High CourtDivision BenchAppeal dismissed.

Akhilesh Kumar Singh v. Ram Dawan & Ors.

Case / Petition Number:Civil Appeal No.1931 of 2010
Neutral Citation:[2015] 9 S.C.R. 467

Case Details & Bench

Court
High Court
Hon'ble Judges
  • Dipak Misra
  • Prafulla C. Pant
Judgment Date
2015-09-23
Court Decision / Holding
Appeal dismissed.
Final Disposition
Appeal dismissed.

Parties to the Case

Appellants / Petitioners

  • Akhilesh Kumar Singh

Respondents

  • Ram Dawan
  • Ors.

Legal Representation & Advocates

Counsels for Petitioners

  • • Pramanand Gaur
  • • S.C. Singhal

Counsels for Respondents

  • • Hariom Yaduvanshi
  • • Geeta Singh
  • • Dr. Monika Gusain
  • • Gagan Gupta
  • • Vivek Vishnoi
  • • M. R. Shamshad
  • • Shashank H Singh

Case Synopsis & Summary

This Civil Appeal concerns promotion and reservation in a single-post cadre for the post of Clerk in a recognized UP Board Intermediate College governed by the U.P. Intermediate Education Act, 1921. The first respondent Ram Dawan, initially appointed as Daftari, sought promotion to Clerk after becoming eligible through higher education. Following retirement of the senior Clerk, the authorities advertised for the post and, due to administrative constraints, the District Inspector of Schools’ approval for promotion was not granted. The single Judge held that the cadre contained a singular post and could not be reserved for promotion from the feeder cadre; he suggested that the writ petitioner could file a representation if the direct recruitment was alleged to be illegal, inviting a reasoned order under the 1921 Act. The Division Bench later held that a single post of Class III in such an institution could be filled by promotion from the feeder cadre, relying on Regulation 2 and the accompanying Note, and overruled the Single Judge’s view. The appellant challenged this order in Special Leave. The Supreme Court ultimately upheld the Division Bench, but grounded its reasoning in constitutional principles: reservation can arise only when there is plurality of posts, and a single-post cadre cannot be reserved; however, promotions under Regulation 2 with its Note can be used without constituting impermissible reservation. The decision cited PGI v. Faculty Association and others, Indra Sawhney lineage, and related precedents. The appeal was dismissed, preserving the Division Bench’s approach and distinguishing precedents such as Palak Dhari Yadav.

Provisions of Law Cited

U.P. Intermediate Education Act, 1921Regulation 2 (1) and (2) under the Act (promotion from Class IV to Class III; fifty percent of posts to be filled through promotion)Note appended to Regulation 2 (clarifying how fifty percent is calculated)Constitution of India, Articles 16(1) and 16(4)Constitution (Seventy-seventh Amendment) Act, inserting Article 16(4-A)

Legal Doctrines & Maxims

  • Reservation cannot be made in a single-post cadre as it would lead to 100% exclusion of the general public (per Constitution Bench reasoning in PGI v. Faculty Association and others).
  • Reservation is confined to specified categories (SCs, STs, OBCs) and does not apply to feeder cadres when determining promotion.
  • Plurality of posts is a prerequisite for reservation to arise; single-post cadres cannot sustain reservation rotas.
  • Quota within a promotional cadre is not the same as constitutional reservation under Article 16(4) and 16(4-A); it is a mechanism to facilitate promotion without violating equality of opportunity.

Submissions & Arguments

Contentions of Appellants / Petitioners

The appellant and his counsel contended that a singular post in a cadre cannot be reserved for promotion from the feeder cadre. They argued that reserving such a post would lead to total exclusion of the general public from the appointment process and would violate Article 16(1) and 16(4) of the Constitution. They relied on the PGI decision (Constitution Bench) to emphasize that a single-post cadre, if rosters are used, results in 100% reservation, which is impermissible. The Regulation 2 framework, including the Note, was cited as a mechanism to fill posts through promotion without constituting forbidden reservation, provided that plurality of posts exists. The appellant urged the Court to restore the single-judge view that the post cannot be reserved and to view the Division Bench’s approach as contrary to constitutional guarantees.

