High CourtDivision BenchAppeal dismissed

B. P. Srivastava v. N. P. Misra

Case / Petition Number:Criminal Appeal No. 139 of 1967
Neutral Citation:1 S.C.R. 317 (1971)

Case Details & Bench

Court
High Court
Hon'ble Judges
  • A. N. Ray
  • I. D. Dua
Judgment Date
1970-04-20
Court Decision / Holding
This appeal is dismissed. The Court held that Section 197 Cr.P.C. protects public officials from prosecutions lacking a demonstrable link between the alleged acts and the discharge of official duty, and that the absence of evidence tying the acts to official duty in this case defeats protection under Section 197. The order directs that the cognizance proceed in accordance with ordinary procedure.
Final Disposition
Appeal dismissed

Parties to the Case

Appellants / Petitioners

  • Bhagwan Prasad Srivastava

Respondents

  • N. P. Mishra

Legal Representation & Advocates

Counsels for Petitioners

  • • Sarjoo Prasad
  • • S. S. Jauhar
  • • K. K. Sinha

Counsels for Respondents

  • • U. P. Singh

Case Synopsis & Summary

This appeal concerns whether cognizance of a criminal complaint against Bhagwan Prasad Srivastava, Civil Surgeon, Chapra, and Ramjash Pandey, a hospital cook, required prior sanction under Section 197 Cr.P.C. The respondent, N. P. Mishra, alleged that Srivastava used defamatory and abusive language toward him and caused him to be forcibly removed from the operation theatre, creating mental agony and professional embarrassment. The key legal issue was whether the alleged offences fall within the protection of Section 197 Cr.P.C., which precludes cognizance without the sanction of the appropriate authority when the offence is alleged to have been committed by a public servant while acting or purporting to act in the discharge of official duty. The Sub-Divisional Magistrate rejected the need for sanction; the Second Additional Sessions Judge agreed; the Patna High Court held Section 197 inapplicable and directed further inquiry. The Supreme Court, however, held that Section 197 is designed to shield public servants from frivolous or vexatious prosecutions and to promote efficient governance, requiring a reasonable connection between the act and the discharge of official duty. It emphasized that the question whether an act falls within official duty is a fact-intensive inquiry. In the present case, there was no material showing the impugned acts were part of the Civil Surgeon’s official duties. The appeal is dismissed.

Provisions of Law Cited

Section 197, Cr.P.C.Code of Criminal Procedure, 1898Section 19, Indian Penal Code

Legal Doctrines & Maxims

  • Equality before the law
  • It is the act, not the duty, that is examined in relation to s. 197 Cr.P.C.
  • Sanction under s. 197 Cr.P.C. is a condition precedent to cognizance
  • The act must bear a reasonable connection to the discharge of official duty

Submissions & Arguments

Contentions of Appellants / Petitioners

The applicant contends that cognizance of the complaint under Section 197, Cr.P.C. requires prior sanction only if the alleged act is directly connected with the discharge of official duty. The record has not demonstrated that the complainant’s allegations—defamatory language and forcible turn-out from the operation theatre—were part of the civil surgeon’s official duties or directly connected with them. Consequently, no sanction is demonstrably required and the proceedings should be governed by ordinary criminal procedure until the facts prove otherwise.

Contentions of Respondents

The respondent contends that the acts alleged were performed by the public official within the ambit of official duties and connected with hospital administration, so sanction under Section 197 Cr.P.C. is applicable. The court must assess whether the act was done in the course of official duty; if so, prior sanction is a condition precedent to prosecution, lest the state’s administrative machinery be hampered by frivolous action.

Cited Precedents (6)

Case NameCitationTreatmentExplanation
Matajog Dobey v. H. C. Bhari(1955) 2 S.C.R. 925PositiveCited to articulate the standard that the act must bear a reasonable connection to the discharge of official duty for Section 197 Cr.P.C. protection.
Amrik Singh v. The State of PEPSU(1955) I S.C.R. 1302PositiveCited for the principle that not every act by a public servant requires sanction; only acts directly concerned with official duties require it.
Jaij(l)nth Gupta v. State of M. P.[1966] 1 S.C.R. 210PositiveCited for the duty-versus-act distinction and the relevance of the act’s connection to official duties.
Prabhakar V. Sinari v. Shanker Anant Verlekar[1969] 2 S.C.R. 1013PositiveCited regarding the scope of evidence and how material may be placed on record to establish duty.
Baljnath Gupta v. State of M.P.—PositiveCited to emphasize that the quality of the act determines applicability of Section 197 protection if within official duties.
Matajor Debey v. H. C. Bhari(1955) 2 S.C.R. 925PositiveCited for the test of direct connection between act and discharge of official duty under Section 197.

