High Court of KeralaSingle JudgeQuashing of proceedings: 3968/2013 (Crl.M.C.) a...

Dr. P.A. Abdul Hakkim and others v. State of Kerala and others

Case / Petition Number:Crl.M.C.No.3968 of 2013 & Crl.M.C.No.4059 of 2013

Case Details & Bench

Court
High Court of Kerala
Hon'ble Judges
  • K. Abraham Mathew
Judgment Date
2015-04-10
Court Decision / Holding
Crl.M.C.3968 of 2013 allowed; proceedings against petitioners 1 and 2 in CC 471/2013 quashed. Crl.M.C.4059 of 2013 partly allowed; proceedings against the 3rd petitioner quashed, while the proceedings against petitioners 4 and 5 in that file continue.
Final Disposition
Quashing of proceedings: 3968/2013 (Crl.M.C.) allowed; proceedings against petitioners 1 and 2 quashed. 4059/2013 (Crl.M.C.) partly allowed; proceedings against the 3rd petitioner quashed; proceedings against petitioners 4 and 5 continue in CC 471/2013. Neutral citation not provided in the document.

Parties to the Case

Appellants / Petitioners

  • Dr. P.A Abdul Hakkim (Director)
  • Dr. P.A Abdul Hakkim (Medical Superintendent)

Respondents

  • State of Kerala represented by the Public Prosecutor, High Court of Kerala, Ernakulam
  • Sarojini (complainant)
  • Dr. Kuruvila
  • Dr. Viswanathan
  • Dr. Prasanth

Legal Representation & Advocates

Counsels for Petitioners

  • • Adv. Sri. Rajit

Counsels for Respondents

  • • Adv. SMT.T.B.MINI
  • • Public Prosecutor SRI.GITHESH.R

Case Synopsis & Summary

This High Court of Kerala (Ernakulam) deals with two Criminal Miscellaneous petitions (Crl.M.C. No.3968 of 2013 and Crl.M.C. No.4059 of 2013) challenging the quashment of criminal proceedings arising from alleged medical negligence at Mother Hospital, Thrissur. The complainant underwent colonoscopy on 9.3.2011 for abdominal discomfort; the procedure was abandoned due to complications, and perforation of the sigmoid colon was later identified, with the patient subsequently treated in hospital. The complaint, registered as Crime No.471/2011 under sections 337 and 338 r/w 34 IPC, alleged lack of informed consent, failure to disclose risks, and negligent conduct by the 3rd–5th accused doctors and hospital authorities. The petitioners argued there was no evidence of negligence or gross negligence; the first two petitioners were the director and medical superintendent, while the 3rd–5th respondents were hospital doctors. The court examined material including a panel medical report (Annexure B) and statements of CW2, noting conflicting reasons for the colonoscopy’s discontinuation and questioning the adequacy of consent procedures. Relying on Suresh Gupta and the Spring Meadows/Jacob Mathews line of authority, the court held that criminal liability requires gross negligence and not mere negligence or error of judgment. It quashed proceedings against the 1st and 2nd petitioners (3968/2013) and against the 3rd petitioner in 4059/2013, while leaving the case against the remaining petitioners intact as per the order dated 10-04-2015.

Provisions of Law Cited

337 r/w 34 IPC338 r/w 34 IPC34 IPC200 Cr.P.C202 Cr.P.C204 Cr.P.C

Legal Doctrines & Maxims

  • A doctor cannot be criminally prosecuted for every mishap during medical treatment; criminal liability requires gross negligence, not mere negligence or error of judgment (Suresh Gupta)
  • The standard of care is that of an ordinary competent professional exercising ordinary skill in the profession (Jacob Mathews)
  • An error of judgment may or may not be negligent depending on whether it would be taken as acceptable by a reasonably competent professional (Spring Meadows)
  • Before prosecution, there must be adequate medical opinion pointing to guilt; not every mishap warrants criminal liability (Suresh Gupta)
  • Professional negligence is distinguished from mere occupational negligence; higher standard applies to professional practice (Jacob Mathews)

Submissions & Arguments

Contentions of Appellants / Petitioners

Applicants contend that there is no prima facie evidence of gross negligence; the decision to perform colonoscopy was not accompanied by non-invasive alternatives communicated or attempted, consent processes were questionable, and the panel of experts’ opinion largely relies on statements of the accused rather than independent evidence. They urge quashing of proceedings against accused 1 and 2 (3968/2013) and 3rd accused (4059/2013) on grounds of absence of gross negligence.