Contentions of Respondents

The respondents argued that Regulation 2 with the Note allows promotion to fill the post in a single-post cadre and that reservation claims are not triggered so long as the post is filled by promotion from the feeder cadre. They relied on prior judgments (Jai Bhagwan Singh; Palak Dhari Yadav) and later authorities holding that a cadre can incorporate posts via internal promotions without violating Articles 16(1) and 16(4). They contended that the 50% promotion rule and the Note are valid, and that the integration of feeder categories into a common cadre, as seen in State of Punjab v. R.N. Bhatnagar, supports that promotions may be structured to ensure fair representation without constituting impermissible reservation.

Cited Precedents (6)

Case NameCitationTreatmentExplanation
Jai Bhagwan Singh v. District Inspector of Schools, Gautambudh Nagar & Ors.2006 3 UPLBEC 2391PositiveCited by Division Bench to support that a single post can be filled by promotion from the feeder cadre.
Palak Dhari Yadav v. Post Graduate Institute of Medical Education & Research (1999) 3 UPLBEC 23151999 3 UPLBEC 2315DistinguishedEarlier decision held differently; held unsound in light of later reasoning.
Post Graduate Institute of Medical Education & Research, Chandigarh v. Faculty Association and others(1998) 4 SCC 1; 1998 (2) SCR 845PositiveConstitution Bench ruled that single-post cadre reservation is not permissible; informs the present view on reservation vs. quota.
Union of India v. Madhav(1997) 2 SCC 332; 1996 (6) Suppl. SCR 503PositiveSupport for the view that quotas in promotional cadres do not violate Article 16 when properly structured.
State of Punjab and others v. R.N. Bhatnagar and Anr.(1999) 2 SCC 330; 1998 (3) Suppl. SCR 693PositiveIntegration of feeder promotees into a common cadre; supports the concept that different sources can join a cadre.
Kudeep Kumar Gupta and others v. H.P. State Electricity Board and Ors.(2001) 1 SCC 475; 2000 (5) Suppl. SCR 572PositiveAffirms that promotional quotas do not amount to forbidden reservation; reinforces constitutional interpretation.

