ARATIPAUL
_v._
THE REGISTRAR, ORIGINAL SIDE, HIGH COURT
CALCUTTA & ORS.
_March_ 10, 1969
[J. M. SHELAT AND V. BHARGAVA, JJ.]
_Practice_ & _Procedure-Judge seized_ _of_ _suit-Parties agreeing to refer_
_nWlters in dispute to arbitration_ _of Judge-Decision and decree_ _by_ _Judge_
_-Whether award or judg1nent_ _of_ _court._
When a partition suit and connected testamentary suit were pending
before a Judge on the original side of the High Court of Calcutta, the
parties filed an agreement before the Judge and got it recorded that the
matters in dispute in both the suits were to be referred to the sole arbitration of that Judge. The parties agreed to abide by any decision that
might be given by the Judge and that no evidence need be taken except
to the extent that the Judge may desire and that the evidence need not
be recorded in any !annal manner. It was also agreed that the Judge
was to have all summary powers including the power to divide and partition the properties. At '!he same time the parties added that the Judge
was to make _such decrees_ _as_ _he_ _thought fit and proper_ and for the purpose of partition, if necessary, he could engage or appoint surveyors and
commissioners. The Judge thereafter gave a decision passing a preliminary dectec in tlie partition suit and it was filed on the record of the suit
as a judgment. A preliminary decree was d'rawn up in terms of that order
but before it was signed, the plaintiff presented a petition under An. 226
of the Constitution for the issue of a writ of _marrdamus_ directing the
Registrar of the High Court to recall, cancel and withdraw the .order and
take it off the record .of the panition suit as it was not a judgment in the
suit but was only an award. The writ petition was dismissed by the High
Coun.
lo appeal to this Court,
HELD : Where an arbitration agreement envisages that the Presiding
Jud~e of the Cpurt should himself act as an arbitrator he will occupy_ a
dual capacity. He will be both an arbitrator to decide the matters re·
ferred to him by the agreement of the parties and a court, before which
the suit continues to remain pending, with jurisdiction to deal with the
suit in accordance with the provisions Of the Arbitration Act (942 F]
In the present case the powers, conferred by the agreement on the
Judge already seized of the partition suit, were intended to enable him
to function as an arbitrator so as not to be bound by the rules of proce·
<lure applicable to him as a court. If such a refe'rence to arbitration by
a Presiding Judge before whom the suit was pending dould not be competently made under the Arbitration Act, then the order by the JL?dge
must be held to be a preliminary decree passed by him as a court seized
of the partition suit. If there was a competent 'reference, then, after deciding the matters referred to him as an arbitrator, the Ju.dg~ proceeded
to deal with the suit himself _as a court_ and to pass a preliminary decree
in it. Such a course was contemplated by the parties themselves when
they stat•d that the Judge could make such decrees as he thought fit. A
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ARATI _v._ REGISTRAR _(Bhargava,_ _J.)_ 927
decree could only be passed by the Judge·in his capacity of a c.ourt seized
**of** **the suit, because,** **an** **arbitrator could not pass a decree.** **The actual**
**order passed** **by** **the** **Judge** **also** **made** **it** **clear that, in passing** **it,** **he** **pur-**
**ported** **to** **act** **as** **a court deciding** **the** **suit** **and** **not** **as** **an** **arbitrator to whom**
**some** **matters** **in** **dispute** **were** **referred** **by** **the** **parties.** **Therefore,** **the**
**order** **of** **the** **Judge** \\'us **a judgment** **and** **not** **an** **award.** **Since** _**it**_ **was** **a**
judgment of the Court, the Registrar of the High Court, under the Rules
of the Calcutta High Court on the original side, was bound to file it on
**the** **record** **and** **retain** **it** **there** **and** **the appellant** _**\a.:as**_ **not entitled to the**
relief claimed. [942 A·D, F-H; 943 A-Fl
_Bickett_ v. _Morris,_ (1866) L.R. 1 H.L. Sc. 47, _White_ v. _Buccleuch_
_(Duke)_ (1866) L.R. 1 H.L. Sc. 70, _Robert_ Murr~v _Burgess_ v. _AnYlrew_
_Morton,_ [18961 A.C. (H.L.) 136, _Wyndham_ v. _Jackson,_ [19371 3 All E.R.
677, _Wyndham_ v. _Jackson,_ [1938] 2 All E.R. 109, _Sayad Zain_ v. _Kalabhai_
_Lo//ubhai,_ I.LR. 23 Born. 752, _Raoji Trimbak Nagarkar_ v. _Govind_
_Vinayak Nagarkar,_ (1897) P.J. 413, _Baikanta Nath Goswami_ v. _Sita_
_Nath Goswami,_ I.L.R. 38 Cal. 421, _Nidamarthi Mukkanti_ v. _Thammana_
_Ramayya,_ I.L.R. 26 Mad. 76, _Chinna Venkatasami Naicken_ v. _Venkata·_
_sami Naicken_ & _Anr._ I.L.R. 42 Mad. 625, _Noti Venkata Somaya;ulu_
_Garu_ v. _Adusmilli Venkanna,_ l.L.R. 58 Mad. 31, _K._ _P._ _Dalal_ v. _R._ _S._
_Jamadar,_ A.LR. 1945 Born. 478, _Baijnarh_ v. _Dhani Ram,_ !.L.R. 51 All.
903, _Edappalli Kottamma_ v. _Nallapaneni Mangcmma_ & _Ors._ A.I.R. 1967
CIVIL APPELLATE JURISDICTION : Civil Appeal No. 745 of
1966.
Appeal by special leave from the judgment and order dated
February 18, 1965 of the Calcutta High Court ;n Appeal from
Original Order No. 226 of 1964.