Contentions of Respondents

Respondents argue that the allegations of negligent performance and failure to obtain informed consent, coupled with the condition of the patient post-procedure, warrant criminal scrutiny under sections 337/338 IPC; the hospital’s corporate responsibility and the conduct of accused doctors require examination, especially given the conflicting rationale for abandoning the procedure and potential concealment of material facts.

Cited Precedents (6)

Case NameCitationTreatmentExplanation
Jagdish and another Vs. State of Andhra Pradesh and another(2009) 1 SCC 681Mentioned OnlyListed by the parties but not discussed or applied in the judgment’s reasoning.
Nizam Institute of Medical Sciences vs. Prashanth S Dhananka and others(2010) ACJ 38Mentioned OnlyCited among authorities but no direct application in the court’s reasoning.
Spring Meadows Hospital and another vs. Harjol Ahluwalia through K.S.Ahluwalia and another(1998) 4 SCC 39PositiveUsed to illustrate that an error of judgment may or may not be negligent and to discuss standard of care.
Jacob Mathews vs. State of Punjab(2005) 6 SCC (1)PositiveSums up conclusions on professional negligence and standard of care for medical professionals.
Balram Prasad vs. Kunal Saha(2011) 1 SCC 384Mentioned OnlyCited as authority but not elaborated in the judgment’s reasoning.
Suresh Gupta (Dr.) v. Govt. of NCT of Delhi(2004 (6) SCC 422)PositiveCore authority cited to emphasize that criminal prosecutions against doctors require more than mere mishap; need gross negligence or equivalent.

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Extracted Judgment Text

Exact text extracted from official judgment records.

