High CourtDivision BenchAppeal allowed; recruitment process to be compl...

ASSAM PUBLIC SERVICE COMMISSION v. PRANJAL KUMAR SARMA

Case / Petition Number:Civil Appeal No. 9100 of 2019
Neutral Citation:[2019] 14 S.C.R. 1072

Case Details & Bench

Court
High Court
Hon'ble Judges
  • R. Banumathi
  • A.S. Bopanna
  • Hrishikesh Roy
Judgment Date
2019-11-28
Court Decision / Holding
The Supreme Court allowed the appeal. It held that the recruitment process initiated by the advertisement dated 21 December 2018 must be finalised under the 2010 Rules and that the 2019 Procedure could not be applied retrospectively to this ongoing process. The impugned judgment’s direction to apply Clause 12.2 saving ongoing processes was not merited. The APSC was directed to complete the selection process under the 2010 Rules.
Final Disposition
Appeal allowed; recruitment process to be completed under the 2010 Rules.

Parties to the Case

Appellants / Petitioners

  • Assam Public Service Commission and others

Respondents

  • Pranjal Kumar Sarma and others
  • (four respondents named in the High Court writ petition)

Legal Representation & Advocates

Counsels for Petitioners

  • • Parthiv K. Goswami
  • • Palak Mahajan
  • • Rahul Pratap
  • • Vivek B Gupta

Counsels for Respondents

  • • Naleen Kohli
  • • Rekha Pandey
  • • Shiv P. Pandey
  • • Raghav Pandey
  • • Smriti Kumari
  • • Debojit Borkakati
  • • Vivek Sonkar

Case Synopsis & Summary

This appeal arises from the Gauhati High Court’s judgment striking down a portion of Clause 12.2 of the Assam Public Service Commission (Conduct of Business) Procedure, 2019, which saved ongoing selections from retroactive application of the new rules. The appellant, APSC, challenged the High Court’s decision that directed all ongoing interviews, selections, or competitive examinations, even those triggered by advertisements issued before 1 April 2019, to be guided by the 2019 Procedure rather than the 2010 Rules. The recruitment in question involved 65 posts of Assistant Engineer (Civil) in the Water Resources Department, with an advertisement issued on 21 December 2018. The 2010 Rules provided a structured method for qualifying standards, weightage in viva voce, and grading, while the 2019 Procedure introduced features like negative marking for wrong answers (Clause 4(B)(ii)) and a cap on interview marks (Clause 4(B)(vi)). The High Court’s ruling, upheld by some, contended that the 2019 Procedure’s saving clause could govern ongoing processes. The Supreme Court reversed, holding that norms existing at the date of the advertisement control the process unless the new Rules are applied retrospectively. It emphasized that applying the 2019 Procedure to the next phase would create dual norms and prejudice candidates. The appeal is allowed; the process must be completed under the 2010 Rules, not the 2019 Procedure.

Provisions of Law Cited

Assam Public Service Commission (Procedure and Conduct of Business) Rules, 2010Assam Public Service Commission (Conduct of Business) Procedure, 2019Clause 12.2 (of the 2019 Procedure)Clause 4(B)(ii)Clause 4(B)(vi)Rule 29 (of the 2010 Rules)Rule 30 (of the 2010 Rules)Article 320 of the Constitution (Proviso)

Legal Doctrines & Maxims

  • Norms existing on the date of the commencement of the process control the recruitment
  • Alteration of norms without retrospective effect cannot affect ongoing processes
  • Savings clause for ongoing processes (prospective rule change with limited retroactivity)
  • Merit and transparency considerations in recruitment processes

Submissions & Arguments

Contentions of Appellants / Petitioners

The appellants contended that the selection process for the 65 posts of Assistant Engineer (Civil) advertised on 21 December 2018 commenced under the 2010 Rules, which prevailed on the date of advertisement. They urged that the norms existing at the time of advertisement should govern the ongoing process and that the 2019 Procedure should not be given retrospective effect. They argued that applying the 2019 Procedure would create two different sets of norms for the same recruitment process, producing an anomalous and prejudicial outcome for candidates who appeared under the 2010 Rules. They relied on established jurisprudence that changes to recruitment norms during pendency should not affect ongoing processes unless retrospective application is intended (citing Mithilesh Kumar and Devin Katti). They urged the Court to permit completion under the 2010 Rules and to negate the High Court’s saving clause for ongoing processes.