_M._ C. _Chagla,_ D. _N. Mukherjee_ and _P._ _K. Sen,_ for the appellant.
_B. Sen, S._ C. _Mazumdar,_ G. _S._ _Chatterjee_ for _Sukumar_ _Bou,_
for respondents Nos. 1 and 2.
_N. N. Goswari_ and _S. N. Mukherjee,_ for respondents Nos. 3
and 4.
The Judgment of the Court was delivered by
Bhargava, **J.** This appeal, by special leave, is directed
against a judgment of the Appellate Bench of the High Court of
Calcutta dated 18th February, 1965, dismissing an appeal against
an order of a single Judge by which he dismissed a petition under
Art. 226 of the Constitution on 26th August, 1964. The fact!
leading up to this litigation are that one Shrish Chandra Paul
died in the year 1930, leaving behind his widow Pramila Sundar~,
his daughter Arati, and 4 sons Balai, Kanai, Netai and Gour.
In the year 1945, Netai died leaving his mother Pramila Sundari
as his sole heiress. On 27th September 1946, a deed of gift
in respect of two premises Nos. 60/11 and 60/12 in Gouri Beria
A.P. 700, _Pisani_ v. _Attorney-General_ _of_ _Gibraltar,_ (1874) _5_ P.C. 516
(B), Russel on _The Law_ _of_ _Arbitration, 11th Edn._ _p._ 117 & _Ha/sbury'.<_
_Laws_ _of_ _England,_ 3rd Edn. Vol. 2 p. 8 para 15, referred to.
928 SUPREME COURT REPORTS [1969) 3 S.C.R.
Lane was executed by Pramila Sundari in favour of her three
sons Balai, Kanai and Gour. On 18th March, 1952, there was
an agreement for partition between Pramila Sundari and her three
sons Balai, Kanai and Gour, by which the joint estate left by
Shrish Chandra Paul was partitioned into four lots and a small
portion of the property was left joint. On 13th Jll(lle 1957, Pramila Sundari instituted Suit No. 1045 of 1957 against Balai, Kanai
and Gour for a declaration that the deed of gift and the agreement of partition were void and inoperative, and for a· fresh declaration of the shares of the parties and partition of the joint properties. In this suit, Arati was also impleaded as a defendant.
On 26th August, 1957, Pramila Sundari executed a will bequeathing her entire estate absolutely to Arati Paul and Gour in equal
shares. On 13th January, 1958, Pramila Sundari died, and,
consequently on 12th December, 1958, an order was made in Suit
No. 1045 of 1957 transposing Arati Paul as the plaintiff. On 3rd
February, 1960, Arati Paul applied in the Calcutta High Court
for grant of Letters of Administration, with a copy of the will of
Pramila Sundari annexed. This testamentary proceeding was
contested and was marked in the year 1962 as Testamentary Suit
No. 12 of 1962. On 17th December, 1962, the Testamentary
Suit No. 12/ 1962 and the Partition Suit No. 1045/1957 appeared in the peremptory list of Mallick, J., and the Testamentary
Suit was partly heard. On 2nd and 3rd January, 1963, there was
further hearing in the testamentary suit. On 4th January, 1963,
an agreement was put fol"Ward before Mallick, J. referring the dispute in both the suits to the sole arbitration of Mallick, J. _extra_
_cursum curiae._ Since this reference is of importance, we may
###### quote it in full:
"~t is recorded that all the parties consent to this
Testa. Suit as well as the partition Suit bell.lg Suit No.
1045 of 1957 and all the disputes involved in these two
matter be settled and referred to the sole arbitratio.n of
the Hon'ble Mr. Justice P. C. Mallick and the parties
agreed to abide by any decision that will be trlven and
no evidence need be taken except or to what his Lordship might desire and the evidence need not ~ recorded
in any formal manner. Parties agree that his Lordship
would have all the summary powers including the power to divide and partition the properties and to make
such decrees as his Lordship thinks fit and proper and
for the purpose of partition if necessary to engage or
appoint Surveyors & Commissioners as his Lordship
thinks best.
It is recorded that all the parties have referred this
matter to the Learned Judge in what is known as _Extra_
_Cursum Curiae_ jurisdiction of this Court.
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ARATI _V._ REGISTRAR _(Bhargava,_ _J.)_
A It is further recorded that all parties agree that they
will not prefer any appeal from or against the decree or
order that may be passed by his Lordship the Hon'ble
Mr. Justice Mallick."
When this note was recorded, all the parties to the two proceedings were represented. through their counsel. ;ln ~ursuance of
this agreement, Mallick, J. passed an order. m Suit No. 104~/
Failing to get any response, Ara ti Paul, on 4th September,
!963, presented a petition Ui1lder Art. 226 of the Constitution
.praying for issue of a writ in the nature of _mandamus_ directing
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1957 on !st April, 1963. lt may be mentioned that the mam
#### dispute in the present case is whether this or?er of M'."lick, !·
in this partition suit amounts to an award or a 1udgment m a suit.
On the. same day, by a separate order, he also granted Letters
of Administration in the Testamentary Suit. On 5th April, 1963,
Arati Paul filed an objection to the recording of this order as a
judgment. On 4th May, 1963, drafts of decree& drawn up in
terms of that order were issued. On 13th May 1963 Arati Paul
applied for change of her Attorney in the partition Suit No. 1045/
1957. On 17th May, 1963, the order of Mallick, J. dated 1st
April 1963 was filed on the record _oi_ Suit No. 1045/1957 as
a judgment. On 24th July, 1963, the application of Arati Paul
for change of Attorney was allowed. Thereafter, on 20th August,
1963, Arati Paul pre~ented a Letter of Demand to the Registrar
of the Original Side of the High Court to recall, cancel and
withdraw the filing of the order ·of Mallick, J. dated 1st April,
1963 from the record ·of the suit and to take it off the file of that
suit.
the Registrar of the High . Court on the Original Side to forth-.vith recall, cancel and withdraw the filing of the said pretended
F Award (that is how the order of Mallick, J. was described in this
petition) dated 1st April, 1963 as a judgment in the said Suit
No, 1045/1957 as part of the records of the said suit, and an
other writ of _mandamus_ directing the Registrar of the High Court
to forth with take off the said pretended A ward dated 1st April.,
1963 from the file and/or records of the said Suit No. 1045/1§57.
