High Court of KeralaSingle JudgeAppeal partly allowed; conviction for penetrati...

Joseph @ Appachan v. State of Kerala

Case / Petition Number:SC No.63 of 2019; Crl.Appeal No.723 of 2023

Case Details & Bench

Court
High Court of Kerala
Hon'ble Judges
  • P. G. Ajithkumar
Judgment Date
2024-07-30
Court Decision / Holding
The appeal is allowed in part. The court held that the evidence does not prove penetrative sexual assault under PoCSO Section 3; accordingly, the act amounts to sexual assault under PoCSO Section 7, and because the victim was below 12 years, the act constitutes aggravated sexual assault under PoCSO Section 9(m). The appellant is sentenced to 5 years of rigorous imprisonment and a fine of Rs. 25,000, with default imprisonment of three months for non-payment of fine. The overall effect is modification of the conviction and sentence from the original rulings on IPC 376AB and PoCSO 5(m)/6 to PoCSO-based offenses with appropriate penalties.
Final Disposition
Appeal partly allowed; conviction for penetrative sexual assault set aside; convicted of sexual assault under PoCSO Section 7 and aggravated sexual assault under PoCSO Section 9(m); sentence fixed at 5 years and fine Rs. 25,000; default imprisonment for non-payment of fine.

Parties to the Case

Appellants / Petitioners

  • Joseph @ Appachan

Respondents

  • State of Kerala represented by the Public Prosecutor, High Court of Kerala, Ernakulam
  • XXX (Victim), minor represented by her father XXX
  • SHO, Padinjarethara Police Station, Padinjarethara P.O., Wayanad District
  • Superintendent, Central Prison & Correctional Home, Pallikkunnu, Kannur
  • Welfare Officer (GR-1), Central Prison & Correctional Home, Pallikkunnu, Kannur
  • Director General of Prisons & Correctional Services, Prisons Headquarters, Poojappura, Thiruvananthapuram

Legal Representation & Advocates

Counsels for Petitioners

  • • S. Dheerendra Kumar

Counsels for Respondents

  • • Sm. Puspalatha M.K., Senior Public Prosecutor

Case Synopsis & Summary

This is a criminal appeal by the convict Joseph alias Appachan challenging his conviction under IPC 376AB and PoCSO Act Sections 5(m) r/w 6. The incident occurred on 20 August 2018 in an Omni van near the Chennalode Veterinary Dispensary when the eight-year-old victim was seated in the driver’s seat; the accused allegedly molested her by inserting fingers into or towards her private parts. The prosecution relied on the victim’s testimony (PW1), her father (PW3), a veterinary doctor (PW5) who examined the child, and a gynecologist (PW4) who prepared Ext. P4; a passing witness (PW2) supported part of the narrative but did not witness the alleged act. The trial court convicted the appellant after considering Exts. P1–P10 and the defense’s contradictions, including inconsistencies between PW1’s statements and Exts. P1/P2, and the absence of certain forensic material. On appeal, the Kerala High Court evaluated whether the acts amounted to penetrative sexual assault under PoCSO Section 3. Relying on Lukose v. State of Kerala and Cigy Varghese v. Lukose, the court held that poking at the lower private part might not constitute insertion; hence, the acts were found to amount to sexual assault under PoCSO Section 7, and given the victim’s age (<12), aggravated sexual assault under PoCSO Section 9(m). The appeal was allowed in part with modification of conviction and sentence, imposing 5 years’ rigorous imprisonment and a fine of Rs.25,000 under PoCSO Act provisions."

Provisions of Law Cited

IPC Section 376ABPoCSO Act Section 5(m) r/w 6CrPC Section 313(1)(b)PoCSO Act Section 3PoCSO Act Section 7PoCSO Act Section 9(m)PoCSO Act Section 10Section 29 and 30 PoCSO Act (presumption)

Legal Doctrines & Maxims

  • Presumption under Sections 29/30 PoCSO Act; interpretation that poking at lower private parts of a minor may not amount to penetration as per Lukose v. State of Kerala and Cigy Varghese v. Lukose Lukose @ Kunjumon

Submissions & Arguments

Contentions of Appellants / Petitioners

The appellant’s counsel argued that the prosecution’s case rests on the sole testimony of the child (PW1) and that there are material inconsistencies between PW1’s statements and Exts. P1/P2; PW2, an occurrence witness, did not testify to the overt act. The defence highlighted the absence of forensic material (undergarments) and argued that no evidence showed insertion, only fingering through the dress. Given these inconsistencies and the lack of scientific corroboration, the appellant contended that the evidence cannot prove penetrative sexual assault; at best, it proves a non-penetrative sexual act, which would fall under Section 7 PoCSO. The defense urged that the conviction and the severe Penalty under IPC 376AB should be set aside or reduced.