Contentions of Respondents

The respondents argued that the 2019 Procedure was introduced to bring transparency, merit, and predictability to recruitment processes, addressing deficiencies in the 2010 Rules. They contended that the saving clause in Clause 12.2 permitted continued and completed interviews and selections under the 2010 Rules where relevant, thereby applying the new Procedure to the viva voce stage and subsequent steps. They argued that the 2019 Procedure, with negative marking and capped interview weightage, enhanced fairness and merit while ensuring uniform standards across examinations. They asserted that the changes did not undermine the ongoing process but improved its integrity and transparency, and that the law enunciated in Mithilesh Kumar and Devin Katti supports applying updated norms when justified by policy goals and constitutional safeguards.

Cited Precedents (2)

Case NameCitationTreatmentExplanation
State of Bihar and Others v. Mithilesh Kumar(2010) 13 SCC 467; [2010] 10 SCR 161PositiveThe Court applied Mithilesh Kumar to establish that norms existing at the start of the process govern and that changes during pendency should not retroactively affect ongoing recruitment unless expressly made retrospective.
N.T. Devin Katti and Others v. Karnataka Public Service Commission and Others(1990) 3 SCC 157PositiveThe Court relied on Devin Katti to support the principle that a candidate’s consideration is limited to the rules in force at the date of advertisement and cannot be deprived by mid-stream amendments unless retrospective.

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Extracted Judgment Text

Exact text extracted from official judgment records.