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Extracted Judgment Text

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[2015] 9 S.C.R. 467 A ## AKHILESH KUMAR SINGH v. ## RAM DAWAN & ORS. (Civil Appeal No.1931 of 2010) SEPTEMBER 23, 2015 B **[DIPAK MISRA AND PRAFULLA C. PANT, JJ.]** _Service law_ - _Reservation_ - _Singular post in_ a _cadre_ - - - _Promotion to the post of clerk Claim of Single Judge holding that the claim was untenable as there was singular_ C _post in the cadre of clerk duly sanctioned and created in the institution and thus, the said post could not be reserved for_ - _promotion from amongst the class IV employees Division Bench of the High Coqrt holding that a single post of Class_ 0 _Ill available in intermediate college governed by the Act can_ - _be filled up by promotion On appeal, held: Reservation for a single post in a cadre would keep the general members of_ - _the publicin total exclusion Reservation would arise when there is plurality of post in the cadre_ - _Reservation is only_ E _restricted to the Scheduled Castes, Scheduled Tribes and_ - _Other Backward Classes It does not relate to the persons serving in the feeder cadre_ - _In the instant case, Regulation provides for 50% of the total number of posts to be promoted through promotion_ - _Note appended lays down that in_ F _calculation of the 50% of the post less than half would be left_ - _and half or more than half post would be deemed as one Thus, if a singular post in the clerical cadre is there, it would be filled up by promotion from amongst the eligible_ - _candidates from the feeder cadre Order passed by the_ G _Division Bench was correct_ - _U P. Intermediate Education Act, 1921- Constitution oflndia, 1950-Arts 16(1), (4)._ 467 **H** SUPREME COURT REPORTS 468 [2015] 9 S.C.R. A A _Jai Bhagwan Singh v District Inspector of Schools, Gautambudh Nagar_ & _Ors._ 2006 3 UPLBEC 2391; _Palak Dhari Yadav_ 1999 3 UPLBEC 2315; _Post Graduate Institute of Medical Education_ & _Research, Chandigarh v. Ff!CU/ty Association and others_ (1998) 4 SCC 1 :1998 (2) SCR 845; B _Union of India v. Madhav_ (1997) 2 SCC 332: 1996 (6) Suppl. SCR 503; _State of Punjab and others v. R.N. Bhatnagar and Anr._ (1999) 2 SCC 330: 1998 (3) Suppl. SCR 693; _Ku/deep Kumar Gupta and others v. H.P State Electricity Board and Ors._ (2001) 1 SCC475: 2000 (5) Suppl. SCR 572- referred c to. ## c ## Case Law Reference D E - 2006 3 UPLBEC 2391 Referred to. Para 4 1999 3 UPLBEC 2315 Referred to. Para 4 1998 (2) SCR 845 Referred to. Para 7 - 1996 (6) Suppl. SCR 503 Referred to. Para 7 1998 (3) Suppl. SCR 693 Referred to. Para 9 2000 (5) Suppl. SCR 572 Referred to. Para 10 CIVIL APPELLATE JURISDICTION: Civil Appeal No. F 1931 of2010. From the Judgment and Order dated 18.07.2007 of the High Court of Judicature at Allahabad in Special Appeal No. 1191 of2006. G Pramanand Gaur, S.C. Singhal for the Appellant. Hariom Yaduvanshi, Geeta Singh, Dr. Monika Gusain, Gagan Gupta, Vivek Vishnoi, M. R. Shamshad, Shashank H Singh for the Respondents. AKHILESH KUMAR SINGH v. RAM DAWAN & ORS. 469 A The Judgment of the Court was delivered by DIPAK MISRA, J. 1. A deep rooted desire strongly planted in unsatisfied ambition has compelled tl:ie appellant to paint a picture with the colour of 'reservation' on a constitutional foundation eventually with immense aspiration that he can B achieve it by sheer assertion and repeated asseveration of the proposition that a singular post in a cadre cannot be reserved, totally ostracizing the contrary perception that the principle of reservation, as is understood in the constitutional bedrock, is absolutely foreign to the concept. C 2. Presently to the factual expose. The first respondent was appointed as Daftari on 1. 7 .1975 in Kisan Uchchatar Madhyamic Vidyalaya, Hidra, Kanwar, Basti, a recognised Intermediate College governed by the U.P. Intermediate o Education Act, 1921 (for short, "the 1921 Act") and he became a permanent employee with effect from 13.10.1981. He passed the High School education in the year 1997 and thereafter the intermediate examination in the year 2000 as a consequence of which he became eligible for consideration E of promotion for the post of Clerk. On 30.6.2003, Roop Narain Singh who was working as a Clerk, on attaining the age of superannuation stood superannuated and one Assistant Teacher remained incharge. After retirement of Roop Narain Singh, the first respondent submitted an application to the F District Inspector of Schools, through the Principal for his promotion to the post of Clerk. The concerned Principal forwarded the said application on 14.7.2003 to the District Inspector of Schools along with the seniority list. As no response was received from the District Inspector of Schools G . relating to the promotion of the first respondent, the Principal sent a reminder. It needs to be stated that as there was no Committee of Management in the Institute, the Assistant District Inspector of Schools was functioning as the Management H Controller and despite his best efforts he could not hold the 470 SUPREME COURT REPORTS [2015] 9 S.C.R. A elections. The authorities advertised in a newspaper for filling ·up of the post of Clerk and because of the said advertisement, the approval for the post of promotion as far as first respondent is concerned was not given and he felt grieved thereby. B 3. As the factual narration would unveil, the first respondent submitted a representation to the Joint Director of Education on 22.6.2006, but nothing affirmative ensued and in the meantime the present appellantAkhilesh