Contentions of Respondents

The State contended that PW1’s testimony is consistent, cogent, and corroborated by Ext. P4 (medical examination) and Ext. P1 FI-statement; PW2’s partial testimony and the surrounding circumstances corroborate the occurrence. The prosecution argued that despite the absence of forensic enumeration, the overall evidence supports a finding of molestation and the act falls within the ambit of penetrative assault as defined by PoCSO Section 3; however, the court ultimately considered that the evidence did not establish insertion, but still supported sexual assault under Section 7 with aggravated circumstances under Section 9(m)."},

Cited Precedents (2)

Case NameCitationTreatmentExplanation
Lukose v. State of Kerala2020 SCC OnLine Ker.1952PositiveThe Court cited Lukose to establish that poking at the lower private part of a minor may not amount to insertion, thus not constituting penetrative sexual assault under PoCSO Section 3.
Cigy Varghese v. Lukose @ KunjumonCrl.Appeal No.1115 of 2022PositiveThe Court noted that the Supreme Court affirmed the Lukose view in Cigy Varghese, reinforcing the interpretation that non-penetrative acts may not meet the penetrative threshold under PoCSO.

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Extracted Judgment Text

Exact text extracted from official judgment records.

# **IN THE HIGH COURT OF KERALA AT ERNAKULAM** ## **PRESENT** **THE HONOURABLE MR.JUSTICE P.G. AJITHKUMAR TUESDAY, THE 30[TH] DAY OF JULY 2024 / 8TH SRAVANA, 1946** **CRL.APPEAL NO. 723 OF 2023** **AGAINST THE JUDGMENT DATED 30.01.2021 IN SC NO.63 OF 2019 OF ADDITIONAL SESSIONS COURT-I, KALPETTA CRIME NO.230/2018 OF PADINJARETHARA POLICE STATION,** ## **WAYANAD** ## **APPELLANT/CONVICT:** **JOSEPH @ APPACHAN AGED 76 YEARS,** **S/O THOMAS, VALIYA NIRAPPEL, CHENNALODE P.O, KAVUMANDAM, PIN – 673121.** ## **BY ADV S.DHEERENDRAKUMAR** **RESPONDENTS/STATE, DEFACTO COMPLAINANT & PRISON OFFICIALS:** - **1 STATE OF KERALA REPRESENTED BY THE PUBLIC PROSECUTOR HIGH COURT OF KERALA, ERNAKULAM, PIN – 682031.** - **2 XXX (VICTIM), MINOR REPRESENTED BY HER FATHER XXX** - **3 S.H.O., PADINJARETHARA POLICE STATION PADINJARETHARA P.O., WAYANAD DISTRICT, PIN – 673575.** - **4 SUPERINTENDENT, CENTRAL PRISON & CORRECTIONAL HOME PALLIKKUNNU, KANNUR, PIN – 67004.** - **5 WELFARE OFFICER (GR-1), CENTRAL PRISON & CORRECTIONAL HOME, PALLIKKUNNU, KANNUR, PIN – 670004.** 2 Crl.Appeal No.723 of 2023 - **6 DIRECTOR GENERAL OF PRISONS & CORRECTIONAL SERVICES, PRISONS HEADQUARTERS, POOJAPPURA, THIRUVANANTHAPURAM, KERALA, PIN – 695012.** **BY SMT PUSHPALATHA M K., SR.PUBLIC PROSECUTOR** **THIS CRIMINAL APPEAL HAVING COME UP FOR FINAL HEARING ON 15.07.2024, THE COURT ON 30.07.2024 DELIVERED THE FOLLOWING:** 3 Crl.Appeal No.723 of 2023 ## **P.G. AJITHKUMAR, J.** **----------------------------------------------------------Crl.Appeal No.723 of 2023 ----------------------------------------------------------Dated this the 30[th] day of July, 2024** ## **JUDGMENT** This is an appeal against conviction. The appellant was convicted and sentenced for the offences punishable under Sections 376AB of the Indian Penal Code, 1860 (IPC) and Section 5(m) r/w 6 of the Protection of Children from Sexual Offences Act, 2012 (PoCSO Act). The sentence imposed is rigorous imprisonment for a period of 20 years and to pay a fine of Rs.25,000/-. 2. The prosecution was initiated against the appellant with the following allegations: The victim was aged about 8 years at the time of occurrence. She went along with her father in an Omni van to the Veterinary Dispensary, Chennalode. Father went to the dispensary leaving the victim in the vehicle. She was sitting in the driver seat. It was on 20.08.2018. At about 3.00 p.m. the appellant came near the driver’s door, the window glass of 4 Crl.Appeal No.723 of 2023 which remained lowered. He after having a chat with the victim had sexually assaulted her. He embraced her and inserted fingers to her urethra. 