1072 SUPREME COURT REPORTS [2019] 14 S.C.R. 1072 [2019] 14 S.C.R. ## A THE ASSAM PUBLIC SERVICE COMMISSION & ORS. v. ## PRANJAL KUMAR SARMA & ORS. (Civil Appeal No.9100 of 2019) B ## NOVEMBER 28, 2019 ## **[R.BANUMATHI, A.S. BOPANNA AND HRISHIKESH ROY, JJ.]** _Assam Public Service Commission (Conduct of Business) Procedure, 2019: Clause 12.2 – Clause 12.2 lays down that any_ C _proceeding in relation to interviews, selections or competitive examination, pending on the date of commencement of 2019 Procedure may be continued and completed in accordance with the provisions of the Rules in force prior to such commencement – By impugned order, High Court struck down the clause holding that_ D _all pending interviews/selections and competitive examinations even if occasioned by advertisements issued prior to 01.04.2019 shall be guided by the 2019 Procedure and not 2010 Rules – Held: The norms existing on the date when the process of selection begins, control the selection and the alteration to the norms would not affect the ongoing process unless the new Rules are to be given_ E _retrospective effect – In the instant case, for the recruitment process for which advertisement was issued on 21.12.2018, the 2019 Procedure (which came into effect from 01.04.2019) can have no application, particularly when the first phase of the selection i.e. the screening test was conducted under the 2010 Rules – Clause_ F _12.2 incorporated in the 2019 Procedure makes it abundantly clear that the interviews/selection or competitive examinations pending on the date of commencement of the Procedure should be continued and completed, in accordance with the 2010 Rules – Thus, recruitment process pursuant to the advertisement issued by the APSC on 21[st] December, 2018 must necessarily be conducted under the_ G _selection norms as applicable on the date of the advertisement – Assam Public Service Commission (Procedure and Conduct of Business) Rules, 2010 – rr.29 and 30._ H 1072 1073 ASSAM PUBLIC SERVICE COMMISSION v. PRANJAL KUMAR SARMA ## **Allowing the appeal, the Court** **HELD: The concept of negative marking is introduced for the first time under** _**Clause 4(B)(ii)**_ **which provides that for each wrong answer, @ 0.25 marks are deducted against each question. Besides the** _**Clause 4(B)(vi)**_ **stipulates that marks for the interview shall not exceed 12.2 per cent of the total marks. The screening test in which the respondents and other candidates appeared on 30.06.2019 under** _**the 2010 Rules**_ **had no negative marking and, therefore, the candidates could take the risk of guessing the correct answer in the multiple choice test, without the fear of being penalised for incorrect answer. In this backdrop, if the next segment of selection is to be conducted under** _**the 2019 Procedure**_ **, the performance of the candidate in the aforenoted screening test to the extent of 87.8 per cent of the total marks, will determine the final selection of the candidate. If the contention advanced by the respondents is accepted and the next segment of the process of selection is carried out under** _**the 2019 Procedure**_ **, it will give rise to an anomalous situation inasmuch as the screening test which was conducted without negative marking, under** _**the 2010 Rules**_ **, without provisions for negative markings, will have a major bearing in the final outcome of selection. This would definitely prejudice the candidates who have undertaken exams under** _**2010 Rules**_ **. If the direction in the impugned judgment of the High Court is to be followed for conducting the next segment of the selection, for the single recruitment process the candidates will be evaluated by two different sets of procedure i.e.** _**the 2010 Rules**_ **and** _**the 2019 Procedure**_ **and such dual norms must not govern the ongoing recruitment process. [Paras 11-12, 16-17] [1077-H; 1078-A-C; 1079-C-F]** _State of Bihar and Others v. Mithilesh Kumar_ **(2010) 13 SCC 467 : [2010] 10 SCR 161;** _N.T. Devin Katti and Others v. Karnataka Public Service Commission and Others_ **(1990) 3 SCC 157 – relied on.** A B C D E F G ## **Case Law Reference** |**[2010]**|**10 SCR 161**|**relied on**|**Para 13**| |---|---|---|---| |**(1990)**|**3 SCC 157**|**relied on**|**Para 13**| H 1074 SUPREME COURT REPORTS [2019] 14 S.C.R. A CIVIL APPELLATE JURISDICTION: Civil Appeal No. 9100 of 2019 From the Judgment and Order dated 08.08.2019 of the Gauhati High Court at Guwahati in W.P.(C) No. 4600 of 2019 Parthiv K. Goswami, Ms. Palak Mahajan, Rahul Pratap, Vivek B Gupta, Advs. for the Appellants. Naleen Kohli, AAG, Mrs. Rekha Pandey, Shiv P. Pandey, Raghav Pandey, Ms. Smriti Kumari, Debojit Borkakati, Vivek Sonkar, Advs. for the Respondents. ## C The Judgment of the Court was delivered by ## **HRISHIKESH ROY, J.