G In this petition, apart from the Registrar of the High Court on
.. the Original Side, Balai, Kanai and Gour were also imp leaded as
opposite parties. This petition under Art. 226 of the Constitution
was numbered as Matter No. 366 of 1963 and was summarily
rejected by Banerjee, J. on 5th September, 1963. On 16th Sep
te';llb.er, 1963, Appeal No. 228 of 1963 was entertained against
H this judgment u:°der. the. f:etter~ Patent, ~~t an application presented for an mter1m m1unction restrammg the Registrar from
taking any steps pursuant to the judgment of Mallick J. dated !st
April, 1963 pending disposal of the appeal was ;ejected. On
930 SUPREME COURT REPORTS [1969] 3 S.C.R.
27th November, 1963, Arati Paul obtained special leave to ap·
peal from this Court against the refusal of the interim injunction
by the interlocutory order -dated 16th September, 1963. While
this appeal was still pending in this Court, the Appellate Bench of
the High Court, on 28th April, 1964, allowed Appeal No. 228
of 1963, directed issue of a Rule in Matter No. 366 of 1963.
and ordered stay of all proceedings pursuant to the order of Mal·
lick, J. dated 1st April, 1963, till the final disposal of the Rule.
Since the appeal in this Court had become in fructuous, it was
not prosecuted and ~as dismissed for non-prosecution on 29th
April, 1964. On 10th June, 1964, two of the parties Kanai
and Balai took out a notice of motion for revocation "of Letters
of Administration which had been granted to Arati Paul by the
order of Mallick, J. dated !st April, 1963 in the Testamentary
Suit. This notice was returnable on 15th June, 1964. Matter
No. 366 of 1963, having been remanded by the Appellate
Bench, appeared for final hearing before Sinha, J., on 15th July,
1964, but· it was directed to go out of the list as an objection
- was taken on behalf of Kanai and Balai to the matter being taken
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up by him on the ground that he was a member of the.Appellate
Bench which had directed issue of the Rule in that Matter. On
16th July, 1964, this Matter No .. 366/1963 was mentioned before the Chief Justice for being assigned to some other Judge,
when a direction was made by the Chief Justice that a letter should
be written by the party concerned to his Secretary. On 27th
July, 1964, the Notice of Motion taken out by Kanai and Balai
for revocation of Letters of Administration was partly heard by
Mallick, J. who recorded the following minutes :
"Part Heard. The Rule issued by the Appeal Court
in Matter No. 366/63 in the matter of Arati Paul vs.
Registrar, O.S., appears to be intimately connected with
the application that is now pe,nding before me. I direct
that this matter with the said Matter No. 366 be placed
before the Hon'ble C.J. for proper determination:ut
this matter along with the matters appear day after tomorrow when I shall giye directions. Interim Order to
continue except that Arati Paul will collect rent."
It appears that, simultaneously with these proceedings, an appli·
cation for taking proceedings for Contempt of Court were also
pending before him in this connection. Hearing in Matter No.
366/1963 was concluded on 12th August, 1964, and then an
order was made that this Matter as well as the proceedings relating to Notice of Motion for revocation of the Letters of Admi·
nistration and the application for taking proceedings for contempt
should appear in the list for judgment one after the other. On
26th August, 1964 Mallick, J. passed an order discharging the
Rule in Matter No. 366/1963 as well as dismis,ing the other two
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ARATI _v._ REOISTRAR _(Bhargava,_ _!.)_ 93J
applications. Subsequently, on 1st September, 1964, the ~re
liminary decree drawn up on the basis of the order of Malltck,
J. dated 1st April, 1963 in Partition Suit No. 1045/1957 was
signed by him, and on 3rd September, 1964, the decree was
filed. On 21st September 1964, Arati Paul filed Appeal No.
226 of 1964 challenging the order dated 26th August, 1964
passed by Mallick, J. dismissing Matter No. 366 of 19.63. The
appeal was dismissed by the Appellate Bench of the High Court
on 18th February, 1965 and the order of the High Court in the
appeal was filed on 16th March, 1965. Arati Paul then applied
for a certificate under Art. 133(1) of the Constitution for leave
to appeal to this Court. That having been refused, she obtained
special leave from this Court and has now come up in this appeal
challenging the confirmation by the Appellate Bench of the order
of dismissal of Matter No. 366 of 1963.
The prayer in the writ petition (Matter No. 366/190:1) has
been pressed before us by Mr. Chagla on behalf of the appellant
on the sole ground that the order of Mallick, J. dated lst April,.
1963 was in the nature of an award made by an arbitrator and
not a judgment in the partition suit, so that the appellant was
entitled to obtain a Writ for its recall, cancellation and withdrawal and for taking it off the record of the suit. Being a mere
award of an arbitrator, it could not be treated as a judgment in
the suit, nor could a decree be drawn up on its basis. On
behalf of the respondents, other than the Registrar of the High
Court on the Original Side, Mr. Goswami has argued that, even
.hough under the agreement dated 4th January 1963, Mallick,
J. was requested to act _extra_ _cursum_ _curiae_ and the suit was left
to his arbitration, he, in fact, when passing the order dated l st
April, 1963, acted as a Court and passed a preliminary decree.