Kumar Singh was appointed. Being dissatisfied with the same, the first C respondent invoked the jurisdiction of High Court in Writ Petition No. 39738 of 2006. The learned Single Judge taking note of the fact that the claim of the writ petitioner seeking promotion to the post of Clerk was untenable inasmuch as there was a singular post in the cadre of Clerk duly sanctioned D and created in the institution and in such circumstances the said post could not be reserved for promotion from amongst the Class IV employees. However, the learned single Judge observed that if the writ petitioner felt that the appointment of the selected candidate by direct recruitment was patently illegal E and de hors the rules, he could submit a representation to the District Inspector of Schools and, in that event, the authority concerned shall pass a reasoned and speaking order keeping · in view the various provisions of the 1921 Act. F 4. Being dissatisfied with the said order, the 1st respondent herein preferred Special Appeal No. 648 of2006. The Division Bench encapsuled the controversy in a short compass, that is, whether a single post of Class Ill available in an intermediate college governed by the Act could be filled up only by promotion G or by direct recruitment. The Division Bench referred to an earlier Division Bench judgment in _**Jai Bhagwan Singh v. District Inspector of Schools, Gautambudh Nagar**_ **&** _**Ors.**_[1 ] · and came to hold that a single post of Class Ill available in H 1 2006 3 UPLBEC 2391 AKHILESH KUMAR SINGH v. RAM DAWAN & ORS. . [DIPAK MISRA, J.] 471 intermediate college governed by the 1921 Act can be filled A up by promotion and the earlier decision in _Pa/ak Dhari_ Yadav[2 ] was not legally sound. On the base of the said reasoning, the Division Bench annulled the decision rendered by the learned Single Judge. The said judgment and order passed by the Division Bench is under assail in this appeal by special leave. B 5. We have heard Mr. Parmanand Gaur, learned counsel for the appellant and Mr. Hariom Yaduvanshi, Mr. Gagan Gupta and Mr. Vivek Vishnoi, learned counsel for the respondents. c 6. It is imperative to note at the outset that there is no dispute with regard to the factual score. The institution is covered by the 1921 Act. A set of Regulations has been framed under the said Act providing for promotion from Class IV to Class Ill. Regulation 2 which is relevant for the present purpose o is reproduced below:- > "2. (1) For the purpose of appointments of clerks and Fourth class employees the minimum educational qualification would be the same as has been fixed from time to time for the equivalent employees of Government Higher Secondary Schools. E (2) Fifty percent of the total number of sanctioned posts of head clerk and clerks shall be filled among the serving F clerks and employees through promotion. If employee possesses prescribed eligibility and he has served continuously for 5 years on his substantive post and his service record is good, then promotion shall be made on the basis of seniority, subject to rejection of the unfit. If any G employee is aggrieved by any decision or order of the management committee in this respect then he can make representation against it to the Inspector within two weeks > 2 1999 3 UPLBEC 2315 H 472 SUPREME COURT REPORTS [2015] 9 S.C.R. A from the date of such decision or order. Inspector on such representation can make such orders as he thinks fit. Decision of the Inspector would be final and promptly executed by the management. B Note:- In calculating fifty percent of posts parts less than half would be left and half or more that half post would be deemed as one." 7. On a plain reading of the aforesaid Regulation, it is quite c luminous that the "Note" appended to it makes it abundantly clear that there is a singular post. The Regulation lays down the postulates for filling up of the post. The crux of the matter is whether in the instant case a cadre that constitutes of a single post has been reserved. In _**Post Graduate Institute of**_ o _**Medical Education**_ **&** _**Research, Chandigarh v. Faculty Association and others[3] ,**_ the Constitution Bench was considering the correctness of the decision rendered in _**Union of India v. Madhav4.**_ Apart from many a contention, it was also submitted before this Court that for implementing 50-point E roster, isolated and separate posts in different specialities cannot be clubbed together and reservation of posts by applying the roster can be made only where there are more than one post and reservation of only one post cannot be made because such reservation would amount to 100% reservation F which would violate Article 16(1) and Article 16(4) of the Constitution. The Constitution Bench after discussing the law at length has held:- **"34.** In a single post cadre, reservation at any point of time G on account of rotation of roster is bound to bring about a situation where such a single post in the cadre will be kept reserved exclusively for the members of the backward '(1998) 4 sec 1 **H** • (1997) 2 sec 332 AKHILESH KUMAR SINGH v. RAM DAWAN & ORS. 473 [DIPAK MISRA, J.] classes and in total exclusion of the general members of A the public. Such total exclusion of general members of the public and cent per cent reservation for the backward classes is not. permissible within the constitutional framework. The decisions of this Court to this effect over the decades have been consistent. B B 35. Hence, until there is plurality of posts in a cadre, the question of reservation will not arise because any attempt of reservation by whatever means and even with the device of rotation of roster in a single post cadre is bound C to create 100% reservation of such post whenever such reservation is to be implemented. The device of rotation of roster in respect of single post cadre will only mean that on some occasions there will be complete reservation and the appointment to such post is kept out of bounds to D the members of a large segment of the community who do not belong to any reserved class, but on some other occasions the post will be available for open competition when in fact on all such occasions, a single post cadre should have been filled only by open competition amongst E all segments of the society." 