3. PW2, while passing by, saw the incident and informed PW3, the father of the victim. The appellant was caught hold of by PW3 and was manhandled by him as well as the persons assembled. A statement was given by the victim reaching the police station. Crime was registered and investigation ensued. Following filing of the final report, a trial had taken place. PWs.1 to 11 were examined and Exts.P1 to P10 were marked. MOs.1 and 2 were identified. On the defence side Ext.D1 was marked, which is the contradiction in the previous statement of PW6. During examination under Section 313(1)(b) of the Code the appellant maintained that he did not commit the offence. The learned Special Judge, after considering the evidence, found the accused guilty and sentenced him as mentioned above. 4. Heard the learned counsel for the appellant and the learned Public Prosecutor. 5 Crl.Appeal No.723 of 2023 5. The prosecution relies on essentially the evidence of PWs.1, 3 and 5 to prove the charge against the appellant. PW1 is the victim. PW3 is her father. PW5 was the Veterinary Doctor working at the Veterinary Dispensary, Chennalode. PW4 is the Gynecologist, who examined PW1 on the same day. She issued Ext.P4, the victim’s examination report. The infirmities found by PW4 on the examination of PW1 and also the alleged cause stated to her have also been placed reliance on by the prosecution. 6. PW2 was examined as an occurrence witness. But she did not support the case of the prosecution fully. She deposed that while she reached near the Omni van at about 3.00 p.m. on 20.08.2018 saw PW1 sitting in the driver’s seat crying. She went to the veterinary dispensary, identified PW3 and told him about it. Since she maintained that she did not see the appellant assaulting PW1, which is against her version before the police, she was allowed to be cross-examined by the learned Public Prosecutor. No further evidence could be elicited from her. 6 Crl.Appeal No.723 of 2023 7. The learned Public Prosecutor submits that the evidence of PW1 is consistent and cogent, and in the light of other attending circumstances, her evidence stands trustworthy. The evidence tendered by PW4 and Ext.P4 render sufficient corroboration to the oral testimony of PW1. Soon a crime was registered and the assertions in Ext.P1 F.I.statement are quite in terms of what PW1 deposed in court. Therefore, the said statement also corroborates the oral evidence of PW1 in court. When there is nothing in evidence to show that there was even a remote possibility of false implication, the findings rendered by the trial court cannot be found fault with. 8. The learned counsel for the appellant would submit that there are contradictions in the evidence of PW1, vis-a-vis, Exts.P1 and P2 and the same in the light of improbable nature of the allegations, there could not be a finding that the accused has committed such an offence. When PW2 deposed nothing about the incident although cited as an ocular witness, her evidence belies credibility of the prosecution 7 Crl.Appeal No.723 of 2023 case. The investigating officer has seized MOs.1 and 2, the dress of PW1, but not the undergarments, examination of which would have enured positive evidence. If the incident really had occurred. The said failure is fatal to the prosecution. It is further pointed out that the appellant was brutally manhandled by PW3 and the police reached the spot to take the appellant to the hospital. Still, Ext.P1 statement was given only at 8.45 p.m., which shows that the case was manipulated. The learned counsel for the appellant lastly had contended that the acts of the appellant even if taken as proved would not amount to an offence of penetrative sexual assault. 