According to him, a preliminary decree in a suit for partition
can only be passed by a Court and not by an arbitrator when
giving an award in the dispute referred to him. He has, therefore,
urged that the Registrar was right in filing that order on the
record of Suit No. 1045 of 1957 as a judgmetn, and no writ of
_mandamus_ can be issued to him to recall, cancel or withdraw it
or take it off the record. Learned counsel for the Registrar also
urged that all that the Registrar did was to file the order of Mallick, J. in accordance with the Rules of Court, because it was a
judgment passing a preliminary decree in the suit, so that the appellant was not entitled to the writ of _mandamus_ sought in Matter
No. 366 of 1963.
Mr .. C:hagla, in sup~ort of his argument, relied primarily on
H two dec1S1ons of Courts m England and on the principle enunciated. by Russel in his book on "The Law of Arbitration" 17th Edn.
In this book at p. 117, Russel has enunciated the principle as.
follows:llSup:CI/69-tO
932 SUPREME COURT REPORTS (1969] 3 S.C.R.
"The subject-matter of an action may be referred to
d judge as arbitrntor. The judge in such a case will, if
such, is the intention of the parties, be merely an arbitrator and have no special powers by virtue of the fact that
he is a judge, and his award will not be subject to
appeal."
After laying down this principle, Russell goes on to elaborate it
in the subsequent notes with reference to some decisions, and one
of these principles enunciated is:
"When, with the consent of bc;>th parties, a judge deviates from the regular course of procedu.re of the court,
he ceases to act judicially and becomes an arbitrator,
whose decision is subject to no appeal."
In support of this last proposition, Russell has quoted the decisions ill. _Bickett_ v. _Morris(')_ and _White_ v. _Buccleuch_ _(Duke)(')._
We examined the decisions in these two cases, but could not find
any specific statement in them that the decisi~ given by a Judge
on deviation from the regular course of procedure of the Court
has to be held to be an award, though it was held in both cases
that it would not be subject to an appeal.
The principal case on which reliance is placed on behalf of
the appellant is the decision of the House of Lords in _Robert_
_Murray Burgess_ v. _Andrew Morton(')._ In that case, a suit was
first brought for recovery for a certain amount and the cause was
set down for trial before the Lord Chief Justice, when there being
no likelihood of its being reached, the parties, with the consent
of the learned judge, agreed to withdraw it from trial, and to
state a special case for the decision of the court. It was held by
the House of Lords that the special case so stated did not raise
directly any question of law and its decision only depended on
questions of fact, so that the statement of the special case did not
confer jurisdiction on the Court to deal with it as such. The
learned Judges of the Divisional Court seized of the special case
pointed out the incompetency and inexpediency of trying such a
question by means of a special case, but expressed their willing
ness to do the best they could to decide it, if the parties desired
them to do so; and on that footing, they heard the case and gave
judgment. On appeal, the Court of Appeal reversed that judgment. This judgment of the Court of Appeal was brought up
before the House of Lords which had to consider the nature of
the judgment given by the Divisional Court. Lord Watson in
his speech held:
(1) (1866) LR. I H.L. Sc. 47. (2) (1866) L.R. 1 H.L. Sc. 70.
(3) 18961 A.C. (H.L.) 136.
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ARATI _v._ REGISTRAR _(Bhargava,_ J.)
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Reliance was also placed on the decision of Goddard, J. in
_Wyndham_ v. _Jackson(')._ The facts of that case were that the
plaintiff issued a writ in the Chancery Division claiming an account and payment ·of all sums due to her under a contract entered into by the plaintiff with the defendant. An order was
made in the action by conse,nt directing an account and the master, who dealt with that order, extended the ambit of his enquiry
be}'&nd the terms of the order at the invitation of both parties,
gave \I decision on a matter which was not covered by the Judge's
order for an account, and issued a certificate to the effect that a
certain sum was due from the defendant to the plaintiff. The
question that was raised before Goddard, J. by the plaintiff was
that she was entitled to recover the amount certified by the master,. on the ground that' the certificate was equivalent to an award
haV!ng been made pursuant to an ol'lll submission by counsel, who
asked him to deal with all matters in dispute, though not technica!ly covered by the order directing an account. It was also submitted on her behalf that the minute in the master's book indi
cati~g ~n order that he was prepared to make on the pl~intiff's
application for an order for payment, was also an award entitling
(I) _6_ Bell's Ap, JOS. (2) I Macq. 714.
(3) 2 Macq. 478. (4) [1937] 3 All E.R. 677.
"There are several decisions of this House, in cases
coming from Scotland, which appear to me to affirm that
the judgment of a court below, prono~nced _extra cur-_
_sum curiae,_ is in the nature of an arbiter's award, and
that, as a general rule at least, no appeal from _it will
lie. An appeal was held, on that ground, to be incom
petent in _Craig_ v. _Duffus('); Dudgeon_ v. _Thomson(')_
and _Magistrates_ _of Benfrew_ v. _Hoby(_ _[3]_ _)."_
Lord Shand also expressed a similar view, taking note of tlie fact
that, as soon as it became apparent to the learned Judges ?f the
Divisional Court that the special case raised only a questmn of
fact for their determination they would have been warranted in
declining to give judgment on it. It was apparent that the learnec
judges yielded to the entreaties of both parties in entertaining an<
disposing of the case; and, on this basis, expressed his opinion a
follows:
"I agree in thinking that the proceeding was _extra_
_cursum curiae,_ and that the decision of the dispute between the parties was of the nature of an award by arbi
ters, as, indeed, the learned judges of the Divisional Court
seem themselves to have thought, as appears not only
from the terms of Wills, J.'s judgment, but from the
observations of both judges when the defendant proposed to appeal."