## **IN THE HIGH COURT OF KERALA AT ERNAKULAM** ## **PRESENT:** **THE HONOURABLE MR. JUSTICE K.ABRAHAM MATHEW** **FRIDAY, THE 10TH DAY OF APRIL 2015/20TH CHAITHRA, 1937** **Crl.MC.No. 3968 of 2013 ()** **--------------------------AGAINST THE ORDER/JUDGMENT IN CC 471/2013 of J.M.F.C.-II,THRISSUR DATED CRIME NO. 471/2011 OF TOWN WEST POLICE STATION , TRISSUR** **PETITIONER(S)/PETITIONER/1ST &2ND ACCUSED: --------------------------------------------** **1. DR. P.A. ABDUL HAKKIM S/O.AKBAR ALI, PARANPATTKANDI HOUSE, KUTTAMANGALAM P.O EDATHIRUTHY, THRISSUR DISTRICT DIRECTOR MOTHER HOSPITAL PVT LTD, PULLAZHI, THRISSUR 12** **2. DR.P.A ABDUL HAKKIM S/O.AKBAR ALI, PARANPATTKANDI HOUSE, KUTTAMANGALAM P.O EDATHIRUTHY THRISSUR DISTRICT MEDICAL SUPERINTENDENT MOTHER HOSPITAL PVT LTD, PULLAZHI, THRISSUR 12** **BY ADV. SRI.RAJIT** **RESPONDENT(S)/RESPONDENTS/STATE,COMPLAINANT & ACCUSED NO 3 TO 5: -----------------------------------------------------------------** **1. STATE OF KERALA REPRESENTED BY THE PUBLIC PROSECUTOR HIGH COURT OF KERALA, ERNAKULAM** **2. SAROJINI,, AGED 57 YEARS W/O.LATE JAYAPRAKASH, KARATTUPARAMBIL HOUSE, PERINGOTTUKARA P.O, KIZHAKKUMURI VILLAGE, DESOM THRISSUR TALUK, THRISSUR DISTRICT** **3. DR.KURUVILA, MOTHER HOSPITL PVT LTD, PULLAZHI, THRISSUR 12** **4. DR.VISWANATHAN MOTHER HOSPITAL PVT LTD, PULLAZHI, THRISSUR 12** **5. DR.PRASANTH, MOTHER HOSPITAL PVT LTD, PULLAZHI, THRISSUR 12** **R2 BY ADV. SMT.T.B.MINI R BY PUBLIC PROSECUTOR SRI.GITHESH.R** **THIS CRIMINAL MISC. CASE HAVING BEEN FINALLY HEARD ON 10-04-2015, ALONG WITH CRMC. 4059/2013, THE COURT ON THE SAME DAY PASSED THE FOLLOWING:** ## **Crl.MC.No. 3968 of 2013 () ---------------------------** ## **APPENDIX** ## **PETITIONER(S)' EXHIBITS** ## **-------------------------** ## **ANNEXURE A- TRUE COPY OF THE FIR IN CRIME NO 471/2011 OF THRISSUR TOWN WEST POLICE STATION** ## **ANNEXURE B- TRUE COPY OF THE REPORT PREPARED BY THE EXPERT MEDICAL PANEL** **ANNEXURE C- TRUE COPY OF THE REFER REPORT SUBMITTED BY THE THRISSUR TOWN WEST POLICE STTION IN CRIME NO 471/2011** - **ANNEXURE D- TRUE COPY OF THE COMPLAINT FILED BY THE 2ND RESPONDENT BEFORE THE LEARNED JFCM NO II,THRISSUR** ## **ANNEXURE E- TRUE COPY OF THE COMPLAINT FILED BY THE 2ND RESPONDENT BEFORE THE CONSUMER FORUM** **RESPONDENT(S)' EXHIBITS: NIL** **------------------------** ## **// TRUE COPY //** **PA TO JUDGE** ## **K.ABRAHAM MATHEW J.** ## **--------------------------------------Crl.M.C. NOs.3968 of 2013 & 4059 of 2013 ------------------------------------------------------Dated this the 10[th] day of April, 2015** ## **ORDER** Petitioners in Crl.M.C.No.3968 of 2013 are accused 1 and 2 and petitioners in Crl.M.C.4059 of 2013 are accused 3, 4 and 5 in C.C.No.471 of 2013 on the file of the Judicial Magistrate of First Class-II, Thrissur. Accused 1 and 2 are director and medical superintendent respectively and accused 3, 4, and 5 are doctors of Mother Hospital, Thrissur. Respondent No.2 (hereinafter referred to as the complainant) consulted the 4[th] accused on 26.2.2011 as she had “abdominal discomfort and recent alteration of bowel habits of two months duration”. She was advised colonoscopy to rule out colonic pathology. Colonoscopy was performed on 9.3.2011. But due to some complications, it could not be completed. She was taken to intensive care unit. The next day it was noticed that there was perforation near the anti-mesenteric boarder of sigmoid colon. Laparoscopy was done and the perforation was closed. Later, she was discharged. Alleging negligence on the part of the hospital and the doctors her son lodged a complaint with the SHO, ## **Crl.M.C. NOs.3968 of 2013 & 4059 of 2013 2** Town West Police Station, Thrissur who registered the case as Crime No.471/2011 under Section 337 r/w Section 34 IPC. The police referred it as “mistake of facts”. Aggrieved by this the complainant filed a complaint before the Judicial Magistrate of First Class-II, Thrissur. After the procedure prescribed in Sections 200 and 202 Cr.P.C was complied with the learned Magistrate ordered issuance of process to the accused. They have filed these petitions to quash the proceedings. 2. The complainant's case is this: The decision of the 4[th] accused to perform colonoscopy without doing any non invasive procedure was against all norms of medical protocol; her informed consent was not taken. Though colonoscopy involved risks, no precaution was taken; it was performed not by the 4[th] accused, but the 3[rd] accused. She was removed to the observation room after the colonoscopy; her condition was dangerous. She had severe pain and was struggling for breath. This was concealed from her relatives including her son. The next morning her condition became worse. Her son was informed that some mistakes occurred during colonoscopy and it resulted in a perforation in the intestine. There was delay in performing laparoscopy. There was gross negligence on the part of the accused. The police referred the case because of political and other influences. The accused have committed the offences under Sections ## **Crl.M.C. NOs.3968 of 2013 & 4059 of 2013 3** 337 and 338 r/w Section 34 IPC. 3. The petitioners in Crl.M.C.3968 of 2013 are on and the same person. i.e Dr.P.A.Abdul Hakkim. He is Director as well as Medical Superintendent of Mother Hospital, who are shown as accused 1 and 2 in the complaint. The 5[th] accused was a doctor in that hospital. There is no allegation of negligence on their part. The