9. PW1, the victim, was aged only 8 years at the time of occurrence. She was aged 10 years at the time when she was examined in court. She narrated the incident in detail. The appellant approached her offering sweets. She refused. However, the appellant had had a chat with her and started to molest her. Inserting his hands through the window, he assaulted her. Through the dress he inserted fingers to her vagina. She started drying. 8 Crl.Appeal No.723 of 2023 10. PW2 noticed PW1 crying and immediately she informed PW3, her father. PW1 had narrated the incident to PW3. By that time, the appellant went away, but he was brought back and manhandled. PW3 cogently deposed about those incidents before the court. Although PW2 did not support the case of the prosecution concerning the overtacts of the appellant, the other part of her deposition certainly rendered corroboration to the oral testimonies of PWs.1 and 3. PW5, the Veterinary Doctor, also deposed about the occurrence. He did not see the incident, but only the subsequent events. The evidence of those witnesses go in tandem insofar as the molestation of PW1 by the appellant is concerned. 11. What was the real act of assault could be stated only by PW1 since nobody else saw it. Of course, as told by the victim, her mother, PW6 also deposed before the court about the incident. When the victim was taken to the hospital, she narrated about the assaulting act to PW4, the Doctor. What PW1 deposed in court about the assault committed by 9 Crl.Appeal No.723 of 2023 the appellant is exactly the version of PWs.4 and 6 as well. Therefore, it can be found that the incident as narrated by PW1 had occurred. A presumption under Section 29 or 30, as the case, then follows. Failure to examine scientifically the undergarments of the victim is not a factor affecting the prosecution case in the nature of the offending act. 12. Following the incident the appellant was manhandled by PW3. He has deposed before the court that after bringing the appellant back, he slapped at the cheek of the appellant. The evidence further would show that the onlookers also manhandled him and later took him to the hospital. Police came to the place of occurrence, obviously on getting information regarding the incident. There is no clarity as to who, whether police or local people took the appellant to the hospital. That, however, has no much relevance insofar as the proof about the sexual assault of PW1 is concerned. Therefore, I hold that the appellant had sexually assaulted PW1 while she was sitting on the driver’s seat of the vehicle. 10 Crl.Appeal No.723 of 2023 13. The question is whether the assault amounts to a penetrative sexual assault. What PW1 deposed is that the appellant poked (കത�) at her urethra. Similar is her version in Ext.P1 and P2. Before the Doctor also she stated that the appellant poked. PW6, the mother, knew about the incident as stated to by PW1 only. Being the mother, she would have definitely elicited as to what really transpired. PW6 deposed about the incident that the assailant pressed at the urethra of PW1. 14. In order to amount an offence of penetrative sexual assault as defined in Section 3 of the PoCSO Act, there shall be insertion, whatsoever less is the extent. This Court in **Lukose v. State of Kerala [2020 SCC OnLine Ker.1952]** considered the said question. Whether poking one’s finger at the vagina of a minor amount to be act of insertion so as to attract the offence of penetrative sexual assault. After an elaborate discussion, a learned Single Judge of this Court held that poking/pricking at the lower private part of the victim girl would not amount to an offence of penetrative sexual assault 11 Crl.Appeal No.723 of 2023 as defined in Section 3 of the PoCSO Act. The said view was affirmed by the Apex Court in **Cigy Varghese v. Lukose @ Kunjumon** (Judgment dated 22.02.2023 in Crl.Appeal No.1115 of 2022). 