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Extracted Judgment Text

Exact text extracted from official judgment records.

18 ## c **0** **E** **f'** **G** 317 **BHAGWAN PRASAD SRIVASTAVA** #### _v._ **N.** **P. MISRA** _4pril_ 20, 1970 [A. N. RAY AND I. D. DUA, JJ.] _Code_ _of_ _Cr'mi11al_ _P•ocedure,_ (5 _of_ 1898) _s._ _191-Scope_ _of._ The respondent filed a complaint stating that the appellant, a civil surgeon used defamatory and abusive words and got the respondent pushed out by the cook of the hospital. On the question whether tlie case was covered by s. 197 Cr. P.C. and previous sanction of the superior authority was necessary before the trial Court could take cognizance Cit the complaint, HELD : The case was not coveced by s. 197 Cr. P.C. The object and purpose underlying section 197 Cr. P.C. is to afford protection to **public** **servants** **against** **frivolous,** **vexatious** **or** **false** **prosecution** **for** **offences** alleged to have been committed by them while acting or purporting to act in the discharge_ of their official duty. The larger interest of efficiency of Stale administration demands that public servants should be free to perform their official duty 'fearlessly and undeterred by apprehension of their possible prosecution at the instance of private parties to whom annoypn•c or injury may have been caused by 'their legitimate acts done in the discharge of their official duty. This section is designed to facilitate 'effective and unhampered performan~e of their official duty by· public servants **hy** **providing for scrutiny into** **the** **allegations of commission** **of** **offence** **by** **them** **by** **their superior authorities** **and** **prior sanction** **'for** **their prosecution** **as** **a condition precedent** **to** **the** **cognizance** **of** **the** **cases against** **th'!m,** **by** **the courts.** **It** **is** **nelther** **to** **be** **too narrowly** **construed nor too widely.** **Too** **narrow** **anc!** **pedantic construction** **may** **render** **it** **otiose** **fo·r** **it** **is** **no** **part** **of** **an** **official duty,** **and** **never** **can** **be-to** **commit** **an** **offence.** **It** **is** **not** **the** **"duty"** **which requires examination so much** **as** **the** **"act"** **because** the official act can be performed both in the discharge of the official duty **as** **well** **as** **in** **dereliction** **of** **it.** **One must also** **guard** **against too wide** **a** **construction because** **in** **our constitutional set** **up** **the idea** **o'f** **legal equality** or of universal subjection of all citizens to one law administered by the ordinary courts has been pushed to its utmost limits by enshrining equality before the law in our fundamental principles. The question wh"ther a particular act is done by a public servant in the discharge of his official duty is substantially one of fact to be determined on the circumstances of each case. [320 D-H;' 321 G] In the present case the alleged offence consists of the use _df_ defamatory and abusive wo·rds and of gettin~ the complainant-respondont forcibly turned out of the operation theatre, by the Cook. There was nothing on the record to show that this was a part of the official duty of the appellant as Civil Surgeon or that it was so directly connected with the performance of his official dutv that without so acting he could not have properly dischargecl it. [321 G-H] **H** _Matajog Dobey_ v. _H._ _C._ _Bhari,_ [1955] 2 S.C.R. 925 _Amrik Singh_ v. _The State_ _of_ _PEPSU._ [1955] I S.C.R. 1302 at 1307 _/Jaijn(lth Gupta_ v. _S1<1te_ _of M. P.,_ [1966] 1 S.C.R. 210; _Prabhakar_ _V._ _Sinari_ v. _Shanker_ _Anunt_ _Verlekar_ [1969] 2 S.C.R. 1013, referred to. 318 SUPREME COURT REPORTS [1971] l S.C.R. CRl\!INAL APPELLATE JURISDICTION: Criminal Appeal No. 139 ot 1967. Appeal by special leave from the judgment and order dated Februan 21, 19&7 of the Patna High Court in Criminal Revision No. 546 of 1965. ' _Sar/oo Prasad,_ S. S. _Jauhar_ and _K._ _K. Sinha,._ for the appellant. _U._ _P._ _Singh,_ for the respondent. Th.e Judgment of the Court was delivered by **Oua,** **J.** Jn this appeal by special leave arising out of a comu:aint tiled by the respondent Shri N. P. Mishra against the appellant Sh ri Bhagwan Prasad Srivastava. the only question requiring determination is if cognizance of the case by the Magistrate required previous sanction under s. 197, Cr. P.C. The Sub-Divisional '.'vlagistrate, in whose court the complaint was instituted. upheld the preliminary objection based on the absence of previous sanction and the Second Additional Sessions Judge, on revision, agreed with this view. On further revision the Patna High Court disagreed with the yiew taken by the two courts below and holding s. 197. Cr. P.C. to be inapplicable to the case directed the SubDivisional Magistrate to make further er.quiry into the petition of complaint. Before us the view taken by the High Court is assailed. The complaint was filed by the respondent Shri N. P. Mishra. Civil Assistant Surgeon, Sadar Hospital, Chapra (hereinafter