learned Magistrate should not have issued process to them under Section 204 Cr.P.C. 4. My attention has been drawn to a number of decisions of **B** . the Supreme court by either side, some of which are **Jagdish and another Vs. State of Andhra Pradesh and another (2009) 1 SCC 681** , **Nizam Institute of Medical Sciences vs. Prashanth S Dhananka and others (2010 ACJ 38), Spring Meadows Hospital and another vs. Harjol Ahluwalia through K.S.Ahluwalia and another (1998)4 SCC 39)** , **Jaccob Mathew vs. State of Punjab (2005) 6 SCC(1), Balram Prasad vs. Kunal Saha (2011) 1 SCC 384** . The following observations of the Supreme Court in **Suresh Gupta(Dr.) v. Govt. of NCT of Delhi** **(2004 (6) SCC 422)** is relevant in this context. “For every mishap or death during medical treatment, the medical man cannot be proceeded against for punishment. Criminal prosecutions of doctors without adequate medical opinion pointing to their guilt would be doing great disservice to the community at large because if the courts were to impose criminal liability on hospitals and ## **Crl.M.C. NOs.3968 of 2013 & 4059 of 2013 4** doctors for everything that goes wrong the doctors would be more worried about their own safety than giving all best treatment to their patients. This would lead to shaking the mutual confidence between the doctor and the patient. Every mishap or misfortune in the hospital or clinic of a doctor is not a gross act of negligence to try him for an offence of culpable negligence”. ## In Spring Meadows Hospital case (supra) the Supreme Court has quoted the words of Lord Fraser: “The true position is that an error of judgment may, or may not, be negligent, it depends on the nature of the error. If it is one that would not have been made by a reasonably competent professional man professing to have the standard and type of skill that the defendant holds himself out as having, and acting with ordinary care, then it is negligence. If, on the other hand, it is an error that such a man, acting with ordinary care, might have made, then it is not negligence”. ## In Jacob Mathews case (supra) the Supreme Court summed up its conclusions in paragraph 48. Conclusions 2 and 3 are relevant: (2) Negligence in the context of the medical profession necessarily calls for a treatment with a difference. To infer rashness or negligence on the part of a professional, in particular a doctor, additional considerations apply. A case of occupational negligence is different from one of professional negligence. A simple lack of care, an error of judgment of an accident is not proof of negligence on the part of a medical professional. So long as a doctor ## **Crl.M.C. NOs.3968 of 2013 & 4059 of 2013 5** follows a practice acceptable to the medical profession of that day he cannot be held liable for negligence merely because a better alternative course of method of treatment was also available or simply because a more skilled doctor would not have chosen to follow or resort to that practice or procedure which the accused followed. When it comes to the failure of taking precautions, what has to be seen is whether those precautions were taken which the ordinary experience of men has found to be sufficient a failure to use special or extraordinary precautions which might have prevented the particular happening cannot be the standard for judging the alleged negligence. So also, the standard of care, while assessing the practice as adopted, is judged in the light of knowledge available at the time of the incident and not at the date of trial. Similarly, when the charge of negligence arises out of failure to use some particular equipment, the charge would fail if the equipment was not generally available at that particular time (that is the time of the incident) at which it is suggested it should have been used. 3. A professional may be held liable for negligence on one of the two finding either he was not possessed of the requisite skill which he professed to have possessed, or, he did not exercise with reasonable competence in the given case, the skill which he did possess. The standard to be applied for judging, whether the person charged has been negligent or not, would be that of an ordinary competent person exercising ordinary skill in that profession. It is not possible for every professional to ## **Crl.M.C. NOs.3968 of 2013 & 4059 of 2013 6** possess the highest level of expertise or skills in that branch which he practices. A highly skilled professional may be possessed of better qualities, but that cannot be made the basis or the yardstick for judging the performance of the professional proceeded against on indictment of negligence. Now it is well settled that unless there is gross negligence on the part a doctor, he cannot be proceeded against in a criminal court. The question of degree of negligence makes the difference between liability in civil and criminal proceedings. 5. Before the police referred the case the investigating officer obtained opinion of a panel of doctors. The report is Annexure B in Criminal M.C.3968/2013. The Board found that there was nothing to suggest negligence on the part of the doctors concerned. A perusal of the report indicates that the Board, which comprised 8 doctors, reached the conclusion only on the basis of the statements of accused 3 and 4. This was not what was expected of the expert panel. I have no doubt that the opinion of the Board only deserves to be ignored. 