934 SUPREME COURT REPORTS ( 1969] 3 S.C.R.
her, not only to the amount mentioned, but also to the costs of the A
Chancery proceedings. After considering the views expressed in a
number of cases, Goddard, J. held:
"! must take it that it has been finally decided, in
a matter between the parties, that the certificate was
given _ex cursum curiae._ Then, as I find it was the result
of a hearing which both parties requested, and to which
they assented, I think it falls within the line of cases on
which the plaintiff relies, and can be enforced as an
**award."**
This case went up in. appeal before the Court of Appeal whose
decision is reported in _Wyndham_ v. _Jackson(')._ That Court differed from Goddard, J. on the nature of the order made by the
master and held that the determination by the master was not a
final determination and was never intended to be treated as a
final arrangement between the parties. That 111atter was still to
go before the Judge who had made the order for account and the
master's certificate could not be binding until It had been confirmed by the Judge. The position of the master was held to be
exactly analogous to the position of an arbitrator to whom the
court may have referred a matter to make a report to the court in
order that the court may give a final decision between the parties.
On this view, the Appeal Court did not go into the question whether the.decision given by_ the master amounted to a decision given
_extra cursum curiae_ and whether it was enforceable as an award.
The award of the master, being tre:ited as provisional and subject
to confirmation by the Judge, could obviously not be enforced as
such. Thus, the view expressed by Goddard, J. that the decision
of the master could be enforced as !Ill award, if it had been final,
was neither affirmed nor set aside.
The cases in India relied upon are two dei;isions of the Bombay
and Calcutta High Courts. In _Sayad Zain_ v. _Kalabhai Lallu-_
_bhai_ (°), before the case came to a regular hearing before the Court
of the First Class Subordinate Judge, Surat, the parties as 'well as
### their pleaders signed an application which ran as follows :
"We have decided that the Court should make a settlement of the dispute between us according to Chapter
XXXVIII of the Civil Procedure Code, and we will
abide by whatever decision the Court may give.
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We hve specially decided that the Court should have
ful.J authority to obtain information from the parties in H
whatever way the Court may think proper, but the parties
(1)(19381 2 All E.R. 109. (2) I.L.R. 23 Born. 752.
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ARATI _v._ REGISTRAR _(Bhargava,_ J.) 935
are not to produce any evidence except documentary re**cords."**
The Subordinate Judge, in pursuance of this agreement, proceeded to deal with the case and ordered defendant to pay plaintiff
a certain sum, having dispensed with the requirement of going
through the formal procedure of rejecting the suit and registering
their application as a fresh suit, ..because the parties referred him
to the decision in _R.aoji_ _Trimbak Nagarkar_ v. _Govind Vinayak_
_Nagarkar(')._ An appeal against this decision was taken to the
High Court of Bombay which noted the fact that the Subordinate
Judge had referred to the case mentioned above and helo:
"The very mention of that case shows that the parties must have intended that the decision of the Subordinate Judge as arbitrator should be final. In that case,
as in this, the parties solemnly agreed by themselves and
by their pleaders to abide by the decision of the Court
to be made in a particular way. They cannot, therefore,
appeal from it."
The Court further expressed the opinion that:
"The fact that the express provisions of Chapter
XXXVIII of the Civil Procedure Code were knowingly disregarded, shows that' the_ proceedings were _extra_
_cursum curiae,_ and thus the judgment of the Subordinate
Judge was in the nature of an arbitrator's award, against
which an appeal cannot be entertained if the competency of the appellate Court is objected to by the party
holding the judgment. The fact that the Subordinate
Judge gave his award in the form of a decree will not
make it a decree from which a regular appeal can lie."
In _Baikanta Nath Goswami_ v. _Sita Nath Goswami('),_ after the
hearing of a suit in a Munsif Court had commenced and some
evidence had been recorded, the parties agreed to leave the questions in dispute between them to the determination of the Munsif
after he had inspected the locality, and also agreed not to raise
any objection to the decision so arrived at by the Munsif and to
hold themselves bound by the decision of the Munsif. It was
specifically stated in the -agreement that neither of the parties shall
be competent to raise any objection to the decision or to prefer
an appeal. Acting on this submission, the Munsif made a local
inspection and passed an order with which the plaintiffs were not
content, so that they applied to the Munsif under section 623 of
the Civil Procedure Code, 1882, for a review. The Munsif grant
ed the review and passed a second order in modification of his
(I) [1897[ P.J. 413. (2) l.L.R. 38 cal. 421.
936 SUPREME COURT REPORTS (1969] 3 S.C.R.
first order, and again embodied the order in what purported to
be a decree in the suit. Against this decree, an appeal was filed
by the defendants be.fore the District Judge wlio entertained ~he
appeal and made an order of remand. On second appeal, the High
Court of Calcutta held that the first judgment of the Munsif was in
the nature of an award and that it did not lose that character because he embodied the operative part of that judgment in what purported to be a decree in the suit. He was in fact an arbitrator
by the submissi~n of the parties and his decision was an award.
It was not open to him to alter that award when made or to
review his decision. It was further held that no appeal, consequently, lay to the District Judge against that decision. It is on
the basis of these cases that it was argtied that, in the present case
also, the order made by Mallick, J. should be held by us to be
in the nature of an award made by an arbitrator, so that it cannot be treated as a decree and filed as such in the partition suit
which was pending before him.
As against these cases cited on behalf of the appellant, our
attention has been drawn on behalf of the respondents to the views
in Halsbury's _Laws of England,_ and to certain decisions of Courts
in India. In Halsbury's _Laws of England,_ Third Edn., Vol. 2, at
p.8 in para. 15, it is stated:
"An arbitration agreement must be an agreement to
refer disputes to some person or persons other than a
court of competent jurisdiction. . In principle, a judge
sitting _extra cursum curiae_ may sit as arbitrator under
an arbitration agreement and a reference to a foreign
court has been treated as an arbitration agreement for
the purpose of exercising the jurisdiction to grant a
stay of proceedings arising out of the same subject-matter. An agreement that the decision of a judge sitting
in court should be unappealable is however, despite the
language of some of the decisions cited, not an arbitration agreement; the decision, when given, is a judgment,
not an award, and the judge is not placed in the position
of an arbitrator."
