High Court of KeralaSingle JudgeAppeal allowed; accused acquitted; bail cancele...

Balan v. State of Kerala

Case / Petition Number:CRL.A.274/2006

Case Details & Bench

Court
High Court of Kerala
Hon'ble Judges
  • P. Bhavadasan
Judgment Date
2015-09-08
Court Decision / Holding
In the result, this appeal is allowed; the conviction and sentence passed by the court below are set aside and the accused is acquitted of the charges; bail bond shall stand cancelled and the accused is set at liberty.
Final Disposition
Appeal allowed; accused acquitted; bail canceled; set at liberty.

Parties to the Case

Appellants / Petitioners

  • Balan

Respondents

  • State of Kerala

Legal Representation & Advocates

Counsels for Petitioners

  • • Sri V.V. Nandagopal Nambiar
  • • Sri T.P. Pradeep

Counsels for Respondents

  • • Public Prosecutor SMT. S. Hyma

Case Synopsis & Summary

This Kerala High Court criminal appeal challenges a conviction under the Abkari Act, Sections 55(a) and 8(2), arising from an incident on 14 June 2003 when police alleged illicit arrack was possessed and sold from the accused’s residence. The prosecution case, supported by PW1 (Additional Sub Inspector) and PW2 (Police Constable), claims that they conducted a search at 6 p.m., found a 4-litre can of arrack, seized samples (Exts. P1, P9, P4 FIR Ext. P4), and completed the investigation through PW6 (Assistant Sub Inspector) who prepared the scene mahazar (Ext. P9). The case was initially cognizanced and committed through the JFCM, Vadakara, and eventually tried in the Sessions Court, where the accused was convicted after the prosecution relied on the testimony of PW1 and PW2 and the trial court discarded the hostility of PW3. The sole point urged by the appellant is that PW6, being an ASI, was not empowered to investigate under the Abkari Act; no notification under S.4 authorised an ASI to conduct such investigation, rendering the investigation legally invalid and the cognizance void. The appellant invoked Haridas v. State of Kerala to argue that defective investigation invalidates the proceedings, including cognizance, and thus the conviction and sentence are unsustainable. The court ultimately allows the appeal and acquits the accused, directing liberty. (Approximately 200 words)

Provisions of Law Cited

Abkari Act – Section 55(a); Abkari Act – Section 8(2)

Legal Doctrines & Maxims

  • Investigation by an incompetent officer cannot sustain cognizance; cognizance cannot be founded on defective investigation.
  • Notification under S.4 of the Abkari Act is required to empower officers to investigate.
  • Haridas v. State of Kerala (2015 (1) K.L.T. 958) — relied upon to argue illegality of cognizance arising from incompetent investigation.

Submissions & Arguments

Contentions of Appellants / Petitioners

The unique point of contention is that PW6 is not an authorised officer under the Abkari Act for investigation; the notification under S.4 of the Abkari Act should be in place to empower a person of the rank of ASI to investigate. As per the principle cited in Haridas v. State of Kerala, an investigation conducted by an unauthorized officer cannot form a valid basis for cognizance, and the trial court’s proceeding based on such investigation is without jurisdiction. Even if the final report is prepared by a competent officer and records are verified by a competent authority, the foundational defect — the incompetent investigation by PW6 — invalidates cognizance and subsequent proceedings, including the charge, trial, conviction, and sentence. The appellant contends that the entire trial is vitiated and the verdict cannot stand, demanding acquittal and discharge.

Contentions of Respondents

The prosecution contends that the evidence of PW1 and PW2 establishes possession and control of illicit arrack; the search and seizure, supported by the chain of custody and the FIR Ext. P4, sufficiently prove the offence. It is argued that the investigation, though conducted by PW6 (ASi), was subsequently verified by a competent officer, and the final report by a competent officer legitimizes the proceedings. The trial court’s reliance on the testimonies and exhibits is correct, and the conviction should stand unless demonstrably erroneous.

Cited Precedents (1)

Case NameCitationTreatmentExplanation
Haridas v. State of Kerala2015 (1) K.L.T. 958PositiveThe court follows the Haridas principle that an investigation conducted by an incompetent officer cannot sustain cognizance; thus the present conviction is illegal and the appeal succeeds.

Diagnostic Tool

Beta

Does this judgment govern your specific facts?

Don't risk relying on a distinguishable precedent. Enter your facts or proposition below. We will test it against Balan v. State of Kerala and instantly map out authorities that support, challenge, or govern your position.

Extracted Judgment Text

Exact text extracted from official judgment records.