** 1 Leave granted. 2. This appeal arises out of the Special Leave Petition (Civil) No. 23677 of 2019. The Assam Public Service Commission (for short D “APSC”) has approached this Court to challenge the judgment and order dated 8[th] August, 2019 in W.P. (C) No. 4600 of 2019 whereby the Gauhati High Court struck down a portion of _Clause 12.2_ of the _Assam Public Service Commission (Conduct of Business) Procedure, 2019_ (hereinafter referred to as _“the 2019 Procedure”_ ). The following E portion of _Clause 12.2_ , incorporated with effect from 1[st] April, 2019, under _the 2019 Procedure_ , was struck down by the High Court. “…………and any proceeding in relation to interviews, selections or competitive examination pending on the date of commencement of these Procedures may be continued F and completed in accordance with the provisions of the Rules in force prior to such commencement.” 3. The result of the above is that the norms of selection for an ongoing process gets changed mid-stream in course of recruitment, for the 65 vacancies of Assistant Engineer (Civil) under the Water Resources G Department for which, the APSC had issued an advertisement on 21[st] December, 2018 (“Annexure P-I”). On the date of the advertisement, the previous norms i.e. the _Assam Public Service Commission (Procedure and Conduct of Business) Rules, 2010_ (hereinafter referred to as _“the 2010 Rules”_ ), were in operation. The _2010 Rules_ provided for assessment of academic merit, special knowledge, additional H ASSAM PUBLIC SERVICE COMMISSION v. PRANJAL 1075 KUMAR SARMA [HRISHIKESH ROY, J.] relevant qualification, relevant service experience etc. under _Rule 29_ A and _30_ , in the following manner: - “29. The Commission may determine the qualifying standard by giving weightage on academic merit, subject knowledge, additional relevant qualification, service experience relevant to the post etc. for preparing the final order of select list. B 30. In the viva-voce test marks shall be allocated as below: (i) 50% on academic/professional qualification/service experience relevant to the post/preferential qualification. (ii) 50% for subject knowledge and general bearing. Out of this, 20% shall be for subject knowledge and the remaining 30% for general bearing. There shall be five gradings for Adviser/Expert’s marks viz., **‘Excellent’, ‘Very Good’, ‘Good’, ‘Fair’** and **‘Average’** , the value of which shall be determined by the Commission.” 4. The aforesaid _2010 Rules_ were challenged by one Manash Pratim Baruah in the Gauhati High Court through W.P.(C) No. 1998 of 2017. He contended that the State Public Service Commission is not empowered to adopt any Rule in the nature of the _2010 Rules_ as was done by the APSC, by invoking the powers under proviso to Article 320 of the Constitution of India. During the pendency of the Writ Petition, the _2010 Rules_ were repealed and a new set of procedure i.e, _“The Assam Public Service Commission (Conduct of Business) Procedure, 2019”_ came into effect, from 1[st] April, 2019. Accordingly, the APSC through their affidavit filed in the W.P.(C) No. 1998 of 2017 informed the High Court about adoption of the _2019 Procedure._ 5. During that period, acting on the advertisement (dated 21.12.2018) to fill up the 65 posts of Assistant Engineer (Civil), the APSC on 12.06.2019 had notified that an OMR based screening test, with multiple choice objective type questions, will be conducted on 30.06.2019. The said screening test was conducted under the _2010 Rules_ and as such there was no negative marking which was introduced for the first time by _the 2019 Procedure,_ for the APSC conducted selections. C D E F G 6. The four respondents had offered their candidature by responding to the advertisement dated 21[st] December, 2018 and they H 1076 SUPREME COURT REPORTS [2019] 14 S.C.R. - A appeared in the screening test conducted on 30.06.2019. Nevertheless they also filed the W.P.(C) No. 4600 of 2019 challenging _Clause 12.2_ of the _2019 Procedure_ which provided that notwithstanding the repeal of _the 2010 Rules,_ the action taken under the repealed Rules including conduct of interview/selection or competitive examination or declaration of any result thereof by the APSC, shall be deemed to have been valid - B and the pending interviews/selections or competitive examinations may be continued and completed, in accordance with _the 2010 Rules._ The basic challenge therefore, by the four respondents as writ petitioners, was to the saving clause for the ongoing recruitment process conducted under _the 2010 Rules_ . It would be relevant to mention at this stage that - C in view of the adoption of the _2019 Procedure_ by repealing _the 2010 Rules_ , the earlier W.P.