Reliance is placed particularly on the last sentence of the above
extract from Halsbury's _Laws_ _of England._
In _Nidamarthi Mukkanti_ v. _Thammana Ramayya('),_ parties
in a suit pending before the District Munsif presented a petition
undertaking that both parties would abide by the decision of the
Court that may be passed, as it thinks just, after perusing t~e
documents filed by both parties and all the records in the said
suit, and after measuring the sites and inspecting the marks, etc.,
(l) I.L.R. 26 Mad. 76.
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ARATI _v._ REGISTRAR _(Bhargava,_ _J.)_ 937
which are thereon. The District Munsif ordered accordingly,
inspected the site, and found in favour of the plaintiff and pro·
nounced judgment giving him the order claimed, and granted the
injunction. It was held by the Madras High Court qn appeal that
the District Munsif acted as arbitrator by consent of parlies and
that, consequently, no appeal lay from his decision which must
be looked on as an award. It was, however, added that, as no
attempt had been made to attack that award on any of the grounds
specified in section 521 of the Civil Procedure Code, the Court
must look on the decree of the District Munsif as one passed in
accordance with the award and uphold it as such.
In _Chinna Venkatasami Naicken_ v. _Venkatasami_ _Naicke11_ _and_
_Another('),_ in a suit for money due upon a mortgage bond, after
the examination of some witnesses, parties agreed to refer the
questions of law and fact arising in the case to the decision of
three persons, _viz .._ the Subordinate Judge and two friends of the
parties. An award was made by the majority. Thereupon, an
application was presented by the defendants to set aside the award
on various grolllllds. The Subordinate Judge over-ruled the objections and passed a decree in accordance with the award. In
the Revision before the Madras High Court, the main ground
taken was that the reference to the Subordinate Judge as one of
the arbitrators was illegal and 'that whole award was vitiated
thereby. Seshagiri Ayyar, J., in confirming the decree of the Subordinate Judge, held:
"In my opinion, therefore, although the procedure
adopted by the Subordinate Judge in dealing with the
matter as if it was a reference under the second schedule
and as if the provisions of the Code applied was wrong,
inasmuch as a decree was passed in terms of the award,
the defendant as a party to the reference is not entitled
to contest its finality and to request that the case ·should
be heard again."
Wallis, C.J., said:
"! think a reference of the suit to the presiding judge
must be held to be altogether _extra cursum curiae_ and not
the less so when two others are joined with him and
that the decree passed i·n accordance with their de~ision
must be regarded _as_ a consent decree, and as not subject to the prnvisions of the second schedule."
. !ti. _fl(oti_ f'.e~kata _Somayajulu Garu_ v. _Adusumil/i Venkanna(')._
m a suit clamung an easement of necessity in respect of certain
lands, the District Munsif, at the request of the defendant, made
(l) LL.R. 42 Mlld. 625. (2) I.L.R. _SB_ Mad. Ji.
'938 SUPREME COURT REPORTS [1969] 3 S.C.R.
a local inspection of the site, whereafter the plaintiff was examined-in-chief and some documents were filed. Thereafter, the
parties requested the Court to give a decision on the evidence already on the record and intimated that they proposed to adduce
no further evidence. The Munsif gave his decision partly in
favour of the plaintiff and partly against him. The plaintiff appealed to the Subordinate Judge who dismissed the appeal, holding it to be barred by reason of the joint statement. given by the
parties before the Munsif. On further appeal, the High Court
of Madras held that, although the proceeding was not _extra cursum_
_curiae,_ the right o,f appeal was nevertheless barred by reason of
the special agreement.
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In _K._ _P._ _Da/alv._ _R._ S. _Jamadar('),_ in an application registered C
as a suit for e jectment from a premises, the Judge trying the suit,
at the first hearing of the suit, after . pleadings of parties had
been put in, enuired of the advocates of the parties as to whether they wanted a formal trial or whether they were prepared to
leave the matter to him to be summarily decided as an arbitrator
after hearing the respective advocates and inspecting the premises. D
Both the advocates agreed to the learned Judge hearing the facts
from them and after inspection of the premises by the Court to
submit to his decision as suggested. Therea.fter, the Judge inspected the premises and ultimately, on a further agreement by
both parties that the matters in dispute should be decided by the
Judge as an arbitrator, he gave his decision. When the case
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came up in revision before the Bombay High Conrt, the learned
Judge of that Court refetred to the quotations from Halsbury's
_Laws_ _of_ _England_ and Russell on _Arbitration_ which we have noticed earlier, and expressed his opinion that he did not think that
those observations necessarily meant that the Judge ceased to be a
Judge and became a pure arbitrator in the sense that he could
refer the dispute to himself and also remit the award to himself. F
The order of the trial Judge dismissing the application and making
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no order as to costs was upheld on the view that the trial Judge
had not lost his capacity as a Judge and had not beconfe a pure
arbitrator governed by the Arbitration Act and, therefore, the
provisions of that Act would not apply to him, so that the order
passed by the trial Judge was correct.
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In _Baijnath_ v. _Dhani_ Ram( [2] ), a suit for declaration, removal
of certain encroachments, and a perpetual injunction came for
trial hefore the Munsif where the parties agreed that the Munsif
should decide the case on inspection of the documents filed by
the parties and on inspection of the locality. They further agreed
to accept the decision of the Munsif. The Munsif wrote a judg- H
ment and decreed the suit in part. There was an appeal to the
(I) A.1.R. 1945 Born. 478. (2) !.L.R. 51 All. 9-03.