called the complainant) agai·nst Shri Bhagwan Prasad Srivastava. Civil Surgeon, Chapra (appellant in this Court) and Shri Ramjash Pandey. Cook, Sadar Hospital, Chapra. It was alleged in the complaint that on the 6th and 7th January, 1964 the appellant had used defamatory language towards the complainant, and the two accused persons had i·nsulted and humiliated him in the eyes ,Jf the public. As a result, the complainant was put to great mental pain and agony, his repuration was harmed and his professional career prejudicially affected. The relevant averments in the complaint may now be stated with· the requisite detail. The complainant claiming to be a Master cf Surgery and a specialist in Ophthalmology had joined Chapra Sadar Hospital as Civil Assistant Surgeon (C.A.S.) in January, 1962. The appellant joined the said hospital as Civil Surgeon towards the end of 1962. The appellant bore illwi1l and malice towards the complainant and was always c;u the look out for an opportunity to harm him in his profession and to humiliate and disgrace him in the eyes of the public. Some cataract operations were to be performed on January 7, 1964 i: the Blind Relief Camp to be organised for that ## c **n·** F G **H** A B ## c ll ,. ## " F G B. P. SRIVASTAVA v. N. P. MISRA _(Dua,_ _J.)_ 319' purpose. On January 6, when the complainant was making final' selection of the patients for the cataract operations to be performed on the following day, the appellant informed the complainant that he had not been able to arrange for cataract knives and that the complainant should arrange for them from somewhere. The complainant requested the appellant to place order for the kni~es with some local firm and give him the necessary letter of autp.onty so that the same could be purchased on credit. The appellant apparently did not like this suggestion. He got enraged and in an insulting tone and linguage told the complainant that it was his job to arrange for the knives and that as a last resort he might bring his own knife. The complainant repeated his suggestion adding that in the alternative a man be sent to' Patna to make local purchases. On this the appellant again addressed the complainant in highly defamatory language in the presence of the hospital staff and the attendants. On January 7, 1964 at about 9 a.m. the complainant was in the operation theatre. Some members of the hospitnl staff and some attendants o-' the patients who were waiting outside the operation theatre were also present. The appellant came there and again asked the complainant if he had brought two more cataract knives froPl somewhere. The complainant replieJ that in the absence of the appellant"s final orders the two knives C1)ltld not be arranged from the local market. The appellant again got annoyed and addressed the complainant in insulting tone and defamatory language. Not satisfied with the use of such language the ''appellant ordered Ramjesh Pandey, Cook of the Hospital. to turn out the complainant, the purport of the actual words used being "Pandey turn out this badmash (one who follows evil courses.). To his utter humiliatfon the complainant was then ~1ctually pushed out by the Cook. The actual words used in Hindi hy the appellant have been reproduced in the judgment of the High Court. We have. therefore, not considered it necessary to reproduce them al!ain, except the word _'badmash'_ c.f which the literal 111eaning in English as· stated by us is generally well-understood. The question which falls for decision by this Court is whether the complai·nant's case is covered. by s. 197, Cr.P.C. and previous sanction of the superior authority is necessary before the trial court can take cognizance of the complaint. Section 197, Cr.P.C. provides as under: "(1) When any person who is a Judge within the meaning of section 19 of the Tndian Penal Code, or when any Magistrate or when any public servant who is not 1; removable from his office save by or with the sanction of a State Government or the Central Government, is accused of any offence alleged to have been committed by him while acting er purporting to ~ct in the discharge 320 SUPREME COURT REPORTS [1971] _1_ S.C.R. Gf his official duty, no Court shall take cognizance o~ such offence except with the previous sanction ( a) in the case of a person employed in connection with the affairs of the Union, of the Central Government; and A B (' D [ F G II # ' _(_ b) in the case of a person employed in connection with the affairs of a State of the State Government. Power of Central or State Government as to prosecution. (2) The Central Governme•nt or the State Government, as the case may be. may detem1ine the person by whom, the manner in which, the offence or offences for which, the prosecution of such Judge, Magistrate or public servant is to be conducted, and may specify the Court before which the trial is to be held." ·The object and purpose underlying section 197 Cr. P.C. to afford protection to public servants against frivolous, vexatious or false prosecution for offences allege:! to have been committed by them while acting or purporting to act in the discharge of their official