6. The first submission is that before the decision to do colonoscopy was taken, the 4[th] accused, whom the complainant consulted, should have adopted non invasive procedure. Dr.P.K.Balakrishnan was examined as CW2 in the enquiry conducted under Section 202 Cr.P.C. He is professor of neuro surgery at Medical ## **Crl.M.C. NOs.3968 of 2013 & 4059 of 2013 7** College Hospital, Thrissur. He has mentioned the non invasive procedure. They are X-ray, CT Scan, MRI Scan etc. He stated that these non invasive procedure may not disclose whether the patient has colonic pathology. There is no evidence that the 4[th] accused adopted non invasive procedure before he took the decision to do colonoscopy. 7. It is not in dispute that colonoscopy involves certain risks, the most important of which is perforation of intestine. Before it is done, the doctor is expected to obtain informed consent of the patient. The specific allegation of the complainant is that she was not informed of the risk involved in colonoscopy. But the petitioners have produced consent in writing of the complainant's daughter. The complainant would say that the signature of her daughter was obtained after the complainant developed problems. In this context the evidence of PW2 Dr. Balakrishnan that the case sheet of the complainant does not reveal that informed consent of the complainant had been obtained before the colonoscopy was done assumes significance. 8. It has come out in the statement of CW2 Dr.Balakrishnan that before the colonoscopy was done even the blood pressure of the complainant was not taken. His statement is based on the facts recorded in the case sheet. This was in spite of the fact that the procedure involved risks which could have endangered the patient's life. ## **Crl.M.C. NOs.3968 of 2013 & 4059 of 2013 8** 9. Another allegation is that it was not the 4[th] accused, whom the complainant consulted, who performed the colonoscopy. There is no two opinion that the 4[th] accused himself should have performed it. As deposed to by CW2 Dr.Balakrishnan the case sheet does not reveal that the 4[th] accused performed the colonoscopy. Prima facie, the conclusion is that it was not he who performed it. Added to this the court has the words of the complainant that it was the 3[rd] accused who performed it. Her sworn statement is that though the 4[th] accused was in the theater he was writing something sitting at a table. The 4[th] accused allowed the 3[rd] accused to do it. 10. It came out in the testimony of CW2 Dr.Balakrishnan that ordinarily some quantity of carbon dioxide would be pumped into the intestine of the patient. But the case sheet of the complainant does not reveal it. 11. It is an admitted fact that colonoscopy was abandoned in the midst of it. The reason stated by the 4[th] accused is that as there was “a tight angulation at the recto- sigmoid/ sigmoid area scope could not be traversed beyond it” (vide Annexure R2(b) in Crl.M.C.4059 of 2013). But the reason given by the 3[rd ] accused in Annexure R2(c) is this: ”The procedure could not be completed as she was complaining of abdominal discomfort and distention”. These two doctors have given ## **Crl.M.C. NOs.3968 of 2013 & 4059 of 2013 9** conflicting reasons for abandoning the colonoscopy before its completion. The real reason for its non completion is not disclosed. Suppression of the real fact is evident. The probability of both reasons being false cannot be ruled out. Ordinarily, a patient on whom colonoscopy is performed is treated as an out patient only. But in this case after the colonoscopy was abandoned the complainant was not discharged. She was taken to an observation room. That she had developed some problems alone can be the reason. Perforation was noticed only at 8.30 a.m the next day. During this period the only doctor who is said to have visited the complaint is the 5[th] accused who had nothing to do with colonoscopy. Even the truth of this statement is doubtful because the nurses' record does not disclose his visit. It is not in dispute that at 8.45 p.m on the date on which the colonoscopy was performed distention of the abdomen aggravated. The complainant had high blood pressure which is seen to have been recorded at 9.30 p.m on the same day. It is in spite of these facts the 4[th] accused whom the complainant consulted did not even visit her till the next morning. He left his patient to the mercy of the fate. Though perforation is a known risk in colonoscopy, the doctors did not do anything to ascertain whether it caused perforation even after the complainant developed problems during the colonoscopy. Prima facie, there is evidence to ## **Crl.M.C. NOs.3968 of 2013 & 4059 of 2013 10** prove that there was gross negligence on the part of the 3[rd] and 4[th] accused in treating the complainant. 12. In the light of the discussion made above, I hold that the proceedings against the petitioners in Crl.M.CNo.3968 of 2013 and the proceedings against the 3[rd] petitioner in Crl.M.C.4059 of 2013 are liable to be quashed. The proceedings against petitioners 1 and 2 in Crl.M.C No.4059 of 2013 cannot be quashed. In the result, Crl.M.C.3968 of 2013 is allowed and the proceedings against the petitioners in it in C.C.No.471 of 2013 on the file of the Judicial Magistrate of First Class-II, Thrissur are quashed. Crl.M.C.No.4059 of 2013 is partly allowed and the proceedings against the 3[rd ] petitioner in it in the said criminal case are quashed. ## **K.ABRAHAM MATHEW JUDGE** pm