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District Judge which was dismissed and the second appeal came
before the High Court of Allahabad which was also dismiss~.
While the appeal before the District Judge was pending, an application for review of judgment was also presented ~efore the Munsif. In disposing of this application, the Munsif held that he
was an arbitrator and that his decision was binding on the parties,
so that an application for review did not lie as there was ~o
sufficient cause for review. This order was again taken up m
Revision before the High Court, and the question ~rose whether
the Munsif could not entertain the application for review because
he was an arbitrator. The Court held:
"The Munsif, in accepting the position of an arl:>itrator, had a two-fold t:apacity. He was an arbitrator,
but he was also the court. If the arbitrator left anything undecided, the parties would be entitled to· go to
the court and to ask the court to remit the award to the
arbitrator. The fact that the two capacities were consitu,ted in the same person should not deprive a party of
his right of having matters set right."
On this view, the Court Was of the opinion that an application for
reveiw lay against the judgment of the Munsif, allowed the revision and directed the Munsif to take up the application for review
afresh and consider it on the merits.
In _Edapalli Kotamma_ v. _Nallapaneni Mangamma and_
_Others('),_ in a suit for mandatory injunction directing the defendants to remove certain constructions and for a permanent injunction restraining them from obstructing the flow of surplus water
from plaintiff's land, the parties, after a Commissioner appointed to
inspect the locality had prepared certain plans and submitted his
reports, signed and filed a memorandum before the District Munsif
in the fol!owing terms:
"Both parties agreed to abide by the decision of the
Hon'ble Court after personal in~pection. The parties are
not adducing oral evidence. Documentary evidence can
be received."
The District Munsif inspected the locality, placed on record a
detailed. note of the phy~ic.al fe~tures of the locality, etc., and, on
the basis. of the. Comnuss10ner s plans and reports and his own
personal mspeclton, gave a judgment for the plaintiffs. A decree
was also drawn up in the usual course. The first defendant preferred an appeal which was rejected by the first appellate court
on the ground tha_t it was incompetent. In second appeal before
the Andhra Pradesh High Court, the question arose whether the
first appellate Court was right in holding that no appeal lay to
rt from the decree of the trial Court. A learned single Judge of
('. A.I.R.1967 A.P. 700,
940 SUPREME COURT REPORTS [1969] 3 S.C.R.
the Andhra Pradesh High Court differed from the view expressed
in _Nidammarthi Mukkanti's_ case( [1] ) and held that there could not
be a reference to arbitration by the Judge to himself. He expressed the view by saying :
"It would be fantastic to say that in a case like the
present, the Court made a reference to itself, fixed the
time for the making of the award, stayed its hand till
the expiry of the time fixed for the submission of the
award, received the award, gave time for objections to
the award, heard the objections and, finding no grounds
for setting aside the award, pronounced judgment in
accordance therewith."
He went on to hold:'The Arbitration Act of 1940 makes it clear that a
reference to :irbitration could be made only in accord
ance with the Act and the procedure prescribed by the
Act should have been followed before ss. 17 and 39 of
the Act barring appeals from decrees on awards, could
be invoked. Consequently, the decision of the trial
Court could not be treated as the award of an arbitrator
and the decree that followed, could not be held to be a
decree on an award and therefore not open to appeal."
He then proceeded to examine the question whether, there being
no statutory provisions barring a right of appeal in that case,
there was any principle of law which deprived the parties of the
right of appeal. He noted the fact that, in that case, there was no
express agreement not to appeal; but the controversy turned on
the question whether, by their conduct, the parties should be deemed to have given up their right of appeal and whether the waiver
of the right of appeal should be implied from the terms of the
agreement between the parties. The learned Judge held that there
had been no waiver, of the right of appeal, so that the appeal before
the first appellate Court ·was competent. The order dismissing
that appeal was set aside and the case was remanded for a decision of the appeal on merits.
Reference may also be made to ir decision of the Privy Council in _Pisani_ v. _Attorney-General of Gibraltar(')._ In that case, the
Crown claimed certain lands as escheated for want of heirs of the
deceased owner. The defendants to the action were a purchaser
from that owner, a person who claimed that the purchaser was
only a trustee for him, and certain legatees and beneficiaries under
a will of the deceased. During the course of frial, it b~came evident that the title of the Crown by' escheat was unsustainable, but,
instead of dismissing the suit, the Court, with the consent of the
(I) 1.L.R. 26 Mad. 76. (2) (1874) 5 P.C 516. (E).
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parties, allowed an amendment of the pleadings by the addition of
a prayer that the rights of the several defendants might be ascertained and declared by the decree of the Court. The Court the.n
enquired into the rival claims of the defendants and declared their
respective rights. One of the defendants preferred an appeal from
the judgment to the Privy Council and a preliminary objection
was taken to the competency of the appeal. The Judicial Com'
mittee of the Privy Council_ held that, though the amendment of
the pleadings in the Court below could not have been made except
by consent of parties and though the Court below had been invi·
ted by the rival claimants to adjudicate upon their rights _inter-se_
there was no stipulation that the right of appeal should be given
up. The parties did not contemplate that the Judge was to hear
the cause otherwise than as a Judge or that the litigatibn was not
to go on subject to all the incidents of a cause regularly heard in
Court, including an appeal to the Judicial Committee. There was
nothing in the proceedings suggesting that the parties waived their
right of appeal. It was in this context that the Judicial Committee made the following observations:
"lt is true that there was a deviation from the _cursum_
_curiae,_ but the Court had jurisdiction over the subject
and the assumption ol the duty of another tribunal is not
involved in the question. Departures from ordinary
practice by consent are of everyday occurrence; but
unless there is an attempt to give the Court jurisdiction
which it does not possess, or something occurs which is
such a violent strain upon its procedure that it puts its
entirely out of its course, so that a Court of appeal cannot properly review the decision such departures have
never been held to deprive either of the parties of the
right of appeal."