(C) No. 1998 of 2017 was disposed of as infructuous on 16[th] July, 2019 by the High Court reserving the liberty to the writ petitioner to assail, if aggrieved, the newly formulated _2019 Procedure_ . D 7. The Gauhati High Court on 22.07.2019 issued returnable notice in the W.P.(C) No. 4600 of 2019 and the Division Bench after noticing that the APSC is conducting large number of examinations made an observation that attempt would be made to dispose of the matter on the returnable date i.e. 08[th] August, 2019. E 8. The case was next considered on the returnable date and the High Court under the impugned judgment dated 08.08.2019 held that _the 2010 Rules_ will have no application for those interviews/selections for which, exercise has not begun. The Court also observed that the advertisement issued prior to 01.04.2019 (the date of commencement of _the 2019 Procedure_ ) has no relevance for the applicability of _the 2019_ F _Procedure_ and accordingly held that even in a situation where the written examination was held but interview is yet to be conducted, the newly introduced _2019 procedure_ has to be applied in the interview segment of the selection. It was finally observed that all pending interviews/ selections and competitive examinations, even if occasioned by G advertisements issued prior to 01.04.2019 shall be guided by _the 2019 Procedure_ . The Writ Petition of the respondents was accordingly allowed on 08.08.2019 by the High Court. 9.1 Assailing the legality of the impugned judgment, Mr. Parthiv K. Goswami, learned counsel submits that currently the APSC, besides H conducting the subject recruitment/selection for the Water Resources ASSAM PUBLIC SERVICE COMMISSION v. PRANJAL 1077 KUMAR SARMA [HRISHIKESH ROY, J.] Department, is also undertaking selection process for the posts of, _inter alia_ , Computer Operator/Typist, Forest Ranger, Agricultural Development Officer for which respective advertisements were issued prior to incorporation of _the 2019 Procedure_ and the process of selection through screening test/written test were conducted under _the 2010 Rules_ . Insofar as the recruitment for the 65 posts of Assistant Engineer (Civil) advertised on 21.12.2018, the learned counsel points out that the last date for applying for the post was stipulated as 02.02.2019 and thereafter around 6000 applicants including the four respondents, appeared for the screening test conducted on 30.06.2019 under _the 2010 Rules_ . Adverting to these relevant dates, the appellants would argue that the process of selection in the present case had commenced with the issuance of advertisement well before _the 2019 Procedure_ was notified with effect from 01.04.2019 and therefore, the selection should be in accordance with _the 2010 Rules_ which prevailed on the date of the advertisement. 9.2 The appellant’s counsel then argues that alteration of the selection norms by the APSC through _the 2019 Procedure_ which has prospective application, should have no bearing on the ongoing process, on account of the savings clause incorporated in _the 2019 Procedure_ . 10.1 Per contra Ms. Rekha Pandey, learned counsel appearing on behalf of respondent Nos. 1 to 4 (writ petitioners) by referring to the preamble of _the 2019 Procedure_ argues that the new Procedure was adopted to bring in more transparency in the conducting of recruitment by the Commission, on account of the deficiencies noticed in the process in _the 2010 Rules._ She accordingly argues that adopting _the 2019 Procedure_ for the viva-voce segment of the recruitment exercise would ensure weightage for merit and avoidance of arbitrary selection, which was possible under _the 2010 Rules_ . 10.2 The respondents counsel then refers to _Rules 29_ and _30_ of _the 2010 Rules_ to highlight that _the procedure_ envisaged did not provide adequate weightage to test the merit of the candidates, on their academic/ professional qualification, service experience, etc. and therefore, _the 2019 Procedure_ should govern the next phase of selection. A B C D E F G 11. To deal with the rival submission, the relevant clauses in the process of selection envisaged under _the 2019 Procedure,_ will bear consideration. The concept of negative marking is introduced for the H 1078 SUPREME COURT REPORTS [2019] 14 S.C.R. - A first time under _Clause 4(B)(ii)_ which provides that for each wrong answer, @ 0.25 marks are deducted against each question. Besides the _Clause 4(B)(vi)_ stipulates that marks for the interview shall not exceed 12.2 per cent of the total marks. The screening test in which the respondents and other candidates appeared on 30.06.2019 under _the 2010 Rules_ as earlier noted, had no negative marking and, therefore, - B the candidates could take the risk of guessing the correct answer in the multiple choice test, without the fear of being penalised for incorrect answer. 