15. As stated above, the victim only stated that the appellant using his fingers poked at her vagina. She did not assert that insertion occurred. Presumably, PW4 the Doctor and PW6, the mother, would have elicited the details of the assault. Neither of the said witnesses deposed in court anything further than what has been stated by PW1. In such circumstances, it can only be said that there is lack of evidence to prove that the appellant had inserted fingers to the private part of PW1. Hence, the offence proved to have been committed by the appellant is sexual assault as defined in Section 7 of the PoCSO Act and not a penetrative sexual assault. 16. PW1 was below the age of 12 years at the time of occurrence. Therefore, the offence the appellant has committed amounts to an aggravated sexual assault coming 12 Crl.Appeal No.723 of 2023 under Section 9(m) of the PoCSO Act. Hence, the appellant is convicted for that offence under Section 10 of the PoCSO Act. 17. Having considered the nature of the offence, circumstances of the appellant and other mitigating circumstances, including his age, the appellant is sentenced to undergo rigorous imprisonment for a period of 5 years and to pay a fine of Rs.25,000/-. In default of payment of fine, the appellant shall undergo rigorous imprisonment for a period of three months. Accordingly, the appeal is allowed in part. Sd/- ## **P.G. AJITHKUMAR, JUDGE** dkr 13 Crl.Appeal No.723 of 2023 ## **APPENDIX OF CRL.A 723/2023** ## **PETITIONER ANNEXURES** **ANNEXURE-1 TRUE COPY OF THE FIS & FIS IN CRIME NO.230/2018 DATED 20.08.2018 OF PADINJARETHARA POLICE STATION, WAYANAD.** - **ANNEXURE-2 TRUE COPY OF THE STATEMENT DATED 21/08/2018 GIVENBEFORE JUDICIAL FIRST CLASS MAGISTRATE-II, SULTHAN BATHERY, BY THE DE FCTO COMPLAINANT IN CRIME NO.230/2018 OF PADINJARETHARA POLICE STATION, WAYANAD DISTRICT.** - **ANNEXURE-3 TRUE COPY OF THE DEPOSITION OF PW1 DATED 18.10.2019 IN SC 63/2019 ON THE FILES OF THE SPECIAL COURT FOR TRIAL OF OFFENCES UNDER POCSO ACT & CHILDREN'S COURT (ADDITIONAL SESSIONS COURT-I), KALPETTA** - **ANNEXURE-4 TRUE COPY OF THE DEPOSITION OF PW2 NON-DATED ON THE FILES OF THE SPECIAL COURT FOR TRIAL OF OFFENCES UNDER POCSO ACT & CHILDREN'S COURT (ADDITIONAL SESSIONS COURT-I), KALPETTA** - **ANNEXURE-5 TRUE COPY OF THE DEPOSITION OF PW3 DATED 18.10.2019 IN SC 63/2019 ON THE FILES OF THE SPECIAL COURT FOR TRIAL OF OFFENCES UNDER POCSO ACT & CHILDREN'S COURT (ADDITIONAL SESSIONS COURT-I), KALPETTA** - **ANNEXURE-6 TRUE COPY OF THE DEPOSITION OF PW11 DATED 12.11.2020 IN SC 63/2019 ON THE FILES OF THE SPECIAL COURT FOR TRIAL OF OFFENCES UNDER POCSO ACT & CHILDREN'S COURT (ADDITIONAL SESSIONS COURT-I), KALPETTA** - **ANNEXURE-7 TRUE COPY OF THE DEPOSITION OF PW4 DATED 12.11.2020 IN SC 63/2019 ON THE FILES OF THE SPECIAL COURT FOR TRIAL OF OFFENCES UNDER POCSO ACT & CHILDREN'S COURT (ADDITIONAL SESSIONS COURT-I), KALPETTA** 14 Crl.Appeal No.723 of 2023 ## **ANNEXURE-8** ## **ANNEXURE-9** ## **ANNEXURE-10** **TRUE COPY OF THE REPORT OF MEDICOLEGAL EXAMINATION IN CRIME NO.230/2018 OF PADINJARETHARA POLICE STATION DATED 21.08.2018 ISSUED BY THE DISTRICT HOSPITAL, WAYANAD.** **A TRUE COPY OF THE COVER PAGE, PAGE CONTAINING LIBRARY CONGRESS CATALOGING AND PAGE NOS. 1,2,3,4,5,6,7 & 8 OF THE MEDICAL TEXT BOOK NAMED VULVAR DISEASE, A CLINICOPATHOLOGICAL APPROACH EDITED BY DEBRA S. HELLER AND ROBERT C. WALLACH** - **A TRUE COPY OF THE COVER PAGE, PAGE CONTAINING LIBRARY CONGRESS CATALOGING AND PAGE NOS. 385 & 680 OF THE OXFORD CONCISE MEDICAL DICTIONARY (9TH EDITION).** - **ANNEXURE-11 A TRUE COPY OF THE EMAIL DETAILS DATED 08/08/2022 OF THE COUNSEL FOR THE APPELLANT DHEERENDRAKUMAR S.** **ANNEXURE-12** **A TRUE COPY OF THE EMAIL DETAILS DATED 15/03/2023 OF THE COUNSEL FOR THE APPELLANT DHEERENDRAKUMAR S.**