The Privy Council added that it was wrong to regard the decision
of the Court as an award of an arbitrator or to attribute an intention to the parties that the decision should not be open to
appeal.
A review of all these decisions shows that the question as to
the nature of an order made in circumstances similar to those with
which we !ire ~o.nci:rned has been considered both in England
and m In~1a pr~manly for the purpose of deciding whether such
an order 1s sub1ect to an appe~l like an ordinary judgment of a
Court from wh1c~ an appeal hes. In some cases, the right of
appeal was negatived on the ground that such a decision was in
the nature of an arbitrator's award. In other cases, it has been
t~eated as a judgment amounting to a decision by consent of parties. In the case before us, the position is different. No appeal
was ever sought to be filed against the order of Mallick, J. dated
''142 SUPREME COURT REPORTS [ l 969] 3 S.C.R.
1st April, 1963. Further, the language of the agreement of the
parties, on the basis of which Mallick, J. proceeded to make that
order was different from that considered in these various decisions. At the first stage, the parties got it recorded that the matters were to be settled and referred to the sole arbiration of Mallick:, J. The parties agreed to abide by any decision that might
be given by him and that no evidence need be taken except or to
whatever extent Mallick, J. might desire. .The evidence need
not be recorded in any formal manner. Mallick, J. was to have
all the summary powers including the power to divide and partition the properties. The conferment of these powers on Mallick,
J., who was already seized of the partition suit, was clearly intended to enable him to function as an arbitrator so as not to be
bouni:I by the rules of procedure applicable to him as a Court.
At the same time, the parties added that Mallick, J. was to make
such decrees as he thought fit and proper and, for the purpose of
. partition, _ii_ necessary, he could engage or appoint surveyors ani:I
Commissioners as he thought best. On the face of it, an arbitrator could not pass any decree. The decree could only be passei:I
by Mallick, J. in his capacity of Court seized of the suit. Even
if it be held that the first part of the agreement hai:I the effect
of bringing about a reference to him in his capacity as arbitrator,
he did not cease to be seized of the partition suit as a Court. Even
under the Arbitration Act, if a reference is made to an arbitrator
in a suit pending in a Court, the Court does not cease to have
jurisdiction over the suit. All that is required by the provisions
·of the Arbitration Act is that no further proceedings are to be
taken by the Court, except in accordance with the other provi
~ions of that Act. The suit continues to remain pep.ding before
the Court. In a case like the present, where the arbitration. agreement envisages that the Presiding Officer of the Court should himself act as an arbitrator, he, in such circumstances, will obviously
occupy a dual capacity. He will be both an arbitrator to decide
the matters referred to him by the agreement of the parties, and
a Court before which the suit contihues to remain pending having jurisdiction to deal with the suit in accordance with the provisions of the Arbitration Act. It is a question whether' a reference to arbitration by a Presiding Judge, before whom a suit is
pending, can be competently made under the Arbitration Act; but
that is a point on which we need express no opinion, because, if
it be held that there was no reference to arbitration in the present
case. the order passed by Mallick, J. must be held to be a preliminary decree passed by him as a Court seized of the partition
suit. On the other hand, even if it be held that there was a
competent reference, it is clear that, after deciding the matters
'left to his decision as an arbitrator by the parties, Mallick, J. pro
;eeded further to deal with the suit himself as a Court and to pass
i preliminary decree in it which course being adopted by him
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A was envisaged by the parties themselves when they stated that he
could make such decrees in the suit as he thought fit. The actual
order passed by Mallick, J. also makes it clear that, in passing
that order, he purported to act as the Court deciding the suit and
not as the arbitrator to whom some· matters in dispute were referred by the parties. At the beginning of the order, Mallick, J.
B described himself as "the Court". When making the operative
order, he used the following language:
"In the result, for the present, I will pass a preliminary decree as under :
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On the face of it whe.ti he passed this order he acted as a Judge
seized of the suit who alone was competent to pass the preliminary decree in the suit. Consequently, we cannot accept the submission made by Mr. Chagla that the order made by Mallick, J.
should !Je held to be an award of an arbitrator pure and simple·
and not a decree by a Court.
We are not concerned in this appeal with the question whether it was appropriate for .Mallick, J. to have dealt with the suit
in this manner, nor whether the actual order made by him passing
the preliminary decree was correct or was liable to be set aside
on the ground of the incorrect procedure adopted by him. As
we have mentioned earlier, the sole relief claimed before the High
Court was the issue of a writ of _mandamus_ directing the Registrar
on the Original Side to recall, cancel and withdraw this order
and to tiilce it off the record, on the ground that it was an award
and not a judgment of the Court. Since we have held' that it
was a judgment of the Court, the Registrar on the Original Side,
under·the Rules of the Calcutta High Court, was bound to file it
on the record and retain it there. Tlie appellant could have sought
appropriate remedy for having that judgment .vacated arid, if such
a remedy had been sought against that judgment directly, the
question whether it was a good judgment and should be retained
on the record or not could have been appropriately decided. The·
remedy sought by the appellant of seeking a writ to restrain the
Registrar on the Original Side from keeping the judgment on the
record of the suit could not possibly be allowed, while the judgment stood and was not vacated.
In. the result, we have to hold that the order of the High
Court dismissing the petition filed by the appellant was correct
and justified. The appeal is dismissed, but, in view of the specia1·
circumstances of this case, we direct parties to bear their own
costs.
V.P.S. _Appeal dismissed;_