## IN THE HIGH COURT OF KERALA AT ERNAKULAM PRESENT: THE HONOURABLE MR.JUSTICE P.BHAVADASAN TUESDAY, THE 8TH DAY OF SEPTEMBER 2015/17TH BHADRA, 1937 CRL.A.No. 274 of 2006 ( ) -------------------------AGAINST THE JUDGMENT IN SC 443/2005 of ADDL. DISTRICT & SESSIONS COURT, VADAKARA. APPELLANT(S)/ACCUSED: --------------------- BALAN, S/O. KORUMBAN, PADINJAREKKATTIL, EDACHERI AMSOM, KACHERI DESOM. BY ADVS.SRI.V.V.NANDAGOPAL NAMBIAR SRI.T.P.PRADEEP RESPONDENT(S)/COMPLAINANT: ---------------------------- STATE OF KERALA, REPRESENTED BY STATE PROSECUTOR HIGH COURT OF KERALA (CR.NO.171/03 OF EDACHARI POLICE STATION). BY PUBLIC PROSECUTOR SMT. S. HYMA. THIS CRIMINAL APPEAL HAVING BEEN FINALLY HEARD ON 08-09-2015, THE COURT ON THE SAME DAY DELIVERED THE FOLLOWING: ## P. BHAVADASAN, J. - - - - - - - - - - - - - - - Crl.Appeal No. 274 of 2006 - - - - - - - - - - - - - - - Dated this the 8[th] day of September, 2015. ## JUDGMENT The accused was prosecuted for the offence punishable under Sections 55(a) and 8(2) of the Abkari Act. He was found guilty of the offence punishable under Section 8 (2) of the Act. He was therefore convicted and sentenced to suffer rigorous imprisonment for one and half years and to pay fine of Rs.1,00,000/-, in default, to undergo rigorous imprisonment for six months. 2. The prosecution case is that P.W.1, the Additional Sub Inspector of Police, Edachery and P.W.2 Police Constable had got reliable information that illicit arrack was being possessed and sold by a person, and they reached the house of the accused at 6 p.m. on 14.6.2003 and conducted search. P.W.1 is alleged to have found a plastic can containing 4 litres of illicit arrack. After having convinced that the article Crl.A.274/2006. 2 is arrack, the accused was arrested and Ext.P1 search list was prepared by P.W.1. Samples were taken and all formalities were complied with. After collecting two samples, they were sealed. P.W.1 along with accused and the articles returned to the police station and registered crime as per Ext.P4 FIR. Investigation was done by P.W.6, Assistant Sub Inspector of Police. He had prepared Ext.P9 scene mahazar. Final report was submitted by the Sub Inspector of Police. 3. Cognizance of the offence was taken by JFCM, Vadakara, Finding that the offences are exclusively triable by a court of Sessions, the said court committed the case to Sessions Court, Vadakara and it made over the case to Additional District and Sessions Court, Vadakara. 4. The latter court, on appearance of the accused and on receipt of records, framed charges for the offences punishable under Sections 55(a) and 8(2) of the Abkari Act. To the charge, the accused pleaded not guilty and claimed to be tried. The prosecution therefore had P.Ws.1 to 6 examined Crl.A.274/2006. 3 and had Exts.P1 to P9 marked. M.Os. 1 and 2 were identified and marked. After the close of the prosecution evidence, the accused was questioned under Section 313 Cr.P.C. He denied all the incriminating circumstances brought out in evidence against him and maintained that he is innocent. Finding that he could not be acquitted under Section 232 Cr.P.C., he was asked to enter on his defence. He chose to adduce no evidence. 5. Accepting the evidence of P.Ws. 1 and 2 and discarding the fact that independent witness, P.W.3 was declared hostile, the trial court found that the offence has been duly proved. 6. The contention raised before the court below was that P.W.6 is only an Assistant Sub Inspector of Police who was incompetent to conduct investigation and therefore the entire investigation is invalid and no proceedings will lie on the basis of such an investigation. The trial court got over the said contention by saying that the officer who laid charge has Crl.A.274/2006. 4 verified the records and that officer was Sub Inspector who was competent to investigate, and to take action under the Abkari Act. Accordingly the accused was found guilty and conviction and sentence as already mentioned followed. The said conviction and sentence are assailed in this appeal. 7. Learned counsel for the appellant raised only one point for consideration. Learned counsel pointed out that P.W.6 is only an Assistant Sub Inspector, Edachery Police Station and he is not an authorised officer as per the provisions of the Abkari Act. As per the notification, only a Sub Inspector or above rank are empowered to take action under the Abkari Act. Learned counsel appearing for the appellant contended that the observation of the court below that even though investigation has been conducted by an incompetent officer, there is clear evidence of the fact that the records were verified by a competent officer and final report was filed by a competent officer. Learned counsel went on to point out that the finding lacks legal backing and in view of Crl.A.274/2006. 5 the decision reported in Haridas v. State of Kerala (2015 (1) K.L.T. 958) where an identical question was considered this Court had occasion to hold that investigation conducted by an incompetent officer cannot be relied on and the trial court had no jurisdiction to take cognizance in view of the investigation done by a competent officer. 8. In the said decision, it is observed as follows: ““6. P.W.5 deposed before the court that he had conducted the investigation of the case as directed by the Assistant Excise Commissioner, Pathanamthitta. The Assistant Excise Commissioner had no authority to empower P.W.5 to conduct the investigation of the case. Such power must be conferred on P.W.5 by a notification issued by the Government of Kerala under S.4 of the Abkari Act. In the absence of such a notification, the investigation conducted by P.W.5 cannot be accepted to be a legal one even if it was done as directed by the Assistant Excise Commissioner, Pathanamthitta. 7. Since the investigation of the case had been conducted by an incompetent officer, the court below had no jurisdiction to take cognizance of the offence alleged in the complaint filed based on such Crl.A.274/2006. 6 investigation. Consequently, the court below could not have framed charge against the appellant as it was without jurisdiction. The trial which followed after framing the charge must be treated as non est in the eye of law as it was done without jurisdiction . As the trial was conducted without jurisdiction by the court below, it cannot end either in conviction or in acquittal. Therefore, the conviction and sentence passed by the court below against the appellant are liable to be set aside. He is entitled to be discharged in this case.” 9. Even assuming that offence is proved, the above infirmities stare at the face of the prosecution. The fact is that the records have been verified by the competent officer cannot legalize the incompetent investigation and no cognizance can be taken on the basis of such defective investigation. Following the principle laid down in the above decision, it is clear that the conviction and sentence awarded against the petitioner are illegal. In the result, this appeal is allowed, the conviction and sentence passed by the court below are set aside and the accused is acquitted of the charges levelled against him and Crl.A.274/2006. 7 he is set at liberty. His bail bond shall stand cancelled and he is set at liberty. sb. P. BHAVADASAN, JUDGE