12. In the above backdrop, if the next segment of selection is to be conducted under _the 2019 Procedure_ , the performance of the C candidate in the aforenoted screening test to the extent of 87.8 per cent of the total marks, will determine the final selection of the candidate. The question, therefore, is whether this would be fair on the candidates when the performance of few would be determined more by lucky guess and the real merit may have no role in the aggregate score. The other - D relevant question is whether the method of selection should be permitted to be changed midway, by adopting _the 2019 Procedure_ incorporated with effect from 01.04.2019 for the vacancies, which were advertised on 21.12.2018. 13. The law with regard to applicability of the Rules which are E brought anew during the selection process have been crystalized by this Court. It has been held that the norms existing on the date when the process of selection begins, will control the selection and the alteration to the norms would not affect the ongoing process unless the new Rules are to be given retrospective effect. (See _State of Bihar and Others vs. Mithilesh Kumar[1] )._ Similarly in _N.T. Devin Katti and Others vs._ F _Karnataka Public Service Commission and Others[2] ,_ this Court held that a candidate has a limited right of being considered for selection in accordance with the Rules as they existed on the date of advertisement and he cannot be deprived of that limited right by amendment of the Rules during the pendency of the selection, unless the Rules are to be G applied retrospectively. 14. If we proceed with the above enunciation of the law in _Mithilesh Kumar_ (supra) and _N.T. Devin Katti_ (supra), the conclusion is inevitable that for the current recruitment process for which 1(2010) 13 SCC 467 H 2(1990) 3 SCC 157 ASSAM PUBLIC SERVICE COMMISSION v. PRANJAL 1079 KUMAR SARMA [HRISHIKESH ROY, J.] advertisement was issued on 21.12.2018, _the 2019 Procedure_ (which A came into effect from 01.04.2019) can have no application, particularly when the first phase of the selection i.e. the screening test was conducted under the _2010 Rules._ 15. One must also be conscious of the savings _Clause 12.2_ incorporated in _the 2019 Procedure_ which makes it abundantly clear B that the interviews/selection or competitive examinations pending on the date of commencement of _the Procedure_ should be continued and completed, in accordance with _the 2010 Rules_ . 16. In the present case, if the contention advanced by the respondents is accepted and the next segment of the process of selection is carried out under _the 2019 Procedure_ , it will give rise to an anomalous situation inasmuch as the screening test which was conducted without negative marking, under _the 2010 Rules_ , without provisions for negative markings, will have a major bearing in the final outcome of selection. This would definitely prejudice the candidates who have undertaken exams under _2010 Rules_ . The consistent law on the issue also makes it clear that recruitment process pursuant to the advertisement issued by the APSC on 21[st] December, 2018 must necessarily be conducted under the selection norms as applicable on the date of the advertisement. Moreover, having regard _Rule 29_ and _Rule 30_ of _the 2010 Rules,_ it must also be said that merit of the candidates would definitely be assessed in the selection exercise, undertaken by the APSC. The APSC is also capable of conducting a fair selection and we believe that they will keep in mind, the lawful expectation and the constitutional mandate. 17. If the direction in the impugned judgment of the High Court is to be followed for conducting the next segment of the selection, for the single recruitment process the candidates will be evaluated by two different sets of procedure i.e. _the 2010 Rules_ and _the 2019 Procedure_ and such dual norms must not in our opinion, govern the ongoing recruitment process. C D E F 18. In view of the foregoing, we are persuaded to hold that the G recruitment process initiated by the APSC through the advertisement dated 21.12.2018 for the 65 posts of Assistant Engineer (Civil), of the Water Resources Department should be finalised under _the 2010 Rules._ Consequently, the direction issued for application of _the 2019 Procedure_ H 1080 SUPREME COURT REPORTS [2019] 14 S.C.R. - A in the impugned judgment is found to be not merited and the same is accordingly interfered. The appeal stands allowed by permitting the APSC to complete the process of selection for the advertised posts, by following _the 2010 Rules_ . - B Devika Gujral Appeal allowed. C D E F G H