8. From the aforesaid enunciation of law, it is eminently explicit that reservation for a single post in a cadre will keep the general members of the public in total exclusion and the F question of reservation will arise when there is plurality of post in the cadre. Needless to say that the Constitution Bench has been stating about the reservation with regard to the Scheduled Castes, Scheduled Tribes and Other Backward Classes. It does not lay down that if a post is meant to be filled up by G promotion from amongst the employees working in the feeder cadre, it would tantamount to reservation. Reservation is only restricted to the Scheduled Castes, Scheduled Tribes and Other Backward Classes. It does not relate to the persons H serving in the feeder cadre. 474 SUPREME COURT REPORTS [2015] 9 S.C.R. A 9. In _**State of Punjab and others v. R.N. Bhatnagar and Another6,**_ it has been laid down that when posts in a cadre are to be filled in from two sources, whether the candidate comes from the source of departmental promotees or by way of direct recruitment, once both of them enter a common cadre, B their birthmarks disappear and they get completely integrated in the common cadre and it is in consonance with the thrust of Article 16(1) of the Constitution of India. The Court further observed that no question of exception to the said general thrust of the constitutional provision would survive as Article C 16(4) would be out of the picture in such a case. 10. In this context, a reference to a two-Judge Bench decision in _**Ku/deep Kumar Gupta and others v. H.P. State Electricity Board and others[6 ]**_ is apposite. In the said case, D a contention was advanced that providing a quota tantamounts to reservation. Repelling the said submission, it was ruled:- "Article 16 deals with equality of opportunity in matters of public employment and Article 16(4) enables the State in E making any provision for reservation of appointments or posts in favour of any backward class of citizens which in the opinion of the State is not adequately represented in the services under the State. This Court in _Indra Sawhney[7 ] case_ has held that no such reservation is permissible in F the promotional posts and to get over the said decision Article 16(4-A) has been inserted by the Constitution (Seventy-seventh Amendment) Act. But we fail to understand as to how providing a quota for a specified category of personnel in the promotional post can be held G to be a reservation within the ambit of Article 16(4). Providing a quota is not new in the service jurisprudence s (1999) 2 sec 330 > 6 {2001) 1 SCC475 - **H** _1_ 1992 Supp (3) sec 211 AKHILESH KUMAR SINGH v. RAM DAWAN & ORS. 475 [DIPAK MISRA, J.] and whenever the feeder category itself consists of A different category of persons and when they are considered for any promotion, the employer fixes a quota for each category so that the promotional cadre would be equibalanced and at the same time each category of persons in the feeder category would get the opportunity B . of being considered for promotion. This is also in a sense in the larger interest of the administration when it is the employer, who is best suited to decide the percentage of posts in the promotional cadre, which can be earmarked for different category of persons. In other words this C provision actually effectuates the constitutional mandate engrafted in Article 16(1), as it would offer equality of opportunity in the matters relating to employment and it would not be the monop.oly of a specified category of 0 persons in the feeder category to get promotions. We, therefore, do not find any infraction of the constitutional provision engrafted in Article 16(4) while providing a quota in the promotional cadre, as in our view it does not tantamount to reservation". E 11. The purpose of referring to the aforesaid decisions is that the concept of reservation finds place in Article 16( 4) and does not apply to the concept of quota from the feeder cad re. In the instant case, the Regulation provides for 50% of the total F number of posts to be promoted through promotion. The "Note" appended is an inseparable part of the Regulation and it lays down that in calculation of the 50% of the post less than half would be left and half or more than half post would be deemed as one. Therefore, if a singular post in the clerical cadre is G there, it would be filled up by promotion from amongst the eligible candidates from the feeder cadre. Adopting such a method or taking such route does not remotely touch the idea of reservation. Hence, the submission put forth by the learned counsel for the appellant sans substance. H H 476 SUPREME COURT REPORTS [2015) 9 S.C.R. _I\_ 12. In view of the aforesaid premises, we do not perceive any merit in this appeal and accordingly, the same stands dismissed without any order as to costs. N1dhi Jain Appeal dismissed. B