by a jury at least by any ordinary jury. It was a very complicated case in which a mass of documents was produced. The decision of the case rested upon the question by whom the· various documents were written or prepared. Those documents are all in English and nobody could decide the case satisfactorily unless he had a good knowledge of English and was in a . position to judge the writing. The offences with which the respondent was charged were under a Government order triable by a jury and the case had to be tried by a jury unless the Government thought-fit to revoke or alter the order. The Government did not revoke or alter the order and did not even declare that the case should be tried by a special jury under s. 269(2), Criminal Procedure Code." In our opinion, the remarks of the High Court quoted above give a correct impre~sion of the proceedings in ### the Court of Session. It further appears from the judg- ment of the High Court that the learned Advocate General who argued the case in support of the appeal on behalf of the State, urged that the jurors were not equal to the task involved in a proper determination of the controversy. The High Court directed the trial ### court to hold an inquiry and report on this asped of the case. On a consideration of the report submitted by that court, the High Court recorded its finding to # the tollowing effect : "Out of the five jurors selected by the learned Sessions Judge, three had sufficient knowledge of English, fourth knew very little English a.nd could not read the ### 646 SUPREME COURT REPORTS [1958] _1957_ documents produced in the case and the fifth also had _Kapi/ Deo Shukla_ not sufficient knowledge of English; he could under "· stand a letter written in English with some difficulty _The State of_ and could not read English newspapers. This is what ### Urtar Pradesh we find from a report made by the learned Sessions ### Judge after summoning the jurors and examining ## Sinha,J. th 1 db W fi d h ### em on a etter issue y us. e are satis e t at the two jurors, Shri Sheik Ashique Ali and Shri Farman Ali, were not in a position to decide the question of authorship of the forged documents satisfac### torily. It was not merely a question of understanding the contents of the documents produced in the case; the jurors also had to decide whether they were writ- ten or signed by the respondent as deposed by the pro secution witnesses or not. They did not possess sufficient acquaintance with English to decide that question satisfactorily." On that finding, 'it is clear that the appellant's conten### tion that it was a trial coram non ;udice is well-found- ed. This case is analogous to the case of Ras Behari Lal v. The Kind Emperor('), which went up to the Judicial Committee of the Privy Council, from a judgment of the Patna High Court confirming the convic### tion and the sentences of the accused persons on a charge of murder and rioting. In that case, the trial was by a jury of 7. The jury by a majority of six to one found the accused guilty. The learned trial judge accepted the verdict and sentenced some of the accused persons to death. The High Court overruled the ### accused persons' contentions that there was no legal trial because some of the jury did not know sufficient English to follow the proceedings in Court. The Judicial Committee granted special leave to appeal on a report made by the High Court that one of the jurors did not know sufficient English to follow the proceed### ings in Court. Before the 'Judicial Committee, it was conceded, and in their Lordships' view, . rightly, by counsel for the prosecution that the appellants had not ### been tried, and that, therefore, the convictions and sentences could not stand. Lord Atkin, who delivered ### the judgment of the Judicial Committee, made the (t) (1933) L.R. 6o I.A. 354. 357·· ### S.C.R. SUPREME COURT REPORTS ·647 following observations upon the concession made by councel for the re~pondent: "In their Lordships' opinion, this is necessarily the correct view. They thinkthat the effect of the incompetence of a juror is to deny to the accused an essential part of the protection accorded to him by law and ### that the result of the trial in the present case was a clear miscarriage of justice. They have no doubt that in these circumstances the conviction: and sentence should not be allowed to stand.;' ; In our opinion, the legal position in the instant case ## is the same. It was, however, argued on behalfofthe State Government that in the instant case, the jury had returned a unanimous verdict of not guilty, and that, therefore, there was no prejudice to the accused per### sons. It is true that the incompetence of the jury empanelled in this case was raised by the counsel for the State Government in the High Court, but in view of ### the findings arrived at by the High Court, as quoted above, the position is clear in law that irrespective of the result, it was no trial at all. The question of pre### judice does not arise because it is not a mere irregularity, but a case of "mis-trial", as the Judicial Com## . mittee put it. It is unfortunate that a prosecution which has been pending so long in respect of an offence which is said to have been committed about eleven ### years ago, should end like this, but it will be open to the State Government, if it is so advised, to take steps for a re-trial, as was directed by the Judicial Committee in the reported case referred to above. The appeal is, accordingly, allowed and the convictions and the sentences are set aside. We do not ex### press any opinion on the question whether it is a fit case for a de novo trial by a competent jury or by a Court of Session without a jury, if the present state of the law permits it. The matter will go back to the High Court for such directions as may be necessary of the High Court is moved by the Government in that behalf. _Appeal allowed._ . _1957_ _Kapi/ Deo Slzuklo_ v. _111e_ _State o;_ _U11or_ _Pradesh_ _Si11/zo,_ _J._