duty. The larger interest of efficiency of State administration demands that public servants should be free to perform their official duty fearlessly and undeterred by apprehension of their possible prosecution at the instance of private parties to whom annoyance ·or injury may have been caused by their legitimate acts done in the discharge c.' their official duty. This section is designed to facilitate effective and unhampered performance of their official duty by public servants by providing for scrutiny into the allegations of ·commission of offence by them by their superior authorities anti prior sanction for their prosecution as a condition precedent to #### the cognizance of the cases against them by the courts. It is neither to be too narrowly construed nor too widely. Too narrow ·and pedantic co1nstruction may render it otiose for it is no part of an official duty-and never can be-to commit an offence. Jn - our view, _it_ is not the "duty" which requires exan1ination so much as the "act" because the official act can be performed both in the discharge of the official duty as well as in dereliction o.f it. One must also guard against too wide a construction because in our constitutional set up the idea of legal equality or of universal sub. jection of all citi~ens to one law administered by the ordinary courts has been pushed to its utmost limits by enshrining equality before the law in our fundamental principles. Broadly speaking, ·with ... s 1no man, whatever his rank or condition is above the law cand every official from the highest down to the Jowest is under the B. P. SRIVASTAV;; _v._ N. P. MISRA _( Dl1a,_ F.)l 321' A 8 ## c D E F same responsibility for every act done without Je~al.justification. as. any other citizen. In construing s. 197. CrP.C.; therefore, a !me: has to be drawn between the narrow inner circle of strict official duties and acts outside the scope of official duties. According to the decision of this Court in _Matajor Debey_ _v._ _H._ _C._ _Bhari(')_ cited' by Shri Sarjoo Prasad on behalf of thC"llPpeliant there prnst be· a reasonable connection between the act and the discharge of official duty; the act must bear such reiution to the duty that the· . accused .could fay a reasonable claim, but not a P,retended or fanciful claim, that he did it in the course of the pe'rformance of his duty. l1n _Amrik Singh_ -v. _The State_ _of_ _PEPSU(')_ this Court said :, #### • "It is not every offence committed by a public ·servant that requires sanction for prosecution under section 197 _(I_ ) of the Code C·~ Criminal Procedure; nor· even every act done by him while he is actually engagr,d in the performance of his official duties; but if the act complained of is directly concerned with his official duties so that, if questicned, it c.ould he clailued to have been done by virtue of the office, then sanction wou!d be necessary; and that would be so, irrespective of whe. ther it was, in fact, a proper dischurge of his duties, because that would really be u mutter of defence on th,e ·,•, merits, which would have to be investigated at the trial~ and could not arise at the stage of the grant of sanction, which must precede the institution of the prosecution·."· G H Recently in _Baljnath_ _Gupta_ v. _State_ _of M.P.(")_ t~is Court further· explained that it is the quality of the act thnt is important and if it falls within the scope and range of the oflki11! duties of the public · ·servant concerned the protection contempluted by s. 197 ·of the Crimim1! Procedure Code will be attracted. The principle embodied i·n this section seems to be well-understood; the difficulty normally lies is in its application to the facts of a given case. The. question whether ·a particular act is done by a public servant in the discharge of his official duty is substantially one of fact Jo be determined on the circumstances of each case. In the present case the alleged offence consists of the use of defamatory arn'd abusive words and of getting the complainant forcibly turned out of the operation theatre by the Cook. There is nothing on the record to show that this was a part of the official duty of the appellant as Civil Surgeon or that it was so directly connected with the performance of his c fficial duty that without so acting he could not have pro~rly ·discharged it. '-... (I) (1955) 2 S.C.R. 925. . . (21 (1955) I S.C.R. 130201. iJ07 .. (3) (1966) I S.C.R. 2JO. SUPREME COURT REPORTS [1971] 1 S.C.R. ~ ~ ~ As suggested by this Court in _Prabhakar_ _V .. Sinari_ v. _Shanker_ _,Anant Ver/ekar(')_ it would be open to the appeJla,nt to place mate A rial on the record during the course of the trial for showing what #### his duty as Cjvil Surgeon was and also that the impugned acts were inter-related with his official duty so as to attract the protecti0n afforded bys. 197, Cr.P.C. We do not find any material on the ·existing record suggesting that the impugned ac:s were 'do;oo by the B appellant in the discharge of his official duty or that they are directly connected with it. This appeal accordingly must fail ,11nd is dismissed. ### • I Y.P. _Appeal_ _dismissed._ (I) [1969] 2 S.C.R.1013